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Data / Form D filings / May 1

Form D filings, May 1, 2023: 77 companies raised $1.12 billion

77 operating companies filed a Form D on May 1, 2023, reporting $1.12 billion sold. Largest: Bridge33 Real Estate Partners III QP LP ($380.9 million), MLG Private Fund VI LLC ($143.3 million), Focus Senior Housing Fund II LP ($140 million). The median filing is $1.2 million, and 96 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 77Form D filings
  • $1.12 billionreported sold
  • $1.2 millionmedian amount sold
  • NYmost filings (12)

Most filings by state: NY 12, WA 6, TX 6, CA 5, UT 4. By industry: Other 19, Other Technology 13, Commercial 9, Investing 8.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Bridge33 Real Estate Partners III QP LP (amended)CommercialSeattleWA$380,920,000Indefinite200May 1sec.gov
MLG Private Fund VI LLC (amended)CommercialBrookfieldWI$143,275,000$400,000,0000May 1sec.gov
Focus Senior Housing Fund II LP (amended)Other Real EstateChicagoIL$140,000,000$600,000,0006May 1sec.gov
NEXT Renewable Fuels, Inc.Other EnergyHoustonTX$75,000,000$75,000,0007May 1sec.gov
Anagram Ltd.Other TechnologyCamana Bay$60,135,119$105,000,00060May 1sec.gov
Centrix Partners, LP (amended)InvestingOrlandoFL$56,528,100$100,000,00059May 1sec.gov
Ghost Autonomy Inc. (amended)Other TechnologyMountain ViewCA$50,000,000$50,000,00030May 1sec.gov
Arris Composites, Inc.Other TechnologyBerkeleyCA$30,052,995$47,999,99212May 1sec.gov
NxFoods, Inc.OtherMunich$21,805,948$21,805,94835May 1sec.gov
Bridge33 Real Estate Partners III QC LP (amended)CommercialSeattleWA$20,130,000Indefinite55May 1sec.gov
DPEG Porter, LPCommercialStaffordTX$17,450,000$18,950,000161May 1sec.gov
VeraDermics, IncOther Health CareWest HartfordCT$15,000,000$15,000,00016May 1sec.gov
Diamond Kinetics, Inc. (amended)Other TechnologyPittsburghPA$13,154,965$18,500,00016May 1sec.gov
Sterling Rhino Capital Equity Multiple Fund I, LLC (amended)CommercialUniversity PlaceWA$13,113,000$50,000,00074May 1sec.gov
Sterling Rhino Capital Equity Multiple Fund I, LLC (amended)CommercialUniversity PlaceWA$13,113,000$50,000,00074May 1sec.gov
Sterling Rhino Capital Equity Multiple Fund I, LLC (amended)CommercialUniversity PlaceWA$13,113,000$50,000,00074May 1sec.gov
GFS Parent Holdings, LLCConstructionWhite PlainsNY$8,000,000$8,000,0005May 1sec.gov
Mission Real Estate Funding, LLC (amended)REITS and FinanceMelvilleNY$7,156,154Indefinite8May 1sec.gov
Asymmetria Investors III, LLC - Callodine Fund II (PS)InvestingWest Des MoinesIA$5,865,000Indefinite51May 1sec.gov
ATHERSYS, INC / NEWBiotechnologyClevelandOH$3,537,600$3,537,6004May 1sec.gov
HighByte, Inc. (amended)Other TechnologyPortlandME$3,228,076$3,300,00022May 1sec.gov
Toku, Inc.Other TechnologyNewmarket, Auckland$3,200,822$3,200,8225May 1sec.gov
GFS Acquisition Holdings, LLCConstructionWhite PlainsNY$2,932,778$2,932,7783May 1sec.gov
Kit NA Brewing, Inc.ManufacturingPortlandME$2,305,093$3,500,00021May 1sec.gov
Slingshot Coffee Company, L.L.C. (amended)OtherRaleighNC$2,294,476$2,294,47613May 1sec.gov
eSUB IncOther TechnologySan DiegoCA$2,000,000$5,000,0002May 1sec.gov
GFS Associates I, LLCConstructionWhite PlainsNY$1,915,709$1,915,70935May 1sec.gov
Fork Food Hub, L3COtherPortlandME$1,500,000$3,000,0007May 1sec.gov
Sniffer Robotics, Inc.Other TechnologyAnn ArborMI$1,489,254$2,214,25616May 1sec.gov
Peakpoint Flatiron LLCOther Health CareNew YorkNY$1,470,000$1,470,00034May 1sec.gov
FL Newsletter LLC (amended)OtherBonita SpringsFL$1,225,000$2,000,00024May 1sec.gov
inSoma Bio, Inc.BiotechnologyDurhamNC$1,105,000$3,000,0003May 1sec.gov
Sun Belt MultiFamily LLCResidentialScottsdaleAZ$1,040,000$4,000,0008May 1sec.gov
GFS Associates II, LLCConstructionWhite PlainsNY$1,016,561$1,016,5612May 1sec.gov
Airloom Energy, Inc.OtherLaramieWY$976,000$976,0005May 1sec.gov
GS Finance Corp.Investment BankingNew YorkNY$961,724$961,7241May 1sec.gov
North Lake Supply LLCAgricultureAugustaNJ$900,000$1,512,50010May 1sec.gov
DAVENPORT MF REALTY FUND LLCOther Real EstateRed BankNJ$825,000$13,995,6616May 1sec.gov
Brighter Private Credit LPOther Banking and Financial ServicesAtlantaGA$750,000Indefinite2May 1sec.gov
GS Finance Corp.Investment BankingNew YorkNY$673,495$673,4951May 1sec.gov
1380 Pointe LLCCommercialLemontIL$650,000$650,0002May 1sec.gov
DMHJV001 INC.Other TechnologySalt Lake CityUT$550,000$2,500,0004May 1sec.gov
RMP HubSync, LLCBusiness ServicesBrentwoodTN$525,000$525,0009May 1sec.gov
Woodford Horizontal Project 61, LLCOil and GasDallasTX$522,500$660,0007May 1sec.gov
Place Technology 2023 Series of Geekdom Fund Sidecar Series LLCInvestingSan AntonioTX$515,000$515,00017May 1sec.gov
ACT Florida, Inc.ManufacturingLargoFL$500,000$45,000,0004May 1sec.gov
CacheCappDD1, LLCInvestingProvidenceUT$500,000$1,000,00012May 1sec.gov
Tatio, Inc.OtherPalo AltoCA$410,000$700,0003May 1sec.gov
Afoundation Inc.OtherNew YorkNY$375,000$1,000,0008May 1sec.gov
BioGreen 360, Inc.Other TechnologyStrathamNH$200,000$1,800,0002May 1sec.gov
Best Day Brewing, Inc.OtherSausalitoCA$150,000$4,000,0001May 1sec.gov
DISCOVERY SILVER CORPOtherToronto$148,784$148,7842May 1sec.gov
School Pulse IncOther TechnologyWashingtonUT$100,000$500,0001May 1sec.gov
Gaingels Aether Bio LLCOtherBurlingtonVT$93,616$93,61614May 1sec.gov
Gaingels Space Perspective LLCOtherBurlingtonVT$83,333$83,3337May 1sec.gov
Gaingels Edity LLCOtherBurlingtonVT$83,333$83,3339May 1sec.gov
VISIONARY GOLD CORP.Other EnergyVancouver$50,050$844,0741May 1sec.gov
Guide Time, Inc.OtherHayden LakeID$50,000$500,0001May 1sec.gov
Redi Technology, Inc.OtherBedfordMA$50,000$500,0001May 1sec.gov
Dining Software Group, Inc.Other TechnologyNew AlbanyIN$31,938$250,0002May 1sec.gov
Verda Ventures, LLCOther Banking and Financial ServicesIncline VillageNV$30,000Indefinite1May 1sec.gov
Favorably, Inc.Other TechnologyLongmontCO$25,000$25,0001May 1sec.gov
Thames Crossing LLCOtherGrand ForksND$0$1,200,0000May 1sec.gov
CES PROPERTIES FUND XXX (VINEYARD CREEK) LLCOther Real EstateBellevueWA$0$1,100,0000May 1sec.gov
SLICEFUND LLC SERIES 11OtherSaint GeorgeUT$0Indefinite0May 1sec.gov
Amigos on Broadway Ltd Liability CoOtherNew YorkNY$0$15,500,0000May 1sec.gov
Cameron High Grove, LLCOtherCharlotteNC$0$60,000,0000May 1sec.gov
CVP-USA Investments Holdings, LLCCommercialForneyTX$0$20,000,0000May 1sec.gov
MCAP Link 13-2H Joint Venture (amended)Oil and GasDallasTX$0$560,0000May 1sec.gov
Silver Spike Opportunities, L.P.InvestingNew YorkNY$0Indefinite0May 1sec.gov
Coulton Creek Capital LLC (amended)InvestingGreenwood VillageCO$0$15,000,0000May 1sec.gov
Coulton Creek Capital LLCInvestingGreenwood VillageCO$0$15,000,0000May 1sec.gov
Coulton Creek Capital LLCInvestingGreenwood VillageCO$0$15,000,0000May 1sec.gov
Winslow Capital Management, LLC (amended)Other Banking and Financial ServicesMinneapolisMN$0Indefinite21May 1sec.gov
TEACHERS ADVISORS, LLC (amended)Other Banking and Financial ServicesNew YorkNY$0Indefinite322May 1sec.gov
Nuveen Asset Management, LLC (amended)Other Banking and Financial ServicesChicagoIL$0Indefinite322May 1sec.gov
Robex Resources Inc.OtherQuebec$0$6,525,0001May 1sec.gov

May 2, 2023 · April 28, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.