Data / Form D filings / Week of Apr 15
Form D filings, week of April 15, 2024: 391 companies raised $64.72 billion
391 operating companies filed a Form D in the week of April 15, 2024, reporting $64.72 billion sold. Largest: Prologis Targeted U.S. Logistics Holdings, L.P. ($17.14 billion), Prologis European Logistics Fund ($10.51 billion), NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.83 billion). The median filing is $2.4 million, and 656 pooled investment funds also filed that week.
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- 391Form D filings
- $64.72 billionreported sold
- $2.4 millionmedian amount sold
- CAmost filings (55)
Most filings by state: CA 55, TX 47, NY 34, OH 19, PA 18. By industry: Other 91, Other Technology 64, Other Real Estate 37, Commercial 36.
By day: Apr 15 (70), Apr 16 (69), Apr 17 (85), Apr 18 (89), Apr 19 (78).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Prologis Targeted U.S. Logistics Holdings, L.P. (amended) | Other Real Estate | San Francisco | CA | $17,138,192,788 | Indefinite | 196 | Apr 17 | sec.gov |
| Prologis European Logistics Fund (amended) | Other Real Estate | Luxembourg | $10,514,705,593 | Indefinite | 218 | Apr 17 | sec.gov | |
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,832,540,696 | Indefinite | 442 | Apr 17 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,300,243,088 | Indefinite | 34 | Apr 17 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,300,243,088 | Indefinite | 34 | Apr 17 | sec.gov |
| NHIT: Credit Asset Trust (amended) | Investing | Boston | MA | $3,306,551,641 | Indefinite | 190 | Apr 15 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $3,257,000,000 | Indefinite | 7 | Apr 17 | sec.gov |
| Goldman Sachs Private Credit Corp. (amended) | Investing | New York | NY | $2,199,957,035 | Indefinite | 3357 | Apr 19 | sec.gov |
| Prologis China Core Logistics Fund, LP (amended) | Other Real Estate | Singapore | $1,830,254,551 | Indefinite | 12 | Apr 17 | sec.gov | |
| Prologis Targeted U.S. Logistics REIT, Inc. (amended) | Other Real Estate | San Francisco | CA | $1,589,166,535 | Indefinite | 301 | Apr 17 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $688,110,400 | Indefinite | 105 | Apr 17 | sec.gov |
| Group Variable Annuity Series I Separate Account (amended) | Insurance | Schaumburg | IL | $585,000,000 | Indefinite | 15 | Apr 19 | sec.gov |
| Surrozen, Inc./DE | Biotechnology | South San Francisco | CA | $193,015,962 | $193,015,962 | 18 | Apr 19 | sec.gov |
| TORL Biotherapeutics LLC | Pharmaceuticals | Culver City | CA | $158,300,000 | $158,300,000 | 52 | Apr 17 | sec.gov |
| BLUE RIDGE BANKSHARES, INC. | Commercial Banking | Charlottesville | VA | $150,000,000 | $163,852,042 | 46 | Apr 16 | sec.gov |
| Bad Boy Mowers JV Holdings, LLC | Other | Houston | TX | $148,660,200 | $148,660,200 | 13 | Apr 19 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Apr 17 | sec.gov |
| Penso Fund Platform SPC- Segregated Portfolio NCA #14 (amended) | Investing | New York | NY | $132,550,000 | Indefinite | 6 | Apr 15 | sec.gov |
| Penta Parent Holdings, LP | Other | Palo Alto | CA | $130,345,105 | $130,345,105 | 55 | Apr 16 | sec.gov |
| JLLX Diversified III, DST (amended) | Other Real Estate | Chicago | IL | $86,234,139 | $95,916,712 | 76 | Apr 16 | sec.gov |
| Minneapolis MSA Senior Living Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $69,960,852 | $76,762,629 | 139 | Apr 18 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $69,242,775 | Indefinite | 2 | Apr 17 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $61,649,700 | Indefinite | 17 | Apr 17 | sec.gov |
| Avive Solutions, Inc. (amended) | Other Health Care | Brisbane | CA | $56,708,189 | $56,708,189 | 114 | Apr 18 | sec.gov |
| Asher Biotherapeutics, Inc. | Biotechnology | South San Francisco | CA | $54,999,990 | $54,999,990 | 16 | Apr 16 | sec.gov |
| Grow Care, Inc. | Other Health Care | New York | NY | $52,499,992 | $52,499,992 | 1 | Apr 19 | sec.gov |
| ELKHORN MINERAL FUND, LP (amended) | Oil and Gas | Dallas | TX | $52,423,469 | $75,000,000 | 151 | Apr 19 | sec.gov |
| GROUNDFLOOR REAL ESTATE LLC (amended) | Other Banking and Financial Services | Atlanta | GA | $50,948,440 | $50,948,440 | 2359 | Apr 18 | sec.gov |
| CF Archer Multifamily DST (amended) | Residential | New York | NY | $50,064,000 | $50,064,000 | 113 | Apr 17 | sec.gov |
| Fort Myers BTR DST (amended) | Other Real Estate | Oak Brook | IL | $48,393,021 | $54,462,042 | 134 | Apr 18 | sec.gov |
| Axial Healthcare Holdings, L.P. | Other Health Care | Nashville | TN | $45,000,000 | $45,000,000 | 5 | Apr 18 | sec.gov |
| Skylark Bio, Inc. (amended) | Biotechnology | Cambridge | MA | $40,889,315 | $40,889,315 | 2 | Apr 19 | sec.gov |
| Exsilio Therapeutics Inc. | Other Health Care | New York | NY | $38,769,227 | $85,000,000 | 13 | Apr 17 | sec.gov |
| Grow Care, Inc. | Other Health Care | New York | NY | $34,999,979 | $34,999,979 | 22 | Apr 19 | sec.gov |
| GUERNSEY HOLDINGS ZRC HOLDCO, LLC | Restaurants | Florence | SC | $34,322,000 | $34,322,000 | 23 | Apr 18 | sec.gov |
| MCG Summerdance Phase I Investors, LLC (amended) | Residential | Charlotte | NC | $33,834,007 | $35,000,000 | 288 | Apr 15 | sec.gov |
| Flatrock Compression Holdings LLC | Oil and Gas | Houston | TX | $32,726,920 | $32,726,920 | 70 | Apr 16 | sec.gov |
| AVAVA, Inc. | Other Health Care | Waltham | MA | $25,203,932 | $32,203,930 | 41 | Apr 19 | sec.gov |
| Herrick Technology Laboratories, Inc. | Other Technology | Germantown | MD | $24,999,997 | $24,999,997 | 1 | Apr 15 | sec.gov |
| SmartAC.com, Inc. (amended) | Other Technology | Houston | TX | $24,559,410 | $29,551,337 | 51 | Apr 16 | sec.gov |
| Movano Inc. | Other Health Care | Pleasanton | CA | $24,128,792 | $24,128,792 | 185 | Apr 17 | sec.gov |
| Beyond Aero Inc. | Other Technology | Wilmington | DE | $23,860,774 | $23,860,774 | 46 | Apr 18 | sec.gov |
| Natural Fiber Welding, Inc. (amended) | Manufacturing | Peoria | IL | $23,679,632 | $30,000,000 | 61 | Apr 18 | sec.gov |
| HW SASC Fund, LP (amended) | Commercial | San Antonio | TX | $23,407,924 | Indefinite | 100 | Apr 19 | sec.gov |
| Straus Family Creamery, Inc. | Manufacturing | Petaluma | CA | $23,017,371 | $23,167,369 | 2 | Apr 16 | sec.gov |
| Freespira, Inc. | Other Health Care | Kirkland | WA | $22,578,792 | $22,578,792 | 14 | Apr 15 | sec.gov |
| Trinity Golden Triangle Investors LLC | Commercial | Southlake | TX | $21,990,000 | $80,000,000 | 178 | Apr 18 | sec.gov |
| STO Holding Company, LLC | Other | Birmingham | AL | $21,000,000 | $21,000,000 | 1 | Apr 17 | sec.gov |
| Ace-Up Inc. | Other Technology | Boston | MA | $19,176,148 | $21,418,576 | 62 | Apr 19 | sec.gov |
| Earlens Corp | Other Health Care | Menlo Park | CA | $18,833,783 | $43,571,345 | 8 | Apr 18 | sec.gov |
| PG Dallas Uptown Investors, LLC (amended) | Other Real Estate | Atlanta | GA | $18,079,869 | $51,100,000 | 116 | Apr 19 | sec.gov |
| Spot-Tech Holdings | Other Technology | Grand Cayman | $18,003,327 | $18,003,327 | 27 | Apr 17 | sec.gov | |
| PG Dallas Uptown Investors, LLC (amended) | Other Real Estate | Atlanta | GA | $17,429,869 | $51,100,000 | 112 | Apr 15 | sec.gov |
| Praia Health Inc. | Other Technology | Chicago | IL | $16,249,996 | $19,999,996 | 4 | Apr 16 | sec.gov |
| HBS Research Farms, LLC (amended) | Other | Baltic | SD | $15,659,280 | $25,000,000 | 42 | Apr 16 | sec.gov |
| MCG South End Investors II, LLC (amended) | Residential | Charlotte | NC | $15,637,600 | $34,578,541 | 62 | Apr 15 | sec.gov |
| Andesite AI, Inc. | Other | Mclean | VA | $15,249,990 | $38,249,976 | 3 | Apr 19 | sec.gov |
| Understory, Inc. (amended) | Other Technology | Madison | WI | $14,999,999 | $14,999,999 | 6 | Apr 17 | sec.gov |
| Roers Victoria Apartments LLC | Other Real Estate | Plymouth | MN | $14,505,000 | $14,505,000 | 140 | Apr 19 | sec.gov |
| Traws Pharma, Inc. | Biotechnology | Newtown | PA | $14,000,000 | $14,000,000 | 2 | Apr 16 | sec.gov |
| Zing America, Inc. | Other Banking and Financial Services | Mclean | VA | $13,700,000 | $20,000,000 | 13 | Apr 16 | sec.gov |
| Workweek Media Inc. | Other Technology | Austin | TX | $13,686,530 | $14,186,533 | 16 | Apr 19 | sec.gov |
| EnAct Systems Inc. (amended) | Other | Pleasanton | CA | $13,617,640 | $18,527,428 | 67 | Apr 19 | sec.gov |
| Derby DT Member, LLC | Commercial | New York | NY | $13,500,000 | $13,500,000 | 0 | Apr 19 | sec.gov |
| Mesh Intelligent Technologies, Inc. | Other Technology | Cincinnati | OH | $13,474,667 | $13,474,667 | 12 | Apr 19 | sec.gov |
| Arc Preston LLC | Residential | Suite 290 | CA | $13,473,000 | $19,500,000 | 71 | Apr 16 | sec.gov |
| TRACTOR ZOOM, INC. | Other Technology | West Des Moines | IA | $13,000,000 | $13,000,000 | 14 | Apr 17 | sec.gov |
| Glendale BTR DST (amended) | Other Real Estate | Oak Brook | IL | $12,900,498 | $72,121,822 | 30 | Apr 18 | sec.gov |
| Mural Health Technologies, Inc. | Other Technology | Berwyn | PA | $12,730,000 | $12,730,000 | 14 | Apr 19 | sec.gov |
| Reconnaissance Energy Africa Ltd. | Oil and Gas | Vancouver | $12,690,850 | $12,690,850 | 4 | Apr 18 | sec.gov | |
| BSP-TS Management, LP (amended) | Investing | New York | NY | $12,416,254 | $12,416,254 | 31 | Apr 16 | sec.gov |
| JLLX Townlake of Coppell, DST (amended) | Other Real Estate | Chicago | IL | $11,961,338 | $59,931,534 | 24 | Apr 16 | sec.gov |
| fal - Features & Labels, Inc. | Other Technology | Oakland | CA | $11,899,994 | $14,000,000 | 6 | Apr 17 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $11,082,135 | Indefinite | 7 | Apr 17 | sec.gov |
| JLLX Taunton Distribution Center, DST (amended) | Other Real Estate | Chicago | IL | $10,874,415 | $59,931,534 | 24 | Apr 16 | sec.gov |
| Linova Energy Inc. | Other Energy | Monrovia | CA | $10,500,000 | $10,500,000 | 9 | Apr 18 | sec.gov |
| Scaler Global Inc. | Other Technology | New York | NY | $10,223,730 | $10,999,995 | 3 | Apr 18 | sec.gov |
| Layer2 Financial Holdings Inc. | Other | Toronto | $10,199,986 | $10,199,986 | 39 | Apr 15 | sec.gov | |
| OncoMAGNETx,Inc. | Other Technology | Houston | TX | $10,125,001 | Indefinite | 16 | Apr 19 | sec.gov |
| Crescent Opportunity Zone Investment Fund, LLC---Series II (amended) | Other Real Estate | New Orleans | LA | $10,059,060 | $10,059,060 | 1 | Apr 16 | sec.gov |
| PerkCity, Inc. | Other Technology | Orem | UT | $10,000,000 | $10,000,000 | 3 | Apr 17 | sec.gov |
| Lyniate US Holdings LP (amended) | Other | Wilmington | DE | $9,750,000 | Indefinite | 7 | Apr 19 | sec.gov |
| CCI-17404 Katy Fwy, LP | Commercial | Austin | TX | $9,725,000 | $25,000,000 | 55 | Apr 18 | sec.gov |
| Billd Holdings, Inc. | Other | Austin | TX | $9,500,000 | $10,192,100 | 4 | Apr 16 | sec.gov |
| 9680 Timberline Investors LLC | Residential | Dallas | TX | $9,348,000 | $10,500,000 | 27 | Apr 19 | sec.gov |
| NEIGHBORHOOD BANCORP | Commercial Banking | Chula Vista | CA | $9,000,000 | $13,000,000 | 2 | Apr 18 | sec.gov |
| VitalTech Holdings, Inc. | Other Technology | Carrollton | TX | $8,973,203 | $10,543,628 | 8 | Apr 17 | sec.gov |
| Celero Communications, Inc. | Other Technology | Laguna Beach | CA | $8,399,997 | $8,399,997 | 33 | Apr 17 | sec.gov |
| Higgsfield Inc. | Other | Los Gatos | CA | $8,159,970 | $8,159,970 | 47 | Apr 15 | sec.gov |
| Foundation Capital Co-Investment Fund I, LP (amended) | Other Real Estate | Charlotte | NC | $7,825,000 | $25,000,000 | 23 | Apr 18 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $7,705,655 | $8,550,245 | 37 | Apr 19 | sec.gov |
| Ash Wellness, Inc. | Other Health Care | New York | NY | $7,467,272 | $10,380,772 | 28 | Apr 17 | sec.gov |
| Novaestiq Corp. (amended) | Other Health Care | Southlake | TX | $7,350,948 | $10,000,000 | 56 | Apr 17 | sec.gov |
| Opyn Health, Inc. | Other Health Care | Conshohocken | PA | $7,314,447 | $20,000,000 | 11 | Apr 15 | sec.gov |
| Focus IP, Inc. (amended) | Other Technology | Boise | ID | $6,899,996 | $6,899,996 | 17 | Apr 16 | sec.gov |
| Compass, Inc. | Residential | New York | NY | $6,750,000 | $7,950,000 | 1 | Apr 18 | sec.gov |
| r.World, PBC (amended) | Other | Minneapolis | MN | $6,620,000 | $10,000,000 | 39 | Apr 18 | sec.gov |
| BuildCasa Inc. | Other | Oakland | CA | $6,592,979 | $6,592,979 | 33 | Apr 19 | sec.gov |
| TurboTenant, Inc. (amended) | Other Technology | Fort Collins | CO | $6,499,966 | $6,500,000 | 15 | Apr 17 | sec.gov |
| Asymmetria Investors III, LLC - ACI Fund III (PS) | Investing | West Des Moines | IA | $6,110,000 | $10,000,000 | 55 | Apr 19 | sec.gov |
| Sherman Pennsauken LLC | Commercial | Fort Worth | TX | $6,105,000 | $6,105,000 | 34 | Apr 19 | sec.gov |
| Crescent Opportunity Zone Investment Fund, LLC---Series I (amended) | Other Real Estate | New Orleans | LA | $5,940,940 | $5,940,940 | 1 | Apr 16 | sec.gov |
| Scope Computer Vision Technologies Corp. | Other Technology | Sugar Land | TX | $5,886,594 | $5,886,594 | 7 | Apr 16 | sec.gov |
| West Hill Global, Inc. (amended) | Other Technology | Atlanta | GA | $5,826,706 | $5,826,706 | 23 | Apr 16 | sec.gov |
| Tidal Foods, PBC | Manufacturing | San Francisco | CA | $5,669,967 | $5,669,967 | 16 | Apr 15 | sec.gov |
| IN-HOUSE HEALTH, INC. | Other Technology | Denver | CO | $5,390,000 | $5,390,000 | 13 | Apr 18 | sec.gov |
| Huxley Medical, Inc. (amended) | Other Health Care | Atlanta | GA | $5,372,931 | $6,000,000 | 105 | Apr 16 | sec.gov |
| Alphyn Biologics, Inc. | Biotechnology | Annapolis | MD | $5,172,484 | $5,172,484 | 18 | Apr 15 | sec.gov |
| VF Portfolio 1 LLC (amended) | Other Real Estate | Denver | CO | $5,114,000 | $10,000,000 | 61 | Apr 18 | sec.gov |
| VF Portfolio 1 LLC (amended) | Other Real Estate | Denver | CO | $5,114,000 | $10,000,000 | 61 | Apr 18 | sec.gov |
| HC Jones, Inc. | Other Health Care | Brooklyn | NY | $5,104,975 | $5,104,975 | 29 | Apr 18 | sec.gov |
| Strike Photonics Inc. (amended) | Other Technology | Allen | TX | $5,075,000 | $20,000,000 | 40 | Apr 15 | sec.gov |
| Outlook Therapeutics, Inc. | Biotechnology | Iselin | NJ | $5,000,002 | $13,250,005 | 1 | Apr 16 | sec.gov |
| Hickory Lake Apartments LLC | Residential | Keizer | OR | $5,000,000 | $5,000,000 | 20 | Apr 19 | sec.gov |
| Flagship Biosciences, Inc. | Biotechnology | Broomfield | CO | $5,000,000 | $6,369,795 | 3 | Apr 18 | sec.gov |
| West Oaks Amarillo 168, LLC | Commercial | Lehi | UT | $5,000,000 | $5,000,000 | 38 | Apr 15 | sec.gov |
| High Science, LLC | Other | Scottsdale | AZ | $5,000,000 | $5,000,000 | 22 | Apr 15 | sec.gov |
| Epistemix, Inc. | Other Technology | Pittsburgh | PA | $4,999,995 | $6,999,995 | 39 | Apr 17 | sec.gov |
| MFG Co-Investor Holdings, LLC (amended) | Other | Denver | CO | $4,984,040 | $4,984,040 | 2 | Apr 16 | sec.gov |
| RheumaGen, Inc. | Biotechnology | Denver | CO | $4,906,587 | $15,000,000 | 3 | Apr 17 | sec.gov |
| RV 2301 N Clark St Group LLC (amended) | Residential | Wilmington | DE | $4,600,000 | $4,600,000 | 21 | Apr 16 | sec.gov |
| Fresenius Medical Care Wyandotte East, LLC | Other Health Care | Waltham | MA | $4,522,647 | $4,522,647 | 3 | Apr 18 | sec.gov |
| 406 WILLOUGHBY FUNDING L.P. | Other Real Estate | Woodmere | NY | $4,500,000 | $4,500,000 | 15 | Apr 15 | sec.gov |
| KarmaSuite Inc. | Other Technology | Oakland | CA | $4,499,999 | $4,499,999 | 10 | Apr 19 | sec.gov |
| Aqueduct Software, Inc. | Other | San Francisco | CA | $4,499,992 | $4,499,992 | 14 | Apr 16 | sec.gov |
| Hue Beauty, Inc. | Other Technology | Boston | MA | $4,461,414 | $4,461,414 | 19 | Apr 17 | sec.gov |
| Smartec Products LLC (amended) | Manufacturing | Phoenix | AZ | $4,405,000 | $6,000,000 | 40 | Apr 15 | sec.gov |
| 22nd Century Group, Inc. | Biotechnology | Mocksville | NC | $4,200,000 | $4,200,000 | 9 | Apr 19 | sec.gov |
| 450 Redwood LLC | Residential | Fremont | CA | $4,200,000 | $4,200,000 | 8 | Apr 18 | sec.gov |
| JVEP San Pedro Office, LLC | Commercial | Fort Worth | TX | $4,200,000 | $4,400,000 | 42 | Apr 18 | sec.gov |
| Mach5 Therapeutics, Inc. (amended) | Biotechnology | Atlanta | GA | $4,175,000 | $4,500,000 | 7 | Apr 17 | sec.gov |
| Global Bamboo Technologies Inc. (amended) | Manufacturing | Windsor | CA | $4,099,000 | $4,099,000 | 4 | Apr 18 | sec.gov |
| QUAINT OAK BANCORP INC (amended) | Other Banking and Financial Services | Southampton | PA | $4,093,003 | $7,000,000 | 4 | Apr 19 | sec.gov |
| Blue Gate Preferred Investors I, LLC | Commercial | Charlotte | NC | $4,072,000 | $7,500,000 | 66 | Apr 19 | sec.gov |
| CELINA HONEY RANCH LLC | Agriculture | Frisco | TX | $4,000,000 | $4,000,000 | 18 | Apr 19 | sec.gov |
| Provenance Chain Network, Inc. | Other Technology | Portland | OR | $4,000,000 | $8,000,000 | 1 | Apr 17 | sec.gov |
| KCG HoldCo, LLC | Agriculture | Cincinnati | OH | $4,000,000 | $4,250,000 | 5 | Apr 17 | sec.gov |
| CloudForge Inc. | Other Technology | New York | NY | $3,949,999 | $3,949,999 | 4 | Apr 15 | sec.gov |
| 2060 California Street LLC | Residential | Fremont | CA | $3,750,000 | $3,750,000 | 5 | Apr 18 | sec.gov |
| Madison Bees Ferry Road Pref, LLC (amended) | Residential | Charlotte | NC | $3,634,362 | $16,000,000 | 35 | Apr 15 | sec.gov |
| Lineage Brands, LLC | Restaurants | Bala Cynwyd | PA | $3,594,448 | $20,000,000 | 31 | Apr 17 | sec.gov |
| Springfield Hospitality Partners IV, LLC | Commercial | Springfield | MO | $3,180,000 | $3,180,000 | 15 | Apr 18 | sec.gov |
| MEAD & HUNT COMPANIES, INC. | Other | Middleton | WI | $3,134,169 | $3,134,169 | 127 | Apr 15 | sec.gov |
| Secure Systems Innovation Corp (amended) | Other Technology | Las Vegas | NV | $3,131,000 | $5,000,000 | 2 | Apr 18 | sec.gov |
| Majestic Pataskala LLC | Other Real Estate | Plain City | OH | $3,115,000 | $3,700,000 | 98 | Apr 18 | sec.gov |
| Grupago, Inc. | Other | San Francisco | CA | $3,100,000 | $3,100,000 | 19 | Apr 18 | sec.gov |
| CCG EDISTO, LLC | Investing | Skokie | IL | $3,000,000 | $3,000,000 | 27 | Apr 19 | sec.gov |
| Paladin Drones Inc. | Other Technology | Houston | TX | $3,000,000 | $3,000,000 | 1 | Apr 16 | sec.gov |
| DUOS TECHNOLOGIES GROUP, INC. | Other Technology | Jacksonville | FL | $2,995,000 | $2,995,000 | 10 | Apr 15 | sec.gov |
| Circuit Clinical Solutions Inc. | Other Health Care | Buffalo | NY | $2,960,003 | $7,500,000 | 2 | Apr 17 | sec.gov |
| PG Jackson Investors II, LLC (amended) | Other Real Estate | Atlanta | GA | $2,875,000 | $7,700,000 | 14 | Apr 15 | sec.gov |
| Gaucho Group Holdings, Inc. (amended) | Other Real Estate | Miami | FL | $2,850,000 | $4,000,000 | 15 | Apr 17 | sec.gov |
| Get Together AI, Inc. | Other Technology | Cincinnati | OH | $2,791,656 | $2,791,656 | 7 | Apr 15 | sec.gov |
| Bad Boy Mowers JV Employees, LLC | Other | Houston | TX | $2,662,000 | $2,662,000 | 14 | Apr 19 | sec.gov |
| GPS Azim, LLC (amended) | Other Health Care | Jonesboro | AR | $2,639,000 | $2,639,000 | 20 | Apr 17 | sec.gov |
| Hopkins Stillwell, LLC | Commercial | Meridian | ID | $2,600,000 | $2,600,000 | 14 | Apr 19 | sec.gov |
| Truvolv, Inc. | Business Services | Bellaire Beach | FL | $2,550,000 | $2,550,000 | 6 | Apr 17 | sec.gov |
| SHOP DIDDO, INC. | Other Technology | Santa Monica | CA | $2,544,997 | $2,794,996 | 22 | Apr 18 | sec.gov |
| DriverReach Inc. (amended) | Other | Carmel | IN | $2,525,312 | $3,370,839 | 4 | Apr 19 | sec.gov |
| Neurotone AI, Inc. | Other Technology | Gainesville | FL | $2,514,983 | $2,589,983 | 18 | Apr 18 | sec.gov |
| ProCircular, Inc. | Other Technology | Coralville | IA | $2,500,000 | $2,500,000 | 1 | Apr 19 | sec.gov |
| Glass Half Full Inc. | Other | New Orleans | LA | $2,500,000 | $2,500,000 | 11 | Apr 18 | sec.gov |
| JVEP Broadmoor Plaza Retail, LLC | Commercial | Fort Worth | TX | $2,405,000 | $2,505,000 | 22 | Apr 18 | sec.gov |
| IPC Alternative Real Estate Operating Partnership, LP | REITS and Finance | Oak Brook | IL | $2,403,585 | $25,556,905 | 2 | Apr 19 | sec.gov |
| Rescue Cooling Inc. | Other | Grapevine | TX | $2,400,000 | $2,400,000 | 1 | Apr 16 | sec.gov |
| PSOF LO Sunnyvale Side Car, LLC (amended) | Other Real Estate | Atlanta | GA | $2,250,000 | $23,690,550 | 13 | Apr 15 | sec.gov |
| Idaho Copper Corp (amended) | Other | Boise | ID | $2,228,200 | $2,228,200 | 33 | Apr 15 | sec.gov |
| Woodbridge 2024 LLC | Residential | Raleigh | NC | $2,161,934 | $2,161,934 | 24 | Apr 17 | sec.gov |
| Pierrepont Therapeutics, Inc. | Pharmaceuticals | Brooklyn | NY | $2,109,876 | $5,859,876 | 2 | Apr 15 | sec.gov |
| PLUTO ASSETS, INC. (amended) | Other Technology | Dover | DE | $2,050,000 | $100,000,000 | 4 | Apr 16 | sec.gov |
| Epistemic AI, Inc. | Other Technology | Westport | CT | $1,888,995 | $2,699,005 | 23 | Apr 18 | sec.gov |
| Ocean Pines Communities, LLC | Residential | North Bend | OR | $1,780,000 | $1,780,000 | 15 | Apr 15 | sec.gov |
| Cone Software, Inc. (amended) | Other Technology | San Francisco | CA | $1,650,104 | $1,657,500 | 22 | Apr 15 | sec.gov |
| TEXAKOMA EXPLORATION & PRODUCTION LLC | Oil and Gas | Plano | TX | $1,559,250 | $6,435,000 | 17 | Apr 19 | sec.gov |
| Cardamom Health, Inc. | Other Health Care | Madison | WI | $1,545,000 | $4,045,000 | 13 | Apr 19 | sec.gov |
| Both& Apparel Corp | Retailing | Albuquerque | NM | $1,535,334 | Indefinite | 57 | Apr 16 | sec.gov |
| Mac Marco Michele LLC | Other | St. Louis | MO | $1,500,000 | $3,300,000 | 4 | Apr 17 | sec.gov |
| BizBox Restaurant Group, Inc. | Restaurants | Jupiter | FL | $1,500,000 | $1,500,000 | 3 | Apr 16 | sec.gov |
| 320 W. 24TH STREET INVESTORS, LLC | Commercial | Baltimore | MD | $1,500,000 | $1,500,000 | 4 | Apr 16 | sec.gov |
| Amos Power, Inc. (amended) | Other Technology | Cedar Falls | IA | $1,500,000 | $2,000,000 | 6 | Apr 16 | sec.gov |
| Skeema Inc (amended) | Computers | Pittsburgh | PA | $1,500,000 | $1,500,000 | 2 | Apr 15 | sec.gov |
| Catalyst OrthoScience Inc | Other | Naples | FL | $1,499,999 | $5,000,000 | 2 | Apr 18 | sec.gov |
| W Nail Bar Group, LLC | Other | Columbus | OH | $1,485,849 | $1,500,000 | 13 | Apr 17 | sec.gov |
| 1436 ECR LLC | Residential | Fremont | CA | $1,400,000 | $1,400,000 | 5 | Apr 17 | sec.gov |
| 5Metis, Inc. | Other | Durham | NC | $1,375,006 | $5,500,002 | 8 | Apr 17 | sec.gov |
| Potenza Industrial Fund LLC | Commercial | Arcadia | CA | $1,285,000 | $1,500,000 | 16 | Apr 18 | sec.gov |
| Roanoke Ave Partners LLC | Commercial | Wayne | PA | $1,275,000 | $1,550,000 | 13 | Apr 16 | sec.gov |
| Sagacity DP LLC | Investing | Oklahoma City | OK | $1,270,380 | $2,604,000 | 4 | Apr 15 | sec.gov |
| Harvest Invest-071 LLC A Series of Harvest Invest LLC (amended) | Investing | Fort Worth | TX | $1,265,000 | $20,000,000 | 12 | Apr 19 | sec.gov |
| NYIAX, INC. (amended) | Other | New York | NY | $1,250,000 | Indefinite | 4 | Apr 19 | sec.gov |
| NYIAX, INC. | Other | Somerset | NJ | $1,250,000 | Indefinite | 4 | Apr 18 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $1,203,011 | $1,985,564 | 1 | Apr 19 | sec.gov |
| Anthem 11600 Audelia Road Member, LLC | Residential | Austin | TX | $1,200,000 | $1,200,000 | 8 | Apr 19 | sec.gov |
| Intellistem, Inc. | Other Health Care | San Francisco | CA | $1,200,000 | $1,500,000 | 1 | Apr 18 | sec.gov |
| Common Thread, Inc. | Other Technology | Brooklyn | NY | $1,164,000 | $1,164,000 | 24 | Apr 16 | sec.gov |
| Bazaar Growth Fund LLC | Retailing | Plano | TX | $1,150,000 | $5,000,000 | 7 | Apr 15 | sec.gov |
| Park City Angels Fund II LLC | Investing | Park City | UT | $1,125,000 | $1,125,000 | 28 | Apr 17 | sec.gov |
| Reserved Media Group, Inc. | Other | Venice | CA | $1,110,000 | Indefinite | 22 | Apr 18 | sec.gov |
| Ferris Wheel Investors LLC | Other | Englewood | CO | $1,100,000 | $1,100,000 | 12 | Apr 17 | sec.gov |
| Haplotype Labs, Inc. | Other Technology | Orinda | CA | $1,100,000 | $1,100,000 | 5 | Apr 16 | sec.gov |
| Broom Factory Investors LLC | Residential | Charlottesville | VA | $1,075,000 | $1,075,000 | 8 | Apr 18 | sec.gov |
| AgEagle Aerial Systems Inc. | Other Technology | Wichita | KS | $1,050,000 | $1,050,000 | 1 | Apr 18 | sec.gov |
| Sago Mooresville, LLC | Commercial | College Station | TX | $1,025,000 | $1,025,000 | 16 | Apr 17 | sec.gov |
| CLARENCE HEALTH INC. | Hospitals and Physicians | Columbus | OH | $1,000,000 | $3,000,000 | 1 | Apr 19 | sec.gov |
| Springfield Hospitality Partners V, LLC | Commercial | Springfield | MO | $1,000,000 | $1,000,000 | 1 | Apr 18 | sec.gov |
| Alec's Ice Cream, Inc. | Other | Petaluma | CA | $1,000,000 | $1,000,000 | 9 | Apr 18 | sec.gov |
| FTY WB TIC, LLC | Residential | Richmond | VA | $1,000,000 | $1,000,000 | 1 | Apr 17 | sec.gov |
| Structure Private Credit SPV I (amended) | Other Banking and Financial Services | Lone Tree | CO | $1,000,000 | $4,000,000 | 8 | Apr 17 | sec.gov |
| SKYX Platforms Corp. | Other Technology | Pompano Beach | FL | $1,000,000 | $1,000,000 | 1 | Apr 17 | sec.gov |
| Higala Technology Inc. | Other | El Segundo | CA | $1,000,000 | $1,000,000 | 2 | Apr 15 | sec.gov |
| 6910 Otter Lake Partners LLC | Commercial | Wayne | PA | $995,000 | $1,750,000 | 12 | Apr 16 | sec.gov |
| 37228 Walnut LLC | Residential | Fremont | CA | $960,020 | $960,020 | 3 | Apr 18 | sec.gov |
| Gro Real Estate Fund II LP | Other Real Estate | Fargo | ND | $900,000 | $10,000,000 | 13 | Apr 18 | sec.gov |
| PocketMentor, Inc. (amended) | Other | Portland | OR | $900,000 | $2,000,000 | 4 | Apr 17 | sec.gov |
| Green Light Pet Hospital Melbourne, LLC | Other | Ocoee | FL | $900,000 | $900,000 | 6 | Apr 16 | sec.gov |
| Pitch Inc. | Other Technology | Costa Mesa | CA | $843,686 | $843,686 | 5 | Apr 15 | sec.gov |
| Vaya Space, Inc. | Other Technology | Cocoa | FL | $819,000 | $40,000,000 | 6 | Apr 15 | sec.gov |
| PG EB5 PALMDALE LENDER LLC | Other Real Estate | Atlanta | GA | $800,000 | $24,800,000 | 1 | Apr 19 | sec.gov |
| Re Mixers, Inc. | Manufacturing | Madison | WI | $800,000 | $2,800,000 | 1 | Apr 15 | sec.gov |
| Zalat Inc. | Restaurants | Dallas | TX | $791,605 | $1,000,000 | 17 | Apr 17 | sec.gov |
| Borealis Mining Co Ltd | Other | Toronto | $751,608 | $1,315,313 | 1 | Apr 15 | sec.gov | |
| Legacy Engine, LLC | Other | Clearfield | UT | $750,000 | $750,000 | 6 | Apr 17 | sec.gov |
| String Ventures SPV SVI, LLC | Investing | Madison Heights | MI | $750,000 | $2,500,000 | 5 | Apr 16 | sec.gov |
| PL - 2024 Predevelopment, LLC | Business Services | Charlotte | NC | $750,000 | $750,000 | 8 | Apr 15 | sec.gov |
| Kubanda Cryotherapy, Inc. | Biotechnology | Baltimore | MD | $725,000 | $2,200,000 | 15 | Apr 17 | sec.gov |
| RheumaGen, Inc. | Biotechnology | Denver | CO | $700,000 | $700,000 | 1 | Apr 17 | sec.gov |
| Tellus Networked Sensor Solutions, Inc. | Environmental Services | Salt Lake City | UT | $700,000 | $1,200,000 | 2 | Apr 16 | sec.gov |
| Eyes Wide Open Collective, Public Benefit LLC | Business Services | Boulder | CO | $700,000 | $5,550,000 | 14 | Apr 15 | sec.gov |
| BEACH HOUSE AT LAKE STREET LLC | Other Real Estate | Northville | MI | $650,000 | $650,000 | 4 | Apr 19 | sec.gov |
| Hall Structured Finance Somm Hotel, LP (amended) | Commercial | Dallas | TX | $650,000 | $5,000,000 | 7 | Apr 18 | sec.gov |
| Hall Structured Finance Somm Hotel, LP | Commercial | Dallas | TX | $650,000 | $5,000,000 | 7 | Apr 16 | sec.gov |
| Invisible Commerce Ltd | Other Technology | Seattle | WA | $625,000 | $2,000,000 | 3 | Apr 18 | sec.gov |
| FBF INVESTMENT, LLC | Other | Cold Spring Harbor | NY | $605,000 | $2,000,000 | 29 | Apr 19 | sec.gov |
| Accrete, Inc. | Computers | New York | NY | $600,005 | $15,000,000 | 1 | Apr 19 | sec.gov |
| Newark Investment Partners, LLC | Commercial | Columbus | OH | $600,000 | $1,850,000 | 12 | Apr 19 | sec.gov |
| BLUERIDGE FLEX BTR INVESTORS LLC | Commercial | Frisco | TX | $600,000 | $700,000 | 6 | Apr 15 | sec.gov |
| ARC Medical Inc. (amended) | Biotechnology | Richmond | $575,000 | $575,000 | 3 | Apr 17 | sec.gov | |
| CNG 2024 STATIONS I, LLC | Energy Conservation | Oklahoma City | OK | $570,000 | $5,000,000 | 1 | Apr 15 | sec.gov |
| POCION, CORP. | Other | Wilmington | DE | $560,000 | $3,500,000 | 11 | Apr 18 | sec.gov |
| ImmVue Therapeutics Inc. (amended) | Biotechnology | Toronto | $529,300 | $529,300 | 3 | Apr 18 | sec.gov | |
| 5950 Reidville Road, LLC | Commercial | Charlotte | NC | $525,000 | $525,000 | 2 | Apr 17 | sec.gov |
| MBS Ventures LLC | Other | Homer Glen | IL | $500,000 | $1,000,000 | 11 | Apr 19 | sec.gov |
| Sublynk Inc. | Other | Louisville | CO | $500,000 | Indefinite | 1 | Apr 18 | sec.gov |
| SAVANTZ AI LLC | Other | Carefree | AZ | $500,000 | $1,500,000 | 1 | Apr 15 | sec.gov |
| Apis Cor Inc. | Manufacturing | Melbourne | FL | $480,000 | Indefinite | 3 | Apr 17 | sec.gov |
| Linda Susan Arms 24, LLC | Commercial | Las Vegas | NV | $475,000 | $2,000,000 | 8 | Apr 17 | sec.gov |
| Coral Reef EV LLC | Electric Utilities | Jonestown | PA | $465,000 | $750,000 | 7 | Apr 16 | sec.gov |
| Peoples Choice Storage Westerville, LLC | Commercial | Dover | DE | $451,000 | $5,700,000 | 8 | Apr 16 | sec.gov |
| Fidelity Bancshares, Inc. | Commercial Banking | Waco | TX | $450,000 | $5,000,000 | 3 | Apr 17 | sec.gov |
| GOOD.LOOP LTD | Other Technology | Edinburgh | $434,285 | Indefinite | 8 | Apr 18 | sec.gov | |
| Ashburn Creek East Prospect Partners (amended) | Oil and Gas | Hendersonville | TN | $432,000 | $768,000 | 8 | Apr 17 | sec.gov |
| Mule Investment Management Limited Partnership | Investing | Richmond | VA | $425,000 | $1,000,000 | 4 | Apr 18 | sec.gov |
| Impact Fossil Creek LLC | Residential | Peoria | AZ | $415,000 | $1,000,000 | 12 | Apr 15 | sec.gov |
| Woodford Horizontal Project 73 LLC | Oil and Gas | Dallas | TX | $410,000 | $1,250,000 | 4 | Apr 18 | sec.gov |
| OVH Environmental Holdings, LLC | Other | Smyrna | GA | $400,000 | $400,000 | 7 | Apr 18 | sec.gov |
| For Your Bed LLC | Retailing | Southlake | TX | $400,000 | $400,000 | 0 | Apr 18 | sec.gov |
| IndulgeRx Brands Inc (amended) | Other | Woods Cross | UT | $396,582 | $553,370 | 6 | Apr 18 | sec.gov |
| Victoria's Retail Portfolio 1, LLC | Other | Victoria | TX | $395,000 | $728,860 | 7 | Apr 16 | sec.gov |
| SILVER X MINING CORP. | Other | Vancouver | $376,331 | $689,939 | 9 | Apr 18 | sec.gov | |
| Annie Health, Inc. | Other Technology | Los Angeles | CA | $375,000 | Indefinite | 4 | Apr 17 | sec.gov |
| RadiusAI, Inc. | Other Technology | Tempe | AZ | $370,000 | $10,800,000 | 3 | Apr 18 | sec.gov |
| Series 13-1, a series of StartEngine Private LLC | Other | Burbank | CA | $332,160 | $842,160 | 21 | Apr 16 | sec.gov |
| Dealer Management Group, Inc. (amended) | Insurance | Townshend | VT | $325,000 | $455,000 | 5 | Apr 18 | sec.gov |
| Invicta Water, Inc. | Other Technology | Burlington | NC | $300,000 | $500,000 | 5 | Apr 17 | sec.gov |
| edjy LLC | Other Technology | Ketchum | ID | $300,000 | $300,000 | 1 | Apr 16 | sec.gov |
| CCWP16 LLC | Commercial | Eagle | ID | $300,000 | Indefinite | 3 | Apr 15 | sec.gov |
| SILVER X MINING CORP. (amended) | Other | Vancouver | $272,839 | $501,859 | 9 | Apr 19 | sec.gov | |
| Triumvirate Strength, LLC | Other | Redondo Beach | CA | $250,000 | $400,000 | 6 | Apr 18 | sec.gov |
| Incentivize Health, Inc. | Other Technology | Birmingham | AL | $250,000 | $2,500,560 | 1 | Apr 16 | sec.gov |
| Mr. Irrelevant LLC | Other | Chicago | IL | $250,000 | $1,000,000 | 1 | Apr 15 | sec.gov |
| Lytng, LLC | Other | San Diego | CA | $250,000 | $250,000 | 11 | Apr 15 | sec.gov |
| ExoDexa Holdings Inc. | Other | Santa Monica | CA | $240,000 | $400,000 | 5 | Apr 15 | sec.gov |
| IR MV Holdings LLC | Other Technology | New York | NY | $226,971 | $226,971 | 8 | Apr 17 | sec.gov |
| Intuitive Lumicell LLC (amended) | Investing | White Plains | NY | $220,000 | $7,000,000 | 6 | Apr 19 | sec.gov |
| Academic Insight Lab, LLC | Other Technology | Raleigh | NC | $220,000 | $500,000 | 4 | Apr 17 | sec.gov |
| iQure Pharma Inc. | Other | Princeton | NJ | $220,000 | Indefinite | 7 | Apr 16 | sec.gov |
| Helios Solar Partners IX, LLC | Investing | Denver | CO | $200,000 | $200,000 | 1 | Apr 16 | sec.gov |
| Ollie Pets Inc. | Other Technology | Reno | NV | $198,000 | $198,000 | 2 | Apr 18 | sec.gov |
| Endpoint Utility, LP (amended) | Other | Whitefish | MT | $195,000 | $300,000 | 3 | Apr 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $191,288 | Indefinite | 26 | Apr 17 | sec.gov |
| Allied Resource Partners Sharp #2 & #3, LP | Investing | Denver | CO | $168,000 | $2,400,000 | 3 | Apr 19 | sec.gov |
| KYTE DYNAMICS, INC. (amended) | Other Technology | Walnut | CA | $166,000 | $166,000 | 4 | Apr 18 | sec.gov |
| ADDISON A SERIES OF VUCP FUND LLC | Other | Austin | TX | $163,000 | $163,000 | 5 | Apr 17 | sec.gov |
| Birdies Corp. (amended) | Other | Santa Monica | CA | $160,000 | $300,000 | 6 | Apr 19 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $155,009 | Indefinite | 2 | Apr 19 | sec.gov |
| Axelle, LLC | Other | Walla Walla | WA | $150,000 | Indefinite | 3 | Apr 19 | sec.gov |
| Civilization Spirits, LLC | Other | Taylor | MS | $150,000 | $1,020,505 | 2 | Apr 15 | sec.gov |
| Midnight Harvest LLC | Agriculture | Interlochen | MI | $150,000 | $150,000 | 2 | Apr 15 | sec.gov |
| LITHOS GROUP LTD. | Other | Vancouver | $149,607 | $149,607 | 3 | Apr 17 | sec.gov | |
| Desert Hawk Gold Corp. | Other | Reno | NV | $147,500 | $147,500 | 6 | Apr 15 | sec.gov |
| Bee Kids Preschool Learning Center | Other | Bartlett | TN | $145,000 | $250,000 | 10 | Apr 19 | sec.gov |
| ProtoKinetix, Inc. (amended) | Other | Dalton | OH | $135,000 | $200,000 | 3 | Apr 18 | sec.gov |
| PREIT Realty, LLC | REITS and Finance | Philadelphia | PA | $125,000 | $125,000 | 125 | Apr 15 | sec.gov |
| Finquility Inc. (amended) | Other | Houston | TX | $115,000 | $115,000 | 9 | Apr 18 | sec.gov |
| BEANSTALK A A SERIES OF EAC MASTER LLC | Other | Oakland | CA | $110,030 | $110,030 | 7 | Apr 18 | sec.gov |
| Intuitive Lumicell LLC | Investing | White Plains | NY | $110,000 | $7,000,000 | 3 | Apr 18 | sec.gov |
| Mt. Laurel GP Equity LLC | Other Real Estate | Wilbraham | MA | $100,000 | $22,000,000 | 1 | Apr 19 | sec.gov |
| Liberia Organic Cocoa & Agricultural Co | Agriculture | Washington | DC | $85,000 | $150,000 | 7 | Apr 19 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $77,762 | $1,779,067 | 1 | Apr 19 | sec.gov |
| ExoFusion, Inc. | Other | Bellevue | WA | $75,000 | $1,000,000 | 2 | Apr 19 | sec.gov |
| USEIG, LLC Omega Joint Venture | Oil and Gas | Austin | TX | $75,000 | $187,500 | 2 | Apr 18 | sec.gov |
| Renegade Gold Inc. | Other | Vancouver | $73,630 | $73,630 | 1 | Apr 17 | sec.gov | |
| American Creek Resources Ltd. | Other | Cardston | $68,622 | $407,545 | 2 | Apr 15 | sec.gov | |
| STANDARD PREMIUM FINANCE HOLDINGS, INC. | Other Banking and Financial Services | Miami | FL | $62,500 | $10,000,000 | 2 | Apr 15 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $58,800 | $58,800 | 1 | Apr 19 | sec.gov |
| Westward Gold Inc. | Other | Vancouver | $57,106 | $142,766 | 4 | Apr 17 | sec.gov | |
| Gateway Ambulatory Surgery Center, LLC | Hospitals and Physicians | Concord | NC | $55,320 | $845,289 | 1 | Apr 18 | sec.gov |
| DivorceTech, Inc. | Other Technology | Omaha | NE | $50,000 | $100,000 | 1 | Apr 19 | sec.gov |
| Elgin 104 Dev LLC | Commercial | Sugar Land | TX | $50,000 | $7,000,000 | 1 | Apr 19 | sec.gov |
| RWHC, The Broadway Musical LLC (amended) | Other | New York | NY | $50,000 | $16,500,000 | 1 | Apr 16 | sec.gov |
| OCIF ZAP PARTNERS 1, LLC | Other | Alpharetta | GA | $50,000 | $1,100,000 | 1 | Apr 15 | sec.gov |
| Silver Storm Mining Ltd. | Other | Toronto | $46,467 | $46,467 | 4 | Apr 17 | sec.gov | |
| Allied Resource Partners Gano #2 & #3, LP | Investing | Denver | CO | $44,000 | $2,200,000 | 1 | Apr 16 | sec.gov |
| AMERICAN PACIFIC MINING CORP | Other | Vancouver | $43,410 | $119,377 | 5 | Apr 17 | sec.gov | |
| Surgery Center of Fairfield County, LLC (amended) | Other Health Care | Birmingham | AL | $39,858 | $699,009 | 1 | Apr 18 | sec.gov |
| ProtoKinetix, Inc. | Other | Dalton | OH | $35,000 | $100,000 | 2 | Apr 16 | sec.gov |
| TS Investors, LLC | Insurance | Media | PA | $16,400 | $40,000 | 9 | Apr 15 | sec.gov |
| Tennessee Home & Auto LLC | Other | Newtown Square | PA | $15,000 | $180,000 | 16 | Apr 17 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $8,572 | Indefinite | 2 | Apr 18 | sec.gov |
| Marley Spoon Group SE (amended) | Other | Berlin | $7,117 | $43,000 | 30 | Apr 17 | sec.gov | |
| Marley Spoon Group SE | Other | Berlin | $7,117 | $43,000 | 30 | Apr 17 | sec.gov | |
| Mogotes Metals Inc. | Other | Toronto | $3,966 | $3,966 | 1 | Apr 15 | sec.gov | |
| Silver North Resources Ltd. | Other | Vancouver | $3,652 | $10,955 | 1 | Apr 17 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $2,573 | Indefinite | 1 | Apr 15 | sec.gov |
| Life Adapt Inc. | Biotechnology | San Clemente | CA | $700 | $700 | 1 | Apr 17 | sec.gov |
| Marketbloc Inc. | Other Technology | Minneapolis | MN | $0 | $500,000 | 0 | Apr 19 | sec.gov |
| WM Impact Growth Fund I LLC | Other | Austin | TX | $0 | $3,750,000 | 0 | Apr 19 | sec.gov |
| CROWDFUNZ 846 LLC | Other Real Estate | New York | NY | $0 | $1,100,000 | 0 | Apr 19 | sec.gov |
| Commercial Ave Partners LLC (amended) | Other | Charlotte | NC | $0 | $2,000,000 | 0 | Apr 19 | sec.gov |
| Factorial Funds II, L.P. | Other | Dover | DE | $0 | $300,000,000 | 2 | Apr 19 | sec.gov |
| ALC 101 L.P. | Other | Irvine | CA | $0 | $40,000,000 | 0 | Apr 19 | sec.gov |
| Caduceus Early Stage Digital Health Fund II, LP | Investing | Brentwood | TN | $0 | $50,000,000 | 0 | Apr 19 | sec.gov |
| SCA-Bethesda, LLC | Other Health Care | Birmingham | AL | $0 | $102,825 | 0 | Apr 19 | sec.gov |
| Massachusetts Avenue Surgery Center, LLC | Other Health Care | Bethesda | MD | $0 | $122,168 | 0 | Apr 19 | sec.gov |
| Winslow Capital Management, LLC (amended) | Other Banking and Financial Services | Minneapolis | MN | $0 | Indefinite | 17 | Apr 19 | sec.gov |
| Nuveen Asset Management, LLC (amended) | Other Banking and Financial Services | Chicago | IL | $0 | Indefinite | 246 | Apr 19 | sec.gov |
| TEACHERS ADVISORS, LLC (amended) | Other Banking and Financial Services | New York | NY | $0 | Indefinite | 246 | Apr 19 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $0 | $1,654,393 | 0 | Apr 19 | sec.gov |
| SIX FOUR CORAL, LLC | Commercial | Miami Beach | FL | $0 | $1,950,000 | 0 | Apr 18 | sec.gov |
| Commercial Ave Partners LLC | Other | Charlotte | NC | $0 | $3,000,000 | 0 | Apr 18 | sec.gov |
| Uptrend Northpark LLC | Other Real Estate | Westerville | OH | $0 | $20,000,000 | 0 | Apr 18 | sec.gov |
| ANT of Wisconsin LLC | Other Real Estate | Fairfax | VA | $0 | $25,000 | 0 | Apr 18 | sec.gov |
| Take The Lead Ltd Liability Co | Other | New York | NY | $0 | $25,000,000 | 0 | Apr 18 | sec.gov |
| DAMN THE MAN PRODUCTIONS Ltd LIABILITY Co | Other | New York | NY | $0 | $3,500,000 | 0 | Apr 18 | sec.gov |
| Emend Real Estate Fund I LP | Commercial | Wilmington | DE | $0 | $25,000,000 | 0 | Apr 18 | sec.gov |
| 303 Allen Avenue Partners LP | Commercial | St Petersburg | FL | $0 | $4,500,000 | 0 | Apr 18 | sec.gov |
| Makaan PE Fund 1 LLC | Commercial | Houston | TX | $0 | $100,000,000 | 0 | Apr 18 | sec.gov |
| Mosoldi, Inc. | Other Technology | Sheridan | WY | $0 | $500,000 | 0 | Apr 18 | sec.gov |
| M.N. Technology LLC | Agriculture | Grand Rapids | MN | $0 | $18,000,000 | 0 | Apr 18 | sec.gov |
| INGLIS LAKESIDE RV MHC, LLC | Commercial | Tampa | FL | $0 | $1,300,000 | 0 | Apr 18 | sec.gov |
| High Street Real Estate Fund VIII, L.P. | Other Real Estate | Woburn | MA | $0 | Indefinite | 0 | Apr 18 | sec.gov |
| M ARTHUR GENSLER JR & ASSOCIATES INC | Other | San Francisco | CA | $0 | Indefinite | 11 | Apr 18 | sec.gov |
| NAMCO Forward Fund LLC | Other | New York | NY | $0 | Indefinite | 0 | Apr 18 | sec.gov |
| Starboard Southern California Multifamily ADU Opportunity Fund I LLC | Residential | Irvine | CA | $0 | $35,000,000 | 0 | Apr 17 | sec.gov |
| Mount Snow Inn Investors LLC | Other Real Estate | Shelburne | VT | $0 | $1,900,000 | 0 | Apr 17 | sec.gov |
| Waith.io, Inc. | Other Technology | New York | NY | $0 | $10,000,000 | 0 | Apr 17 | sec.gov |
| TFORM, Inc./ TX | Other Technology | Irving | TX | $0 | $2,000,000 | 0 | Apr 17 | sec.gov |
| Vortic LLC | Manufacturing | Fort Collins | CO | $0 | $1,000,000 | 0 | Apr 17 | sec.gov |
| Edge Racing Madagascat 22 | Business Services | Lexington | KY | $0 | $80,000 | 0 | Apr 17 | sec.gov |
| POS Systems, Inc. / NV | Other Technology | Phoenix | AZ | $0 | $1,500,000 | 0 | Apr 17 | sec.gov |
| SAFETYSPECT INC | Other | Grand Forks | ND | $0 | $10,000,000 | 0 | Apr 17 | sec.gov |
| THOUSAND ROSES FUND, LLC | Residential | Lakeland | FL | $0 | $3,500,000 | 0 | Apr 16 | sec.gov |
| TB Bond, LLC | Business Services | Aventura | FL | $0 | $100,000,000 | 0 | Apr 16 | sec.gov |
| RFLA eFund 1, LLC | Commercial | Los Angeles | CA | $0 | $13,500,000 | 0 | Apr 16 | sec.gov |
| North Texas Family Properties 4 LLC | Commercial | Double Oak | TX | $0 | $3,800,000 | 0 | Apr 16 | sec.gov |
| Venture Vibes Fund LLC | Commercial | Colorado Springs | CO | $0 | $1,000,000 | 0 | Apr 16 | sec.gov |
| Municipal Solvency Research LLC | Other | Vero Beach | FL | $0 | $3,000,000 | 0 | Apr 16 | sec.gov |
| PPGE Beltway Fondren Warehouse Fund, LP | Commercial | Sugar Land | TX | $0 | $5,000,000 | 0 | Apr 16 | sec.gov |
| 4001 S WILLOW QOF, LLC (amended) | Other Real Estate | Seattle | WA | $0 | $14,000,000 | 0 | Apr 16 | sec.gov |
| 4001 S WILLOW QOF II, LLC (amended) | Other Real Estate | Seattle | WA | $0 | $14,000,000 | 0 | Apr 16 | sec.gov |
| CatBox LLC | Other | Wilmington | DE | $0 | $100,000 | 0 | Apr 16 | sec.gov |
| Energy Exploration Technologies, Inc. | Energy Conservation | Austin | TX | $0 | Indefinite | 0 | Apr 16 | sec.gov |
| Momtech Inc. | Other Health Care | Matthews | NC | $0 | $2,000,000 | 0 | Apr 16 | sec.gov |
| Pymedix, Inc. (amended) | Other Health Care | Northfield | IL | $0 | $300,000 | 0 | Apr 16 | sec.gov |
| Lindsay Citrus Ranch, LLC | Agriculture | Palo Alto | CA | $0 | $1,500,000 | 0 | Apr 16 | sec.gov |
| 210 S. Electric Street, LLC | Other Real Estate | Wayzata | MN | $0 | $8,250,000 | 0 | Apr 16 | sec.gov |
| RenuTek, Inc. | Other Energy | New York | NY | $0 | $10,000,000 | 0 | Apr 16 | sec.gov |
| INTEGRIS INDUSTRIAL DEVELOPMENT FUND, LLC | Other Real Estate | Irvine | CA | $0 | $15,000,000 | 0 | Apr 15 | sec.gov |
| HSR Camas Woods P2, LLC | Construction | Vancouver | WA | $0 | $4,000,000 | 0 | Apr 15 | sec.gov |
| HSR Paradise 4/5 Excavation LLC | Construction | Vancouver | WA | $0 | $3,000,000 | 0 | Apr 15 | sec.gov |
| Wise Capital LLC | Other Real Estate | Reno | NV | $0 | $50,000,000 | 0 | Apr 15 | sec.gov |
| Meet Perry, Inc. | Other | New York | NY | $0 | Indefinite | 0 | Apr 15 | sec.gov |
| RPC 5402 South Congress Partners, LLC | Investing | Austin | TX | $0 | $40,000,000 | 0 | Apr 15 | sec.gov |
| Waith.io, Inc. (amended) | Other Technology | New York | NY | $0 | $10,000,000 | 0 | Apr 15 | sec.gov |
| HASTA Strategic Multifamily Fund 2023, LP (amended) | Commercial | Lakewood Ranch | FL | $0 | Indefinite | 0 | Apr 15 | sec.gov |
| Stark Medical Resorts Inc (amended) | Other Health Care | Sheridan | WY | $0 | $365,000,000 | 0 | Apr 15 | sec.gov |
| ASC DENTAL VENTURES LLC | Other Health Care | Wilmington | DE | $0 | $298,000,000 | 0 | Apr 15 | sec.gov |
| Pymedix, Inc. | Other Health Care | Northfield | IL | $0 | $300,000 | 0 | Apr 15 | sec.gov |
| Comstock Inc. | Other Energy | Virginia City | NV | $0 | $250,000 | 0 | Apr 15 | sec.gov |
| RWHC, The Broadway Musical LLC | Other | New York | NY | $0 | $16,500,000 | 0 | Apr 15 | sec.gov |
| Shindigs, Inc. | Other Technology | Yancey | TX | $0 | $500,000 | 0 | Apr 15 | sec.gov |
Week of Apr 22 · Week of Apr 8 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.