Data / Form D filings / Jan 25
Form D filings, January 25, 2024: 113 companies raised $967 million
113 operating companies filed a Form D on January 25, 2024, reporting $967 million sold. Largest: Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($529.1 million), Romano Capital Investment Fund, LLC ($60.1 million), ClearMotion, Inc. ($42.5 million). The median filing is $476,750, and 128 pooled investment funds also filed that day.
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- 113Form D filings
- $967 millionreported sold
- $476,750median amount sold
- CAmost filings (27)
Most filings by state: CA 27, NY 16, TX 12, MA 5, FL 5. By industry: REITS and Finance 33, Other Technology 20, Other Real Estate 17, Other 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $529,077,050 | $529,077,050 | 897 | Jan 25 | sec.gov |
| Romano Capital Investment Fund, LLC (amended) | Other Real Estate | Vancouver | WA | $60,074,500 | $100,000,000 | 242 | Jan 25 | sec.gov |
| ClearMotion, Inc. | Other Technology | Billerica | MA | $42,549,997 | $42,549,997 | 15 | Jan 25 | sec.gov |
| Ohalo Genetics, Inc. | Other | Aptos | CA | $39,999,969 | $57,000,024 | 8 | Jan 25 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $37,634,917 | $145,000,000 | 232 | Jan 25 | sec.gov |
| Turquoise Health Co. | Other Technology | San Diego | CA | $29,999,994 | $29,999,994 | 10 | Jan 25 | sec.gov |
| AEGIS ASSET BACKED SECURITIES LLC (amended) | REITS and Finance | Huntington Beach | CA | $18,900,156 | Indefinite | 43 | Jan 25 | sec.gov |
| Reunion Neuroscience Management, Inc. | Pharmaceuticals | Philadelphia | PA | $16,850,000 | $66,850,000 | 6 | Jan 25 | sec.gov |
| G2 Goldfields Inc. | Other | Toronto | $16,378,740 | $16,378,740 | 1 | Jan 25 | sec.gov | |
| AREP Pooler Investor LLC (amended) | Other Real Estate | New York | NY | $15,007,000 | Indefinite | 94 | Jan 25 | sec.gov |
| Savannah 176 LLC | Commercial | Mt. Pleasant | SC | $14,000,000 | $14,000,000 | 0 | Jan 25 | sec.gov |
| CC Easton LP Holding LLC | Other Real Estate | Irvine | CA | $13,800,000 | $15,000,000 | 15 | Jan 25 | sec.gov |
| 2600 Canal, LLC | Commercial | Houston | TX | $11,700,000 | $11,700,000 | 22 | Jan 25 | sec.gov |
| ICARUS LABS LTD | Other | City Of Denver | CO | $10,000,000 | Indefinite | 0 | Jan 25 | sec.gov |
| RIVERWEST 55 - INVESTORS, LLC | Other Real Estate | Indianapolis | IN | $9,125,000 | $11,000,000 | 43 | Jan 25 | sec.gov |
| NGF Holdings, LLC | Other Banking and Financial Services | Malibu | CA | $7,950,000 | Indefinite | 10 | Jan 25 | sec.gov |
| Merly, Inc. | Other Technology | Palo Alto | CA | $6,825,998 | $6,825,998 | 14 | Jan 25 | sec.gov |
| Guardian Storage Louisville, LLC | Other | Pittsburgh | PA | $6,550,000 | $6,550,000 | 39 | Jan 25 | sec.gov |
| StoicLane Inc. | Other Technology | Chicago | IL | $6,427,750 | $6,427,750 | 20 | Jan 25 | sec.gov |
| BV Student Housing Texas Portfolio DST | Residential | Dallas | TX | $4,987,500 | $27,201,199 | 1 | Jan 25 | sec.gov |
| RCI Preserve, LLC (amended) | Other Real Estate | Vancouver | WA | $4,135,000 | $50,000,000 | 37 | Jan 25 | sec.gov |
| Winible Inc. | Other Technology | Austin | TX | $4,024,998 | $5,439,998 | 35 | Jan 25 | sec.gov |
| 89 S10 FUNDING L.P. | Other Real Estate | Woodmere | NY | $3,800,000 | $3,800,000 | 46 | Jan 25 | sec.gov |
| 305 CENTRAL FUNDING L.P. | Other Real Estate | Woodmere | NY | $3,800,000 | $3,800,000 | 46 | Jan 25 | sec.gov |
| DCM PARTNERS 23, LLC | Other Real Estate | Denton | TX | $3,750,000 | $25,000,000 | 14 | Jan 25 | sec.gov |
| HerdDogg, Inc. (amended) | Other | Seward | NE | $3,500,000 | $6,000,000 | 6 | Jan 25 | sec.gov |
| GCDP II REIT Feeder, LLC (amended) | Other Real Estate | El Segundo | CA | $3,397,680 | $145,000,000 | 36 | Jan 25 | sec.gov |
| 801 JENNINGS FUNDING L.P. | Other Real Estate | Woodmere | NY | $2,800,000 | $2,800,000 | 6 | Jan 25 | sec.gov |
| Sesame Sustainability Inc. | Other Technology | Cambridge | MA | $2,400,000 | $2,400,000 | 3 | Jan 25 | sec.gov |
| 3Aware, Inc. | Other Health Care | Indianapolis | IN | $2,374,406 | $2,374,406 | 2 | Jan 25 | sec.gov |
| 3Aware, Inc. | Other Health Care | Indianapolis | IN | $2,150,000 | $8,000,000 | 2 | Jan 25 | sec.gov |
| Agilis Park Fund III, LP (amended) | Other Real Estate | Ashland | VA | $2,030,000 | $20,000,000 | 9 | Jan 25 | sec.gov |
| Hopkins Humbolt LLC | Other Real Estate | Meridian | ID | $1,900,000 | $1,900,000 | 6 | Jan 25 | sec.gov |
| BATES STRINGER - MARTIN HILLS RANCH LLC | Residential | Danville | CA | $1,725,000 | $2,300,000 | 26 | Jan 25 | sec.gov |
| West of Broad Partners, LLC | Commercial | Southern Pines | NC | $1,650,000 | $1,650,000 | 0 | Jan 25 | sec.gov |
| 2 VALLEY VIEW FUNDING L.P. | Other Real Estate | Woodmere | NY | $1,600,000 | $1,600,000 | 17 | Jan 25 | sec.gov |
| BC Armourdale LLC | Investing | Irving | TX | $1,555,000 | $6,500,000 | 19 | Jan 25 | sec.gov |
| Talisman Global, LLC | Other | Los Angeles | CA | $1,500,000 | $1,500,000 | 1 | Jan 25 | sec.gov |
| Jewett Automation HoldCo, LLC | Other Technology | Richmond | VA | $1,500,000 | $1,500,000 | 18 | Jan 25 | sec.gov |
| Carebot Health, Inc. (amended) | Other Technology | Verona | WI | $1,499,999 | $1,499,999 | 4 | Jan 25 | sec.gov |
| Clir Renewables Inc. | Other Technology | Vancouver | $1,493,600 | $1,493,600 | 1 | Jan 25 | sec.gov | |
| INVESTORS OF PTA 35, LP (amended) | Other Real Estate | Frisco | TX | $1,230,971 | $1,230,971 | 7 | Jan 25 | sec.gov |
| Adolore Biotherapeutics, Inc. | Biotechnology | Delray Beach | FL | $1,055,000 | Indefinite | 22 | Jan 25 | sec.gov |
| Cashea Holdings Ltd | Other Technology | Caracas | $950,000 | $1,200,000 | 5 | Jan 25 | sec.gov | |
| United Permian #3, LP | Oil and Gas | Roanoke | TX | $814,687 | $825,000 | 22 | Jan 25 | sec.gov |
| Shaga Labs, Inc. | Other Technology | Dover | DE | $800,000 | $1,500,000 | 11 | Jan 25 | sec.gov |
| Fertilidad Integral Ltd. | Other Health Care | Mexico City | $742,262 | $742,262 | 4 | Jan 25 | sec.gov | |
| Keyavi Data Corp. | Other Technology | Durango | CO | $730,967 | $6,000,000 | 6 | Jan 25 | sec.gov |
| PurCell Bio, Inc | Biotechnology | Bozeman | MT | $695,000 | $1,300,000 | 25 | Jan 25 | sec.gov |
| RSM Lyten II, LLC | Other | Memphis | TN | $650,000 | $7,500,000 | 1 | Jan 25 | sec.gov |
| Alleviate, Inc. | Other Technology | Watertown | MA | $512,045 | $1,500,000 | 22 | Jan 25 | sec.gov |
| DevvStream Holdings Inc. | Other | Vancouver | $500,000 | $7,500,000 | 4 | Jan 25 | sec.gov | |
| Neuro-Vascular Research & Design Corp | Other Technology | Tucson | AZ | $453,500 | $2,500,000 | 8 | Jan 25 | sec.gov |
| LogRock Inc. | Insurance | Concord | NC | $393,179 | $393,179 | 1 | Jan 25 | sec.gov |
| Fraud Protection Network, Inc. (amended) | Other Technology | Aventura | FL | $375,000 | $1,250,000 | 2 | Jan 25 | sec.gov |
| Veg House Holdings Inc. | Other | Miami Beach | FL | $350,000 | $350,000 | 1 | Jan 25 | sec.gov |
| Main Street Solar Fund II, LLC (amended) | Other Energy | Oxford | MS | $349,000 | $125,000,000 | 2 | Jan 25 | sec.gov |
| Azura Holdings, Inc. | Investing | Grand Cayman | $325,000 | $1,000,000 | 4 | Jan 25 | sec.gov | |
| CONFLIXIS, INC. | Other Technology | Brooklyn | NY | $275,000 | $750,000 | 7 | Jan 25 | sec.gov |
| Port LA Distribution Center II, L.P. | REITS and Finance | San Francisco | CA | $250,000 | $250,000 | 125 | Jan 25 | sec.gov |
| ROM Technologies, Inc. | Other Health Care | Brookfield | CT | $200,000 | $10,000,000 | 5 | Jan 25 | sec.gov |
| Globe 3 Capital, LLC (amended) | Investing | Encinitas | CA | $175,000 | $10,000,000 | 4 | Jan 25 | sec.gov |
| Talli, Inc. | Other | Atlanta | GA | $150,000 | $200,000 | 2 | Jan 25 | sec.gov |
| ASTON LABS CO. | Energy Conservation | Raleigh | NC | $150,000 | $3,000,000 | 0 | Jan 25 | sec.gov |
| CP DI IOS Holdings REIT LP | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Sycamore Canyon REIT, LLC | REITS and Finance | Minneapolis | MN | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Apollo Court REIT, LLC | REITS and Finance | Minneapolis | MN | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Alcova Yield Premium Junior REIT, Inc. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| PSG Credit REIT, Inc. | REITS and Finance | Columbia | MD | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| DLP BCF REIT LLC | REITS and Finance | St. Augustine | FL | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| DLP PREFERRED CREDIT FUND LLC | REITS and Finance | St Augustine | FL | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Brookfield REIT US Sub-REIT II LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Brookfield REIT US Sub-REIT I LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Brookfield REIT US Sub-REIT III LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| BSREP V Sodium REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Saber Houston NW Logistics Holdings LLC | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| OE 1801 California Street REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Saber 14505 Proctor Holdings LLC | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Saber Portland Columbia Industrial Holdings LLC | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Saber Centreport B2 Holdings LLC | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Wilshire 10664-10680 Acacia Street Parent LLC | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Wilshire 4650 Newcastle Road Holdings LLC | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Saber 611 Reyes Drive Holdings LLC | REITS and Finance | Santa Monica | CA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| FREP IV Institutional REIT, L.L.C. | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| BREF V REIT II LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Core Tucson Park REIT, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Core Fullerton Chapman REIT, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| EM Ascent Fund REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| NYM 215 MOORE REIT, LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Core SVA T2 Sub REIT 4, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| Core SVA T2 Sub REIT 3, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| MEMORIAL DRIVE PORTFOLIO REIT, LLC | REITS and Finance | San Diego | CA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| PHAROS PORTFOLIO REIT, LLC | REITS and Finance | San Diego | CA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| LPD-JH Tallahassee REIT, LLC | REITS and Finance | Athens | GA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| LPD-JH Knoxville REIT, LLC | REITS and Finance | Athens | GA | $125,000 | $125,000 | 125 | Jan 25 | sec.gov |
| MachineTrader.io Inc. (amended) | Other Banking and Financial Services | Buffalo | NY | $115,000 | $500,000 | 3 | Jan 25 | sec.gov |
| EO Enterprises, LLC | Other Health Care | Durham | NC | $114,400 | $130,000 | 88 | Jan 25 | sec.gov |
| Theta Equity Partners, Inc. | Other | Philadelphia | PA | $100,000 | $100,000 | 1 | Jan 25 | sec.gov |
| PFM Solutions, LLC | Other Technology | Minnetonka | MN | $100,000 | $225,000 | 2 | Jan 25 | sec.gov |
| Mansa Holdings, Inc. | Other Technology | Woodland Hills | CA | $50,000 | $1,000,000 | 1 | Jan 25 | sec.gov |
| RIVERWEST 55 - CAPITAL PARTNERS, LLC | Other Real Estate | Indianapolis | IN | $45,000 | $11,000,000 | 4 | Jan 25 | sec.gov |
| AIROI INC. | Other Technology | Palo Alto | CA | $35,000 | $35,000 | 3 | Jan 25 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $15,049 | Indefinite | 2 | Jan 25 | sec.gov |
| Esses Media, Inc. | Other Technology | Lincoln | NE | $10,000 | $1,000,000 | 1 | Jan 25 | sec.gov |
| 8370 Westview Partners LLC | Commercial | Houston | TX | $0 | $1,500,000 | 0 | Jan 25 | sec.gov |
| PGCs IBex Storage LLC | Commercial | Rockwall | TX | $0 | $8,008,500 | 0 | Jan 25 | sec.gov |
| AMC Pref Fund 1, LLC | Commercial | Porter Ranch | CA | $0 | $20,000,000 | 0 | Jan 25 | sec.gov |
| 35 Davis, LLC | Residential | Watertown | MA | $0 | $700,000 | 10 | Jan 25 | sec.gov |
| 232 Old North, LLC | Residential | Watertown | MA | $0 | $1,000,000 | 10 | Jan 25 | sec.gov |
| Altus Opportunity Fund, LLC | Commercial | Kaysville | UT | $0 | Indefinite | 0 | Jan 25 | sec.gov |
| SunCity Capital Ventures, LLC | Residential | El Paso | TX | $0 | $10,000,000 | 0 | Jan 25 | sec.gov |
| ECP Boulder Ridge, LLC | Residential | Dallas | TX | $0 | $10,000,000 | 0 | Jan 25 | sec.gov |
| Kora Daytona Fund One, LLC | Residential | Glen Allen | VA | $0 | $12,000,000 | 0 | Jan 25 | sec.gov |
January 26, 2024 · January 24, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.