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Data / Form D filings / Week of Apr 15

Form D filings, week of April 15, 2024: 391 companies raised $64.72 billion

391 operating companies filed a Form D in the week of April 15, 2024, reporting $64.72 billion sold. Largest: Prologis Targeted U.S. Logistics Holdings, L.P. ($17.14 billion), Prologis European Logistics Fund ($10.51 billion), NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.83 billion). The median filing is $2.4 million, and 656 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 391Form D filings
  • $64.72 billionreported sold
  • $2.4 millionmedian amount sold
  • CAmost filings (55)

Most filings by state: CA 55, TX 47, NY 34, OH 19, PA 18. By industry: Other 91, Other Technology 64, Other Real Estate 37, Commercial 36.

By day: Apr 15 (70), Apr 16 (69), Apr 17 (85), Apr 18 (89), Apr 19 (78).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Prologis Targeted U.S. Logistics Holdings, L.P. (amended)Other Real EstateSan FranciscoCA$17,138,192,788Indefinite196Apr 17sec.gov
Prologis European Logistics Fund (amended)Other Real EstateLuxembourg$10,514,705,593Indefinite218Apr 17sec.gov
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended)InsuranceColumbusOH$9,832,540,696Indefinite442Apr 17sec.gov
Nationwide BOLI Private Placement Variable Account (amended)InsuranceColumbusOH$5,300,243,088Indefinite34Apr 17sec.gov
Nationwide BOLI Private Placement Variable Account (amended)InsuranceColumbusOH$5,300,243,088Indefinite34Apr 17sec.gov
NHIT: Credit Asset Trust (amended)InvestingBostonMA$3,306,551,641Indefinite190Apr 15sec.gov
Nationwide PPVUL Separate Account - 4 (amended)InsuranceColumbusOH$3,257,000,000Indefinite7Apr 17sec.gov
Goldman Sachs Private Credit Corp. (amended)InvestingNew YorkNY$2,199,957,035Indefinite3357Apr 19sec.gov
Prologis China Core Logistics Fund, LP (amended)Other Real EstateSingapore$1,830,254,551Indefinite12Apr 17sec.gov
Prologis Targeted U.S. Logistics REIT, Inc. (amended)Other Real EstateSan FranciscoCA$1,589,166,535Indefinite301Apr 17sec.gov
Nationwide PPVUL Separate Account - 3 (amended)InsuranceColumbusOH$688,110,400Indefinite105Apr 17sec.gov
Group Variable Annuity Series I Separate Account (amended)InsuranceSchaumburgIL$585,000,000Indefinite15Apr 19sec.gov
Surrozen, Inc./DEBiotechnologySouth San FranciscoCA$193,015,962$193,015,96218Apr 19sec.gov
TORL Biotherapeutics LLCPharmaceuticalsCulver CityCA$158,300,000$158,300,00052Apr 17sec.gov
BLUE RIDGE BANKSHARES, INC.Commercial BankingCharlottesvilleVA$150,000,000$163,852,04246Apr 16sec.gov
Bad Boy Mowers JV Holdings, LLCOtherHoustonTX$148,660,200$148,660,20013Apr 19sec.gov
Nationwide Private Placement Variable Account - E (amended)InsuranceColumbusOH$133,364,197Indefinite4Apr 17sec.gov
Penso Fund Platform SPC- Segregated Portfolio NCA #14 (amended)InvestingNew YorkNY$132,550,000Indefinite6Apr 15sec.gov
Penta Parent Holdings, LPOtherPalo AltoCA$130,345,105$130,345,10555Apr 16sec.gov
JLLX Diversified III, DST (amended)Other Real EstateChicagoIL$86,234,139$95,916,71276Apr 16sec.gov
Minneapolis MSA Senior Living Portfolio DST (amended)Other Real EstateOak BrookIL$69,960,852$76,762,629139Apr 18sec.gov
Nationwide PPVUL Separate Account 7 (amended)InsuranceColumbusOH$69,242,775Indefinite2Apr 17sec.gov
Nationwide PPVUL Separate Account - AC1 (amended)InsuranceColumbusOH$61,649,700Indefinite17Apr 17sec.gov
Avive Solutions, Inc. (amended)Other Health CareBrisbaneCA$56,708,189$56,708,189114Apr 18sec.gov
Asher Biotherapeutics, Inc.BiotechnologySouth San FranciscoCA$54,999,990$54,999,99016Apr 16sec.gov
Grow Care, Inc.Other Health CareNew YorkNY$52,499,992$52,499,9921Apr 19sec.gov
ELKHORN MINERAL FUND, LP (amended)Oil and GasDallasTX$52,423,469$75,000,000151Apr 19sec.gov
GROUNDFLOOR REAL ESTATE LLC (amended)Other Banking and Financial ServicesAtlantaGA$50,948,440$50,948,4402359Apr 18sec.gov
CF Archer Multifamily DST (amended)ResidentialNew YorkNY$50,064,000$50,064,000113Apr 17sec.gov
Fort Myers BTR DST (amended)Other Real EstateOak BrookIL$48,393,021$54,462,042134Apr 18sec.gov
Axial Healthcare Holdings, L.P.Other Health CareNashvilleTN$45,000,000$45,000,0005Apr 18sec.gov
Skylark Bio, Inc. (amended)BiotechnologyCambridgeMA$40,889,315$40,889,3152Apr 19sec.gov
Exsilio Therapeutics Inc.Other Health CareNew YorkNY$38,769,227$85,000,00013Apr 17sec.gov
Grow Care, Inc.Other Health CareNew YorkNY$34,999,979$34,999,97922Apr 19sec.gov
GUERNSEY HOLDINGS ZRC HOLDCO, LLCRestaurantsFlorenceSC$34,322,000$34,322,00023Apr 18sec.gov
MCG Summerdance Phase I Investors, LLC (amended)ResidentialCharlotteNC$33,834,007$35,000,000288Apr 15sec.gov
Flatrock Compression Holdings LLCOil and GasHoustonTX$32,726,920$32,726,92070Apr 16sec.gov
AVAVA, Inc.Other Health CareWalthamMA$25,203,932$32,203,93041Apr 19sec.gov
Herrick Technology Laboratories, Inc.Other TechnologyGermantownMD$24,999,997$24,999,9971Apr 15sec.gov
SmartAC.com, Inc. (amended)Other TechnologyHoustonTX$24,559,410$29,551,33751Apr 16sec.gov
Movano Inc.Other Health CarePleasantonCA$24,128,792$24,128,792185Apr 17sec.gov
Beyond Aero Inc.Other TechnologyWilmingtonDE$23,860,774$23,860,77446Apr 18sec.gov
Natural Fiber Welding, Inc. (amended)ManufacturingPeoriaIL$23,679,632$30,000,00061Apr 18sec.gov
HW SASC Fund, LP (amended)CommercialSan AntonioTX$23,407,924Indefinite100Apr 19sec.gov
Straus Family Creamery, Inc.ManufacturingPetalumaCA$23,017,371$23,167,3692Apr 16sec.gov
Freespira, Inc.Other Health CareKirklandWA$22,578,792$22,578,79214Apr 15sec.gov
Trinity Golden Triangle Investors LLCCommercialSouthlakeTX$21,990,000$80,000,000178Apr 18sec.gov
STO Holding Company, LLCOtherBirminghamAL$21,000,000$21,000,0001Apr 17sec.gov
Ace-Up Inc.Other TechnologyBostonMA$19,176,148$21,418,57662Apr 19sec.gov
Earlens CorpOther Health CareMenlo ParkCA$18,833,783$43,571,3458Apr 18sec.gov
PG Dallas Uptown Investors, LLC (amended)Other Real EstateAtlantaGA$18,079,869$51,100,000116Apr 19sec.gov
Spot-Tech HoldingsOther TechnologyGrand Cayman$18,003,327$18,003,32727Apr 17sec.gov
PG Dallas Uptown Investors, LLC (amended)Other Real EstateAtlantaGA$17,429,869$51,100,000112Apr 15sec.gov
Praia Health Inc.Other TechnologyChicagoIL$16,249,996$19,999,9964Apr 16sec.gov
HBS Research Farms, LLC (amended)OtherBalticSD$15,659,280$25,000,00042Apr 16sec.gov
MCG South End Investors II, LLC (amended)ResidentialCharlotteNC$15,637,600$34,578,54162Apr 15sec.gov
Andesite AI, Inc.OtherMcleanVA$15,249,990$38,249,9763Apr 19sec.gov
Understory, Inc. (amended)Other TechnologyMadisonWI$14,999,999$14,999,9996Apr 17sec.gov
Roers Victoria Apartments LLCOther Real EstatePlymouthMN$14,505,000$14,505,000140Apr 19sec.gov
Traws Pharma, Inc.BiotechnologyNewtownPA$14,000,000$14,000,0002Apr 16sec.gov
Zing America, Inc.Other Banking and Financial ServicesMcleanVA$13,700,000$20,000,00013Apr 16sec.gov
Workweek Media Inc.Other TechnologyAustinTX$13,686,530$14,186,53316Apr 19sec.gov
EnAct Systems Inc. (amended)OtherPleasantonCA$13,617,640$18,527,42867Apr 19sec.gov
Derby DT Member, LLCCommercialNew YorkNY$13,500,000$13,500,0000Apr 19sec.gov
Mesh Intelligent Technologies, Inc.Other TechnologyCincinnatiOH$13,474,667$13,474,66712Apr 19sec.gov
Arc Preston LLCResidentialSuite 290CA$13,473,000$19,500,00071Apr 16sec.gov
TRACTOR ZOOM, INC.Other TechnologyWest Des MoinesIA$13,000,000$13,000,00014Apr 17sec.gov
Glendale BTR DST (amended)Other Real EstateOak BrookIL$12,900,498$72,121,82230Apr 18sec.gov
Mural Health Technologies, Inc.Other TechnologyBerwynPA$12,730,000$12,730,00014Apr 19sec.gov
Reconnaissance Energy Africa Ltd.Oil and GasVancouver$12,690,850$12,690,8504Apr 18sec.gov
BSP-TS Management, LP (amended)InvestingNew YorkNY$12,416,254$12,416,25431Apr 16sec.gov
JLLX Townlake of Coppell, DST (amended)Other Real EstateChicagoIL$11,961,338$59,931,53424Apr 16sec.gov
fal - Features & Labels, Inc.Other TechnologyOaklandCA$11,899,994$14,000,0006Apr 17sec.gov
Nationwide PPVUL Separate Account - 5 (amended)InsuranceColumbusOH$11,082,135Indefinite7Apr 17sec.gov
JLLX Taunton Distribution Center, DST (amended)Other Real EstateChicagoIL$10,874,415$59,931,53424Apr 16sec.gov
Linova Energy Inc.Other EnergyMonroviaCA$10,500,000$10,500,0009Apr 18sec.gov
Scaler Global Inc.Other TechnologyNew YorkNY$10,223,730$10,999,9953Apr 18sec.gov
Layer2 Financial Holdings Inc.OtherToronto$10,199,986$10,199,98639Apr 15sec.gov
OncoMAGNETx,Inc.Other TechnologyHoustonTX$10,125,001Indefinite16Apr 19sec.gov
Crescent Opportunity Zone Investment Fund, LLC---Series II (amended)Other Real EstateNew OrleansLA$10,059,060$10,059,0601Apr 16sec.gov
PerkCity, Inc.Other TechnologyOremUT$10,000,000$10,000,0003Apr 17sec.gov
Lyniate US Holdings LP (amended)OtherWilmingtonDE$9,750,000Indefinite7Apr 19sec.gov
CCI-17404 Katy Fwy, LPCommercialAustinTX$9,725,000$25,000,00055Apr 18sec.gov
Billd Holdings, Inc.OtherAustinTX$9,500,000$10,192,1004Apr 16sec.gov
9680 Timberline Investors LLCResidentialDallasTX$9,348,000$10,500,00027Apr 19sec.gov
NEIGHBORHOOD BANCORPCommercial BankingChula VistaCA$9,000,000$13,000,0002Apr 18sec.gov
VitalTech Holdings, Inc.Other TechnologyCarrolltonTX$8,973,203$10,543,6288Apr 17sec.gov
Celero Communications, Inc.Other TechnologyLaguna BeachCA$8,399,997$8,399,99733Apr 17sec.gov
Higgsfield Inc.OtherLos GatosCA$8,159,970$8,159,97047Apr 15sec.gov
Foundation Capital Co-Investment Fund I, LP (amended)Other Real EstateCharlotteNC$7,825,000$25,000,00023Apr 18sec.gov
INDEPENDENCE REALTY TRUST, INC. (amended)REITS and FinancePhiladelphiaPA$7,705,655$8,550,24537Apr 19sec.gov
Ash Wellness, Inc.Other Health CareNew YorkNY$7,467,272$10,380,77228Apr 17sec.gov
Novaestiq Corp. (amended)Other Health CareSouthlakeTX$7,350,948$10,000,00056Apr 17sec.gov
Opyn Health, Inc.Other Health CareConshohockenPA$7,314,447$20,000,00011Apr 15sec.gov
Focus IP, Inc. (amended)Other TechnologyBoiseID$6,899,996$6,899,99617Apr 16sec.gov
Compass, Inc.ResidentialNew YorkNY$6,750,000$7,950,0001Apr 18sec.gov
r.World, PBC (amended)OtherMinneapolisMN$6,620,000$10,000,00039Apr 18sec.gov
BuildCasa Inc.OtherOaklandCA$6,592,979$6,592,97933Apr 19sec.gov
TurboTenant, Inc. (amended)Other TechnologyFort CollinsCO$6,499,966$6,500,00015Apr 17sec.gov
Asymmetria Investors III, LLC - ACI Fund III (PS)InvestingWest Des MoinesIA$6,110,000$10,000,00055Apr 19sec.gov
Sherman Pennsauken LLCCommercialFort WorthTX$6,105,000$6,105,00034Apr 19sec.gov
Crescent Opportunity Zone Investment Fund, LLC---Series I (amended)Other Real EstateNew OrleansLA$5,940,940$5,940,9401Apr 16sec.gov
Scope Computer Vision Technologies Corp.Other TechnologySugar LandTX$5,886,594$5,886,5947Apr 16sec.gov
West Hill Global, Inc. (amended)Other TechnologyAtlantaGA$5,826,706$5,826,70623Apr 16sec.gov
Tidal Foods, PBCManufacturingSan FranciscoCA$5,669,967$5,669,96716Apr 15sec.gov
IN-HOUSE HEALTH, INC.Other TechnologyDenverCO$5,390,000$5,390,00013Apr 18sec.gov
Huxley Medical, Inc. (amended)Other Health CareAtlantaGA$5,372,931$6,000,000105Apr 16sec.gov
Alphyn Biologics, Inc.BiotechnologyAnnapolisMD$5,172,484$5,172,48418Apr 15sec.gov
VF Portfolio 1 LLC (amended)Other Real EstateDenverCO$5,114,000$10,000,00061Apr 18sec.gov
VF Portfolio 1 LLC (amended)Other Real EstateDenverCO$5,114,000$10,000,00061Apr 18sec.gov
HC Jones, Inc.Other Health CareBrooklynNY$5,104,975$5,104,97529Apr 18sec.gov
Strike Photonics Inc. (amended)Other TechnologyAllenTX$5,075,000$20,000,00040Apr 15sec.gov
Outlook Therapeutics, Inc.BiotechnologyIselinNJ$5,000,002$13,250,0051Apr 16sec.gov
Hickory Lake Apartments LLCResidentialKeizerOR$5,000,000$5,000,00020Apr 19sec.gov
Flagship Biosciences, Inc.BiotechnologyBroomfieldCO$5,000,000$6,369,7953Apr 18sec.gov
West Oaks Amarillo 168, LLCCommercialLehiUT$5,000,000$5,000,00038Apr 15sec.gov
High Science, LLCOtherScottsdaleAZ$5,000,000$5,000,00022Apr 15sec.gov
Epistemix, Inc.Other TechnologyPittsburghPA$4,999,995$6,999,99539Apr 17sec.gov
MFG Co-Investor Holdings, LLC (amended)OtherDenverCO$4,984,040$4,984,0402Apr 16sec.gov
RheumaGen, Inc.BiotechnologyDenverCO$4,906,587$15,000,0003Apr 17sec.gov
RV 2301 N Clark St Group LLC (amended)ResidentialWilmingtonDE$4,600,000$4,600,00021Apr 16sec.gov
Fresenius Medical Care Wyandotte East, LLCOther Health CareWalthamMA$4,522,647$4,522,6473Apr 18sec.gov
406 WILLOUGHBY FUNDING L.P.Other Real EstateWoodmereNY$4,500,000$4,500,00015Apr 15sec.gov
KarmaSuite Inc.Other TechnologyOaklandCA$4,499,999$4,499,99910Apr 19sec.gov
Aqueduct Software, Inc.OtherSan FranciscoCA$4,499,992$4,499,99214Apr 16sec.gov
Hue Beauty, Inc.Other TechnologyBostonMA$4,461,414$4,461,41419Apr 17sec.gov
Smartec Products LLC (amended)ManufacturingPhoenixAZ$4,405,000$6,000,00040Apr 15sec.gov
22nd Century Group, Inc.BiotechnologyMocksvilleNC$4,200,000$4,200,0009Apr 19sec.gov
450 Redwood LLCResidentialFremontCA$4,200,000$4,200,0008Apr 18sec.gov
JVEP San Pedro Office, LLCCommercialFort WorthTX$4,200,000$4,400,00042Apr 18sec.gov
Mach5 Therapeutics, Inc. (amended)BiotechnologyAtlantaGA$4,175,000$4,500,0007Apr 17sec.gov
Global Bamboo Technologies Inc. (amended)ManufacturingWindsorCA$4,099,000$4,099,0004Apr 18sec.gov
QUAINT OAK BANCORP INC (amended)Other Banking and Financial ServicesSouthamptonPA$4,093,003$7,000,0004Apr 19sec.gov
Blue Gate Preferred Investors I, LLCCommercialCharlotteNC$4,072,000$7,500,00066Apr 19sec.gov
CELINA HONEY RANCH LLCAgricultureFriscoTX$4,000,000$4,000,00018Apr 19sec.gov
Provenance Chain Network, Inc.Other TechnologyPortlandOR$4,000,000$8,000,0001Apr 17sec.gov
KCG HoldCo, LLCAgricultureCincinnatiOH$4,000,000$4,250,0005Apr 17sec.gov
CloudForge Inc.Other TechnologyNew YorkNY$3,949,999$3,949,9994Apr 15sec.gov
2060 California Street LLCResidentialFremontCA$3,750,000$3,750,0005Apr 18sec.gov
Madison Bees Ferry Road Pref, LLC (amended)ResidentialCharlotteNC$3,634,362$16,000,00035Apr 15sec.gov
Lineage Brands, LLCRestaurantsBala CynwydPA$3,594,448$20,000,00031Apr 17sec.gov
Springfield Hospitality Partners IV, LLCCommercialSpringfieldMO$3,180,000$3,180,00015Apr 18sec.gov
MEAD & HUNT COMPANIES, INC.OtherMiddletonWI$3,134,169$3,134,169127Apr 15sec.gov
Secure Systems Innovation Corp (amended)Other TechnologyLas VegasNV$3,131,000$5,000,0002Apr 18sec.gov
Majestic Pataskala LLCOther Real EstatePlain CityOH$3,115,000$3,700,00098Apr 18sec.gov
Grupago, Inc.OtherSan FranciscoCA$3,100,000$3,100,00019Apr 18sec.gov
CCG EDISTO, LLCInvestingSkokieIL$3,000,000$3,000,00027Apr 19sec.gov
Paladin Drones Inc.Other TechnologyHoustonTX$3,000,000$3,000,0001Apr 16sec.gov
DUOS TECHNOLOGIES GROUP, INC.Other TechnologyJacksonvilleFL$2,995,000$2,995,00010Apr 15sec.gov
Circuit Clinical Solutions Inc.Other Health CareBuffaloNY$2,960,003$7,500,0002Apr 17sec.gov
PG Jackson Investors II, LLC (amended)Other Real EstateAtlantaGA$2,875,000$7,700,00014Apr 15sec.gov
Gaucho Group Holdings, Inc. (amended)Other Real EstateMiamiFL$2,850,000$4,000,00015Apr 17sec.gov
Get Together AI, Inc.Other TechnologyCincinnatiOH$2,791,656$2,791,6567Apr 15sec.gov
Bad Boy Mowers JV Employees, LLCOtherHoustonTX$2,662,000$2,662,00014Apr 19sec.gov
GPS Azim, LLC (amended)Other Health CareJonesboroAR$2,639,000$2,639,00020Apr 17sec.gov
Hopkins Stillwell, LLCCommercialMeridianID$2,600,000$2,600,00014Apr 19sec.gov
Truvolv, Inc.Business ServicesBellaire BeachFL$2,550,000$2,550,0006Apr 17sec.gov
SHOP DIDDO, INC.Other TechnologySanta MonicaCA$2,544,997$2,794,99622Apr 18sec.gov
DriverReach Inc. (amended)OtherCarmelIN$2,525,312$3,370,8394Apr 19sec.gov
Neurotone AI, Inc.Other TechnologyGainesvilleFL$2,514,983$2,589,98318Apr 18sec.gov
ProCircular, Inc.Other TechnologyCoralvilleIA$2,500,000$2,500,0001Apr 19sec.gov
Glass Half Full Inc.OtherNew OrleansLA$2,500,000$2,500,00011Apr 18sec.gov
JVEP Broadmoor Plaza Retail, LLCCommercialFort WorthTX$2,405,000$2,505,00022Apr 18sec.gov
IPC Alternative Real Estate Operating Partnership, LPREITS and FinanceOak BrookIL$2,403,585$25,556,9052Apr 19sec.gov
Rescue Cooling Inc.OtherGrapevineTX$2,400,000$2,400,0001Apr 16sec.gov
PSOF LO Sunnyvale Side Car, LLC (amended)Other Real EstateAtlantaGA$2,250,000$23,690,55013Apr 15sec.gov
Idaho Copper Corp (amended)OtherBoiseID$2,228,200$2,228,20033Apr 15sec.gov
Woodbridge 2024 LLCResidentialRaleighNC$2,161,934$2,161,93424Apr 17sec.gov
Pierrepont Therapeutics, Inc.PharmaceuticalsBrooklynNY$2,109,876$5,859,8762Apr 15sec.gov
PLUTO ASSETS, INC. (amended)Other TechnologyDoverDE$2,050,000$100,000,0004Apr 16sec.gov
Epistemic AI, Inc.Other TechnologyWestportCT$1,888,995$2,699,00523Apr 18sec.gov
Ocean Pines Communities, LLCResidentialNorth BendOR$1,780,000$1,780,00015Apr 15sec.gov
Cone Software, Inc. (amended)Other TechnologySan FranciscoCA$1,650,104$1,657,50022Apr 15sec.gov
TEXAKOMA EXPLORATION & PRODUCTION LLCOil and GasPlanoTX$1,559,250$6,435,00017Apr 19sec.gov
Cardamom Health, Inc.Other Health CareMadisonWI$1,545,000$4,045,00013Apr 19sec.gov
Both& Apparel CorpRetailingAlbuquerqueNM$1,535,334Indefinite57Apr 16sec.gov
Mac Marco Michele LLCOtherSt. LouisMO$1,500,000$3,300,0004Apr 17sec.gov
BizBox Restaurant Group, Inc.RestaurantsJupiterFL$1,500,000$1,500,0003Apr 16sec.gov
320 W. 24TH STREET INVESTORS, LLCCommercialBaltimoreMD$1,500,000$1,500,0004Apr 16sec.gov
Amos Power, Inc. (amended)Other TechnologyCedar FallsIA$1,500,000$2,000,0006Apr 16sec.gov
Skeema Inc (amended)ComputersPittsburghPA$1,500,000$1,500,0002Apr 15sec.gov
Catalyst OrthoScience IncOtherNaplesFL$1,499,999$5,000,0002Apr 18sec.gov
W Nail Bar Group, LLCOtherColumbusOH$1,485,849$1,500,00013Apr 17sec.gov
1436 ECR LLCResidentialFremontCA$1,400,000$1,400,0005Apr 17sec.gov
5Metis, Inc.OtherDurhamNC$1,375,006$5,500,0028Apr 17sec.gov
Potenza Industrial Fund LLCCommercialArcadiaCA$1,285,000$1,500,00016Apr 18sec.gov
Roanoke Ave Partners LLCCommercialWaynePA$1,275,000$1,550,00013Apr 16sec.gov
Sagacity DP LLCInvestingOklahoma CityOK$1,270,380$2,604,0004Apr 15sec.gov
Harvest Invest-071 LLC A Series of Harvest Invest LLC (amended)InvestingFort WorthTX$1,265,000$20,000,00012Apr 19sec.gov
NYIAX, INC. (amended)OtherNew YorkNY$1,250,000Indefinite4Apr 19sec.gov
NYIAX, INC.OtherSomersetNJ$1,250,000Indefinite4Apr 18sec.gov
INDEPENDENCE REALTY TRUST, INC. (amended)REITS and FinancePhiladelphiaPA$1,203,011$1,985,5641Apr 19sec.gov
Anthem 11600 Audelia Road Member, LLCResidentialAustinTX$1,200,000$1,200,0008Apr 19sec.gov
Intellistem, Inc.Other Health CareSan FranciscoCA$1,200,000$1,500,0001Apr 18sec.gov
Common Thread, Inc.Other TechnologyBrooklynNY$1,164,000$1,164,00024Apr 16sec.gov
Bazaar Growth Fund LLCRetailingPlanoTX$1,150,000$5,000,0007Apr 15sec.gov
Park City Angels Fund II LLCInvestingPark CityUT$1,125,000$1,125,00028Apr 17sec.gov
Reserved Media Group, Inc.OtherVeniceCA$1,110,000Indefinite22Apr 18sec.gov
Ferris Wheel Investors LLCOtherEnglewoodCO$1,100,000$1,100,00012Apr 17sec.gov
Haplotype Labs, Inc.Other TechnologyOrindaCA$1,100,000$1,100,0005Apr 16sec.gov
Broom Factory Investors LLCResidentialCharlottesvilleVA$1,075,000$1,075,0008Apr 18sec.gov
AgEagle Aerial Systems Inc.Other TechnologyWichitaKS$1,050,000$1,050,0001Apr 18sec.gov
Sago Mooresville, LLCCommercialCollege StationTX$1,025,000$1,025,00016Apr 17sec.gov
CLARENCE HEALTH INC.Hospitals and PhysiciansColumbusOH$1,000,000$3,000,0001Apr 19sec.gov
Springfield Hospitality Partners V, LLCCommercialSpringfieldMO$1,000,000$1,000,0001Apr 18sec.gov
Alec's Ice Cream, Inc.OtherPetalumaCA$1,000,000$1,000,0009Apr 18sec.gov
FTY WB TIC, LLCResidentialRichmondVA$1,000,000$1,000,0001Apr 17sec.gov
Structure Private Credit SPV I (amended)Other Banking and Financial ServicesLone TreeCO$1,000,000$4,000,0008Apr 17sec.gov
SKYX Platforms Corp.Other TechnologyPompano BeachFL$1,000,000$1,000,0001Apr 17sec.gov
Higala Technology Inc.OtherEl SegundoCA$1,000,000$1,000,0002Apr 15sec.gov
6910 Otter Lake Partners LLCCommercialWaynePA$995,000$1,750,00012Apr 16sec.gov
37228 Walnut LLCResidentialFremontCA$960,020$960,0203Apr 18sec.gov
Gro Real Estate Fund II LPOther Real EstateFargoND$900,000$10,000,00013Apr 18sec.gov
PocketMentor, Inc. (amended)OtherPortlandOR$900,000$2,000,0004Apr 17sec.gov
Green Light Pet Hospital Melbourne, LLCOtherOcoeeFL$900,000$900,0006Apr 16sec.gov
Pitch Inc.Other TechnologyCosta MesaCA$843,686$843,6865Apr 15sec.gov
Vaya Space, Inc.Other TechnologyCocoaFL$819,000$40,000,0006Apr 15sec.gov
PG EB5 PALMDALE LENDER LLCOther Real EstateAtlantaGA$800,000$24,800,0001Apr 19sec.gov
Re Mixers, Inc.ManufacturingMadisonWI$800,000$2,800,0001Apr 15sec.gov
Zalat Inc.RestaurantsDallasTX$791,605$1,000,00017Apr 17sec.gov
Borealis Mining Co LtdOtherToronto$751,608$1,315,3131Apr 15sec.gov
Legacy Engine, LLCOtherClearfieldUT$750,000$750,0006Apr 17sec.gov
String Ventures SPV SVI, LLCInvestingMadison HeightsMI$750,000$2,500,0005Apr 16sec.gov
PL - 2024 Predevelopment, LLCBusiness ServicesCharlotteNC$750,000$750,0008Apr 15sec.gov
Kubanda Cryotherapy, Inc.BiotechnologyBaltimoreMD$725,000$2,200,00015Apr 17sec.gov
RheumaGen, Inc.BiotechnologyDenverCO$700,000$700,0001Apr 17sec.gov
Tellus Networked Sensor Solutions, Inc.Environmental ServicesSalt Lake CityUT$700,000$1,200,0002Apr 16sec.gov
Eyes Wide Open Collective, Public Benefit LLCBusiness ServicesBoulderCO$700,000$5,550,00014Apr 15sec.gov
BEACH HOUSE AT LAKE STREET LLCOther Real EstateNorthvilleMI$650,000$650,0004Apr 19sec.gov
Hall Structured Finance Somm Hotel, LP (amended)CommercialDallasTX$650,000$5,000,0007Apr 18sec.gov
Hall Structured Finance Somm Hotel, LPCommercialDallasTX$650,000$5,000,0007Apr 16sec.gov
Invisible Commerce LtdOther TechnologySeattleWA$625,000$2,000,0003Apr 18sec.gov
FBF INVESTMENT, LLCOtherCold Spring HarborNY$605,000$2,000,00029Apr 19sec.gov
Accrete, Inc.ComputersNew YorkNY$600,005$15,000,0001Apr 19sec.gov
Newark Investment Partners, LLCCommercialColumbusOH$600,000$1,850,00012Apr 19sec.gov
BLUERIDGE FLEX BTR INVESTORS LLCCommercialFriscoTX$600,000$700,0006Apr 15sec.gov
ARC Medical Inc. (amended)BiotechnologyRichmond$575,000$575,0003Apr 17sec.gov
CNG 2024 STATIONS I, LLCEnergy ConservationOklahoma CityOK$570,000$5,000,0001Apr 15sec.gov
POCION, CORP.OtherWilmingtonDE$560,000$3,500,00011Apr 18sec.gov
ImmVue Therapeutics Inc. (amended)BiotechnologyToronto$529,300$529,3003Apr 18sec.gov
5950 Reidville Road, LLCCommercialCharlotteNC$525,000$525,0002Apr 17sec.gov
MBS Ventures LLCOtherHomer GlenIL$500,000$1,000,00011Apr 19sec.gov
Sublynk Inc.OtherLouisvilleCO$500,000Indefinite1Apr 18sec.gov
SAVANTZ AI LLCOtherCarefreeAZ$500,000$1,500,0001Apr 15sec.gov
Apis Cor Inc.ManufacturingMelbourneFL$480,000Indefinite3Apr 17sec.gov
Linda Susan Arms 24, LLCCommercialLas VegasNV$475,000$2,000,0008Apr 17sec.gov
Coral Reef EV LLCElectric UtilitiesJonestownPA$465,000$750,0007Apr 16sec.gov
Peoples Choice Storage Westerville, LLCCommercialDoverDE$451,000$5,700,0008Apr 16sec.gov
Fidelity Bancshares, Inc.Commercial BankingWacoTX$450,000$5,000,0003Apr 17sec.gov
GOOD.LOOP LTDOther TechnologyEdinburgh$434,285Indefinite8Apr 18sec.gov
Ashburn Creek East Prospect Partners (amended)Oil and GasHendersonvilleTN$432,000$768,0008Apr 17sec.gov
Mule Investment Management Limited PartnershipInvestingRichmondVA$425,000$1,000,0004Apr 18sec.gov
Impact Fossil Creek LLCResidentialPeoriaAZ$415,000$1,000,00012Apr 15sec.gov
Woodford Horizontal Project 73 LLCOil and GasDallasTX$410,000$1,250,0004Apr 18sec.gov
OVH Environmental Holdings, LLCOtherSmyrnaGA$400,000$400,0007Apr 18sec.gov
For Your Bed LLCRetailingSouthlakeTX$400,000$400,0000Apr 18sec.gov
IndulgeRx Brands Inc (amended)OtherWoods CrossUT$396,582$553,3706Apr 18sec.gov
Victoria's Retail Portfolio 1, LLCOtherVictoriaTX$395,000$728,8607Apr 16sec.gov
SILVER X MINING CORP.OtherVancouver$376,331$689,9399Apr 18sec.gov
Annie Health, Inc.Other TechnologyLos AngelesCA$375,000Indefinite4Apr 17sec.gov
RadiusAI, Inc.Other TechnologyTempeAZ$370,000$10,800,0003Apr 18sec.gov
Series 13-1, a series of StartEngine Private LLCOtherBurbankCA$332,160$842,16021Apr 16sec.gov
Dealer Management Group, Inc. (amended)InsuranceTownshendVT$325,000$455,0005Apr 18sec.gov
Invicta Water, Inc.Other TechnologyBurlingtonNC$300,000$500,0005Apr 17sec.gov
edjy LLCOther TechnologyKetchumID$300,000$300,0001Apr 16sec.gov
CCWP16 LLCCommercialEagleID$300,000Indefinite3Apr 15sec.gov
SILVER X MINING CORP. (amended)OtherVancouver$272,839$501,8599Apr 19sec.gov
Triumvirate Strength, LLCOtherRedondo BeachCA$250,000$400,0006Apr 18sec.gov
Incentivize Health, Inc.Other TechnologyBirminghamAL$250,000$2,500,5601Apr 16sec.gov
Mr. Irrelevant LLCOtherChicagoIL$250,000$1,000,0001Apr 15sec.gov
Lytng, LLCOtherSan DiegoCA$250,000$250,00011Apr 15sec.gov
ExoDexa Holdings Inc.OtherSanta MonicaCA$240,000$400,0005Apr 15sec.gov
IR MV Holdings LLCOther TechnologyNew YorkNY$226,971$226,9718Apr 17sec.gov
Intuitive Lumicell LLC (amended)InvestingWhite PlainsNY$220,000$7,000,0006Apr 19sec.gov
Academic Insight Lab, LLCOther TechnologyRaleighNC$220,000$500,0004Apr 17sec.gov
iQure Pharma Inc.OtherPrincetonNJ$220,000Indefinite7Apr 16sec.gov
Helios Solar Partners IX, LLCInvestingDenverCO$200,000$200,0001Apr 16sec.gov
Ollie Pets Inc.Other TechnologyRenoNV$198,000$198,0002Apr 18sec.gov
Endpoint Utility, LP (amended)OtherWhitefishMT$195,000$300,0003Apr 16sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$191,288Indefinite26Apr 17sec.gov
Allied Resource Partners Sharp #2 & #3, LPInvestingDenverCO$168,000$2,400,0003Apr 19sec.gov
KYTE DYNAMICS, INC. (amended)Other TechnologyWalnutCA$166,000$166,0004Apr 18sec.gov
ADDISON A SERIES OF VUCP FUND LLCOtherAustinTX$163,000$163,0005Apr 17sec.gov
Birdies Corp. (amended)OtherSanta MonicaCA$160,000$300,0006Apr 19sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$155,009Indefinite2Apr 19sec.gov
Axelle, LLCOtherWalla WallaWA$150,000Indefinite3Apr 19sec.gov
Civilization Spirits, LLCOtherTaylorMS$150,000$1,020,5052Apr 15sec.gov
Midnight Harvest LLCAgricultureInterlochenMI$150,000$150,0002Apr 15sec.gov
LITHOS GROUP LTD.OtherVancouver$149,607$149,6073Apr 17sec.gov
Desert Hawk Gold Corp.OtherRenoNV$147,500$147,5006Apr 15sec.gov
Bee Kids Preschool Learning CenterOtherBartlettTN$145,000$250,00010Apr 19sec.gov
ProtoKinetix, Inc. (amended)OtherDaltonOH$135,000$200,0003Apr 18sec.gov
PREIT Realty, LLCREITS and FinancePhiladelphiaPA$125,000$125,000125Apr 15sec.gov
Finquility Inc. (amended)OtherHoustonTX$115,000$115,0009Apr 18sec.gov
BEANSTALK A A SERIES OF EAC MASTER LLCOtherOaklandCA$110,030$110,0307Apr 18sec.gov
Intuitive Lumicell LLCInvestingWhite PlainsNY$110,000$7,000,0003Apr 18sec.gov
Mt. Laurel GP Equity LLCOther Real EstateWilbrahamMA$100,000$22,000,0001Apr 19sec.gov
Liberia Organic Cocoa & Agricultural CoAgricultureWashingtonDC$85,000$150,0007Apr 19sec.gov
INDEPENDENCE REALTY TRUST, INC. (amended)REITS and FinancePhiladelphiaPA$77,762$1,779,0671Apr 19sec.gov
ExoFusion, Inc.OtherBellevueWA$75,000$1,000,0002Apr 19sec.gov
USEIG, LLC Omega Joint VentureOil and GasAustinTX$75,000$187,5002Apr 18sec.gov
Renegade Gold Inc.OtherVancouver$73,630$73,6301Apr 17sec.gov
American Creek Resources Ltd.OtherCardston$68,622$407,5452Apr 15sec.gov
STANDARD PREMIUM FINANCE HOLDINGS, INC.Other Banking and Financial ServicesMiamiFL$62,500$10,000,0002Apr 15sec.gov
INDEPENDENCE REALTY TRUST, INC. (amended)REITS and FinancePhiladelphiaPA$58,800$58,8001Apr 19sec.gov
Westward Gold Inc.OtherVancouver$57,106$142,7664Apr 17sec.gov
Gateway Ambulatory Surgery Center, LLCHospitals and PhysiciansConcordNC$55,320$845,2891Apr 18sec.gov
DivorceTech, Inc.Other TechnologyOmahaNE$50,000$100,0001Apr 19sec.gov
Elgin 104 Dev LLCCommercialSugar LandTX$50,000$7,000,0001Apr 19sec.gov
RWHC, The Broadway Musical LLC (amended)OtherNew YorkNY$50,000$16,500,0001Apr 16sec.gov
OCIF ZAP PARTNERS 1, LLCOtherAlpharettaGA$50,000$1,100,0001Apr 15sec.gov
Silver Storm Mining Ltd.OtherToronto$46,467$46,4674Apr 17sec.gov
Allied Resource Partners Gano #2 & #3, LPInvestingDenverCO$44,000$2,200,0001Apr 16sec.gov
AMERICAN PACIFIC MINING CORPOtherVancouver$43,410$119,3775Apr 17sec.gov
Surgery Center of Fairfield County, LLC (amended)Other Health CareBirminghamAL$39,858$699,0091Apr 18sec.gov
ProtoKinetix, Inc.OtherDaltonOH$35,000$100,0002Apr 16sec.gov
TS Investors, LLCInsuranceMediaPA$16,400$40,0009Apr 15sec.gov
Tennessee Home & Auto LLCOtherNewtown SquarePA$15,000$180,00016Apr 17sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$8,572Indefinite2Apr 18sec.gov
Marley Spoon Group SE (amended)OtherBerlin$7,117$43,00030Apr 17sec.gov
Marley Spoon Group SEOtherBerlin$7,117$43,00030Apr 17sec.gov
Mogotes Metals Inc.OtherToronto$3,966$3,9661Apr 15sec.gov
Silver North Resources Ltd.OtherVancouver$3,652$10,9551Apr 17sec.gov
Linqto Liquidshares LLCOther Banking and Financial ServicesSan JoseCA$2,573Indefinite1Apr 15sec.gov
Life Adapt Inc.BiotechnologySan ClementeCA$700$7001Apr 17sec.gov
Marketbloc Inc.Other TechnologyMinneapolisMN$0$500,0000Apr 19sec.gov
WM Impact Growth Fund I LLCOtherAustinTX$0$3,750,0000Apr 19sec.gov
CROWDFUNZ 846 LLCOther Real EstateNew YorkNY$0$1,100,0000Apr 19sec.gov
Commercial Ave Partners LLC (amended)OtherCharlotteNC$0$2,000,0000Apr 19sec.gov
Factorial Funds II, L.P.OtherDoverDE$0$300,000,0002Apr 19sec.gov
ALC 101 L.P.OtherIrvineCA$0$40,000,0000Apr 19sec.gov
Caduceus Early Stage Digital Health Fund II, LPInvestingBrentwoodTN$0$50,000,0000Apr 19sec.gov
SCA-Bethesda, LLCOther Health CareBirminghamAL$0$102,8250Apr 19sec.gov
Massachusetts Avenue Surgery Center, LLCOther Health CareBethesdaMD$0$122,1680Apr 19sec.gov
Winslow Capital Management, LLC (amended)Other Banking and Financial ServicesMinneapolisMN$0Indefinite17Apr 19sec.gov
Nuveen Asset Management, LLC (amended)Other Banking and Financial ServicesChicagoIL$0Indefinite246Apr 19sec.gov
TEACHERS ADVISORS, LLC (amended)Other Banking and Financial ServicesNew YorkNY$0Indefinite246Apr 19sec.gov
INDEPENDENCE REALTY TRUST, INC. (amended)REITS and FinancePhiladelphiaPA$0$1,654,3930Apr 19sec.gov
SIX FOUR CORAL, LLCCommercialMiami BeachFL$0$1,950,0000Apr 18sec.gov
Commercial Ave Partners LLCOtherCharlotteNC$0$3,000,0000Apr 18sec.gov
Uptrend Northpark LLCOther Real EstateWestervilleOH$0$20,000,0000Apr 18sec.gov
ANT of Wisconsin LLCOther Real EstateFairfaxVA$0$25,0000Apr 18sec.gov
Take The Lead Ltd Liability CoOtherNew YorkNY$0$25,000,0000Apr 18sec.gov
DAMN THE MAN PRODUCTIONS Ltd LIABILITY CoOtherNew YorkNY$0$3,500,0000Apr 18sec.gov
Emend Real Estate Fund I LPCommercialWilmingtonDE$0$25,000,0000Apr 18sec.gov
303 Allen Avenue Partners LPCommercialSt PetersburgFL$0$4,500,0000Apr 18sec.gov
Makaan PE Fund 1 LLCCommercialHoustonTX$0$100,000,0000Apr 18sec.gov
Mosoldi, Inc.Other TechnologySheridanWY$0$500,0000Apr 18sec.gov
M.N. Technology LLCAgricultureGrand RapidsMN$0$18,000,0000Apr 18sec.gov
INGLIS LAKESIDE RV MHC, LLCCommercialTampaFL$0$1,300,0000Apr 18sec.gov
High Street Real Estate Fund VIII, L.P.Other Real EstateWoburnMA$0Indefinite0Apr 18sec.gov
M ARTHUR GENSLER JR & ASSOCIATES INCOtherSan FranciscoCA$0Indefinite11Apr 18sec.gov
NAMCO Forward Fund LLCOtherNew YorkNY$0Indefinite0Apr 18sec.gov
Starboard Southern California Multifamily ADU Opportunity Fund I LLCResidentialIrvineCA$0$35,000,0000Apr 17sec.gov
Mount Snow Inn Investors LLCOther Real EstateShelburneVT$0$1,900,0000Apr 17sec.gov
Waith.io, Inc.Other TechnologyNew YorkNY$0$10,000,0000Apr 17sec.gov
TFORM, Inc./ TXOther TechnologyIrvingTX$0$2,000,0000Apr 17sec.gov
Vortic LLCManufacturingFort CollinsCO$0$1,000,0000Apr 17sec.gov
Edge Racing Madagascat 22Business ServicesLexingtonKY$0$80,0000Apr 17sec.gov
POS Systems, Inc. / NVOther TechnologyPhoenixAZ$0$1,500,0000Apr 17sec.gov
SAFETYSPECT INCOtherGrand ForksND$0$10,000,0000Apr 17sec.gov
THOUSAND ROSES FUND, LLCResidentialLakelandFL$0$3,500,0000Apr 16sec.gov
TB Bond, LLCBusiness ServicesAventuraFL$0$100,000,0000Apr 16sec.gov
RFLA eFund 1, LLCCommercialLos AngelesCA$0$13,500,0000Apr 16sec.gov
North Texas Family Properties 4 LLCCommercialDouble OakTX$0$3,800,0000Apr 16sec.gov
Venture Vibes Fund LLCCommercialColorado SpringsCO$0$1,000,0000Apr 16sec.gov
Municipal Solvency Research LLCOtherVero BeachFL$0$3,000,0000Apr 16sec.gov
PPGE Beltway Fondren Warehouse Fund, LPCommercialSugar LandTX$0$5,000,0000Apr 16sec.gov
4001 S WILLOW QOF, LLC (amended)Other Real EstateSeattleWA$0$14,000,0000Apr 16sec.gov
4001 S WILLOW QOF II, LLC (amended)Other Real EstateSeattleWA$0$14,000,0000Apr 16sec.gov
CatBox LLCOtherWilmingtonDE$0$100,0000Apr 16sec.gov
Energy Exploration Technologies, Inc.Energy ConservationAustinTX$0Indefinite0Apr 16sec.gov
Momtech Inc.Other Health CareMatthewsNC$0$2,000,0000Apr 16sec.gov
Pymedix, Inc. (amended)Other Health CareNorthfieldIL$0$300,0000Apr 16sec.gov
Lindsay Citrus Ranch, LLCAgriculturePalo AltoCA$0$1,500,0000Apr 16sec.gov
210 S. Electric Street, LLCOther Real EstateWayzataMN$0$8,250,0000Apr 16sec.gov
RenuTek, Inc.Other EnergyNew YorkNY$0$10,000,0000Apr 16sec.gov
INTEGRIS INDUSTRIAL DEVELOPMENT FUND, LLCOther Real EstateIrvineCA$0$15,000,0000Apr 15sec.gov
HSR Camas Woods P2, LLCConstructionVancouverWA$0$4,000,0000Apr 15sec.gov
HSR Paradise 4/5 Excavation LLCConstructionVancouverWA$0$3,000,0000Apr 15sec.gov
Wise Capital LLCOther Real EstateRenoNV$0$50,000,0000Apr 15sec.gov
Meet Perry, Inc.OtherNew YorkNY$0Indefinite0Apr 15sec.gov
RPC 5402 South Congress Partners, LLCInvestingAustinTX$0$40,000,0000Apr 15sec.gov
Waith.io, Inc. (amended)Other TechnologyNew YorkNY$0$10,000,0000Apr 15sec.gov
HASTA Strategic Multifamily Fund 2023, LP (amended)CommercialLakewood RanchFL$0Indefinite0Apr 15sec.gov
Stark Medical Resorts Inc (amended)Other Health CareSheridanWY$0$365,000,0000Apr 15sec.gov
ASC DENTAL VENTURES LLCOther Health CareWilmingtonDE$0$298,000,0000Apr 15sec.gov
Pymedix, Inc.Other Health CareNorthfieldIL$0$300,0000Apr 15sec.gov
Comstock Inc.Other EnergyVirginia CityNV$0$250,0000Apr 15sec.gov
RWHC, The Broadway Musical LLCOtherNew YorkNY$0$16,500,0000Apr 15sec.gov
Shindigs, Inc.Other TechnologyYanceyTX$0$500,0000Apr 15sec.gov

Week of Apr 22 · Week of Apr 8 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.