Data / Form D filings / May 3
Form D filings, May 3, 2023: 77 companies raised $572.7 million
77 operating companies filed a Form D on May 3, 2023, reporting $572.7 million sold. Largest: NY Metro Portfolio LLC ($155.4 million), BP Commercial Funding Trust, Series SPL-XII ($65.4 million), Ember Management Aggregator, L.P. ($61.6 million). The median filing is $2.7 million, and 104 pooled investment funds also filed that day.
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- 77Form D filings
- $572.7 millionreported sold
- $2.7 millionmedian amount sold
- CAmost filings (16)
Most filings by state: CA 16, TX 7, NY 7, FL 6, GA 3. By industry: Other Technology 20, Other Health Care 11, Commercial 11, Other 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NY Metro Portfolio LLC | Other Real Estate | Plainview | NY | $155,438,627 | $155,438,627 | 234 | May 3 | sec.gov |
| BP Commercial Funding Trust, Series SPL-XII | Other Banking and Financial Services | New York | NY | $65,350,000 | Indefinite | 21 | May 3 | sec.gov |
| Ember Management Aggregator, L.P. | Other Health Care | New York | NY | $61,627,000 | Indefinite | 33 | May 3 | sec.gov |
| Encore Partners Home Health LP | Other Health Care | Clayton | MO | $45,000,000 | $47,500,000 | 28 | May 3 | sec.gov |
| Lubert-Adler Workforce Housing Fund II-MB, L.P. | Commercial | Atlanta | GA | $29,994,001 | $600,000,000 | 2 | May 3 | sec.gov |
| Ackerberg Investors Fund III, LLC | Other Real Estate | Minneapolis | MN | $26,230,000 | $75,000,000 | 67 | May 3 | sec.gov |
| Synergy Pet Group, Inc. | Other | Lakewood | NJ | $18,499,954 | $18,499,954 | 1 | May 3 | sec.gov |
| Bachan's, Inc. | Other | Sebastopol | CA | $12,999,996 | $13,000,000 | 21 | May 3 | sec.gov |
| 4D Path Inc. | Other Health Care | Newton | MA | $12,973,175 | $16,973,052 | 49 | May 3 | sec.gov |
| Augmedix, Inc. | Other Health Care | San Francisco | CA | $11,999,999 | $11,999,999 | 2 | May 3 | sec.gov |
| Cimarron Hills Austin, LLC (amended) | Residential | Cedar Park | TX | $10,965,000 | $20,000,000 | 33 | May 3 | sec.gov |
| Super League Gaming, Inc. | Other Technology | Santa Monica | CA | $10,205,000 | $30,000,000 | 75 | May 3 | sec.gov |
| Channel Medsystems, Inc. | Other Health Care | Berkeley | CA | $10,007,223 | $16,260,163 | 3 | May 3 | sec.gov |
| Courtyards at Cottonwood II, L.P. | Residential | Rancho Belago | CA | $9,238,996 | $9,238,996 | 2 | May 3 | sec.gov |
| Radiant Storage BPT 7P LP | Residential | Sanford | NC | $8,771,000 | $8,800,000 | 100 | May 3 | sec.gov |
| IOTA Software, Inc. | Other Technology | Durham | NC | $6,499,854 | Indefinite | 14 | May 3 | sec.gov |
| Flathead Valley Lenders, LLC | REITS and Finance | Issaquah | WA | $6,000,000 | $6,000,000 | 25 | May 3 | sec.gov |
| Hudu Technologies, Inc. | Other Technology | Grand Junction | CO | $5,000,000 | $5,000,000 | 1 | May 3 | sec.gov |
| 222 OCR GC LLC (amended) | Commercial | Mineola | NY | $5,000,000 | $5,700,000 | 3 | May 3 | sec.gov |
| Rollup Systems Inc. | Other Technology | Berkeley | CA | $4,989,997 | $5,525,000 | 15 | May 3 | sec.gov |
| BLDG Wright LLC | Residential | Beverly Hills | CA | $4,888,853 | $5,250,000 | 43 | May 3 | sec.gov |
| FC-CompleteCase 3, LLC | Other Technology | Birmingham | AL | $4,718,118 | $8,000,000 | 16 | May 3 | sec.gov |
| McGill & Partners Group Ltd (amended) | Insurance | London | $4,673,797 | Indefinite | 55 | May 3 | sec.gov | |
| OverT Bio, Inc. | Biotechnology | New York | NY | $4,487,481 | $13,014,927 | 11 | May 3 | sec.gov |
| SciAps Inc | Other | Woburn | MA | $3,965,330 | $7,000,000 | 2 | May 3 | sec.gov |
| Johns Ranch, LLC | Other Real Estate | Delano | CA | $3,675,000 | $3,675,000 | 125 | May 3 | sec.gov |
| knowRX, Inc. | Other Health Care | Austin | TX | $3,564,450 | $3,564,450 | 5 | May 3 | sec.gov |
| KMS Holding Company, LLC | Manufacturing | Minneapolis | MN | $2,870,000 | $2,870,000 | 15 | May 3 | sec.gov |
| Shoptelligence Inc. | Other Technology | Ann Arbor | MI | $2,705,191 | $3,205,191 | 30 | May 3 | sec.gov |
| BodiData, Inc. | Other Technology | St. Petersburg | FL | $2,546,607 | $4,000,000 | 16 | May 3 | sec.gov |
| Dropstat, Inc. | Other Technology | Los Angeles | CA | $2,516,712 | $2,606,712 | 3 | May 3 | sec.gov |
| Sea & Lake Capital LLC | Commercial | Camden | DE | $2,110,000 | $2,110,000 | 24 | May 3 | sec.gov |
| VALIANT SUCKER PUNCH II, LLC | Other | West Des Moines | IA | $1,950,000 | $2,100,000 | 11 | May 3 | sec.gov |
| Thesis Capital SPV I, LLC | Other Health Care | Houston | TX | $1,775,000 | $1,775,000 | 22 | May 3 | sec.gov |
| Global Bamboo Technologies Inc. (amended) | Manufacturing | Windsor | CA | $1,300,000 | $1,300,000 | 2 | May 3 | sec.gov |
| Made By Cruz LLC | Other | Boulder | CO | $1,292,668 | $2,000,000 | 15 | May 3 | sec.gov |
| Longeviti Neuro Solutions, LLC | Other Technology | Hunt Valley | MD | $1,181,827 | $1,181,827 | 15 | May 3 | sec.gov |
| 724 Safe Storage, LLC (amended) | Commercial | Frisco | TX | $945,000 | $1,350,000 | 8 | May 3 | sec.gov |
| IGNIS TECHNOLOGIES, INC. | Other Technology | Belgrade | MT | $700,000 | $750,000 | 5 | May 3 | sec.gov |
| WOODINVILLE HOTEL PARTNERS, LLC | Commercial | Kirkland | WA | $700,000 | $30,000,000 | 3 | May 3 | sec.gov |
| Awakn Life Sciences Corp. | Other | Toronto | $575,000 | $1,144,807 | 2 | May 3 | sec.gov | |
| Bountiful Labs, Inc. | Other Technology | Indianapolis | IN | $400,000 | $1,500,000 | 1 | May 3 | sec.gov |
| R Value, Inc. | Manufacturing | Portland | OR | $265,000 | $500,000 | 7 | May 3 | sec.gov |
| GSH Stoughton Domestic Investors, LLC | Residential | Clawson | MI | $250,000 | $2,500,000 | 1 | May 3 | sec.gov |
| SignalRX Pharmaceuticals, Inc | Pharmaceuticals | Cumming | GA | $250,000 | $485,000 | 2 | May 3 | sec.gov |
| FREESPACE ROBOTICS INC. (amended) | Other Technology | Monroeville | PA | $250,000 | $10,000,000 | 1 | May 3 | sec.gov |
| FREESPACE ROBOTICS INC. (amended) | Other Technology | Monroeville | PA | $250,000 | $10,000,000 | 0 | May 3 | sec.gov |
| Desert Stone Center, LLC | Other Health Care | Austin | TX | $244,259 | $244,259 | 3 | May 3 | sec.gov |
| Prescribe FIT, Inc. | Other Health Care | Columbus | OH | $207,500 | $2,000,000 | 1 | May 3 | sec.gov |
| Adamera Minerals Corp. | Other | Vancouver | $165,162 | $330,324 | 5 | May 3 | sec.gov | |
| Trajum Machine Learning, Inc. | Other Technology | Miami | FL | $100,000 | $100,000 | 1 | May 3 | sec.gov |
| Trash Ice Cream, Inc. | Restaurants | Bentonville | AR | $100,000 | $700,000 | 1 | May 3 | sec.gov |
| Reactive Streaming Inc. | Other Technology | Brooklyn | NY | $100,000 | $100,000 | 1 | May 3 | sec.gov |
| Collective OS Inc | Other Technology | Aventura | FL | $90,000 | $1,400,000 | 6 | May 3 | sec.gov |
| Re:imagine, Inc. | Other | Los Angeles | CA | $75,000 | $1,000,000 | 1 | May 3 | sec.gov |
| ARCADIA OUTPATIENT SURGERY CENTER LP | Other Health Care | Arcadia | CA | $40,000 | $200,000 | 1 | May 3 | sec.gov |
| Tympanogen, Inc. | Other Technology | Richmond | VA | $25,000 | $1,000,000 | 1 | May 3 | sec.gov |
| TelehealthOne, LLC | Other Health Care | Ridgeland | MS | $0 | $350,000 | 0 | May 3 | sec.gov |
| Ziskey LRF LLC | Business Services | Woodland Hills | CA | $0 | $249,000 | 20 | May 3 | sec.gov |
| Marr Software Inc. | Other Technology | Jackson | MS | $0 | Indefinite | 0 | May 3 | sec.gov |
| Old Florida Springs, LLLP | Other Real Estate | Orlando | FL | $0 | $25,000,000 | 0 | May 3 | sec.gov |
| Glo Glo LRF LLC | Business Services | Woodland Hills | CA | $0 | $374,000 | 20 | May 3 | sec.gov |
| Dominion Capital Management Inc. | Investing | Doral | FL | $0 | $5,000,000 | 0 | May 3 | sec.gov |
| Krohn Consortium VII, LLC | Commercial | Orem | UT | $0 | $10,000,000 | 0 | May 3 | sec.gov |
| SKS Prosper TeelPKWY Retail Syndicate, LLC | Commercial | Frisco | TX | $0 | $7,000,000 | 0 | May 3 | sec.gov |
| North Dayton LLC | Commercial | Lebanon | OH | $0 | $2,000,000 | 0 | May 3 | sec.gov |
| Madame Restell Development Ltd Liability Co | Other | New York | NY | $0 | $7,500,000 | 0 | May 3 | sec.gov |
| Vorfin Investment Fund, LLC | Commercial | Mission Valley | CA | $0 | $25,000,000 | 0 | May 3 | sec.gov |
| Greenbrier Capital Partners, LLC | Commercial | Huntsville | AL | $0 | $1,200,000 | 0 | May 3 | sec.gov |
| Society Hill Capital Investors I, LLC | Commercial | Tampa | FL | $0 | $10,000,000 | 0 | May 3 | sec.gov |
| PER Golf, LLC | Retailing | Nashville | TN | $0 | $650,000 | 0 | May 3 | sec.gov |
| Swhoon INC. | Other Technology | Emerald Hills | CA | $0 | $100,000 | 1 | May 3 | sec.gov |
| Eagle Pre IPO Fund I, LLC | Investing | Dallas | TX | $0 | $20,000,000 | 0 | May 3 | sec.gov |
| INVESCO FIXED INCOME TRUST - BLACKROCK CORE FIXED INCOME FUND (amended) | Other Banking and Financial Services | Atlanta | GA | $0 | Indefinite | 1 | May 3 | sec.gov |
| Gulfstar Air Charters, Inc. | Airlines and Airports | Las Vegas | NV | $0 | $6,000,000 | 0 | May 3 | sec.gov |
| JLJ Fixed Dividend Fund | REITS and Finance | Pine Brook | NJ | $0 | $50,000,000 | 0 | May 3 | sec.gov |
| EHP Technologies AG | Other Technology | Zug | $0 | $30,000,000 | 0 | May 3 | sec.gov |
May 4, 2023 · May 2, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.