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Data / Form D filings / Week of May 1

Form D filings, week of May 1, 2023: 416 companies raised $7.28 billion

416 operating companies filed a Form D in the week of May 1, 2023, reporting $7.28 billion sold. Largest: Dealer Tire Holdings, LLC ($1.67 billion), Trian Partners Strategic Investment Fund-A, L.P. ($800 million), RB FC Holdings, C.V. ($437 million). The median filing is $2.1 million, and 582 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 416Form D filings
  • $7.28 billionreported sold
  • $2.1 millionmedian amount sold
  • CAmost filings (58)

Most filings by state: CA 58, NY 48, TX 40, FL 25, CO 21. By industry: Other 96, Other Technology 88, Commercial 42, Other Health Care 34.

By day: May 1 (77), May 2 (87), May 3 (77), May 4 (97), May 5 (78).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Dealer Tire Holdings, LLC (amended)OtherClevelandOH$1,665,957,383Indefinite54May 4sec.gov
Trian Partners Strategic Investment Fund-A, L.P. (amended)InvestingNew YorkNY$800,000,000Indefinite1May 5sec.gov
RB FC Holdings, C.V. (amended)OtherNew YorkNY$437,030,000Indefinite50May 5sec.gov
Bridge33 Real Estate Partners III QP LP (amended)CommercialSeattleWA$380,920,000Indefinite200May 1sec.gov
Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended)Other Real EstateEl SegundoCA$352,663,638$500,000,000605May 5sec.gov
AIREX Portfolio V DST (amended)Other Real EstateDenverCO$320,200,000$320,200,000164May 4sec.gov
PATHFINDER PARTNERS INCOME FUND, L.P. (amended)ResidentialSan DiegoCA$174,973,509$174,973,509719May 4sec.gov
NY Metro Portfolio LLCOther Real EstatePlainviewNY$155,438,627$155,438,627234May 3sec.gov
Trian Partners Strategic Co-Investment Fund-A, L.P. (amended)InvestingNew YorkNY$150,000,000Indefinite1May 5sec.gov
MLG Private Fund VI LLC (amended)CommercialBrookfieldWI$143,275,000$400,000,0000May 1sec.gov
Focus Senior Housing Fund II LP (amended)Other Real EstateChicagoIL$140,000,000$600,000,0006May 1sec.gov
AIREX Portfolio VI DST (amended)Other Real EstateDenverCO$136,733,654$348,484,84857May 4sec.gov
VEDANTA BIOSCIENCES, INC.BiotechnologyCambridgeMA$106,500,000$106,500,00022May 2sec.gov
NEXT Renewable Fuels, Inc.Other EnergyHoustonTX$75,000,000$75,000,0007May 1sec.gov
Arris Composites, Inc.Other TechnologyBerkeleyCA$70,750,250$70,750,25810May 4sec.gov
Kindbody, Inc. (amended)Other Health CareNew YorkNY$66,209,632$66,209,63241May 4sec.gov
BP Commercial Funding Trust, Series SPL-XIIOther Banking and Financial ServicesNew YorkNY$65,350,000Indefinite21May 3sec.gov
Ember Management Aggregator, L.P.Other Health CareNew YorkNY$61,627,000Indefinite33May 3sec.gov
Anagram Ltd.Other TechnologyCamana Bay$60,135,119$105,000,00060May 1sec.gov
Centrix Partners, LP (amended)InvestingOrlandoFL$56,528,100$100,000,00059May 1sec.gov
Ghost Autonomy Inc. (amended)Other TechnologyMountain ViewCA$50,000,000$50,000,00030May 1sec.gov
Iontra Inc (amended)Other TechnologyDenverCO$46,890,574$87,459,79130May 2sec.gov
Encore Partners Home Health LP (amended)Other Health CareClaytonMO$45,000,000$47,500,00028May 4sec.gov
Encore Partners Home Health LP (amended)Other Health CareClaytonMO$45,000,000$47,500,00028May 4sec.gov
Encore Partners Home Health LPOther Health CareClaytonMO$45,000,000$47,500,00028May 3sec.gov
Artis Holdings, LLCOther Health CareMcleanVA$40,000,000$40,000,00020May 5sec.gov
Celcuity Inc. (amended)BiotechnologyMinneapolisMN$35,000,000$75,375,0001May 2sec.gov
STATION AT POPLAR TENT NR, LLCResidentialDraperUT$32,338,723$32,338,72395May 2sec.gov
Arris Composites, Inc. (amended)Other TechnologyBerkeleyCA$30,052,995$47,999,99211May 4sec.gov
Arris Composites, Inc.Other TechnologyBerkeleyCA$30,052,995$47,999,99212May 1sec.gov
Applied Therapeutics Inc.BiotechnologyNew YorkNY$30,000,002$30,000,00219May 5sec.gov
Lubert-Adler Workforce Housing Fund II-MB, L.P.CommercialAtlantaGA$29,994,001$600,000,0002May 3sec.gov
CAVALRY MANAGEMENT AGGREGATOR LLC (amended)OtherDallasTX$29,987,946Indefinite51May 2sec.gov
Antiva Biosciences, Inc.BiotechnologyBrisbaneCA$26,565,771$52,999,99021May 5sec.gov
Ackerberg Investors Fund III, LLCOther Real EstateMinneapolisMN$26,230,000$75,000,00067May 3sec.gov
Innovapptive, Inc.Other TechnologyHoustonTX$25,999,950$25,999,9502May 5sec.gov
So Good They Named It Twice Limited Partnership (amended)OtherNew YorkNY$25,000,000$25,000,000194May 5sec.gov
Rise Bedford Partners, LLCResidentialScottsdaleAZ$24,871,970$24,871,970254May 4sec.gov
Thunderbird CC Land Partners, LLC (amended)ConstructionCarmelIN$24,850,001$24,850,001124May 2sec.gov
Athlete Topco, LLCResidentialNew YorkNY$23,500,000Indefinite14May 5sec.gov
Griffin Capital Development Partners Fund II, L.P. (amended)Other Real EstateEl SegundoCA$23,412,517$145,000,000130May 5sec.gov
PROGNOS HEALTH INC. (amended)Other Health CareNew YorkNY$23,288,367$24,000,00010May 5sec.gov
PROGNOS HEALTH INC.Other Health CareNew YorkNY$23,288,367$24,000,0000May 4sec.gov
Inbox Health Corp.Other Health CareNew HavenCT$22,499,997$22,499,9978May 4sec.gov
Sortera Technologies, Inc.OtherMarkleIN$22,474,963$22,474,9639May 2sec.gov
Octave Health Group, Inc.Other Health CareSan FranciscoCA$22,378,795$35,128,7944May 2sec.gov
Zero Coupon MI Office DST (amended)Other Real EstateOak BrookIL$22,080,562$22,080,562136May 5sec.gov
NxFoods, Inc.OtherMunich$21,805,948$21,805,94835May 1sec.gov
LSI Holding Company, LLC (amended)OtherSan FranciscoCA$21,159,601Indefinite12May 2sec.gov
REVIVERMX, INC.Other TechnologyGranite BayCA$20,381,206$34,000,0004May 5sec.gov
AC Irrigation HoldCo, LLCOtherBellevueWA$20,156,877$30,000,0004May 4sec.gov
Bridge33 Real Estate Partners III QC LP (amended)CommercialSeattleWA$20,130,000Indefinite55May 1sec.gov
rePurpose Global, Inc.Other TechnologyMiamiFL$19,983,428$19,983,42812May 4sec.gov
Empire Village at Skyline Ranch, LLC (amended)ResidentialScottsdaleAZ$19,840,030$30,000,000345May 2sec.gov
SocialTrendly, Inc.Other TechnologyRochesterNY$18,500,412$21,249,99017May 5sec.gov
Synergy Pet Group, Inc.OtherLakewoodNJ$18,499,954$18,499,9541May 3sec.gov
Icelandic Provisions, Inc.OtherNew YorkNY$17,825,212$20,000,00026May 4sec.gov
Keystone One Washington Preferred, LPCommercialWest ConshohockenPA$17,575,000$17,575,00037May 4sec.gov
DPEG Porter, LPCommercialStaffordTX$17,450,000$18,950,000161May 1sec.gov
Medicine Man Technologies, Inc.OtherDenverCO$16,000,000$16,000,0001May 5sec.gov
Zura Bio LtdBiotechnologyLa JollaCA$15,937,500$79,996,22021May 5sec.gov
VeraDermics, IncOther Health CareWest HartfordCT$15,000,000$15,000,00016May 1sec.gov
Diamond Kinetics, Inc. (amended)Other TechnologyPittsburghPA$13,154,965$18,500,00016May 1sec.gov
Sterling Rhino Capital Equity Multiple Fund I, LLC (amended)CommercialUniversity PlaceWA$13,113,000$50,000,00074May 1sec.gov
Sterling Rhino Capital Equity Multiple Fund I, LLC (amended)CommercialUniversity PlaceWA$13,113,000$50,000,00074May 1sec.gov
Sterling Rhino Capital Equity Multiple Fund I, LLC (amended)CommercialUniversity PlaceWA$13,113,000$50,000,00074May 1sec.gov
B2B/AMW Holdings, LLCOtherNew YorkNY$13,099,998$13,099,99811May 2sec.gov
Bachan's, Inc.OtherSebastopolCA$12,999,996$13,000,00021May 3sec.gov
4D Path Inc.Other Health CareNewtonMA$12,973,175$16,973,05249May 3sec.gov
Datasembly, Inc.Other TechnologyTysonsVA$12,733,692$20,733,68312May 2sec.gov
Xsphera Biosciences IncBiotechnologyBostonMA$12,600,067$19,899,95240May 4sec.gov
Klocke Estate Holdings, LLC (amended)AgricultureClaverackNY$12,550,000$22,000,00015May 4sec.gov
Hawk Parent LLCRestaurantsAtlantaGA$12,474,345$12,474,3459May 5sec.gov
Augmedix, Inc.Other Health CareSan FranciscoCA$11,999,999$11,999,9992May 3sec.gov
SKYX Platforms Corp.Other TechnologyPompano BeachFL$11,813,190$11,813,1903May 5sec.gov
Cimarron Hills Austin, LLC (amended)ResidentialCedar ParkTX$10,965,000$20,000,00033May 3sec.gov
Cimarron Hills Austin, LLCResidentialCedar ParkTX$10,965,000$20,000,00033May 2sec.gov
ivWatch LLCOther Health CareNewport NewsVA$10,692,961$14,500,0009May 4sec.gov
IPC Self-Storage Redevelopment Fund, L.L.C. (amended)Other Real EstateOak BrookIL$10,212,525$100,000,00045May 5sec.gov
Super League Gaming, Inc.Other TechnologySanta MonicaCA$10,205,000$30,000,00075May 3sec.gov
Convergent Dental, Inc.Other Health CareWalthamMA$10,136,176Indefinite39May 5sec.gov
Station 955, LLCResidentialMilwaukeeWI$10,100,000$10,100,00020May 4sec.gov
Channel Medsystems, Inc.Other Health CareBerkeleyCA$10,007,223$16,260,1633May 3sec.gov
DXD Self Storage Fund I SideCar, LPCommercialAlbuquerqueNM$10,000,250$10,000,25073May 4sec.gov
Stronghold Digital Mining, Inc.Other EnergyNew YorkNY$10,000,000$10,000,0002May 2sec.gov
BYOBeauty, Inc.RetailingAustinTX$9,554,998$9,554,99834May 2sec.gov
Kitchen Market Corp.RetailingSeattleWA$9,334,982$12,085,44723May 2sec.gov
Courtyards at Cottonwood II, L.P.ResidentialRancho BelagoCA$9,238,996$9,238,9962May 3sec.gov
Radiant Storage BPT 7P LPResidentialSanfordNC$8,771,000$8,800,000100May 3sec.gov
48 DODGE QOF, LLCCommercialOmahaNE$8,320,000$25,600,0004May 2sec.gov
Gamma.io Inc.OtherSan FranciscoCA$8,083,944$8,083,97522May 4sec.gov
OSP Embedded Holdings, LLCOtherNew YorkNY$8,010,000$9,843,00027May 5sec.gov
GFS Parent Holdings, LLCConstructionWhite PlainsNY$8,000,000$8,000,0005May 1sec.gov
Lemnature AquaFarms CorpOtherVero BeachFL$7,825,603$30,000,00015May 4sec.gov
ANGELTOWN ENTERTAINMENT INCOther TechnologyCastaicCA$7,500,000$7,500,0001May 4sec.gov
Violet Therapeutics, Inc.OtherCambridgeMA$7,449,960$11,486,6244May 5sec.gov
Climate Vault Solutions, Inc.Environmental ServicesSeattleWA$7,254,159$7,254,1598May 4sec.gov
Cagent Vascular, Inc.Other Health CareWaynePA$7,248,488$11,000,00041May 4sec.gov
Mission Real Estate Funding, LLC (amended)REITS and FinanceMelvilleNY$7,156,154Indefinite8May 1sec.gov
WillMax Multi-Family Celina Land, L.P.Other Real EstateDallasTX$7,000,000$7,000,00029May 2sec.gov
IOTA Software, Inc.Other TechnologyDurhamNC$6,499,854Indefinite14May 3sec.gov
Flathead Valley Lenders, LLCREITS and FinanceIssaquahWA$6,000,000$6,000,00025May 3sec.gov
Spencer Health Solutions, Inc.Other TechnologyMorrisvilleNC$6,000,000$6,000,0004May 2sec.gov
Asymmetria Investors III, LLC - Callodine Fund II (PS)InvestingWest Des MoinesIA$5,865,000Indefinite51May 1sec.gov
Wild Things Snacks, Inc. (amended)OtherSeattleWA$5,663,204$11,949,99734May 2sec.gov
Monument Software, Inc.Other TechnologyDallasTX$5,455,000$12,000,00015May 4sec.gov
HubSync Co.Other TechnologyAlexandriaVA$5,374,989$5,374,98920May 4sec.gov
BFILTER INC.Other TechnologyAkronOH$5,219,438$5,249,43827May 2sec.gov
SPINEOLOGY INCBiotechnologySt. PaulMN$5,000,000$7,000,0002May 5sec.gov
Mulligan Funding, LLC (amended)Other Banking and Financial ServicesSan DiegoCA$5,000,000$5,000,0009May 4sec.gov
Hudu Technologies, Inc.Other TechnologyGrand JunctionCO$5,000,000$5,000,0001May 3sec.gov
222 OCR GC LLC (amended)CommercialMineolaNY$5,000,000$5,700,0003May 3sec.gov
Mulligan Funding, LLCOther Banking and Financial ServicesSan DiegoCA$5,000,000$5,000,0009May 2sec.gov
Hart Energy Publishing LLCOther EnergyHoustonTX$5,000,000$5,000,0006May 2sec.gov
FR Vision Holdings, Inc.OtherStamfordCT$4,999,995$4,999,9950May 5sec.gov
Loyal Foundry Holdings, Inc. (amended)Other TechnologyCardiff-By-The-SeaCA$4,998,791$4,999,00030May 4sec.gov
Rollup Systems Inc.Other TechnologyBerkeleyCA$4,989,997$5,525,00015May 3sec.gov
BLDG Wright LLCResidentialBeverly HillsCA$4,888,853$5,250,00043May 3sec.gov
Craft Standard Enterprises, Inc.OtherFayettevilleAR$4,882,764$4,900,00034May 2sec.gov
FC-CompleteCase 3, LLCOther TechnologyBirminghamAL$4,718,118$8,000,00016May 3sec.gov
McGill & Partners Group Ltd (amended)InsuranceLondon$4,673,797Indefinite55May 3sec.gov
IOF IX, LLC (amended)OtherDenverCO$4,587,000Indefinite10May 4sec.gov
Pave Power Inc.OtherDurhamNC$4,540,000$4,540,0002May 4sec.gov
OverT Bio, Inc.BiotechnologyNew YorkNY$4,487,481$13,014,92711May 3sec.gov
5838 MOORESVILLE RD INVESTOR, LLCCommercialChampaignIL$4,420,000$6,800,00028May 4sec.gov
Ampersand Partners LLCOther Banking and Financial ServicesSt. LouisMO$4,400,000$4,400,0005May 4sec.gov
Ownership Financial LLC (amended)Other Banking and Financial ServicesDenverCO$4,040,292$5,000,00022May 2sec.gov
Phio Pharmaceuticals Corp.BiotechnologyMarlboroughMA$4,010,519$4,010,5193May 2sec.gov
Eden Companies Fund Class A LLC (amended)Other Real EstateLexingtonKY$4,000,000$4,000,00029May 4sec.gov
Avotres Inc.BiotechnologyHanoverNJ$4,000,000$4,500,0003May 4sec.gov
HighGold Mining Inc.OtherVancouver$3,978,344$3,978,3445May 5sec.gov
Petro-Victory Energy Corp.Oil and GasFort WorthTX$3,976,000$4,026,00013May 5sec.gov
SciAps IncOtherWoburnMA$3,965,330$7,000,0002May 3sec.gov
HKA Group Holdings LtdOtherWarrington$3,876,350$3,876,3505May 4sec.gov
Murphy Supply Investments, LLCOtherCincinnatiOH$3,826,480$4,364,50037May 5sec.gov
Cove Texas Net Lease 63 DSTCommercialTorranceCA$3,810,627$10,444,21114May 5sec.gov
Johns Ranch, LLCOther Real EstateDelanoCA$3,675,000$3,675,000125May 3sec.gov
knowRX, Inc.Other Health CareAustinTX$3,564,450$3,564,4505May 3sec.gov
ATHERSYS, INC / NEWBiotechnologyClevelandOH$3,537,600$3,537,6004May 1sec.gov
CoFi IncOther Banking and Financial ServicesHollistonMA$3,500,000$3,500,00012May 2sec.gov
Terma Project, Inc. (amended)OtherNew YorkNY$3,390,000$4,000,00016May 5sec.gov
HighByte, Inc. (amended)Other TechnologyPortlandME$3,228,076$3,300,00022May 1sec.gov
Toku, Inc.Other TechnologyNewmarket, Auckland$3,200,822$3,200,8225May 1sec.gov
Rosy Wellness, Inc. (amended)Other Health CareDallasTX$3,200,000Indefinite28May 4sec.gov
SCG KY Portfolio Holdings, LLCOther Real EstateSalt Lake CityUT$3,169,000Indefinite23May 4sec.gov
Cloudburst Technologies, Inc.Other TechnologyNew YorkNY$3,100,873$3,100,87311May 5sec.gov
Tideshift Capital Fund I, LLCOtherLincolnMA$3,015,000$3,015,00013May 5sec.gov
Serve Robotics Inc.Other TechnologyRedwood CityCA$3,001,500$3,001,50039May 4sec.gov
Hafele Long Cove Senior Living Fund, LLCOtherLouisvilleKY$3,000,000$3,000,00022May 4sec.gov
GFS Acquisition Holdings, LLCConstructionWhite PlainsNY$2,932,778$2,932,7783May 1sec.gov
KMS Holding Company, LLCManufacturingMinneapolisMN$2,870,000$2,870,00015May 3sec.gov
Juice Software, Inc.Other TechnologyIndianapolisIN$2,817,223$2,817,22311May 5sec.gov
Paradigm Parachute & Defense Inc. (amended)ManufacturingPensacolaFL$2,811,595$3,500,00017May 4sec.gov
Shoptelligence Inc.Other TechnologyAnn ArborMI$2,705,191$3,205,19130May 3sec.gov
Mereo Real Estate Partners LLCCommercialConshohockenPA$2,642,138$2,642,1383May 2sec.gov
BodiData, Inc.Other TechnologySt. PetersburgFL$2,546,607$4,000,00016May 3sec.gov
Revenue Roll Inc.OtherNew YorkNY$2,542,500$4,042,50021May 4sec.gov
Dropstat, Inc.Other TechnologyLos AngelesCA$2,516,712$2,606,7123May 3sec.gov
Ochoco Five Limited PartnershipREITS and FinanceVancouver$2,500,000$2,500,0003May 2sec.gov
Nintee, Inc.Other TechnologySan FranciscoCA$2,499,997$3,000,0001May 4sec.gov
Admiral Fitch Partners QOZ LLCOther Real EstateNorth YarmouthME$2,431,758$4,830,00029May 5sec.gov
Ameritus Real Estate Fund III, LP (amended)Other Real EstateChicagoIL$2,424,229$20,000,00015May 4sec.gov
Defendify, Inc.Other TechnologyPortlandME$2,372,822$3,000,0007May 5sec.gov
EndoSound, Inc.Other Health CarePortlandOR$2,364,000$5,375,10017May 2sec.gov
4th & Elm Investments LLCResidentialSalineMI$2,350,000$16,000,00015May 5sec.gov
Detection Innovation Group, Inc.Other TechnologyNewarkDE$2,344,424$2,344,4244May 5sec.gov
Kit NA Brewing, Inc.ManufacturingPortlandME$2,305,093$3,500,00021May 1sec.gov
Slingshot Coffee Company, L.L.C. (amended)OtherRaleighNC$2,294,476$2,294,47613May 1sec.gov
Sea & Lake Capital LLCCommercialCamdenDE$2,110,000$2,110,00024May 3sec.gov
DepYmed Inc.PharmaceuticalsFarmingdaleNY$2,000,000$2,000,0002May 4sec.gov
eSUB IncOther TechnologySan DiegoCA$2,000,000$5,000,0002May 1sec.gov
RB Knoxville Holdings LLCOther Real EstateColumbusOH$1,955,000$9,600,00010May 5sec.gov
VALIANT SUCKER PUNCH II, LLCOtherWest Des MoinesIA$1,950,000$2,100,00011May 3sec.gov
GFS Associates I, LLCConstructionWhite PlainsNY$1,915,709$1,915,70935May 1sec.gov
SE CHOO CHOO INVESTORS, LLCCommercialChicagoIL$1,885,000$3,440,00015May 2sec.gov
Thesis Capital SPV I, LLC (amended)Other Health CareHoustonTX$1,775,000$1,775,00022May 4sec.gov
Thesis Capital SPV I, LLCOther Health CareHoustonTX$1,775,000$1,775,00022May 4sec.gov
Thesis Capital SPV I, LLCOther Health CareHoustonTX$1,775,000$1,775,00022May 3sec.gov
Galaxy Vets Inc. (amended)OtherVancouverWA$1,668,090Indefinite1May 4sec.gov
ArtBnk Inc.OtherNewmarketNH$1,626,000$12,500,0006May 2sec.gov
RB Dallas Multifamily Holdings LLCOther Real EstateColumbusOH$1,620,000$3,960,0008May 5sec.gov
44 Industrial Capital LLCCommercialDoylestownPA$1,560,000$1,560,00016May 2sec.gov
Natrx, Inc.Other TechnologyRaleighNC$1,500,000$3,500,0002May 4sec.gov
Fork Food Hub, L3COtherPortlandME$1,500,000$3,000,0007May 1sec.gov
Sniffer Robotics, Inc.Other TechnologyAnn ArborMI$1,489,254$2,214,25616May 1sec.gov
Peakpoint Flatiron LLCOther Health CareNew YorkNY$1,470,000$1,470,00034May 1sec.gov
MUUKLABS INC.Other TechnologyRaleighNC$1,385,000$1,500,00025May 4sec.gov
Miss NMC LLCOther Real EstateSan DiegoCA$1,376,000$1,376,0001May 5sec.gov
Global Bamboo Technologies Inc. (amended)ManufacturingWindsorCA$1,300,000$1,300,0002May 3sec.gov
Made By Cruz LLCOtherBoulderCO$1,292,668$2,000,00015May 3sec.gov
Helios Alsym Partners, LLCInvestingDenverCO$1,250,000$1,250,0004May 4sec.gov
Mondrian Labs Inc.Other TechnologyNew YorkNY$1,225,000$1,500,0002May 4sec.gov
FL Newsletter LLC (amended)OtherBonita SpringsFL$1,225,000$2,000,00024May 1sec.gov
Longeviti Neuro Solutions, LLCOther TechnologyHunt ValleyMD$1,181,827$1,181,82715May 3sec.gov
PLA HOLDINGS GROUP INCRestaurantsLas VegasNV$1,175,000$11,000,0007May 5sec.gov
PhotoniCare, Inc.Other Health CareChampaignIL$1,119,000$2,500,0008May 5sec.gov
inSoma Bio, Inc.BiotechnologyDurhamNC$1,105,000$3,000,0003May 1sec.gov
Asymbl, Inc.Other TechnologyAustinTX$1,100,000$1,100,00014May 4sec.gov
Holder Software, Inc.Other TechnologyIndianapolisIN$1,085,000$2,500,0005May 5sec.gov
RB Richmond Multifamily Holdings LLCOther Real EstateColumbusOH$1,080,000$2,640,0008May 5sec.gov
Entelligent Inc.OtherBoulderCO$1,068,647$4,000,00013May 5sec.gov
Sun Belt MultiFamily LLCResidentialScottsdaleAZ$1,040,000$4,000,0008May 1sec.gov
CELESTIAL THERAPEUTICS INC. (amended)BiotechnologyIrvineCA$1,035,000Indefinite11May 5sec.gov
GFS Associates II, LLCConstructionWhite PlainsNY$1,016,561$1,016,5612May 1sec.gov
Virtual Mentor, Inc.OtherRedwood CityCA$1,000,000$1,000,00011May 5sec.gov
Ancilia Biosciences, Inc.BiotechnologyNew YorkNY$1,000,000$5,000,0002May 4sec.gov
Sphere 3D Corp.Other TechnologyGreenwichCT$1,000,000$3,000,0001May 2sec.gov
McCune Works Inc.Other EnergyAlbuquerqueNM$984,053Indefinite48May 2sec.gov
Airloom Energy, Inc.OtherLaramieWY$976,000$976,0005May 1sec.gov
GS Finance Corp.Investment BankingNew YorkNY$961,724$961,7241May 1sec.gov
Natrx, Inc.Other TechnologyRaleighNC$948,000$948,00026May 5sec.gov
724 Safe Storage, LLC (amended)CommercialFriscoTX$945,000$1,350,0008May 3sec.gov
Cryomass Technologies, Inc.OtherDenverCO$931,600$3,000,0004May 4sec.gov
North Lake Supply LLCAgricultureAugustaNJ$900,000$1,512,50010May 1sec.gov
LINGUISTIC INC.Other TechnologyCambridgeMA$850,000$850,0008May 5sec.gov
Skydeo IncBusiness ServicesAustinTX$834,066$1,234,97610May 4sec.gov
DAVENPORT MF REALTY FUND LLCOther Real EstateRed BankNJ$825,000$13,995,6616May 1sec.gov
Navigantis, Inc.Other Health CareKey BiscayneFL$800,000$800,0004May 5sec.gov
Revell Cortex LPOther TechnologyPine PlainsNY$800,000$4,000,0003May 2sec.gov
Sound Brands LLCOtherPoughkeepsieNY$792,893$792,89378May 4sec.gov
Tampa Oaks Pref, LLCCommercialDurhamNC$783,000$783,00011May 2sec.gov
Bioverge, Inc.Other TechnologySan FranciscoCA$775,000$775,00021May 5sec.gov
Brighter Private Credit LPOther Banking and Financial ServicesAtlantaGA$750,000Indefinite2May 1sec.gov
La Rosa Holdings Corp. (amended)ResidentialCelebrationFL$703,000$11,000,00064May 5sec.gov
Reselute, Inc.OtherDurhamNC$700,000$700,00015May 4sec.gov
IGNIS TECHNOLOGIES, INC.Other TechnologyBelgradeMT$700,000$750,0005May 3sec.gov
WOODINVILLE HOTEL PARTNERS, LLCCommercialKirklandWA$700,000$30,000,0003May 3sec.gov
GS Finance Corp.Investment BankingNew YorkNY$673,495$673,4951May 1sec.gov
Shop & Shout Ltd. (amended)OtherVancouver$650,000$3,000,0003May 4sec.gov
Accipiter Biosciences Inc.Other TechnologyBainbridgeWA$650,000$1,000,0006May 2sec.gov
J.P. Morgan Real Estate Income Trust, Inc. (amended)REITS and FinanceNew YorkNY$650,000$200,000,0003May 2sec.gov
1380 Pointe LLCCommercialLemontIL$650,000$650,0002May 1sec.gov
Bioverge, Inc.Other TechnologySan FranciscoCA$588,500$600,00023May 4sec.gov
Awakn Life Sciences Corp.OtherToronto$575,000$1,144,8072May 3sec.gov
Me4U, Inc. (amended)Other TechnologyNew YorkNY$550,000$2,700,0002May 4sec.gov
DMHJV001 INC.Other TechnologySalt Lake CityUT$550,000$2,500,0004May 1sec.gov
Stamp Free LtdOther TechnologyBy Ratho$544,793$544,79310May 4sec.gov
Auxergen, Inc. (amended)Other TechnologyBalitmoreMD$535,000$1,000,00011May 5sec.gov
RMP HubSync, LLCBusiness ServicesBrentwoodTN$525,000$525,0009May 1sec.gov
Woodford Horizontal Project 61, LLCOil and GasDallasTX$522,500$660,0007May 1sec.gov
BalowickCapital LLCInvestingRussell$520,000$520,00013May 2sec.gov
Place Technology 2023 Series of Geekdom Fund Sidecar Series LLCInvestingSan AntonioTX$515,000$515,00017May 1sec.gov
INRADIO INCOther TechnologyKansas CityKS$508,151$508,1514May 4sec.gov
Almanac Grow Corp.OtherCalgary$501,067$876,8676May 2sec.gov
Camellia Place HoldCo LLCCommercialFriscoTX$500,000$2,000,00029May 5sec.gov
Thaiwala IncManufacturingPortlandOR$500,000$1,500,0006May 4sec.gov
Pure Oil & Gas - Eastland #1A, L.P. (amended)Oil and GasPalm DesertCA$500,000$500,00018May 4sec.gov
Pure Spectrum CBD, LLCRetailingConiferCO$500,000$500,0004May 2sec.gov
POCKETBOOK, INC. (amended)Other TechnologyAtlantaGA$500,000$500,0003May 2sec.gov
Vocodia Holdings CorpOther TechnologyBoca RatonFL$500,000$500,0002May 2sec.gov
ACT Florida, Inc.ManufacturingLargoFL$500,000$45,000,0004May 1sec.gov
CacheCappDD1, LLCInvestingProvidenceUT$500,000$1,000,00012May 1sec.gov
Tule Rise on Bedford Lake LLCResidentialRound RockTX$475,000$500,0007May 2sec.gov
COMFORT MOTION GLOBAL, LLCOtherIndianapolisIN$450,000$3,000,0003May 5sec.gov
52 Productions Inc.Other TechnologyOaklandCA$435,000$1,000,0008May 4sec.gov
Tatio, Inc.OtherPalo AltoCA$410,000$700,0003May 1sec.gov
BreakThrough Performance Systems, Inc.OtherPleasantonCA$400,000$400,0006May 5sec.gov
Bountiful Labs, Inc.Other TechnologyIndianapolisIN$400,000$1,500,0001May 3sec.gov
465 Seacrest, LLCResidentialGrosse PointeMI$385,000$385,0003May 4sec.gov
Afoundation Inc.OtherNew YorkNY$375,000$1,000,0008May 1sec.gov
IMAGINE PHARMA LLC (amended)BiotechnologyPittsburghPA$350,000Indefinite6May 4sec.gov
GGTR LLCManufacturingDoverDE$349,096$800,00010May 2sec.gov
Equiscribe Inc.Other TechnologyBig LakeMN$300,000$300,0004May 4sec.gov
ExitHero Inc.OtherSebastopolCA$300,000$300,0008May 4sec.gov
BV2, a Series of Bufficorn Ventures, LLCOtherDenverCO$300,000Indefinite5May 2sec.gov
Dakota Oil & Gas, Inc.OtherArvadaCO$295,000$750,0008May 2sec.gov
METAWORKS PLATFORMS, INC.Other TechnologyFairfieldCA$279,000$279,0005May 4sec.gov
Heritage Medical Development Group, LLCCommercialNashvilleTN$268,742$6,270,64910May 2sec.gov
R Value, Inc.ManufacturingPortlandOR$265,000$500,0007May 3sec.gov
FREESPACE ROBOTICS INC. (amended)Other TechnologyMonroevillePA$250,000$10,000,0001May 4sec.gov
GSH Stoughton Domestic Investors, LLCResidentialClawsonMI$250,000$2,500,0001May 3sec.gov
SignalRX Pharmaceuticals, IncPharmaceuticalsCummingGA$250,000$485,0002May 3sec.gov
FREESPACE ROBOTICS INC. (amended)Other TechnologyMonroevillePA$250,000$10,000,0001May 3sec.gov
FREESPACE ROBOTICS INC. (amended)Other TechnologyMonroevillePA$250,000$10,000,0000May 3sec.gov
Desert Stone Center, LLCOther Health CareAustinTX$244,259$244,2593May 3sec.gov
Renovo Concepts, Inc.Other Health CareSan AntonioTX$240,000$1,500,0001May 2sec.gov
Greybrook Queensway IV TrustOtherToronto$220,500$220,5005May 2sec.gov
Prescribe FIT, Inc.Other Health CareColumbusOH$207,500$2,000,0001May 3sec.gov
Signing Day Sports, Inc.Business ServicesScottsdaleAZ$200,000$1,000,0002May 4sec.gov
SOUTHERN ITS INTERNATIONAL, INC.OtherPalm DesertCA$200,000$5,000,0003May 4sec.gov
Trace Sensing Technologies Inc.Other TechnologyWallingfordCT$200,000$200,0001May 2sec.gov
Contamination Source Identification Inc.BiotechnologyHersheyPA$200,000$2,500,0002May 2sec.gov
BioGreen 360, Inc.Other TechnologyStrathamNH$200,000$1,800,0002May 1sec.gov
NHC Morgan LLCInvestingCape ElizabethME$185,000$1,000,0003May 5sec.gov
Adamera Minerals Corp.OtherVancouver$165,162$330,3245May 3sec.gov
brooqLy, Inc. (amended)Other TechnologyPalos HillsIL$150,000$2,000,0006May 2sec.gov
Best Day Brewing, Inc.OtherSausalitoCA$150,000$4,000,0001May 1sec.gov
DISCOVERY SILVER CORPOtherToronto$148,784$148,7842May 1sec.gov
Greybrook Queensway IV TrustOtherToronto$148,689$148,6895May 2sec.gov
National Currency Technologies, Inc.ComputersAshburnVA$140,000$140,00012May 4sec.gov
Tend Health Inc.Other Health CareSeattleWA$125,000$1,500,0004May 4sec.gov
Gaingels Aperture LLCOtherBurlingtonVT$111,110$111,11019May 4sec.gov
IndulgeRx Brands Inc (amended)OtherWoods CrossUT$110,674$553,3703May 2sec.gov
Trajum Machine Learning, Inc.Other TechnologyMiamiFL$100,000$100,0001May 3sec.gov
Trash Ice Cream, Inc.RestaurantsBentonvilleAR$100,000$700,0001May 3sec.gov
Reactive Streaming Inc.Other TechnologyBrooklynNY$100,000$100,0001May 3sec.gov
Kicks Industries, Inc. (amended)RetailingDenverCO$100,000$650,0002May 2sec.gov
School Pulse IncOther TechnologyWashingtonUT$100,000$500,0001May 1sec.gov
Gaingels Nanome LLCOtherBurlingtonVT$96,111$96,1117May 4sec.gov
Finquility Inc. (amended)OtherHoustonTX$95,000$95,0008May 2sec.gov
Gaingels Aether Bio 2022 LLC (amended)OtherBurlingtonVT$93,616$93,61614May 2sec.gov
Gaingels Aether Bio LLCOtherBurlingtonVT$93,616$93,61614May 1sec.gov
MICROMEM TECHNOLOGIES INCOther TechnologyToronto$90,000$90,0001May 4sec.gov
Collective OS IncOther TechnologyAventuraFL$90,000$1,400,0006May 3sec.gov
Gaingels Space Perspective LLCOtherBurlingtonVT$83,333$83,3337May 1sec.gov
Gaingels Edity LLCOtherBurlingtonVT$83,333$83,3339May 1sec.gov
Vossler Media Group, Inc.OtherKirklandWA$75,000$75,0001May 4sec.gov
Re:imagine, Inc.OtherLos AngelesCA$75,000$1,000,0001May 3sec.gov
Hercules Silver Corp.OtherToronto$66,816$116,9283May 2sec.gov
Cardinal DMV, LLCCommercial BankingLeesbrugVA$60,000$60,00021May 4sec.gov
NeuroDex IncBiotechnologyNatickMA$60,000$750,0001May 2sec.gov
VISIONARY GOLD CORP.Other EnergyVancouver$50,050$844,0741May 1sec.gov
USEDC Opportunity Zone Fund II LP (amended)Oil and GasArlingtonTX$50,000$150,000,0000May 5sec.gov
LokiBots Inc.Other TechnologyMilpitasCA$50,000$300,0001May 5sec.gov
Noor Opportunistic Residential Fund LPResidentialSugar LandTX$50,000$10,000,0001May 2sec.gov
Mayfair Group LLCOther TechnologyNorfolkVA$50,000$250,0002May 2sec.gov
RLS Capital, IncOther Banking and Financial ServicesPhoenixAZ$50,000$200,000,0001May 2sec.gov
Guide Time, Inc.OtherHayden LakeID$50,000$500,0001May 1sec.gov
Redi Technology, Inc.OtherBedfordMA$50,000$500,0001May 1sec.gov
ARCADIA OUTPATIENT SURGERY CENTER LPOther Health CareArcadiaCA$40,000$200,0001May 3sec.gov
Pearl SurgiCenter, LLCOther Health CarePortlandOR$39,172$39,1721May 2sec.gov
Coda Group, Inc.Other TechnologySpokaneWA$35,000$100,0002May 5sec.gov
Better & Better Co.Other TechnologyNew YorkNY$35,000$250,0001May 5sec.gov
Dining Software Group, Inc.Other TechnologyNew AlbanyIN$31,938$250,0002May 1sec.gov
Melba Culp LLCOtherAustinTX$30,000$150,0001May 5sec.gov
Walking Time Bomb LLCOtherStudio CityCA$30,000$30,0001May 4sec.gov
Greybrook Queensway IV TrustOtherToronto$30,000$30,0001May 2sec.gov
Verda Ventures, LLCOther Banking and Financial ServicesIncline VillageNV$30,000Indefinite1May 1sec.gov
MineHub Technologies Inc.Other TechnologyVancouver$27,990$27,9901May 2sec.gov
Value Unlimited, Inc.Other TechnologyNorfolkVA$25,000$300,0003May 5sec.gov
Three Years Gone, LLCOtherBrooklynNY$25,000$500,0001May 4sec.gov
Tympanogen, Inc.Other TechnologyRichmondVA$25,000$1,000,0001May 3sec.gov
Favorably, Inc.Other TechnologyLongmontCO$25,000$25,0001May 1sec.gov
xManna Software Technologies, Inc.Other TechnologyMiamiFL$17,573$100,000,0005May 2sec.gov
NewType Group, Inc.Other TechnologyWilmingtonDE$15,000$250,0001May 5sec.gov
Take Today, IncOtherColorado SpringsCO$15,000$15,0001May 2sec.gov
Zimtu Capital Corp.OtherVancouver$9,042$9,0421May 2sec.gov
Oaks2Prop, LLCOtherSan AntonioTX$0$24,000,0000May 5sec.gov
BUILTMORE GLOBAL FUND LLCCommercialHollywoodFL$0$20,000,0000May 5sec.gov
CLOTINE CAPITAL MANAGEMENT, LLCBusiness ServicesWellingtonFL$0Indefinite0May 5sec.gov
HR Legacy Capital, LLCOtherChicagoIL$0$500,0000May 5sec.gov
USA Pay Network, Inc.Other TechnologyBuena ParkCA$0Indefinite0May 5sec.gov
DW CONTINENTAL #49 LPOil and GasIrvingTX$0$800,0000May 5sec.gov
CLARKSVILLE VENTURE, LLCRestaurantsTampaFL$0$1,250,0000May 5sec.gov
Artisan McFarlin Capital, LLCCommercialDallasTX$0$5,000,0000May 5sec.gov
14 University Street Investors, LLCCommercialGreenvilleSC$0$4,000,0000May 5sec.gov
AM Beardsley Enterprises, Inc.RetailingSan DiegoCA$0$500,0000May 5sec.gov
Shopoff Secured 9 PCT Interest Fund, LLC (amended)Other Real EstateIrvineCA$0$5,000,0000May 5sec.gov
Bison Capital Partners LLCOtherLantanaFL$0$10,000,0000May 5sec.gov
BCC Chandler LLCOther Health CareChandlerAZ$0$735,0000May 5sec.gov
HP Ventures Group LLCResidentialChicagoIL$0$6,000,0000May 5sec.gov
388 Vacation Management, LLCOther Real EstateBrooklynNY$0Indefinite0May 4sec.gov
Sunset Meadows, LLCOtherTucsonAZ$0$10,500,0000May 4sec.gov
3619 Patton Road SW, LLCOtherManhattan BeachNV$0$1,500,0000May 4sec.gov
SC Kile Owner LLCOtherParklandFL$0$4,000,0000May 4sec.gov
Che Gozo, LLCOtherSandyUT$0$2,000,0000May 4sec.gov
Regional Equity, LLCOtherRocklinCA$0$5,000,0000May 4sec.gov
EB5 Capital - Jobs Fund 34, LLCResidentialBethesdaMD$0$17,600,0000May 4sec.gov
EB5 Capital - Jobs Fund 35, LLCResidentialBethesdaMD$0$61,600,0000May 4sec.gov
LKCAP FOUNDERS FUND, LLCCommercialSalt Lake CityUT$0$30,000,0000May 4sec.gov
Ledge Development Fund, LLCOther Real EstateFriscoTX$0$10,000,0000May 4sec.gov
Power 1 Energy CoOther EnergyChicagoIL$0Indefinite0May 4sec.gov
DT Intermediate, LLC (amended)OtherClevelandOH$0Indefinite199May 4sec.gov
Cutten Investors LLC (amended)CommercialBoiseID$0$3,235,0000May 4sec.gov
TelehealthOne, LLCOther Health CareRidgelandMS$0$350,0000May 3sec.gov
Ziskey LRF LLCBusiness ServicesWoodland HillsCA$0$249,00020May 3sec.gov
Marr Software Inc.Other TechnologyJacksonMS$0Indefinite0May 3sec.gov
Old Florida Springs, LLLPOther Real EstateOrlandoFL$0$25,000,0000May 3sec.gov
Glo Glo LRF LLCBusiness ServicesWoodland HillsCA$0$374,00020May 3sec.gov
Dominion Capital Management Inc.InvestingDoralFL$0$5,000,0000May 3sec.gov
Krohn Consortium VII, LLCCommercialOremUT$0$10,000,0000May 3sec.gov
SKS Prosper TeelPKWY Retail Syndicate, LLCCommercialFriscoTX$0$7,000,0000May 3sec.gov
North Dayton LLCCommercialLebanonOH$0$2,000,0000May 3sec.gov
Madame Restell Development Ltd Liability CoOtherNew YorkNY$0$7,500,0000May 3sec.gov
Vorfin Investment Fund, LLCCommercialMission ValleyCA$0$25,000,0000May 3sec.gov
Greenbrier Capital Partners, LLCCommercialHuntsvilleAL$0$1,200,0000May 3sec.gov
Society Hill Capital Investors I, LLCCommercialTampaFL$0$10,000,0000May 3sec.gov
PER Golf, LLCRetailingNashvilleTN$0$650,0000May 3sec.gov
Swhoon INC.Other TechnologyEmerald HillsCA$0$100,0001May 3sec.gov
Eagle Pre IPO Fund I, LLCInvestingDallasTX$0$20,000,0000May 3sec.gov
INVESCO FIXED INCOME TRUST - BLACKROCK CORE FIXED INCOME FUND (amended)Other Banking and Financial ServicesAtlantaGA$0Indefinite1May 3sec.gov
Gulfstar Air Charters, Inc.Airlines and AirportsLas VegasNV$0$6,000,0000May 3sec.gov
JLJ Fixed Dividend FundREITS and FinancePine BrookNJ$0$50,000,0000May 3sec.gov
EHP Technologies AGOther TechnologyZug$0$30,000,0000May 3sec.gov
North Star Management Feeder, LLCOtherNew YorkNY$0Indefinite0May 2sec.gov
CANON ASSETS, LLCCommercialAllenTX$0$50,000,0000May 2sec.gov
WINPRO Debt Opportunity Fund III, LLCCommercialGreenwood VillageCO$0$20,000,0000May 2sec.gov
INTEGRITY FILM FUND LLPInvestingCasperWY$0$250,000,0000May 2sec.gov
PYRAMID FOREST LLCLodging and ConventionsDamascusOR$0$421,0000May 2sec.gov
Tax R1 Growth Fund, LLCResidentialKatyTX$0$14,000,0000May 2sec.gov
DSM 2 LLCResidentialNewport BeachCA$0$2,500,0000May 2sec.gov
SONDGEROTH FUND I, LLCCommercialMendotaIL$0$100,000,0000May 2sec.gov
LBC KC 2023, LLCCommercialRoanokeVA$0$30,000,0000May 2sec.gov
EasyStreet EB5 Fund LLCOtherSpokane ValleyWA$0$3,200,0000May 2sec.gov
Passco West Knoxville DSTResidentialIrvineCA$0$31,800,0000May 2sec.gov
MCG Summerdance Phase I Investors, LLC (amended)ResidentialCharlotteNC$0$31,000,0000May 2sec.gov
Dick Mondells Jacksonville Beach LLCRestaurantsJacksonville BeachFL$0$735,0000May 2sec.gov
Peak Elite LLCCommercialAventuraFL$0$1,300,0000May 2sec.gov
Royal Eagle Capital Fund I, LPOther Banking and Financial ServicesHoustonTX$0$25,000,0000May 2sec.gov
Society Hill Capital Investors I, LLCCommercialTampaFL$0$10,000,0000May 2sec.gov
ZEN ENTERPRISES CORPOtherLas VegasNV$0$3,000,0000May 2sec.gov
Thames Crossing LLCOtherGrand ForksND$0$1,200,0000May 1sec.gov
CES PROPERTIES FUND XXX (VINEYARD CREEK) LLCOther Real EstateBellevueWA$0$1,100,0000May 1sec.gov
SLICEFUND LLC SERIES 11OtherSaint GeorgeUT$0Indefinite0May 1sec.gov
Amigos on Broadway Ltd Liability CoOtherNew YorkNY$0$15,500,0000May 1sec.gov
Cameron High Grove, LLCOtherCharlotteNC$0$60,000,0000May 1sec.gov
CVP-USA Investments Holdings, LLCCommercialForneyTX$0$20,000,0000May 1sec.gov
MCAP Link 13-2H Joint Venture (amended)Oil and GasDallasTX$0$560,0000May 1sec.gov
Silver Spike Opportunities, L.P.InvestingNew YorkNY$0Indefinite0May 1sec.gov
Coulton Creek Capital LLC (amended)InvestingGreenwood VillageCO$0$15,000,0000May 1sec.gov
Coulton Creek Capital LLCInvestingGreenwood VillageCO$0$15,000,0000May 1sec.gov
Coulton Creek Capital LLCInvestingGreenwood VillageCO$0$15,000,0000May 1sec.gov
Winslow Capital Management, LLC (amended)Other Banking and Financial ServicesMinneapolisMN$0Indefinite21May 1sec.gov
TEACHERS ADVISORS, LLC (amended)Other Banking and Financial ServicesNew YorkNY$0Indefinite322May 1sec.gov
Nuveen Asset Management, LLC (amended)Other Banking and Financial ServicesChicagoIL$0Indefinite322May 1sec.gov
Robex Resources Inc.OtherQuebec$0$6,525,0001May 1sec.gov

Week of May 8 · Week of Apr 24 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.