Data / Form D filings / ROM Technologies, Inc.
ROM Technologies, Inc.: Form D filings
ROM Technologies, Inc., a health care company in Brookfield, CT, filed 69 Form D notices with the SEC between 2014 and 2026. The latest, on February 19, 2026, reports $448.1 million sold of an offering with no set size to 3,556 investors.
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Company details from the filing
- Address
- 101 SILVERMINE RD., Brookfield, CT, 06804
- Phone
- (888) 374-0855
- Industry
- Other Health Care
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- $25,000,001 - $100,000,000
- Exemptions claimed
- Rule 506(c)
- SEC identifier (CIK)
- 1600001
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Feb 19, 2026 | Amendment | Indefinite | $448,056,161 | 3556 | Sep 15, 2014 | sec.gov | |
| Sep 2, 2025 | Amendment | Indefinite | $0 | 926 | Sep 15, 2014 | sec.gov | |
| Jul 30, 2025 | Amendment | Indefinite | $900,000 | 18 | Jul 9, 2015 | sec.gov | |
| Jul 30, 2025 | Amendment | Indefinite | $1,415,000 | 174 | Sep 16, 2015 | sec.gov | |
| Jul 29, 2025 | Amendment | Indefinite | $1,050,000 | 14 | Sep 15, 2015 | sec.gov | |
| Jul 29, 2025 | Amendment | $10,000,000 | $50,000 | $9,950,000 | 1 | Nov 11, 2021 | sec.gov |
| Jul 29, 2025 | Amendment | Indefinite | $45,389,296 | 1133 | Sep 15, 2015 | sec.gov | |
| Jul 29, 2025 | Amendment | Indefinite | $0 | 914 | Sep 15, 2014 | sec.gov | |
| Jul 29, 2025 | Amendment | Indefinite | $0 | 874 | Sep 15, 2014 | sec.gov | |
| Jul 29, 2025 | Amendment | Indefinite | $0 | 477 | Sep 15, 2014 | sec.gov | |
| Jul 29, 2025 | Amendment | Indefinite | $200,000 | 446 | Sep 15, 2015 | sec.gov | |
| Jul 29, 2025 | Amendment | Indefinite | $200,000 | 63 | Sep 15, 2014 | sec.gov | |
| Jul 29, 2025 | Amendment | Indefinite | $0 | 1128 | Sep 15, 2015 | sec.gov | |
| Jul 29, 2025 | Amendment | Indefinite | $0 | 809 | Sep 15, 2015 | sec.gov | |
| Jul 25, 2025 | Amendment | Indefinite | $80,687,524 | 1766 | Sep 15, 2015 | sec.gov | |
| Jul 25, 2025 | Amendment | Indefinite | $77,567,874 | 1720 | Sep 15, 2015 | sec.gov | |
| Jul 25, 2025 | Amendment | Indefinite | $75,517,345 | 1689 | Sep 15, 2015 | sec.gov | |
| Jul 25, 2025 | Amendment | Indefinite | $56,725,613 | 1348 | Sep 15, 2015 | sec.gov | |
| Jul 25, 2025 | Amendment | Indefinite | $49,160,296 | 1206 | Sep 15, 2015 | sec.gov | |
| Jul 25, 2025 | Amendment | Indefinite | $45,389,296 | 1133 | Sep 15, 2015 | sec.gov | |
| Jul 25, 2025 | Amendment | Indefinite | $41,541,274 | 1062 | Sep 15, 2015 | sec.gov | |
| Jul 25, 2025 | Amendment | Indefinite | $37,225,337 | 985 | Sep 15, 2015 | sec.gov | |
| Jul 24, 2025 | Amendment | Indefinite | $32,079,680 | 867 | Sep 15, 2015 | sec.gov | |
| Jul 24, 2025 | Amendment | Indefinite | $27,191,113 | 767 | Sep 15, 2015 | sec.gov | |
| Jul 24, 2025 | Amendment | Indefinite | $20,865,019 | 631 | Sep 15, 2015 | sec.gov | |
| Jul 24, 2025 | Amendment | $3,000,000 | $1,415,000 | $1,585,000 | 174 | Sep 16, 2015 | sec.gov |
| Jul 24, 2025 | Amendment | $1,500,000 | $900,000 | $600,000 | 18 | Jul 9, 2015 | sec.gov |
| Jul 24, 2025 | Amendment | $1,500,000 | $0 | $1,500,000 | 0 | Yet to occur | sec.gov |
| Jul 24, 2025 | Amendment | $1,000,000 | $665,000 | $335,000 | 18 | Nov 6, 2018 | sec.gov |
| Jul 24, 2025 | Amendment | $1,000,000 | $570,000 | $430,000 | 10 | Aug 27, 2018 | sec.gov |
| Jul 24, 2025 | Amendment | $500,000 | $500,000 | 22 | Aug 10, 2017 | sec.gov | |
| Jul 24, 2025 | Amendment | $125,000 | $35,000 | $90,000 | 1 | Sep 1, 2015 | sec.gov |
| Jul 21, 2025 | Amendment | $250,000 | $25,000 | $225,000 | 1 | Sep 1, 2015 | sec.gov |
| Jul 21, 2025 | Amendment | $125,000 | $35,000 | $90,000 | 1 | Sep 1, 2015 | sec.gov |
| Nov 29, 2024 | New notice | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | sec.gov |
| Nov 15, 2024 | New notice | $5,000,000 | $0 | $5,000,000 | 0 | Yet to occur | sec.gov |
| Jun 7, 2024 | New notice | $20,000,000 | $0 | $20,000,000 | 0 | Yet to occur | sec.gov |
| May 24, 2024 | New notice | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | sec.gov |
| Jan 25, 2024 | New notice | $10,000,000 | $200,000 | $9,800,000 | 5 | Jan 19, 2024 | sec.gov |
| Dec 29, 2023 | New notice | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | sec.gov |
| Oct 18, 2023 | New notice | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | sec.gov |
| Mar 2, 2023 | New notice | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | sec.gov |
| Jan 31, 2023 | Amendment | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | sec.gov |
| Jan 13, 2023 | New notice | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | sec.gov |
| Aug 29, 2022 | New notice | $10,000,000 | $100,000 | $9,900,000 | 1 | Aug 25, 2022 | sec.gov |
| Apr 26, 2022 | New notice | $10,000,000 | $201,000 | $9,799,000 | 6 | Apr 15, 2022 | sec.gov |
| Apr 26, 2022 | New notice | $10,000,000 | $375,000 | $9,625,000 | 8 | Apr 4, 2022 | sec.gov |
| Mar 4, 2022 | Amendment | $10,000,000 | $50,000 | $9,950,000 | 1 | Nov 11, 2021 | sec.gov |
| Jan 24, 2022 | New notice | $5,000,000 | $1,100,000 | $3,900,000 | 1 | Jan 13, 2022 | sec.gov |
| Nov 22, 2021 | New notice | $10,000,000 | $33,500 | $9,966,500 | 1 | Nov 11, 2021 | sec.gov |
| Nov 22, 2021 | New notice | $10,000,000 | $50,000 | $9,950,000 | 1 | Nov 11, 2021 | sec.gov |
| Sep 3, 2021 | New notice | $10,000,000 | $1,050,000 | $8,950,000 | 14 | Aug 23, 2021 | sec.gov |
| Aug 11, 2021 | New notice | $3,000,000 | $2,090,000 | $910,000 | 42 | Jul 21, 2021 | sec.gov |
| May 20, 2021 | Amendment | $3,000,000 | $75,000 | $2,925,000 | 2 | Apr 22, 2020 | sec.gov |
| May 20, 2021 | Amendment | $5,000,000 | $25,000 | $4,975,000 | 1 | Jan 19, 2021 | sec.gov |
| May 20, 2021 | Amendment | $2,000,000 | $0 | $2,000,000 | 0 | Jan 5, 2021 | sec.gov |
| Feb 2, 2021 | New notice | $5,000,000 | $25,000 | $4,975,000 | 1 | Jan 19, 2021 | sec.gov |
| Dec 31, 2020 | New notice | $2,000,000 | $0 | $2,000,000 | 0 | Yet to occur | sec.gov |
| May 4, 2020 | New notice | $3,000,000 | $75,000 | $2,925,000 | 2 | Apr 22, 2020 | sec.gov |
| Jul 22, 2019 | New notice | $1,500,000 | $0 | $1,500,000 | 0 | Yet to occur | sec.gov |
| Dec 26, 2018 | New notice | $1,000,000 | $665,000 | $335,000 | 18 | Nov 6, 2018 | sec.gov |
| Sep 28, 2018 | New notice | $1,000,000 | $570,000 | $430,000 | 10 | Aug 27, 2018 | sec.gov |
| Feb 13, 2018 | New notice | $500,000 | $500,000 | 22 | Aug 10, 2017 | sec.gov | |
| Jun 27, 2017 | New notice | $200,000 | $185,000 | $15,000 | 4 | Dec 15, 2014 | sec.gov |
| Jul 28, 2016 | Amendment | $125,000 | $35,000 | $90,000 | 1 | Sep 1, 2015 | sec.gov |
| Apr 14, 2016 | New notice | $125,000 | $35,000 | $90,000 | 1 | Sep 1, 2015 | sec.gov |
| Sep 15, 2015 | New notice | $250,000 | $25,000 | $225,000 | 1 | Sep 1, 2015 | sec.gov |
| Jul 10, 2014 | New notice | $100,000 | $30,000 | $70,000 | 2 | Jul 1, 2014 | sec.gov |
| Feb 14, 2014 | New notice | $200,000 | $60,000 | $140,000 | 3 | Feb 3, 2014 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Peter Arn | Executive Officer, Director | |
| Sanford Gomberg | Executive Officer, Director | |
| Steve Siegel | Executive Officer | |
| Edwin Dearborn | Director | |
| Robert Grant Edwards | Executive Officer |
Other health care companies in Connecticut that filed recently
- Pantera, Inc. $1.4 million · Sep 3, 2026
- Oxbridge Health, Inc. $38.5 million · Aug 20, 2026
- Convexity Scientific Inc. $10 million · Aug 7, 2026
Every Form D from the week of Feb 16, 2026 · All recent filings in Connecticut · All recent Other Health Care filings
Read from SEC EDGAR. Amount sold is what ROM Technologies, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.