Data / Form D filings / May 2
Form D filings, May 2, 2023: 87 companies raised $509.4 million
87 operating companies filed a Form D on May 2, 2023, reporting $509.4 million sold. Largest: VEDANTA BIOSCIENCES, INC. ($106.5 million), Iontra Inc ($46.9 million), Celcuity Inc. ($35 million). The median filing is $892,026, and 94 pooled investment funds also filed that day.
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- 87Form D filings
- $509.4 millionreported sold
- $892,026median amount sold
- TXmost filings (12)
Most filings by state: TX 12, CO 8, NY 5, CA 5, FL 5. By industry: Other 22, Other Technology 14, Commercial 12, Residential 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| VEDANTA BIOSCIENCES, INC. | Biotechnology | Cambridge | MA | $106,500,000 | $106,500,000 | 22 | May 2 | sec.gov |
| Iontra Inc (amended) | Other Technology | Denver | CO | $46,890,574 | $87,459,791 | 30 | May 2 | sec.gov |
| Celcuity Inc. (amended) | Biotechnology | Minneapolis | MN | $35,000,000 | $75,375,000 | 1 | May 2 | sec.gov |
| STATION AT POPLAR TENT NR, LLC | Residential | Draper | UT | $32,338,723 | $32,338,723 | 95 | May 2 | sec.gov |
| CAVALRY MANAGEMENT AGGREGATOR LLC (amended) | Other | Dallas | TX | $29,987,946 | Indefinite | 51 | May 2 | sec.gov |
| Thunderbird CC Land Partners, LLC (amended) | Construction | Carmel | IN | $24,850,001 | $24,850,001 | 124 | May 2 | sec.gov |
| Sortera Technologies, Inc. | Other | Markle | IN | $22,474,963 | $22,474,963 | 9 | May 2 | sec.gov |
| Octave Health Group, Inc. | Other Health Care | San Francisco | CA | $22,378,795 | $35,128,794 | 4 | May 2 | sec.gov |
| LSI Holding Company, LLC (amended) | Other | San Francisco | CA | $21,159,601 | Indefinite | 12 | May 2 | sec.gov |
| Empire Village at Skyline Ranch, LLC (amended) | Residential | Scottsdale | AZ | $19,840,030 | $30,000,000 | 345 | May 2 | sec.gov |
| B2B/AMW Holdings, LLC | Other | New York | NY | $13,099,998 | $13,099,998 | 11 | May 2 | sec.gov |
| Datasembly, Inc. | Other Technology | Tysons | VA | $12,733,692 | $20,733,683 | 12 | May 2 | sec.gov |
| Cimarron Hills Austin, LLC | Residential | Cedar Park | TX | $10,965,000 | $20,000,000 | 33 | May 2 | sec.gov |
| Stronghold Digital Mining, Inc. | Other Energy | New York | NY | $10,000,000 | $10,000,000 | 2 | May 2 | sec.gov |
| BYOBeauty, Inc. | Retailing | Austin | TX | $9,554,998 | $9,554,998 | 34 | May 2 | sec.gov |
| Kitchen Market Corp. | Retailing | Seattle | WA | $9,334,982 | $12,085,447 | 23 | May 2 | sec.gov |
| 48 DODGE QOF, LLC | Commercial | Omaha | NE | $8,320,000 | $25,600,000 | 4 | May 2 | sec.gov |
| WillMax Multi-Family Celina Land, L.P. | Other Real Estate | Dallas | TX | $7,000,000 | $7,000,000 | 29 | May 2 | sec.gov |
| Spencer Health Solutions, Inc. | Other Technology | Morrisville | NC | $6,000,000 | $6,000,000 | 4 | May 2 | sec.gov |
| Wild Things Snacks, Inc. (amended) | Other | Seattle | WA | $5,663,204 | $11,949,997 | 34 | May 2 | sec.gov |
| BFILTER INC. | Other Technology | Akron | OH | $5,219,438 | $5,249,438 | 27 | May 2 | sec.gov |
| Mulligan Funding, LLC | Other Banking and Financial Services | San Diego | CA | $5,000,000 | $5,000,000 | 9 | May 2 | sec.gov |
| Hart Energy Publishing LLC | Other Energy | Houston | TX | $5,000,000 | $5,000,000 | 6 | May 2 | sec.gov |
| Craft Standard Enterprises, Inc. | Other | Fayetteville | AR | $4,882,764 | $4,900,000 | 34 | May 2 | sec.gov |
| Ownership Financial LLC (amended) | Other Banking and Financial Services | Denver | CO | $4,040,292 | $5,000,000 | 22 | May 2 | sec.gov |
| Phio Pharmaceuticals Corp. | Biotechnology | Marlborough | MA | $4,010,519 | $4,010,519 | 3 | May 2 | sec.gov |
| CoFi Inc | Other Banking and Financial Services | Holliston | MA | $3,500,000 | $3,500,000 | 12 | May 2 | sec.gov |
| Mereo Real Estate Partners LLC | Commercial | Conshohocken | PA | $2,642,138 | $2,642,138 | 3 | May 2 | sec.gov |
| Ochoco Five Limited Partnership | REITS and Finance | Vancouver | $2,500,000 | $2,500,000 | 3 | May 2 | sec.gov | |
| EndoSound, Inc. | Other Health Care | Portland | OR | $2,364,000 | $5,375,100 | 17 | May 2 | sec.gov |
| SE CHOO CHOO INVESTORS, LLC | Commercial | Chicago | IL | $1,885,000 | $3,440,000 | 15 | May 2 | sec.gov |
| ArtBnk Inc. | Other | Newmarket | NH | $1,626,000 | $12,500,000 | 6 | May 2 | sec.gov |
| 44 Industrial Capital LLC | Commercial | Doylestown | PA | $1,560,000 | $1,560,000 | 16 | May 2 | sec.gov |
| Sphere 3D Corp. | Other Technology | Greenwich | CT | $1,000,000 | $3,000,000 | 1 | May 2 | sec.gov |
| McCune Works Inc. | Other Energy | Albuquerque | NM | $984,053 | Indefinite | 48 | May 2 | sec.gov |
| Revell Cortex LP | Other Technology | Pine Plains | NY | $800,000 | $4,000,000 | 3 | May 2 | sec.gov |
| Tampa Oaks Pref, LLC | Commercial | Durham | NC | $783,000 | $783,000 | 11 | May 2 | sec.gov |
| Accipiter Biosciences Inc. | Other Technology | Bainbridge | WA | $650,000 | $1,000,000 | 6 | May 2 | sec.gov |
| J.P. Morgan Real Estate Income Trust, Inc. (amended) | REITS and Finance | New York | NY | $650,000 | $200,000,000 | 3 | May 2 | sec.gov |
| BalowickCapital LLC | Investing | Russell | $520,000 | $520,000 | 13 | May 2 | sec.gov | |
| Almanac Grow Corp. | Other | Calgary | $501,067 | $876,867 | 6 | May 2 | sec.gov | |
| Pure Spectrum CBD, LLC | Retailing | Conifer | CO | $500,000 | $500,000 | 4 | May 2 | sec.gov |
| POCKETBOOK, INC. (amended) | Other Technology | Atlanta | GA | $500,000 | $500,000 | 3 | May 2 | sec.gov |
| Vocodia Holdings Corp | Other Technology | Boca Raton | FL | $500,000 | $500,000 | 2 | May 2 | sec.gov |
| Tule Rise on Bedford Lake LLC | Residential | Round Rock | TX | $475,000 | $500,000 | 7 | May 2 | sec.gov |
| GGTR LLC | Manufacturing | Dover | DE | $349,096 | $800,000 | 10 | May 2 | sec.gov |
| BV2, a Series of Bufficorn Ventures, LLC | Other | Denver | CO | $300,000 | Indefinite | 5 | May 2 | sec.gov |
| Dakota Oil & Gas, Inc. | Other | Arvada | CO | $295,000 | $750,000 | 8 | May 2 | sec.gov |
| Heritage Medical Development Group, LLC | Commercial | Nashville | TN | $268,742 | $6,270,649 | 10 | May 2 | sec.gov |
| Renovo Concepts, Inc. | Other Health Care | San Antonio | TX | $240,000 | $1,500,000 | 1 | May 2 | sec.gov |
| Greybrook Queensway IV Trust | Other | Toronto | $220,500 | $220,500 | 5 | May 2 | sec.gov | |
| Trace Sensing Technologies Inc. | Other Technology | Wallingford | CT | $200,000 | $200,000 | 1 | May 2 | sec.gov |
| Contamination Source Identification Inc. | Biotechnology | Hershey | PA | $200,000 | $2,500,000 | 2 | May 2 | sec.gov |
| brooqLy, Inc. (amended) | Other Technology | Palos Hills | IL | $150,000 | $2,000,000 | 6 | May 2 | sec.gov |
| Greybrook Queensway IV Trust | Other | Toronto | $148,689 | $148,689 | 5 | May 2 | sec.gov | |
| IndulgeRx Brands Inc (amended) | Other | Woods Cross | UT | $110,674 | $553,370 | 3 | May 2 | sec.gov |
| Kicks Industries, Inc. (amended) | Retailing | Denver | CO | $100,000 | $650,000 | 2 | May 2 | sec.gov |
| Finquility Inc. (amended) | Other | Houston | TX | $95,000 | $95,000 | 8 | May 2 | sec.gov |
| Gaingels Aether Bio 2022 LLC (amended) | Other | Burlington | VT | $93,616 | $93,616 | 14 | May 2 | sec.gov |
| Hercules Silver Corp. | Other | Toronto | $66,816 | $116,928 | 3 | May 2 | sec.gov | |
| NeuroDex Inc | Biotechnology | Natick | MA | $60,000 | $750,000 | 1 | May 2 | sec.gov |
| Noor Opportunistic Residential Fund LP | Residential | Sugar Land | TX | $50,000 | $10,000,000 | 1 | May 2 | sec.gov |
| Mayfair Group LLC | Other Technology | Norfolk | VA | $50,000 | $250,000 | 2 | May 2 | sec.gov |
| RLS Capital, Inc | Other Banking and Financial Services | Phoenix | AZ | $50,000 | $200,000,000 | 1 | May 2 | sec.gov |
| Pearl SurgiCenter, LLC | Other Health Care | Portland | OR | $39,172 | $39,172 | 1 | May 2 | sec.gov |
| Greybrook Queensway IV Trust | Other | Toronto | $30,000 | $30,000 | 1 | May 2 | sec.gov | |
| MineHub Technologies Inc. | Other Technology | Vancouver | $27,990 | $27,990 | 1 | May 2 | sec.gov | |
| xManna Software Technologies, Inc. | Other Technology | Miami | FL | $17,573 | $100,000,000 | 5 | May 2 | sec.gov |
| Take Today, Inc | Other | Colorado Springs | CO | $15,000 | $15,000 | 1 | May 2 | sec.gov |
| Zimtu Capital Corp. | Other | Vancouver | $9,042 | $9,042 | 1 | May 2 | sec.gov | |
| North Star Management Feeder, LLC | Other | New York | NY | $0 | Indefinite | 0 | May 2 | sec.gov |
| CANON ASSETS, LLC | Commercial | Allen | TX | $0 | $50,000,000 | 0 | May 2 | sec.gov |
| WINPRO Debt Opportunity Fund III, LLC | Commercial | Greenwood Village | CO | $0 | $20,000,000 | 0 | May 2 | sec.gov |
| INTEGRITY FILM FUND LLP | Investing | Casper | WY | $0 | $250,000,000 | 0 | May 2 | sec.gov |
| PYRAMID FOREST LLC | Lodging and Conventions | Damascus | OR | $0 | $421,000 | 0 | May 2 | sec.gov |
| Tax R1 Growth Fund, LLC | Residential | Katy | TX | $0 | $14,000,000 | 0 | May 2 | sec.gov |
| DSM 2 LLC | Residential | Newport Beach | CA | $0 | $2,500,000 | 0 | May 2 | sec.gov |
| SONDGEROTH FUND I, LLC | Commercial | Mendota | IL | $0 | $100,000,000 | 0 | May 2 | sec.gov |
| LBC KC 2023, LLC | Commercial | Roanoke | VA | $0 | $30,000,000 | 0 | May 2 | sec.gov |
| EasyStreet EB5 Fund LLC | Other | Spokane Valley | WA | $0 | $3,200,000 | 0 | May 2 | sec.gov |
| Passco West Knoxville DST | Residential | Irvine | CA | $0 | $31,800,000 | 0 | May 2 | sec.gov |
| MCG Summerdance Phase I Investors, LLC (amended) | Residential | Charlotte | NC | $0 | $31,000,000 | 0 | May 2 | sec.gov |
| Dick Mondells Jacksonville Beach LLC | Restaurants | Jacksonville Beach | FL | $0 | $735,000 | 0 | May 2 | sec.gov |
| Peak Elite LLC | Commercial | Aventura | FL | $0 | $1,300,000 | 0 | May 2 | sec.gov |
| Royal Eagle Capital Fund I, LP | Other Banking and Financial Services | Houston | TX | $0 | $25,000,000 | 0 | May 2 | sec.gov |
| Society Hill Capital Investors I, LLC | Commercial | Tampa | FL | $0 | $10,000,000 | 0 | May 2 | sec.gov |
| ZEN ENTERPRISES CORP | Other | Las Vegas | NV | $0 | $3,000,000 | 0 | May 2 | sec.gov |
May 3, 2023 · May 1, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.