Data / Form D filings / Apr 16
Form D filings, April 16, 2024: 69 companies raised $702.7 million
69 operating companies filed a Form D on April 16, 2024, reporting $702.7 million sold. Largest: BLUE RIDGE BANKSHARES, INC. ($150 million), Penta Parent Holdings, LP ($130.3 million), JLLX Diversified III, DST ($86.2 million). The median filing is $3 million, and 137 pooled investment funds also filed that day.
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- 69Form D filings
- $702.7 millionreported sold
- $3 millionmedian amount sold
- TXmost filings (11)
Most filings by state: TX 11, CA 9, FL 5, IL 5, NY 4. By industry: Other 15, Other Technology 12, Commercial 9, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| BLUE RIDGE BANKSHARES, INC. | Commercial Banking | Charlottesville | VA | $150,000,000 | $163,852,042 | 46 | Apr 16 | sec.gov |
| Penta Parent Holdings, LP | Other | Palo Alto | CA | $130,345,105 | $130,345,105 | 55 | Apr 16 | sec.gov |
| JLLX Diversified III, DST (amended) | Other Real Estate | Chicago | IL | $86,234,139 | $95,916,712 | 76 | Apr 16 | sec.gov |
| Asher Biotherapeutics, Inc. | Biotechnology | South San Francisco | CA | $54,999,990 | $54,999,990 | 16 | Apr 16 | sec.gov |
| Flatrock Compression Holdings LLC | Oil and Gas | Houston | TX | $32,726,920 | $32,726,920 | 70 | Apr 16 | sec.gov |
| SmartAC.com, Inc. (amended) | Other Technology | Houston | TX | $24,559,410 | $29,551,337 | 51 | Apr 16 | sec.gov |
| Straus Family Creamery, Inc. | Manufacturing | Petaluma | CA | $23,017,371 | $23,167,369 | 2 | Apr 16 | sec.gov |
| Praia Health Inc. | Other Technology | Chicago | IL | $16,249,996 | $19,999,996 | 4 | Apr 16 | sec.gov |
| HBS Research Farms, LLC (amended) | Other | Baltic | SD | $15,659,280 | $25,000,000 | 42 | Apr 16 | sec.gov |
| Traws Pharma, Inc. | Biotechnology | Newtown | PA | $14,000,000 | $14,000,000 | 2 | Apr 16 | sec.gov |
| Zing America, Inc. | Other Banking and Financial Services | Mclean | VA | $13,700,000 | $20,000,000 | 13 | Apr 16 | sec.gov |
| Arc Preston LLC | Residential | Suite 290 | CA | $13,473,000 | $19,500,000 | 71 | Apr 16 | sec.gov |
| BSP-TS Management, LP (amended) | Investing | New York | NY | $12,416,254 | $12,416,254 | 31 | Apr 16 | sec.gov |
| JLLX Townlake of Coppell, DST (amended) | Other Real Estate | Chicago | IL | $11,961,338 | $59,931,534 | 24 | Apr 16 | sec.gov |
| JLLX Taunton Distribution Center, DST (amended) | Other Real Estate | Chicago | IL | $10,874,415 | $59,931,534 | 24 | Apr 16 | sec.gov |
| Crescent Opportunity Zone Investment Fund, LLC---Series II (amended) | Other Real Estate | New Orleans | LA | $10,059,060 | $10,059,060 | 1 | Apr 16 | sec.gov |
| Billd Holdings, Inc. | Other | Austin | TX | $9,500,000 | $10,192,100 | 4 | Apr 16 | sec.gov |
| Focus IP, Inc. (amended) | Other Technology | Boise | ID | $6,899,996 | $6,899,996 | 17 | Apr 16 | sec.gov |
| Crescent Opportunity Zone Investment Fund, LLC---Series I (amended) | Other Real Estate | New Orleans | LA | $5,940,940 | $5,940,940 | 1 | Apr 16 | sec.gov |
| Scope Computer Vision Technologies Corp. | Other Technology | Sugar Land | TX | $5,886,594 | $5,886,594 | 7 | Apr 16 | sec.gov |
| West Hill Global, Inc. (amended) | Other Technology | Atlanta | GA | $5,826,706 | $5,826,706 | 23 | Apr 16 | sec.gov |
| Huxley Medical, Inc. (amended) | Other Health Care | Atlanta | GA | $5,372,931 | $6,000,000 | 105 | Apr 16 | sec.gov |
| Outlook Therapeutics, Inc. | Biotechnology | Iselin | NJ | $5,000,002 | $13,250,005 | 1 | Apr 16 | sec.gov |
| MFG Co-Investor Holdings, LLC (amended) | Other | Denver | CO | $4,984,040 | $4,984,040 | 2 | Apr 16 | sec.gov |
| RV 2301 N Clark St Group LLC (amended) | Residential | Wilmington | DE | $4,600,000 | $4,600,000 | 21 | Apr 16 | sec.gov |
| Aqueduct Software, Inc. | Other | San Francisco | CA | $4,499,992 | $4,499,992 | 14 | Apr 16 | sec.gov |
| Paladin Drones Inc. | Other Technology | Houston | TX | $3,000,000 | $3,000,000 | 1 | Apr 16 | sec.gov |
| Rescue Cooling Inc. | Other | Grapevine | TX | $2,400,000 | $2,400,000 | 1 | Apr 16 | sec.gov |
| PLUTO ASSETS, INC. (amended) | Other Technology | Dover | DE | $2,050,000 | $100,000,000 | 4 | Apr 16 | sec.gov |
| Both& Apparel Corp | Retailing | Albuquerque | NM | $1,535,334 | Indefinite | 57 | Apr 16 | sec.gov |
| BizBox Restaurant Group, Inc. | Restaurants | Jupiter | FL | $1,500,000 | $1,500,000 | 3 | Apr 16 | sec.gov |
| 320 W. 24TH STREET INVESTORS, LLC | Commercial | Baltimore | MD | $1,500,000 | $1,500,000 | 4 | Apr 16 | sec.gov |
| Amos Power, Inc. (amended) | Other Technology | Cedar Falls | IA | $1,500,000 | $2,000,000 | 6 | Apr 16 | sec.gov |
| Roanoke Ave Partners LLC | Commercial | Wayne | PA | $1,275,000 | $1,550,000 | 13 | Apr 16 | sec.gov |
| Common Thread, Inc. | Other Technology | Brooklyn | NY | $1,164,000 | $1,164,000 | 24 | Apr 16 | sec.gov |
| Haplotype Labs, Inc. | Other Technology | Orinda | CA | $1,100,000 | $1,100,000 | 5 | Apr 16 | sec.gov |
| 6910 Otter Lake Partners LLC | Commercial | Wayne | PA | $995,000 | $1,750,000 | 12 | Apr 16 | sec.gov |
| Green Light Pet Hospital Melbourne, LLC | Other | Ocoee | FL | $900,000 | $900,000 | 6 | Apr 16 | sec.gov |
| String Ventures SPV SVI, LLC | Investing | Madison Heights | MI | $750,000 | $2,500,000 | 5 | Apr 16 | sec.gov |
| Tellus Networked Sensor Solutions, Inc. | Environmental Services | Salt Lake City | UT | $700,000 | $1,200,000 | 2 | Apr 16 | sec.gov |
| Hall Structured Finance Somm Hotel, LP | Commercial | Dallas | TX | $650,000 | $5,000,000 | 7 | Apr 16 | sec.gov |
| Coral Reef EV LLC | Electric Utilities | Jonestown | PA | $465,000 | $750,000 | 7 | Apr 16 | sec.gov |
| Peoples Choice Storage Westerville, LLC | Commercial | Dover | DE | $451,000 | $5,700,000 | 8 | Apr 16 | sec.gov |
| Victoria's Retail Portfolio 1, LLC | Other | Victoria | TX | $395,000 | $728,860 | 7 | Apr 16 | sec.gov |
| Series 13-1, a series of StartEngine Private LLC | Other | Burbank | CA | $332,160 | $842,160 | 21 | Apr 16 | sec.gov |
| edjy LLC | Other Technology | Ketchum | ID | $300,000 | $300,000 | 1 | Apr 16 | sec.gov |
| Incentivize Health, Inc. | Other Technology | Birmingham | AL | $250,000 | $2,500,560 | 1 | Apr 16 | sec.gov |
| iQure Pharma Inc. | Other | Princeton | NJ | $220,000 | Indefinite | 7 | Apr 16 | sec.gov |
| Helios Solar Partners IX, LLC | Investing | Denver | CO | $200,000 | $200,000 | 1 | Apr 16 | sec.gov |
| Endpoint Utility, LP (amended) | Other | Whitefish | MT | $195,000 | $300,000 | 3 | Apr 16 | sec.gov |
| RWHC, The Broadway Musical LLC (amended) | Other | New York | NY | $50,000 | $16,500,000 | 1 | Apr 16 | sec.gov |
| Allied Resource Partners Gano #2 & #3, LP | Investing | Denver | CO | $44,000 | $2,200,000 | 1 | Apr 16 | sec.gov |
| ProtoKinetix, Inc. | Other | Dalton | OH | $35,000 | $100,000 | 2 | Apr 16 | sec.gov |
| THOUSAND ROSES FUND, LLC | Residential | Lakeland | FL | $0 | $3,500,000 | 0 | Apr 16 | sec.gov |
| TB Bond, LLC | Business Services | Aventura | FL | $0 | $100,000,000 | 0 | Apr 16 | sec.gov |
| RFLA eFund 1, LLC | Commercial | Los Angeles | CA | $0 | $13,500,000 | 0 | Apr 16 | sec.gov |
| North Texas Family Properties 4 LLC | Commercial | Double Oak | TX | $0 | $3,800,000 | 0 | Apr 16 | sec.gov |
| Venture Vibes Fund LLC | Commercial | Colorado Springs | CO | $0 | $1,000,000 | 0 | Apr 16 | sec.gov |
| Municipal Solvency Research LLC | Other | Vero Beach | FL | $0 | $3,000,000 | 0 | Apr 16 | sec.gov |
| PPGE Beltway Fondren Warehouse Fund, LP | Commercial | Sugar Land | TX | $0 | $5,000,000 | 0 | Apr 16 | sec.gov |
| 4001 S WILLOW QOF, LLC (amended) | Other Real Estate | Seattle | WA | $0 | $14,000,000 | 0 | Apr 16 | sec.gov |
| 4001 S WILLOW QOF II, LLC (amended) | Other Real Estate | Seattle | WA | $0 | $14,000,000 | 0 | Apr 16 | sec.gov |
| CatBox LLC | Other | Wilmington | DE | $0 | $100,000 | 0 | Apr 16 | sec.gov |
| Energy Exploration Technologies, Inc. | Energy Conservation | Austin | TX | $0 | Indefinite | 0 | Apr 16 | sec.gov |
| Momtech Inc. | Other Health Care | Matthews | NC | $0 | $2,000,000 | 0 | Apr 16 | sec.gov |
| Pymedix, Inc. (amended) | Other Health Care | Northfield | IL | $0 | $300,000 | 0 | Apr 16 | sec.gov |
| Lindsay Citrus Ranch, LLC | Agriculture | Palo Alto | CA | $0 | $1,500,000 | 0 | Apr 16 | sec.gov |
| 210 S. Electric Street, LLC | Other Real Estate | Wayzata | MN | $0 | $8,250,000 | 0 | Apr 16 | sec.gov |
| RenuTek, Inc. | Other Energy | New York | NY | $0 | $10,000,000 | 0 | Apr 16 | sec.gov |
April 17, 2024 · April 15, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.