Data / Form D filings / May 4
Form D filings, May 4, 2023: 97 companies raised $2.89 billion
97 operating companies filed a Form D on May 4, 2023, reporting $2.89 billion sold. Largest: Dealer Tire Holdings, LLC ($1.67 billion), AIREX Portfolio V DST ($320.2 million), PATHFINDER PARTNERS INCOME FUND, L.P. ($175 million). The median filing is $2.7 million, and 112 pooled investment funds also filed that day.
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- 97Form D filings
- $2.89 billionreported sold
- $2.7 millionmedian amount sold
- CAmost filings (17)
Most filings by state: CA 17, NY 12, TX 7, WA 5, CO 5. By industry: Other 28, Other Technology 22, Other Health Care 11, Other Real Estate 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Dealer Tire Holdings, LLC (amended) | Other | Cleveland | OH | $1,665,957,383 | Indefinite | 54 | May 4 | sec.gov |
| AIREX Portfolio V DST (amended) | Other Real Estate | Denver | CO | $320,200,000 | $320,200,000 | 164 | May 4 | sec.gov |
| PATHFINDER PARTNERS INCOME FUND, L.P. (amended) | Residential | San Diego | CA | $174,973,509 | $174,973,509 | 719 | May 4 | sec.gov |
| AIREX Portfolio VI DST (amended) | Other Real Estate | Denver | CO | $136,733,654 | $348,484,848 | 57 | May 4 | sec.gov |
| Arris Composites, Inc. | Other Technology | Berkeley | CA | $70,750,250 | $70,750,258 | 10 | May 4 | sec.gov |
| Kindbody, Inc. (amended) | Other Health Care | New York | NY | $66,209,632 | $66,209,632 | 41 | May 4 | sec.gov |
| Encore Partners Home Health LP (amended) | Other Health Care | Clayton | MO | $45,000,000 | $47,500,000 | 28 | May 4 | sec.gov |
| Encore Partners Home Health LP (amended) | Other Health Care | Clayton | MO | $45,000,000 | $47,500,000 | 28 | May 4 | sec.gov |
| Arris Composites, Inc. (amended) | Other Technology | Berkeley | CA | $30,052,995 | $47,999,992 | 11 | May 4 | sec.gov |
| Rise Bedford Partners, LLC | Residential | Scottsdale | AZ | $24,871,970 | $24,871,970 | 254 | May 4 | sec.gov |
| PROGNOS HEALTH INC. | Other Health Care | New York | NY | $23,288,367 | $24,000,000 | 0 | May 4 | sec.gov |
| Inbox Health Corp. | Other Health Care | New Haven | CT | $22,499,997 | $22,499,997 | 8 | May 4 | sec.gov |
| AC Irrigation HoldCo, LLC | Other | Bellevue | WA | $20,156,877 | $30,000,000 | 4 | May 4 | sec.gov |
| rePurpose Global, Inc. | Other Technology | Miami | FL | $19,983,428 | $19,983,428 | 12 | May 4 | sec.gov |
| Icelandic Provisions, Inc. | Other | New York | NY | $17,825,212 | $20,000,000 | 26 | May 4 | sec.gov |
| Keystone One Washington Preferred, LP | Commercial | West Conshohocken | PA | $17,575,000 | $17,575,000 | 37 | May 4 | sec.gov |
| Xsphera Biosciences Inc | Biotechnology | Boston | MA | $12,600,067 | $19,899,952 | 40 | May 4 | sec.gov |
| Klocke Estate Holdings, LLC (amended) | Agriculture | Claverack | NY | $12,550,000 | $22,000,000 | 15 | May 4 | sec.gov |
| ivWatch LLC | Other Health Care | Newport News | VA | $10,692,961 | $14,500,000 | 9 | May 4 | sec.gov |
| Station 955, LLC | Residential | Milwaukee | WI | $10,100,000 | $10,100,000 | 20 | May 4 | sec.gov |
| DXD Self Storage Fund I SideCar, LP | Commercial | Albuquerque | NM | $10,000,250 | $10,000,250 | 73 | May 4 | sec.gov |
| Gamma.io Inc. | Other | San Francisco | CA | $8,083,944 | $8,083,975 | 22 | May 4 | sec.gov |
| Lemnature AquaFarms Corp | Other | Vero Beach | FL | $7,825,603 | $30,000,000 | 15 | May 4 | sec.gov |
| ANGELTOWN ENTERTAINMENT INC | Other Technology | Castaic | CA | $7,500,000 | $7,500,000 | 1 | May 4 | sec.gov |
| Climate Vault Solutions, Inc. | Environmental Services | Seattle | WA | $7,254,159 | $7,254,159 | 8 | May 4 | sec.gov |
| Cagent Vascular, Inc. | Other Health Care | Wayne | PA | $7,248,488 | $11,000,000 | 41 | May 4 | sec.gov |
| Monument Software, Inc. | Other Technology | Dallas | TX | $5,455,000 | $12,000,000 | 15 | May 4 | sec.gov |
| HubSync Co. | Other Technology | Alexandria | VA | $5,374,989 | $5,374,989 | 20 | May 4 | sec.gov |
| Mulligan Funding, LLC (amended) | Other Banking and Financial Services | San Diego | CA | $5,000,000 | $5,000,000 | 9 | May 4 | sec.gov |
| Loyal Foundry Holdings, Inc. (amended) | Other Technology | Cardiff-By-The-Sea | CA | $4,998,791 | $4,999,000 | 30 | May 4 | sec.gov |
| IOF IX, LLC (amended) | Other | Denver | CO | $4,587,000 | Indefinite | 10 | May 4 | sec.gov |
| Pave Power Inc. | Other | Durham | NC | $4,540,000 | $4,540,000 | 2 | May 4 | sec.gov |
| 5838 MOORESVILLE RD INVESTOR, LLC | Commercial | Champaign | IL | $4,420,000 | $6,800,000 | 28 | May 4 | sec.gov |
| Ampersand Partners LLC | Other Banking and Financial Services | St. Louis | MO | $4,400,000 | $4,400,000 | 5 | May 4 | sec.gov |
| Eden Companies Fund Class A LLC (amended) | Other Real Estate | Lexington | KY | $4,000,000 | $4,000,000 | 29 | May 4 | sec.gov |
| Avotres Inc. | Biotechnology | Hanover | NJ | $4,000,000 | $4,500,000 | 3 | May 4 | sec.gov |
| HKA Group Holdings Ltd | Other | Warrington | $3,876,350 | $3,876,350 | 5 | May 4 | sec.gov | |
| Rosy Wellness, Inc. (amended) | Other Health Care | Dallas | TX | $3,200,000 | Indefinite | 28 | May 4 | sec.gov |
| SCG KY Portfolio Holdings, LLC | Other Real Estate | Salt Lake City | UT | $3,169,000 | Indefinite | 23 | May 4 | sec.gov |
| Serve Robotics Inc. | Other Technology | Redwood City | CA | $3,001,500 | $3,001,500 | 39 | May 4 | sec.gov |
| Hafele Long Cove Senior Living Fund, LLC | Other | Louisville | KY | $3,000,000 | $3,000,000 | 22 | May 4 | sec.gov |
| Paradigm Parachute & Defense Inc. (amended) | Manufacturing | Pensacola | FL | $2,811,595 | $3,500,000 | 17 | May 4 | sec.gov |
| Revenue Roll Inc. | Other | New York | NY | $2,542,500 | $4,042,500 | 21 | May 4 | sec.gov |
| Nintee, Inc. | Other Technology | San Francisco | CA | $2,499,997 | $3,000,000 | 1 | May 4 | sec.gov |
| Ameritus Real Estate Fund III, LP (amended) | Other Real Estate | Chicago | IL | $2,424,229 | $20,000,000 | 15 | May 4 | sec.gov |
| DepYmed Inc. | Pharmaceuticals | Farmingdale | NY | $2,000,000 | $2,000,000 | 2 | May 4 | sec.gov |
| Thesis Capital SPV I, LLC (amended) | Other Health Care | Houston | TX | $1,775,000 | $1,775,000 | 22 | May 4 | sec.gov |
| Thesis Capital SPV I, LLC | Other Health Care | Houston | TX | $1,775,000 | $1,775,000 | 22 | May 4 | sec.gov |
| Galaxy Vets Inc. (amended) | Other | Vancouver | WA | $1,668,090 | Indefinite | 1 | May 4 | sec.gov |
| Natrx, Inc. | Other Technology | Raleigh | NC | $1,500,000 | $3,500,000 | 2 | May 4 | sec.gov |
| MUUKLABS INC. | Other Technology | Raleigh | NC | $1,385,000 | $1,500,000 | 25 | May 4 | sec.gov |
| Helios Alsym Partners, LLC | Investing | Denver | CO | $1,250,000 | $1,250,000 | 4 | May 4 | sec.gov |
| Mondrian Labs Inc. | Other Technology | New York | NY | $1,225,000 | $1,500,000 | 2 | May 4 | sec.gov |
| Asymbl, Inc. | Other Technology | Austin | TX | $1,100,000 | $1,100,000 | 14 | May 4 | sec.gov |
| Ancilia Biosciences, Inc. | Biotechnology | New York | NY | $1,000,000 | $5,000,000 | 2 | May 4 | sec.gov |
| Cryomass Technologies, Inc. | Other | Denver | CO | $931,600 | $3,000,000 | 4 | May 4 | sec.gov |
| Skydeo Inc | Business Services | Austin | TX | $834,066 | $1,234,976 | 10 | May 4 | sec.gov |
| Sound Brands LLC | Other | Poughkeepsie | NY | $792,893 | $792,893 | 78 | May 4 | sec.gov |
| Reselute, Inc. | Other | Durham | NC | $700,000 | $700,000 | 15 | May 4 | sec.gov |
| Shop & Shout Ltd. (amended) | Other | Vancouver | $650,000 | $3,000,000 | 3 | May 4 | sec.gov | |
| Bioverge, Inc. | Other Technology | San Francisco | CA | $588,500 | $600,000 | 23 | May 4 | sec.gov |
| Me4U, Inc. (amended) | Other Technology | New York | NY | $550,000 | $2,700,000 | 2 | May 4 | sec.gov |
| Stamp Free Ltd | Other Technology | By Ratho | $544,793 | $544,793 | 10 | May 4 | sec.gov | |
| INRADIO INC | Other Technology | Kansas City | KS | $508,151 | $508,151 | 4 | May 4 | sec.gov |
| Thaiwala Inc | Manufacturing | Portland | OR | $500,000 | $1,500,000 | 6 | May 4 | sec.gov |
| Pure Oil & Gas - Eastland #1A, L.P. (amended) | Oil and Gas | Palm Desert | CA | $500,000 | $500,000 | 18 | May 4 | sec.gov |
| 52 Productions Inc. | Other Technology | Oakland | CA | $435,000 | $1,000,000 | 8 | May 4 | sec.gov |
| 465 Seacrest, LLC | Residential | Grosse Pointe | MI | $385,000 | $385,000 | 3 | May 4 | sec.gov |
| IMAGINE PHARMA LLC (amended) | Biotechnology | Pittsburgh | PA | $350,000 | Indefinite | 6 | May 4 | sec.gov |
| Equiscribe Inc. | Other Technology | Big Lake | MN | $300,000 | $300,000 | 4 | May 4 | sec.gov |
| ExitHero Inc. | Other | Sebastopol | CA | $300,000 | $300,000 | 8 | May 4 | sec.gov |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $279,000 | $279,000 | 5 | May 4 | sec.gov |
| FREESPACE ROBOTICS INC. (amended) | Other Technology | Monroeville | PA | $250,000 | $10,000,000 | 1 | May 4 | sec.gov |
| Signing Day Sports, Inc. | Business Services | Scottsdale | AZ | $200,000 | $1,000,000 | 2 | May 4 | sec.gov |
| SOUTHERN ITS INTERNATIONAL, INC. | Other | Palm Desert | CA | $200,000 | $5,000,000 | 3 | May 4 | sec.gov |
| National Currency Technologies, Inc. | Computers | Ashburn | VA | $140,000 | $140,000 | 12 | May 4 | sec.gov |
| Tend Health Inc. | Other Health Care | Seattle | WA | $125,000 | $1,500,000 | 4 | May 4 | sec.gov |
| Gaingels Aperture LLC | Other | Burlington | VT | $111,110 | $111,110 | 19 | May 4 | sec.gov |
| Gaingels Nanome LLC | Other | Burlington | VT | $96,111 | $96,111 | 7 | May 4 | sec.gov |
| MICROMEM TECHNOLOGIES INC | Other Technology | Toronto | $90,000 | $90,000 | 1 | May 4 | sec.gov | |
| Vossler Media Group, Inc. | Other | Kirkland | WA | $75,000 | $75,000 | 1 | May 4 | sec.gov |
| Cardinal DMV, LLC | Commercial Banking | Leesbrug | VA | $60,000 | $60,000 | 21 | May 4 | sec.gov |
| Walking Time Bomb LLC | Other | Studio City | CA | $30,000 | $30,000 | 1 | May 4 | sec.gov |
| Three Years Gone, LLC | Other | Brooklyn | NY | $25,000 | $500,000 | 1 | May 4 | sec.gov |
| 388 Vacation Management, LLC | Other Real Estate | Brooklyn | NY | $0 | Indefinite | 0 | May 4 | sec.gov |
| Sunset Meadows, LLC | Other | Tucson | AZ | $0 | $10,500,000 | 0 | May 4 | sec.gov |
| 3619 Patton Road SW, LLC | Other | Manhattan Beach | NV | $0 | $1,500,000 | 0 | May 4 | sec.gov |
| SC Kile Owner LLC | Other | Parkland | FL | $0 | $4,000,000 | 0 | May 4 | sec.gov |
| Che Gozo, LLC | Other | Sandy | UT | $0 | $2,000,000 | 0 | May 4 | sec.gov |
| Regional Equity, LLC | Other | Rocklin | CA | $0 | $5,000,000 | 0 | May 4 | sec.gov |
| EB5 Capital - Jobs Fund 34, LLC | Residential | Bethesda | MD | $0 | $17,600,000 | 0 | May 4 | sec.gov |
| EB5 Capital - Jobs Fund 35, LLC | Residential | Bethesda | MD | $0 | $61,600,000 | 0 | May 4 | sec.gov |
| LKCAP FOUNDERS FUND, LLC | Commercial | Salt Lake City | UT | $0 | $30,000,000 | 0 | May 4 | sec.gov |
| Ledge Development Fund, LLC | Other Real Estate | Frisco | TX | $0 | $10,000,000 | 0 | May 4 | sec.gov |
| Power 1 Energy Co | Other Energy | Chicago | IL | $0 | Indefinite | 0 | May 4 | sec.gov |
| DT Intermediate, LLC (amended) | Other | Cleveland | OH | $0 | Indefinite | 199 | May 4 | sec.gov |
| Cutten Investors LLC (amended) | Commercial | Boise | ID | $0 | $3,235,000 | 0 | May 4 | sec.gov |
May 5, 2023 · May 3, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.