Data / Form D filings / May 5
Form D filings, May 5, 2023: 78 companies raised $2.18 billion
78 operating companies filed a Form D on May 5, 2023, reporting $2.18 billion sold. Largest: Trian Partners Strategic Investment Fund-A, L.P. ($800 million), RB FC Holdings, C.V. ($437 million), Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($352.7 million). The median filing is $2.9 million, and 176 pooled investment funds also filed that day.
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- 78Form D filings
- $2.18 billionreported sold
- $2.9 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, NY 12, TX 8, FL 7, IL 5. By industry: Other Technology 19, Other 18, Other Real Estate 10, Other Health Care 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Trian Partners Strategic Investment Fund-A, L.P. (amended) | Investing | New York | NY | $800,000,000 | Indefinite | 1 | May 5 | sec.gov |
| RB FC Holdings, C.V. (amended) | Other | New York | NY | $437,030,000 | Indefinite | 50 | May 5 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $352,663,638 | $500,000,000 | 605 | May 5 | sec.gov |
| Trian Partners Strategic Co-Investment Fund-A, L.P. (amended) | Investing | New York | NY | $150,000,000 | Indefinite | 1 | May 5 | sec.gov |
| Artis Holdings, LLC | Other Health Care | Mclean | VA | $40,000,000 | $40,000,000 | 20 | May 5 | sec.gov |
| Applied Therapeutics Inc. | Biotechnology | New York | NY | $30,000,002 | $30,000,002 | 19 | May 5 | sec.gov |
| Antiva Biosciences, Inc. | Biotechnology | Brisbane | CA | $26,565,771 | $52,999,990 | 21 | May 5 | sec.gov |
| Innovapptive, Inc. | Other Technology | Houston | TX | $25,999,950 | $25,999,950 | 2 | May 5 | sec.gov |
| So Good They Named It Twice Limited Partnership (amended) | Other | New York | NY | $25,000,000 | $25,000,000 | 194 | May 5 | sec.gov |
| Athlete Topco, LLC | Residential | New York | NY | $23,500,000 | Indefinite | 14 | May 5 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $23,412,517 | $145,000,000 | 130 | May 5 | sec.gov |
| PROGNOS HEALTH INC. (amended) | Other Health Care | New York | NY | $23,288,367 | $24,000,000 | 10 | May 5 | sec.gov |
| Zero Coupon MI Office DST (amended) | Other Real Estate | Oak Brook | IL | $22,080,562 | $22,080,562 | 136 | May 5 | sec.gov |
| REVIVERMX, INC. | Other Technology | Granite Bay | CA | $20,381,206 | $34,000,000 | 4 | May 5 | sec.gov |
| SocialTrendly, Inc. | Other Technology | Rochester | NY | $18,500,412 | $21,249,990 | 17 | May 5 | sec.gov |
| Medicine Man Technologies, Inc. | Other | Denver | CO | $16,000,000 | $16,000,000 | 1 | May 5 | sec.gov |
| Zura Bio Ltd | Biotechnology | La Jolla | CA | $15,937,500 | $79,996,220 | 21 | May 5 | sec.gov |
| Hawk Parent LLC | Restaurants | Atlanta | GA | $12,474,345 | $12,474,345 | 9 | May 5 | sec.gov |
| SKYX Platforms Corp. | Other Technology | Pompano Beach | FL | $11,813,190 | $11,813,190 | 3 | May 5 | sec.gov |
| IPC Self-Storage Redevelopment Fund, L.L.C. (amended) | Other Real Estate | Oak Brook | IL | $10,212,525 | $100,000,000 | 45 | May 5 | sec.gov |
| Convergent Dental, Inc. | Other Health Care | Waltham | MA | $10,136,176 | Indefinite | 39 | May 5 | sec.gov |
| OSP Embedded Holdings, LLC | Other | New York | NY | $8,010,000 | $9,843,000 | 27 | May 5 | sec.gov |
| Violet Therapeutics, Inc. | Other | Cambridge | MA | $7,449,960 | $11,486,624 | 4 | May 5 | sec.gov |
| SPINEOLOGY INC | Biotechnology | St. Paul | MN | $5,000,000 | $7,000,000 | 2 | May 5 | sec.gov |
| FR Vision Holdings, Inc. | Other | Stamford | CT | $4,999,995 | $4,999,995 | 0 | May 5 | sec.gov |
| HighGold Mining Inc. | Other | Vancouver | $3,978,344 | $3,978,344 | 5 | May 5 | sec.gov | |
| Petro-Victory Energy Corp. | Oil and Gas | Fort Worth | TX | $3,976,000 | $4,026,000 | 13 | May 5 | sec.gov |
| Murphy Supply Investments, LLC | Other | Cincinnati | OH | $3,826,480 | $4,364,500 | 37 | May 5 | sec.gov |
| Cove Texas Net Lease 63 DST | Commercial | Torrance | CA | $3,810,627 | $10,444,211 | 14 | May 5 | sec.gov |
| Terma Project, Inc. (amended) | Other | New York | NY | $3,390,000 | $4,000,000 | 16 | May 5 | sec.gov |
| Cloudburst Technologies, Inc. | Other Technology | New York | NY | $3,100,873 | $3,100,873 | 11 | May 5 | sec.gov |
| Tideshift Capital Fund I, LLC | Other | Lincoln | MA | $3,015,000 | $3,015,000 | 13 | May 5 | sec.gov |
| Juice Software, Inc. | Other Technology | Indianapolis | IN | $2,817,223 | $2,817,223 | 11 | May 5 | sec.gov |
| Admiral Fitch Partners QOZ LLC | Other Real Estate | North Yarmouth | ME | $2,431,758 | $4,830,000 | 29 | May 5 | sec.gov |
| Defendify, Inc. | Other Technology | Portland | ME | $2,372,822 | $3,000,000 | 7 | May 5 | sec.gov |
| 4th & Elm Investments LLC | Residential | Saline | MI | $2,350,000 | $16,000,000 | 15 | May 5 | sec.gov |
| Detection Innovation Group, Inc. | Other Technology | Newark | DE | $2,344,424 | $2,344,424 | 4 | May 5 | sec.gov |
| RB Knoxville Holdings LLC | Other Real Estate | Columbus | OH | $1,955,000 | $9,600,000 | 10 | May 5 | sec.gov |
| RB Dallas Multifamily Holdings LLC | Other Real Estate | Columbus | OH | $1,620,000 | $3,960,000 | 8 | May 5 | sec.gov |
| Miss NMC LLC | Other Real Estate | San Diego | CA | $1,376,000 | $1,376,000 | 1 | May 5 | sec.gov |
| PLA HOLDINGS GROUP INC | Restaurants | Las Vegas | NV | $1,175,000 | $11,000,000 | 7 | May 5 | sec.gov |
| PhotoniCare, Inc. | Other Health Care | Champaign | IL | $1,119,000 | $2,500,000 | 8 | May 5 | sec.gov |
| Holder Software, Inc. | Other Technology | Indianapolis | IN | $1,085,000 | $2,500,000 | 5 | May 5 | sec.gov |
| RB Richmond Multifamily Holdings LLC | Other Real Estate | Columbus | OH | $1,080,000 | $2,640,000 | 8 | May 5 | sec.gov |
| Entelligent Inc. | Other | Boulder | CO | $1,068,647 | $4,000,000 | 13 | May 5 | sec.gov |
| CELESTIAL THERAPEUTICS INC. (amended) | Biotechnology | Irvine | CA | $1,035,000 | Indefinite | 11 | May 5 | sec.gov |
| Virtual Mentor, Inc. | Other | Redwood City | CA | $1,000,000 | $1,000,000 | 11 | May 5 | sec.gov |
| Natrx, Inc. | Other Technology | Raleigh | NC | $948,000 | $948,000 | 26 | May 5 | sec.gov |
| LINGUISTIC INC. | Other Technology | Cambridge | MA | $850,000 | $850,000 | 8 | May 5 | sec.gov |
| Navigantis, Inc. | Other Health Care | Key Biscayne | FL | $800,000 | $800,000 | 4 | May 5 | sec.gov |
| Bioverge, Inc. | Other Technology | San Francisco | CA | $775,000 | $775,000 | 21 | May 5 | sec.gov |
| La Rosa Holdings Corp. (amended) | Residential | Celebration | FL | $703,000 | $11,000,000 | 64 | May 5 | sec.gov |
| Auxergen, Inc. (amended) | Other Technology | Balitmore | MD | $535,000 | $1,000,000 | 11 | May 5 | sec.gov |
| Camellia Place HoldCo LLC | Commercial | Frisco | TX | $500,000 | $2,000,000 | 29 | May 5 | sec.gov |
| COMFORT MOTION GLOBAL, LLC | Other | Indianapolis | IN | $450,000 | $3,000,000 | 3 | May 5 | sec.gov |
| BreakThrough Performance Systems, Inc. | Other | Pleasanton | CA | $400,000 | $400,000 | 6 | May 5 | sec.gov |
| NHC Morgan LLC | Investing | Cape Elizabeth | ME | $185,000 | $1,000,000 | 3 | May 5 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $50,000 | $150,000,000 | 0 | May 5 | sec.gov |
| LokiBots Inc. | Other Technology | Milpitas | CA | $50,000 | $300,000 | 1 | May 5 | sec.gov |
| Coda Group, Inc. | Other Technology | Spokane | WA | $35,000 | $100,000 | 2 | May 5 | sec.gov |
| Better & Better Co. | Other Technology | New York | NY | $35,000 | $250,000 | 1 | May 5 | sec.gov |
| Melba Culp LLC | Other | Austin | TX | $30,000 | $150,000 | 1 | May 5 | sec.gov |
| Value Unlimited, Inc. | Other Technology | Norfolk | VA | $25,000 | $300,000 | 3 | May 5 | sec.gov |
| NewType Group, Inc. | Other Technology | Wilmington | DE | $15,000 | $250,000 | 1 | May 5 | sec.gov |
| Oaks2Prop, LLC | Other | San Antonio | TX | $0 | $24,000,000 | 0 | May 5 | sec.gov |
| BUILTMORE GLOBAL FUND LLC | Commercial | Hollywood | FL | $0 | $20,000,000 | 0 | May 5 | sec.gov |
| CLOTINE CAPITAL MANAGEMENT, LLC | Business Services | Wellington | FL | $0 | Indefinite | 0 | May 5 | sec.gov |
| HR Legacy Capital, LLC | Other | Chicago | IL | $0 | $500,000 | 0 | May 5 | sec.gov |
| USA Pay Network, Inc. | Other Technology | Buena Park | CA | $0 | Indefinite | 0 | May 5 | sec.gov |
| DW CONTINENTAL #49 LP | Oil and Gas | Irving | TX | $0 | $800,000 | 0 | May 5 | sec.gov |
| CLARKSVILLE VENTURE, LLC | Restaurants | Tampa | FL | $0 | $1,250,000 | 0 | May 5 | sec.gov |
| Artisan McFarlin Capital, LLC | Commercial | Dallas | TX | $0 | $5,000,000 | 0 | May 5 | sec.gov |
| 14 University Street Investors, LLC | Commercial | Greenville | SC | $0 | $4,000,000 | 0 | May 5 | sec.gov |
| AM Beardsley Enterprises, Inc. | Retailing | San Diego | CA | $0 | $500,000 | 0 | May 5 | sec.gov |
| Shopoff Secured 9 PCT Interest Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $5,000,000 | 0 | May 5 | sec.gov |
| Bison Capital Partners LLC | Other | Lantana | FL | $0 | $10,000,000 | 0 | May 5 | sec.gov |
| BCC Chandler LLC | Other Health Care | Chandler | AZ | $0 | $735,000 | 0 | May 5 | sec.gov |
| HP Ventures Group LLC | Residential | Chicago | IL | $0 | $6,000,000 | 0 | May 5 | sec.gov |
May 8, 2023 · May 4, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.