Data / Form D filings / Nuveen Asset Management, LLC
Nuveen Asset Management, LLC: Form D filings
Nuveen Asset Management, LLC, a financial services company in Chicago, IL, filed 13 Form D notices with the SEC between 2011 and 2025. The latest, on April 16, 2025, reports an offering of no set size with nothing sold yet to 228 investors.
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Company details from the filing
- Address
- 333 W. WACKER DRIVE, Chicago, IL, 60606
- Phone
- (312) 917-7700
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1521019
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 16, 2025 | Amendment | Indefinite | $0 | 228 | Apr 15, 2019 | sec.gov | |
| Apr 19, 2024 | Amendment | Indefinite | $0 | 246 | Apr 15, 2019 | sec.gov | |
| May 1, 2023 | Amendment | Indefinite | $0 | 322 | Apr 15, 2019 | sec.gov | |
| Apr 29, 2022 | Amendment | Indefinite | $0 | 317 | Apr 15, 2019 | sec.gov | |
| Apr 30, 2021 | Amendment | Indefinite | $0 | 248 | Apr 15, 2019 | sec.gov | |
| Apr 30, 2020 | Amendment | Indefinite | $0 | 204 | Apr 15, 2019 | sec.gov | |
| Apr 29, 2019 | New notice | Indefinite | $0 | 183 | Apr 15, 2019 | sec.gov | |
| Jun 9, 2017 | Amendment | Indefinite | $0 | 107 | May 31, 2011 | sec.gov | |
| Jun 9, 2016 | Amendment | Indefinite | $0 | 107 | May 31, 2011 | sec.gov | |
| Mar 11, 2015 | Amendment | Indefinite | $0 | 106 | May 31, 2011 | sec.gov | |
| May 23, 2013 | Amendment | Indefinite | $0 | 80 | May 31, 2011 | sec.gov | |
| May 29, 2012 | Amendment | Indefinite | $0 | 75 | May 31, 2011 | sec.gov | |
| Jun 15, 2011 | New notice | Indefinite | $0 | 77 | May 31, 2011 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Megan Martin Sendlak | Executive Officer | |
| Saira Ann Malik | Executive Officer | |
| N/A Nuveen Fund Advisors, LLC | Promoter | |
| Stuart Jona Cohen | Executive Officer | |
| William T. Huffman | Executive Officer | |
| Jon Mitchell Stevens | Executive Officer | |
| Travis Martin Pauley | Executive Officer |
Other financial services companies in Illinois that filed recently
- Redstart Holdings Inc. $2.5 million · Oct 14, 2026
- Galaxy Plus Fund LLC - Westbeck Energy Opportunity Feeder Fund (598) $12.5 million · Oct 6, 2026
- Fintech Franchise Network Corp $250,000 · Sep 16, 2026
Every Form D from the week of Apr 14, 2025 · All recent filings in Illinois · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Nuveen Asset Management, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.