Data / Form D filings / Globe 3 Capital, LLC
Globe 3 Capital, LLC: Form D filings
Globe 3 Capital, LLC, a hedge fund in Encinitas, CA, filed 6 Form D notices with the SEC between 2022 and 2026. The latest, on March 30, 2026, reports $1.6 million sold of a $10 million offering to 18 investors.
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Company details from the filing
- Address
- 1106 2ND STREET #860, Encinitas, CA, 92024
- Phone
- (415) 349-3884
- Industry
- Pooled Investment Fund (Hedge Fund)
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2022
- Revenue range
- $1 - $5,000,000
- Exemptions claimed
- Rule 506(b), Investment Company Act section 3(c), section 3(c)(1)
- SEC identifier (CIK)
- 1934601
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Mar 30, 2026 | Amendment | $10,000,000 | $1,585,000 | $8,415,000 | 18 | Jul 7, 2022 | sec.gov |
| Apr 10, 2025 | Amendment | $10,000,000 | $1,585,000 | $8,415,000 | 18 | Jul 7, 2022 | sec.gov |
| Apr 16, 2024 | Amendment | $10,000,000 | $1,019,973 | $8,980,027 | 13 | Jul 7, 2022 | sec.gov |
| Mar 29, 2024 | Amendment | $10,000,000 | $1,019,973 | $8,980,027 | 12 | Jul 7, 2022 | sec.gov |
| Jan 25, 2024 | Amendment | $10,000,000 | $175,000 | $9,825,000 | 4 | Jun 29, 2022 | sec.gov |
| Jun 22, 2022 | New notice | $10,000,000 | $0 | $10,000,000 | 0 | Yet to occur | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| N/A Globe 3 Advisors, LLC | Executive Officer | Manager of the Issuer |
| John Matthew Lason | Executive Officer | Managing Member of the Manager |
| Jeff Embry | Executive Officer | Managing Member of the Manager |
Every Form D from the week of Mar 30, 2026 · All recent filings in California
Read from SEC EDGAR. Amount sold is what Globe 3 Capital, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.