Data / Form D filings / Week of Apr 24
Form D filings, week of April 24, 2023: 418 companies raised $5.14 billion
418 operating companies filed a Form D in the week of April 24, 2023, reporting $5.14 billion sold. Largest: Nordflint Capital Partners Fondsmaeglerselskab A/S ($653 million), Aestas Management Company, LLC ($495.9 million), HeartFlow Holding, Inc. ($215.9 million). The median filing is $2.4 million, and 769 pooled investment funds also filed that week.
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- 418Form D filings
- $5.14 billionreported sold
- $2.4 millionmedian amount sold
- CAmost filings (66)
Most filings by state: CA 66, TX 51, NY 37, FL 24, PA 19. By industry: Other 95, Other Technology 72, Residential 36, Commercial 32.
By day: Apr 24 (76), Apr 25 (83), Apr 26 (100), Apr 27 (76), Apr 28 (83).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Nordflint Capital Partners Fondsmaeglerselskab A/S (amended) | Investing | Copenhagen O | $653,000,000 | Indefinite | 30 | Apr 27 | sec.gov | |
| Aestas Management Company, LLC | Other Technology | San Francisco | CA | $495,949,209 | $536,000,000 | 40 | Apr 24 | sec.gov |
| HeartFlow Holding, Inc. | Other Health Care | Mountain View | CA | $215,855,148 | $215,855,148 | 40 | Apr 24 | sec.gov |
| Manulife Permanent Cropland Plus Fund LP (amended) | Agriculture | Boston | MA | $201,000,000 | $500,000,000 | 5 | Apr 25 | sec.gov |
| Legend Biotech Corp | Biotechnology | Somerset | NJ | $200,000,005 | $200,000,005 | 1 | Apr 28 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $181,202,044 | Indefinite | 63 | Apr 24 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $159,679,091 | $209,327,056 | 267 | Apr 27 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $134,451,748 | Indefinite | 30 | Apr 24 | sec.gov |
| HRA Opportunity Fund IV LLC | Commercial | Seattle | WA | $100,050,000 | $100,050,000 | 281 | Apr 24 | sec.gov |
| BGO US Cold Storage Co-Invest, LP | Other Real Estate | New York | NY | $100,000,000 | Indefinite | 1 | Apr 24 | sec.gov |
| NexPoint Hughes DST (amended) | Other Real Estate | Dallas | TX | $86,760,357 | $115,262,632 | 256 | Apr 24 | sec.gov |
| CORTICA INC. | Other Health Care | San Diego | CA | $75,666,318 | $89,216,329 | 16 | Apr 25 | sec.gov |
| Waypoint Strategic Sunbelt Apartment Fund II, LP (amended) | Residential | Boca Raton | FL | $74,630,263 | $300,000,000 | 138 | Apr 25 | sec.gov |
| Ledger S.A.S (amended) | Other Technology | Paris | $73,321,859 | $106,044,539 | 20 | Apr 28 | sec.gov | |
| Kemin Foods, L.C. | Other | Des Moines | IA | $65,000,000 | $65,000,000 | 6 | Apr 26 | sec.gov |
| Kemin Holdings, L.C. | Other | Des Moines | IA | $65,000,000 | $65,000,000 | 6 | Apr 26 | sec.gov |
| Kemin Industries, Inc. | Other | Des Moines | IA | $65,000,000 | $65,000,000 | 6 | Apr 26 | sec.gov |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $57,550,496 | $62,589,462 | 152 | Apr 27 | sec.gov |
| TerraVolta Resources, LLC | Other Energy | Houston | TX | $53,225,000 | Indefinite | 4 | Apr 26 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $52,698,492 | Indefinite | 23 | Apr 24 | sec.gov |
| SAFETOUCH HOLDINGS LLC | Other | Jacksonville | FL | $52,600,804 | Indefinite | 5 | Apr 26 | sec.gov |
| WorkForce Software Holdings, LLC (amended) | Other | Livonia | MI | $49,336,302 | Indefinite | 13 | Apr 25 | sec.gov |
| Cetera Advisor Networks LLC /CA (amended) | Investing | El Segundo | CA | $48,534,787 | Indefinite | 229 | Apr 27 | sec.gov |
| Cetera Advisor Networks LLC /CA (amended) | Investing | El Segundo | CA | $48,534,787 | Indefinite | 229 | Apr 27 | sec.gov |
| CookUnity Inc. | Other Technology | Brooklyn | NY | $46,999,985 | $46,999,993 | 13 | Apr 27 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $44,897,070 | Indefinite | 14 | Apr 24 | sec.gov |
| Center Street Lending VIII, LLC (amended) | REITS and Finance | Irvine | CA | $43,917,555 | $100,000,000 | 40 | Apr 28 | sec.gov |
| SAFETOUCH INVESTORS LLC | Other | Rockville | MD | $43,500,000 | Indefinite | 8 | Apr 26 | sec.gov |
| Orion Pro Fund V, LP (amended) | Commercial | Miami | FL | $41,125,000 | $50,000,000 | 28 | Apr 26 | sec.gov |
| Cooks Venture, Inc. (amended) | Agriculture | New York | NY | $38,382,813 | $58,473,818 | 12 | Apr 28 | sec.gov |
| e2Companies LLC (amended) | Other Energy | Bonita Springs | FL | $36,992,070 | $50,000,000 | 583 | Apr 25 | sec.gov |
| SKK-FHR Industrial Fund I, L.P. (amended) | Other Real Estate | Boston | MA | $34,150,000 | Indefinite | 26 | Apr 28 | sec.gov |
| BG One Scottsdale LLC | Residential | Chicago | IL | $33,540,000 | $33,540,000 | 105 | Apr 26 | sec.gov |
| Smile Source Holdings, L.P. | Other Health Care | Pittsburgh | PA | $32,171,371 | $32,171,371 | 8 | Apr 25 | sec.gov |
| EpiBiologics, Inc. | Biotechnology | San Mateo | CA | $30,030,000 | $50,050,000 | 13 | Apr 28 | sec.gov |
| TIMBERLANE ACQUISITION FUND LLC | Other Real Estate | Seattle | WA | $30,000,000 | $125,000,000 | 1 | Apr 26 | sec.gov |
| Telepathy Labs, Inc. | Other Technology | Tampa | FL | $29,512,908 | $29,512,908 | 70 | Apr 24 | sec.gov |
| Cetera Advisors LLC /CO (amended) | Investing | Greenwood Village | CO | $28,412,140 | Indefinite | 93 | Apr 27 | sec.gov |
| Cetera Advisors LLC /CO (amended) | Investing | Greenwood Village | CO | $28,412,140 | Indefinite | 93 | Apr 27 | sec.gov |
| Negative Emissions Materials, Inc. | Other | Claymont | DE | $27,378,891 | $30,000,000 | 9 | Apr 25 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $26,972,544 | Indefinite | 14 | Apr 24 | sec.gov |
| Counsel AI Corp | Other Technology | Playa Del Rey | CA | $25,829,988 | $25,829,988 | 16 | Apr 26 | sec.gov |
| Suma Brands, Inc. | Retailing | Minneapolis | MN | $25,736,259 | $75,586,507 | 6 | Apr 24 | sec.gov |
| INSURIFY, INC. | Other Technology | Cambridge | MA | $22,447,182 | $22,447,182 | 4 | Apr 26 | sec.gov |
| Mozarc Medical Management Holding LLC | Other Health Care | Minneapolis | MN | $22,399,377 | $32,713,303 | 9 | Apr 24 | sec.gov |
| Alianza Inc | Telecommunications | Pleasant Grove | UT | $21,499,993 | $28,999,990 | 4 | Apr 24 | sec.gov |
| Konscious Foods Inc. (amended) | Other | San Francisco | CA | $21,000,998 | $26,662,908 | 19 | Apr 28 | sec.gov |
| Slate Technologies, Inc. (amended) | Other | Pleasanton | CA | $20,240,000 | Indefinite | 19 | Apr 28 | sec.gov |
| ASLAN Pharmaceuticals Ltd | Biotechnology | Singapore | $20,000,000 | $100,000,000 | 7 | Apr 26 | sec.gov | |
| SEQUANS COMMUNICATIONS | Other Technology | Colombes | $20,000,000 | $20,000,000 | 13 | Apr 26 | sec.gov | |
| FSC Industrial 11, DST (amended) | Other Real Estate | Wall | NJ | $19,680,000 | $19,680,000 | 32 | Apr 28 | sec.gov |
| InductEV Inc. | Other Technology | King Of Prussia | PA | $18,972,750 | $27,522,192 | 24 | Apr 27 | sec.gov |
| Sapphire Group, LLC (amended) | Other Real Estate | Sherman | TX | $18,469,545 | $25,000,000 | 71 | Apr 27 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $18,193,264 | Indefinite | 10 | Apr 24 | sec.gov |
| NFN8 GROUP, INC. (amended) | Computers | Austin | TX | $18,180,000 | Indefinite | 155 | Apr 25 | sec.gov |
| MCI PREFERRED INCOME FUND VI, LLC (amended) | Other Real Estate | Dallas | TX | $17,441,091 | $500,000,000 | 58 | Apr 26 | sec.gov |
| Neumentum, Inc. (amended) | Pharmaceuticals | Summit | NJ | $16,559,757 | $20,000,000 | 33 | Apr 28 | sec.gov |
| Chewsy, LLC | Other Health Care | Scottsdale | AZ | $16,000,000 | $16,000,000 | 19 | Apr 24 | sec.gov |
| Bancorp 34, Inc. | Other Banking and Financial Services | Scottsdale | AZ | $15,589,686 | $15,589,686 | 13 | Apr 26 | sec.gov |
| GRI BIO OPERATIONS, INC. | Biotechnology | La Jolla | CA | $15,583,333 | $15,583,333 | 1 | Apr 28 | sec.gov |
| GRI BIO, Inc. | Biotechnology | La Jolla | CA | $15,583,333 | $15,583,333 | 1 | Apr 27 | sec.gov |
| CORTICA INC. | Other Health Care | San Diego | CA | $15,227,043 | $17,537,009 | 34 | Apr 25 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $15,029,024 | Indefinite | 11 | Apr 24 | sec.gov |
| Cspeed, Inc. | Other Technology | Palo Alto | CA | $15,000,000 | $16,031,250 | 24 | Apr 28 | sec.gov |
| SBLIVE SPORTS, INC. | Other | Spokane | WA | $13,932,337 | $18,932,337 | 3 | Apr 28 | sec.gov |
| Outliers Inc. | Other Health Care | New York | NY | $13,647,338 | $15,391,167 | 34 | Apr 24 | sec.gov |
| Sterling Rhino Capital Equity Multiple Fund I, LLC | Commercial | University Place | WA | $13,113,000 | $50,000,000 | 74 | Apr 25 | sec.gov |
| Patheous Health, Inc. | Other Health Care | Leawood | KS | $12,500,000 | $20,000,000 | 3 | Apr 26 | sec.gov |
| Compact Membrane Systems, Inc. | Other Technology | Newport | DE | $12,499,966 | $18,899,960 | 4 | Apr 28 | sec.gov |
| Waypoint 2022 Development Fund II, LP (amended) | Residential | Boca Raton | FL | $12,354,073 | $300,000,000 | 43 | Apr 25 | sec.gov |
| Summit Next Gen Holdings, LLC | Other Energy | Alden | IA | $12,309,570 | $15,000,000 | 118 | Apr 28 | sec.gov |
| KLA Holdings I LLC | Residential | Troy | MI | $11,612,246 | $11,612,246 | 10 | Apr 25 | sec.gov |
| Multiply Labs, Inc. | Other Technology | San Francisco | CA | $11,100,000 | $11,100,000 | 4 | Apr 24 | sec.gov |
| Hallux, Inc. (amended) | Pharmaceuticals | Laguna Hills | CA | $10,709,025 | $11,043,445 | 18 | Apr 26 | sec.gov |
| MEND NUTRITION INC. | Other | New York | NY | $10,462,288 | $11,275,000 | 8 | Apr 24 | sec.gov |
| GSA CIS CAMP SPRINGS DST (amended) | Other Real Estate | Nashua | NH | $10,397,105 | $295,000,000 | 24 | Apr 24 | sec.gov |
| 10 Point Capital Mini, LLC | Restaurants | Atlanta | GA | $10,350,000 | $10,350,000 | 48 | Apr 27 | sec.gov |
| OnsiteIQ Inc. | Other | New York | NY | $10,014,476 | $14,999,999 | 16 | Apr 25 | sec.gov |
| BSLN-FL-1 VO T1 Investor LLC | Other Real Estate | Baltimore | MD | $10,009,965 | Indefinite | 68 | Apr 28 | sec.gov |
| BSEC P1 LLC | Residential | Kansas City | MO | $9,941,744 | $9,941,744 | 19 | Apr 25 | sec.gov |
| Bungii LLC | Other Technology | Overland Park | KS | $9,671,861 | $9,671,861 | 25 | Apr 28 | sec.gov |
| Detroit Gateway Joint Venture, LLC | Commercial | Wilmington | DE | $9,600,000 | $9,600,000 | 193 | Apr 25 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,512,805 | Indefinite | 12 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,363,429 | Indefinite | 5 | Apr 24 | sec.gov |
| PetPlate, Inc. (amended) | Other | New York | NY | $8,926,896 | $9,000,000 | 11 | Apr 25 | sec.gov |
| Highland Park Lot 5 Holdings, LLC | Residential | Coral Gables | FL | $8,865,208 | $8,870,000 | 5 | Apr 25 | sec.gov |
| Eximis Surgical Inc. | Other Health Care | Louisville | CO | $8,742,615 | $8,742,615 | 12 | Apr 24 | sec.gov |
| WF Estuary, LLC | Commercial | Raleigh | NC | $8,628,000 | $8,628,000 | 25 | Apr 26 | sec.gov |
| WH Valley Villas 58 LLC | Residential | Santa Clarita | CA | $8,580,000 | $8,580,000 | 86 | Apr 24 | sec.gov |
| BigBrain Games Inc. | Other Technology | Brooklyn | NY | $8,488,417 | $10,995,003 | 27 | Apr 28 | sec.gov |
| HealthBridge Financial, Inc. | Other Health Care | Grand Rapids | MI | $8,365,053 | $14,065,053 | 2 | Apr 25 | sec.gov |
| GMI-Yonkers, LP (amended) | Other Real Estate | Westlake | TX | $8,315,786 | $12,433,358 | 68 | Apr 27 | sec.gov |
| Bellway, Inc. (amended) | Other | New York | NY | $8,211,853 | $8,211,853 | 45 | Apr 26 | sec.gov |
| STAQ Pharma, Inc. | Pharmaceuticals | Denver | CO | $8,011,665 | $20,000,000 | 10 | Apr 28 | sec.gov |
| Bitterroot Manufacturing Investors LLC | Other | Austin | TX | $7,917,000 | $7,917,000 | 34 | Apr 24 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $7,705,655 | $8,550,245 | 37 | Apr 28 | sec.gov |
| Electric Era Technologies, Inc. (amended) | Other Technology | Seattle | WA | $7,487,553 | $8,000,000 | 62 | Apr 26 | sec.gov |
| SENDERO BIOTECHNOLOGY, INC. | Biotechnology | Rochester | MI | $7,336,954 | $7,336,954 | 2 | Apr 28 | sec.gov |
| White Feather Freedom Fund I, LLC (amended) | Other | Mesa | AZ | $7,154,500 | $9,500,000 | 75 | Apr 27 | sec.gov |
| Vibrant Planet, PBC | Other | Truckee | CA | $7,154,091 | $17,559,986 | 11 | Apr 27 | sec.gov |
| Tynt Technologies, Inc. | Other Technology | Boulder | CO | $7,067,979 | $7,067,979 | 11 | Apr 28 | sec.gov |
| CETERA FINANCIAL SPECIALISTS LLC (amended) | Investing | Schaumburg | IL | $6,888,969 | Indefinite | 35 | Apr 28 | sec.gov |
| Prime Medical Investment NWA, LLC | Commercial | Frisco | TX | $6,400,000 | $22,000,000 | 26 | Apr 26 | sec.gov |
| Thread Counsel Inc. | Other | New York | NY | $6,388,113 | $9,288,113 | 50 | Apr 28 | sec.gov |
| Zero Card, Inc. | Other Health Care | Tulsa | OK | $6,283,388 | $6,283,388 | 19 | Apr 28 | sec.gov |
| KB Ohio Logistics, DST | Other Real Estate | Las Vegas | NV | $6,146,754 | $50,500,000 | 1 | Apr 27 | sec.gov |
| FGC CorrMed Holdings, LLC | Other Health Care | Wayne | PA | $6,000,000 | $6,000,000 | 25 | Apr 26 | sec.gov |
| Nixtla Inc. | Other Technology | Brooklyn | NY | $5,982,793 | $5,982,793 | 20 | Apr 25 | sec.gov |
| Lapix Therapeutics Inc. | Biotechnology | Boston | MA | $5,947,478 | $14,557,480 | 32 | Apr 27 | sec.gov |
| Pup Above, Inc. | Other | Austin | TX | $5,938,911 | $7,209,426 | 48 | Apr 26 | sec.gov |
| Towne Oaks Townhomes Borrower, LLC | Residential | Allen | TX | $5,925,000 | $6,000,000 | 25 | Apr 26 | sec.gov |
| Constant Energy Capital Management, Inc. | Other Banking and Financial Services | Portland | ME | $5,743,000 | $6,743,000 | 14 | Apr 28 | sec.gov |
| 1915 S MATTIS, LLC | Commercial | Champaign | IL | $5,700,000 | $5,700,000 | 36 | Apr 27 | sec.gov |
| K-Island Resources, LLC (amended) | Coal Mining | Brevard | NC | $5,700,000 | $5,700,000 | 2 | Apr 24 | sec.gov |
| LOLA ENERGY VI, LLC | Oil and Gas | Canonsburg | PA | $5,600,000 | $20,000,000 | 2 | Apr 25 | sec.gov |
| CapStack Technologies Inc. | Other Technology | Miami | FL | $5,599,996 | $5,999,998 | 11 | Apr 27 | sec.gov |
| Medicine Man Technologies, Inc. | Other | Denver | CO | $5,542,990 | $5,542,990 | 1 | Apr 27 | sec.gov |
| LANDGATE CORP. | Other Technology | Denver | CO | $5,500,000 | $5,500,000 | 2 | Apr 26 | sec.gov |
| 3ICE Enterprises Inc. | Other | Pittsburgh | PA | $5,399,998 | $9,999,998 | 11 | Apr 25 | sec.gov |
| Mapped Inc. | Other Technology | El Segundo | CA | $5,343,021 | $8,000,000 | 6 | Apr 25 | sec.gov |
| AquOm Inc | Other | New York | NY | $5,250,000 | $5,250,000 | 3 | Apr 25 | sec.gov |
| Sera Systems, Inc. | Other Technology | Grapevine | TX | $5,250,000 | $10,500,000 | 4 | Apr 25 | sec.gov |
| Folio Photonics Inc. (amended) | Computers | Solon | OH | $5,221,466 | $5,500,000 | 117 | Apr 26 | sec.gov |
| Lyniate US Holdings LP (amended) | Other | Wilmington | DE | $5,168,860 | Indefinite | 2 | Apr 26 | sec.gov |
| 509 Hospitality Lenders, LLC | REITS and Finance | Issaquah | WA | $5,100,000 | $7,100,000 | 18 | Apr 26 | sec.gov |
| TEMPUS PORTFOLIO 5, LLC | Commercial | Little Rock | AR | $5,050,000 | $12,000,000 | 57 | Apr 27 | sec.gov |
| HPM Resi III Invest, Inc. | Residential | Coral Gables | FL | $5,050,000 | $5,050,000 | 2 | Apr 25 | sec.gov |
| PolicyBound, Inc. | Other Banking and Financial Services | Philadelphia | PA | $5,004,000 | $5,004,000 | 1 | Apr 27 | sec.gov |
| EthicStream Inc. | Other | Greenwich | CT | $5,000,000 | Indefinite | 1 | Apr 26 | sec.gov |
| ECE Growth Fund III, LLC | Commercial | Brentwood | TN | $4,945,000 | $26,000,000 | 58 | Apr 28 | sec.gov |
| Persist AI Formulations Corp | Pharmaceuticals | Woodland | CA | $4,888,484 | $5,470,484 | 27 | Apr 24 | sec.gov |
| Shape Memory Medical Inc. | Other Health Care | Santa Clara | CA | $4,800,000 | $6,250,000 | 37 | Apr 28 | sec.gov |
| Stoughton Senior Living Investor LLC | Residential | Troy | MI | $4,750,000 | $5,513,942 | 16 | Apr 28 | sec.gov |
| KLA Holdings II LLC | Residential | Troy | MI | $4,700,000 | $4,700,000 | 32 | Apr 25 | sec.gov |
| Ball Park Energy IV LLC | Oil and Gas | Dallas | TX | $4,546,225 | $4,546,225 | 26 | Apr 26 | sec.gov |
| RIND SNACKS, INC. (amended) | Other | New York | NY | $4,495,000 | $7,684,789 | 37 | Apr 28 | sec.gov |
| Slate Craft Goods, Inc. | Other | Westwood | MA | $4,425,000 | $10,000,000 | 11 | Apr 27 | sec.gov |
| Garden Grove Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $4,321,000 | $8,500,000 | 49 | Apr 28 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $4,265,200 | Indefinite | 4 | Apr 24 | sec.gov |
| Optiversal Inc. | Other Technology | St. Petersburg | FL | $4,199,998 | $4,199,998 | 4 | Apr 24 | sec.gov |
| Leadon Sales, Inc. | Other Technology | Sherman Oaks | CA | $4,194,995 | $4,250,000 | 7 | Apr 27 | sec.gov |
| NetRise, Inc. | Other Technology | Austin | TX | $3,999,998 | $8,000,000 | 2 | Apr 25 | sec.gov |
| Happier Camper, Inc. | Manufacturing | Los Angeles | CA | $3,890,000 | Indefinite | 5 | Apr 28 | sec.gov |
| FTFS Investors LLC | Other | Austin | TX | $3,847,000 | $3,847,000 | 43 | Apr 24 | sec.gov |
| Lukla Inc. | Other Technology | Portland | OR | $3,735,628 | $30,000,000 | 9 | Apr 26 | sec.gov |
| OP Land Preferred Equity II, LLC | Other Real Estate | Nashville | TN | $3,675,000 | $3,675,000 | 19 | Apr 26 | sec.gov |
| LOLA ENERGY HOLDINGS VI LLC | Oil and Gas | Canonsburg | PA | $3,600,000 | $18,000,000 | 3 | Apr 25 | sec.gov |
| Identifee Inc. | Other | Covina | CA | $3,560,000 | $3,650,000 | 35 | Apr 26 | sec.gov |
| I-V Access Technology, Inc. (amended) | Other Health Care | San Francisco | CA | $3,489,585 | $4,299,589 | 12 | Apr 24 | sec.gov |
| FranShares, Inc. | Other | Chicago | IL | $3,430,889 | $5,675,889 | 14 | Apr 26 | sec.gov |
| Allarity Therapeutics, Inc. | Biotechnology | Boston | MA | $3,366,640 | Indefinite | 1 | Apr 28 | sec.gov |
| JVM P5 REIT Holdco, LLC (amended) | Other Real Estate | Oak Brook | IL | $3,358,500 | $150,000,000 | 29 | Apr 24 | sec.gov |
| K16 Solutions, Inc. | Computers | Chandler | AZ | $3,255,000 | $3,255,000 | 16 | Apr 24 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $3,250,000 | Indefinite | 1 | Apr 24 | sec.gov |
| BreachBits, Inc. | Other Technology | Annapolis | MD | $3,172,526 | $3,172,526 | 13 | Apr 26 | sec.gov |
| American Aerogel Corp | Other | Rochester | NY | $3,000,000 | $8,000,000 | 3 | Apr 27 | sec.gov |
| LaaSy, Inc. | Other Technology | Birmingham | AL | $3,000,000 | $3,000,000 | 2 | Apr 24 | sec.gov |
| Tip of the Spear Fund I LLC (amended) | Other | Mesa | AZ | $2,972,747 | $5,000,000 | 56 | Apr 26 | sec.gov |
| Huxley Medical, Inc. | Other Health Care | Atlanta | GA | $2,900,000 | $3,000,000 | 52 | Apr 26 | sec.gov |
| MUDDY CREEK ENERGY PARTNERS III LLC | Oil and Gas | Canonsburg | PA | $2,895,000 | $18,000,000 | 17 | Apr 25 | sec.gov |
| MREP Opportunity Fund I, LLC | Other Real Estate | Miami | FL | $2,800,000 | Indefinite | 2 | Apr 28 | sec.gov |
| Collwood HDG LLC (amended) | Other | San Diego | CA | $2,735,000 | $5,550,000 | 42 | Apr 28 | sec.gov |
| Overmoon Vacation Rentals Growth & Income Fund I, LP | REITS and Finance | San Rafael | CA | $2,701,932 | $100,000,000 | 16 | Apr 28 | sec.gov |
| M7 SGS Investment, LLC | Other Real Estate | Akron | OH | $2,675,000 | $2,675,000 | 30 | Apr 27 | sec.gov |
| Culinary Creative Group, Inc. | Restaurants | Denver | CO | $2,562,500 | $10,000,000 | 15 | Apr 25 | sec.gov |
| Sight Vision Partners, LLC | Hospitals and Physicians | Hauppauge | NY | $2,516,874 | $2,516,874 | 3 | Apr 24 | sec.gov |
| EquityMultiple 191, LLC | REITS and Finance | New York | NY | $2,500,000 | $2,500,000 | 17 | Apr 26 | sec.gov |
| Vsimple, Inc. | Other Technology | New Albany | IN | $2,500,000 | $2,500,000 | 14 | Apr 26 | sec.gov |
| ACE VISION GROUP INC. | Other | Boston | MA | $2,500,000 | $3,000,000 | 1 | Apr 25 | sec.gov |
| PolyCharge America, Inc. | Other Technology | Tucson | AZ | $2,401,500 | $2,401,500 | 1 | Apr 25 | sec.gov |
| Hutchins Palms Group LLC | Commercial | Wilmington | DE | $2,366,666 | $2,366,666 | 39 | Apr 26 | sec.gov |
| Vocxi Health, Inc. | Other Health Care | Arden Hills | MN | $2,301,625 | $5,000,000 | 10 | Apr 26 | sec.gov |
| Vsimple, Inc. | Other Technology | New Albany | IN | $2,235,294 | $2,235,294 | 9 | Apr 26 | sec.gov |
| Araceli Biosciences Inc. | Other Health Care | Tigard | OR | $2,225,000 | $4,000,000 | 3 | Apr 26 | sec.gov |
| NexPoint Storage IV DST | Other Real Estate | Dallas | TX | $2,157,138 | $70,344,106 | 6 | Apr 24 | sec.gov |
| IC Loveland Investors LLC | Commercial | Englewood | CO | $2,150,000 | $4,342,500 | 15 | Apr 24 | sec.gov |
| Belfry Software, Inc. | Other Technology | New York | NY | $2,149,999 | $2,499,998 | 4 | Apr 24 | sec.gov |
| Western Wealth Capital LXXV US Investor, LP (amended) | Residential | Phoenix | AZ | $2,086,077 | $2,932,054 | 183 | Apr 26 | sec.gov |
| Couple.com Inc. | Other Technology | Basking Ridge | NJ | $2,000,000 | $3,000,000 | 7 | Apr 28 | sec.gov |
| SKYX Platforms Corp. | Other Technology | Pompano Beach | FL | $2,000,000 | $2,000,000 | 1 | Apr 28 | sec.gov |
| Gladiate Technologies, Inc. | Other Technology | Dallas | TX | $2,000,000 | $2,249,999 | 2 | Apr 27 | sec.gov |
| EquityMultiple 192, LLC | REITS and Finance | New York | NY | $2,000,000 | $2,000,000 | 17 | Apr 26 | sec.gov |
| Arise Bellingham LLC | Residential | Seattle | WA | $2,000,000 | $2,000,000 | 10 | Apr 26 | sec.gov |
| VITALIEF, INC. | Other | New Brunswick | NJ | $2,000,000 | $3,000,000 | 3 | Apr 26 | sec.gov |
| Glydways, Inc. | Other Technology | South San Francisco | CA | $2,000,000 | $5,000,000 | 1 | Apr 24 | sec.gov |
| Aurion Resources Ltd. | Other | St. John'S | $1,963,263 | $1,963,263 | 2 | Apr 25 | sec.gov | |
| Kumanu, Inc. | Other Technology | Ann Arbor | MI | $1,957,045 | $3,000,000 | 17 | Apr 25 | sec.gov |
| C3 Metals Inc. | Other | Toronto | $1,893,120 | $1,893,120 | 3 | Apr 25 | sec.gov | |
| Arrows Portage Westfield Holdings LLC | Residential | Nashville | TN | $1,825,000 | $2,397,870 | 23 | Apr 25 | sec.gov |
| VINCULUM WINE FUND LTD (amended) | Other | Road Town, Tortola | $1,767,005 | Indefinite | 60 | Apr 27 | sec.gov | |
| Happy Cabbage Analytics, Inc. | Other Technology | Denver | CO | $1,750,000 | Indefinite | 9 | Apr 26 | sec.gov |
| Periscope Seguin One LLC | Residential | Austin | TX | $1,750,000 | $1,750,000 | 6 | Apr 25 | sec.gov |
| SIGNAL FINANCIAL TECHNOLOGIES INC. | Other Technology | Needham | MA | $1,745,719 | $2,500,000 | 4 | Apr 27 | sec.gov |
| Columbia MHP LLC | Residential | Oviedo | FL | $1,720,000 | $1,920,000 | 24 | Apr 27 | sec.gov |
| Collins FMT, Inc (amended) | Other Technology | New York | NY | $1,710,500 | $3,000,000 | 22 | Apr 26 | sec.gov |
| BRIUS Technologies, Inc. | Other Health Care | Addison | TX | $1,700,000 | $11,000,000 | 23 | Apr 27 | sec.gov |
| EIO Diagnostics Inc. | Agriculture | Austin | TX | $1,699,743 | $2,271,620 | 17 | Apr 28 | sec.gov |
| Bakers Place Project LLC | Other Real Estate | Madison | WI | $1,662,700 | $7,000,000 | 1 | Apr 25 | sec.gov |
| Double-Loop, Inc. | Other Technology | Albany | CA | $1,619,500 | $1,619,500 | 14 | Apr 28 | sec.gov |
| Western Wealth Capital LXXVI US Investor, LP (amended) | Residential | Phoenix | AZ | $1,598,511 | $2,259,442 | 209 | Apr 26 | sec.gov |
| Artisan Topco Ltd | Other | London | $1,582,640 | $1,582,640 | 11 | Apr 28 | sec.gov | |
| Daily Grabs Inc. | Retailing | Toronto | $1,580,000 | Indefinite | 10 | Apr 27 | sec.gov | |
| Coder Kids, Inc. | Other Technology | Indianapolis | IN | $1,542,304 | $1,598,929 | 14 | Apr 28 | sec.gov |
| Argoid Analytics, Inc. | Other Technology | San Francisco | CA | $1,541,737 | $2,501,737 | 26 | Apr 26 | sec.gov |
| SenesTech, Inc. | Agriculture | Phoenix | AZ | $1,500,006 | $1,500,006 | 4 | Apr 26 | sec.gov |
| Pathfinder Spirit Inc | Manufacturing | Seattle | WA | $1,500,000 | Indefinite | 1 | Apr 28 | sec.gov |
| Your Poppy, Inc. | Other Technology | Washington | DC | $1,500,000 | $1,500,000 | 1 | Apr 25 | sec.gov |
| STARCORE CR LLC | Residential | Plano | TX | $1,430,000 | $15,000,000 | 21 | Apr 24 | sec.gov |
| TEXTLY INC. | Other | N. Miami Beach | FL | $1,399,567 | $1,399,567 | 7 | Apr 28 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $1,392,738 | $1,392,738 | 14 | Apr 28 | sec.gov |
| Double-Loop, Inc. | Other Technology | Albany | CA | $1,383,287 | $1,383,287 | 33 | Apr 28 | sec.gov |
| Ember Fund, Inc. (amended) | Other Banking and Financial Services | Los Angeles | CA | $1,345,001 | $1,345,001 | 106 | Apr 26 | sec.gov |
| VVF AgTech, Inc. (amended) | Agriculture | Suwanee | GA | $1,325,000 | $6,000,000 | 33 | Apr 27 | sec.gov |
| FRAUD.NET INC | Other Technology | New York | NY | $1,325,000 | Indefinite | 10 | Apr 24 | sec.gov |
| Enspired Solutions Inc. | Other Technology | Laingsburg | MI | $1,235,011 | Indefinite | 17 | Apr 27 | sec.gov |
| Western Wealth Capital LXXIX US Investor, LP (amended) | Residential | Phoenix | AZ | $1,223,629 | $2,068,839 | 125 | Apr 26 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $1,203,011 | $1,985,564 | 1 | Apr 28 | sec.gov |
| 851 Twenty Fifth LLC | Commercial | Columbus | GA | $1,200,000 | $1,200,000 | 7 | Apr 27 | sec.gov |
| REGENERATIVE BIOELECTRONICS INC. (amended) | Other | Worcester | MA | $1,174,995 | $3,000,000 | 8 | Apr 25 | sec.gov |
| REGENERATIVE BIOELECTRONICS INC. | Other | Worcester | MA | $1,174,995 | $3,000,000 | 13 | Apr 25 | sec.gov |
| Bethesda Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $1,155,000 | $3,500,000 | 8 | Apr 26 | sec.gov |
| IncentiFind, Inc. | Other Real Estate | Houston | TX | $1,150,454 | $3,500,000 | 2 | Apr 27 | sec.gov |
| Sentinel Fertigation, Inc. | Other Technology | Lincoln | NE | $1,115,980 | $2,500,000 | 5 | Apr 27 | sec.gov |
| SRP Wyoming I LLC | Residential | Charlotte | NC | $1,115,000 | $1,115,000 | 16 | Apr 28 | sec.gov |
| Idion, Inc. | Other Health Care | Darien | CT | $1,099,838 | $3,000,000 | 10 | Apr 27 | sec.gov |
| CLINICAL.LY, INC. | Other Technology | Tuckahoe | NY | $1,075,000 | $1,075,000 | 2 | Apr 26 | sec.gov |
| Annovis Bio, Inc. | Biotechnology | Berwyn | PA | $1,064,952 | $1,064,952 | 6 | Apr 25 | sec.gov |
| Skywriter MD, Inc. (amended) | Other Health Care | Bryan | TX | $1,046,444 | Indefinite | 11 | Apr 25 | sec.gov |
| CELESTIAL THERAPEUTICS INC. (amended) | Biotechnology | Irvine | CA | $1,010,000 | Indefinite | 11 | Apr 24 | sec.gov |
| 4L Data Intelligence, Inc. | Other Technology | San Ramon | CA | $1,000,000 | Indefinite | 1 | Apr 27 | sec.gov |
| Wndyr Inc. | Other | Houston | TX | $1,000,000 | Indefinite | 12 | Apr 27 | sec.gov |
| Big-Tex Triplex Venture LLC | Commercial | Plano | TX | $1,000,000 | $1,000,000 | 13 | Apr 26 | sec.gov |
| RoyFi, Inc. | Other | Orlando | FL | $1,000,000 | Indefinite | 16 | Apr 26 | sec.gov |
| Happy Cabbage Analytics, Inc. | Other Technology | Denver | CO | $1,000,000 | Indefinite | 5 | Apr 26 | sec.gov |
| Great Lakes Land Holdings, LLC | Commercial | Lowell | MI | $1,000,000 | $2,000,000 | 1 | Apr 24 | sec.gov |
| Fresh Factory B.C. Ltd. | Other | Carol Stream | IL | $999,960 | $999,960 | 1 | Apr 26 | sec.gov |
| CARY STREET PARTNERS FINANCIAL LLC | Other Banking and Financial Services | Richmond | VA | $950,002 | $950,002 | 2 | Apr 28 | sec.gov |
| Huxley Medical, Inc. | Other Health Care | Atlanta | GA | $927,183 | $3,500,000 | 10 | Apr 26 | sec.gov |
| Fellowship Apartments LLC | Residential | Frisco | TX | $925,000 | $1,200,000 | 15 | Apr 27 | sec.gov |
| Promethient, Inc. (amended) | Manufacturing | Traverse City | MI | $902,918 | $1,000,000 | 10 | Apr 25 | sec.gov |
| H2 Clipper, Inc. (amended) | Other | Santa Barbara | CA | $900,000 | $2,000,000 | 9 | Apr 28 | sec.gov |
| RHV-VoltServer Holdings, LLC | Other Technology | Providence | RI | $876,316 | $876,316 | 6 | Apr 24 | sec.gov |
| Calvary Estates Mortgage Fund LLC | Residential | Knoxville | TN | $850,000 | $850,000 | 7 | Apr 26 | sec.gov |
| Albertville Apartment Company, LLC | Residential | Dothan | AL | $799,000 | $1,500,000 | 13 | Apr 27 | sec.gov |
| Western Wealth Capital LXXI US Investor, LP (amended) | Residential | Phoenix | AZ | $754,904 | $1,339,839 | 103 | Apr 26 | sec.gov |
| OZE MTA Coinvest LLC | Investing | Florham Park | NJ | $750,000 | $750,000 | 23 | Apr 24 | sec.gov |
| Perceptyne Technologies Inc. | Other | Georgetown | TX | $723,563 | $750,000 | 22 | Apr 25 | sec.gov |
| OVC Fund 1 LLC | Residential | Lake Oswego | OR | $685,000 | $685,000 | 11 | Apr 25 | sec.gov |
| Atomic Object LLC (amended) | Computers | Grand Rapids | MI | $683,031 | $1,316,953 | 16 | Apr 25 | sec.gov |
| Kairos Pharma, LTD. | Pharmaceuticals | Los Angeles | CA | $675,000 | $3,000,000 | 9 | Apr 27 | sec.gov |
| Dub Diversified, LLC | Other Technology | Hermitage | PA | $663,283 | $4,775,000 | 3 | Apr 25 | sec.gov |
| Hydro Hash Inc. | Other | Albuquerque | NM | $661,520 | $5,000,000 | 79 | Apr 28 | sec.gov |
| SCI.D Castle Pines LLC | Other Health Care | Boston | MA | $650,000 | $3,000,000 | 3 | Apr 28 | sec.gov |
| Southwest Value Partners Fund XVIII Loanco LP | Other Real Estate | San Diego | CA | $630,029 | $11,000,000 | 11 | Apr 26 | sec.gov |
| Makers & Craftsmen, LLC | Manufacturing | Dover | DE | $630,000 | $630,000 | 10 | Apr 25 | sec.gov |
| EquityMultiple 193, LLC | REITS and Finance | New York | NY | $625,000 | $625,000 | 17 | Apr 26 | sec.gov |
| Stellar Santa Monica LLC | Restaurants | Los Angeles | CA | $600,000 | $600,000 | 6 | Apr 25 | sec.gov |
| Tost Beverages, Inc. | Other | Manchester Center | VT | $595,000 | $595,000 | 11 | Apr 28 | sec.gov |
| SLICEFUND LLC SERIES 3 | Other | Saint George | UT | $594,000 | $2,001,840 | 1 | Apr 26 | sec.gov |
| Western Wealth Capital LXI US Investor, LP (amended) | Residential | Phoenix | AZ | $591,787 | $1,085,723 | 125 | Apr 26 | sec.gov |
| abrdn plc | Other Banking and Financial Services | Edinburgh | $584,045 | $584,045 | 27 | Apr 27 | sec.gov | |
| UGE International Ltd. | Other Energy | Toronto | $582,590 | $582,590 | 6 | Apr 24 | sec.gov | |
| Griot Capital Group, LLC | Investing | Silver Spring | MD | $580,000 | $580,000 | 20 | Apr 25 | sec.gov |
| PetroSun, Inc (amended) | Other Energy | Phoenix | $572,000 | $1,000,000 | 12 | Apr 25 | sec.gov | |
| Amplifi Investors, LLC | Investing | Prairie Village | KS | $564,236 | $7,000,000 | 6 | Apr 25 | sec.gov |
| Quadric BioMed, LLC | Biotechnology | Colorado Springs | CO | $550,290 | $750,000 | 13 | Apr 25 | sec.gov |
| CAMINO 2555, LLC | Residential | Henderson | NV | $530,000 | $1,200,000 | 8 | Apr 26 | sec.gov |
| Engaged Citizen Inc. | Other Technology | Denver | CO | $510,000 | $700,000 | 7 | Apr 26 | sec.gov |
| NYIAX, INC. | Other | New York | NY | $505,000 | $2,000,000 | 4 | Apr 26 | sec.gov |
| Moshun LLC | Other | Oak Brook | IL | $502,250 | $3,498,600 | 2 | Apr 25 | sec.gov |
| 3D MONEY LLC | Other | Litchfield | MN | $500,000 | $50,000,000 | 1 | Apr 28 | sec.gov |
| Kingtree & Warwick LLC | Other | Brooklyn | NY | $500,000 | $500,000 | 11 | Apr 26 | sec.gov |
| Tapps Electric LLC | Other | Sumner | WA | $500,000 | $500,000 | 3 | Apr 24 | sec.gov |
| Lopaus Point LLC (amended) | Other | Columbus | OH | $475,000 | $1,000,000 | 0 | Apr 25 | sec.gov |
| DOOR Ventures Inc. | Other Technology | Sparks | MD | $465,057 | $1,000,000 | 12 | Apr 25 | sec.gov |
| Kelso Woods Rentals LLC | Residential | Erie | PA | $450,000 | $1,750,000 | 7 | Apr 28 | sec.gov |
| Anesthesia Labs Inc. | Other Health Care | Rancho Mirage | CA | $450,000 | $500,000 | 9 | Apr 27 | sec.gov |
| Electra Beverages LLC | Other | Lake Geneva | WI | $450,000 | $1,000,000 | 3 | Apr 25 | sec.gov |
| Nexus Ventures XIV Kingwood TX LLC | Commercial | Matthews | NC | $432,500 | $432,500 | 10 | Apr 27 | sec.gov |
| Centaur Bio Inc. | Pharmaceuticals | Charlotte | NC | $430,000 | $500,000 | 4 | Apr 27 | sec.gov |
| Beyond Loan 1 LLC | Other Real Estate | Irvine | CA | $400,000 | Indefinite | 2 | Apr 25 | sec.gov |
| Sun Valley Club, LLC (amended) | Commercial | Lake Dallas | TX | $380,000 | $2,800,000 | 3 | Apr 28 | sec.gov |
| Allarity Therapeutics, Inc. | Biotechnology | Boston | MA | $350,000 | $350,000 | 1 | Apr 28 | sec.gov |
| 6847 RAVENNA AVE NE LLC | Construction | Ferndale | WA | $325,000 | $325,000 | 8 | Apr 27 | sec.gov |
| YACHT HARBOR II LLC | Other | Vancouver | WA | $300,000 | $8,000,000 | 0 | Apr 28 | sec.gov |
| 707 N. Mangum LLC | Commercial | Durham | NC | $300,000 | $1,633,000 | 5 | Apr 25 | sec.gov |
| CES HOLDINGS, LLC/ DE | Other | Mansfield | MA | $300,000 | $300,000 | 2 | Apr 24 | sec.gov |
| Elevai Labs Inc. | Other | Newport Beach | CA | $293,589 | $1,600,000 | 7 | Apr 27 | sec.gov |
| WorthPoint Corp | Other Technology | Atlanta | GA | $250,000 | $500,000 | 1 | Apr 27 | sec.gov |
| JTB Custom Inc. | Other Technology | Jackson | WY | $250,000 | $250,000 | 2 | Apr 25 | sec.gov |
| Limerick Technologies, Inc. | Other Health Care | Burbank | CA | $249,999 | $249,999 | 1 | Apr 26 | sec.gov |
| Caliber Core Plus Growth & Income Fund LLC | Other Real Estate | Scottsdale | AZ | $233,959 | Indefinite | 5 | Apr 25 | sec.gov |
| Humanitas Technologies, Inc. (amended) | Other Technology | Palo Alto | CA | $215,000 | $1,000,000 | 11 | Apr 28 | sec.gov |
| El Vanada Canyon, LLC | Residential | Redwood City | CA | $200,000 | $2,000,000 | 2 | Apr 26 | sec.gov |
| TheraTec, Inc. | Other Health Care | Horace | ND | $200,000 | $250,000 | 7 | Apr 26 | sec.gov |
| JADE LEADER CORP | Other | Calgary | $192,644 | $192,644 | 1 | Apr 26 | sec.gov | |
| Innovation1 Biotech Inc. | Other | Rockaway | NJ | $186,666 | $280,000 | 2 | Apr 24 | sec.gov |
| CareTuner, Inc. | Other Technology | Crestview | FL | $175,000 | $200,000 | 5 | Apr 27 | sec.gov |
| Future Fans Inc. | Other | Columbus | OH | $175,000 | $1,700,000 | 3 | Apr 25 | sec.gov |
| Got Bag North America Inc. | Retailing | Beaverton | OR | $155,000 | $500,000 | 5 | Apr 27 | sec.gov |
| Berry Home Services, Inc. | Other | Cody | WY | $153,000 | $225,000 | 4 | Apr 26 | sec.gov |
| Access Now, Inc. | Other Technology | Brooklyn | NY | $150,560 | $150,560 | 10 | Apr 25 | sec.gov |
| Eji Co. | Business Services | Cardiff | CA | $150,000 | $400,000 | 4 | Apr 27 | sec.gov |
| FIRE PIT COLLECTIVE, INC. | Other Technology | Oceanside | CA | $150,000 | $500,000 | 2 | Apr 24 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $137,199 | $150,000,000 | 0 | Apr 26 | sec.gov |
| Bridge Angel Investors X (SOARCE) LLC | Investing | Sarasota | OH | $131,250 | $131,250 | 17 | Apr 28 | sec.gov |
| First Capital Co | Other | Provo | UT | $129,611 | $5,000,000 | 37 | Apr 24 | sec.gov |
| Scout Discoveries Corp. | Other | Coeur D'Alene | ID | $129,200 | $129,200 | 7 | Apr 28 | sec.gov |
| BARKSDALE RESOURCES CORP. | Other | Vancouver | $125,000 | $125,000 | 1 | Apr 26 | sec.gov | |
| Rides2U Inc (amended) | Other Technology | South Bend | IN | $110,000 | Indefinite | 3 | Apr 26 | sec.gov |
| Reffy Inc. | Other Technology | Bellingham | WA | $100,000 | $1,200,000 | 2 | Apr 28 | sec.gov |
| SCIENCE LAB 3, INC. | Other | Dana Point | CA | $100,000 | $3,000,000 | 1 | Apr 28 | sec.gov |
| Fork Paradise LLC (amended) | Commercial | Colleyville | TX | $100,000 | $2,200,000 | 1 | Apr 24 | sec.gov |
| Medicai USA, Inc. | Other Health Care | Dover | DE | $90,290 | Indefinite | 2 | Apr 26 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $77,762 | $1,779,067 | 1 | Apr 28 | sec.gov |
| SYMPLSOFT, INC. (amended) | Other | Liberty Lake | WA | $75,000 | $1,000,000 | 1 | Apr 24 | sec.gov |
| METAWORKS PLATFORMS, INC. | Other Technology | Fairfield | CA | $75,000 | $75,000 | 1 | Apr 24 | sec.gov |
| Golden Shield Resources Inc. | Other | Vancouver | $72,309 | $72,309 | 5 | Apr 26 | sec.gov | |
| BARKSDALE RESOURCES CORP. (amended) | Other | Vancouver | $62,500 | $62,500 | 1 | Apr 26 | sec.gov | |
| Baude LLC | Other | Albany | NY | $62,000 | $75,000 | 12 | Apr 28 | sec.gov |
| Junction AI Inc. | Other Technology | Dallas | TX | $50,000 | $500,000 | 1 | Apr 27 | sec.gov |
| ViroMissile, Inc. | Biotechnology | La Jolla | CA | $50,000 | $1,000,000 | 1 | Apr 26 | sec.gov |
| RoddyMedical Holdings, Inc. | Other Health Care | Wauwatosa | WI | $50,000 | $500,000 | 1 | Apr 25 | sec.gov |
| Legacy Rising LLC | Other | Pompano Beach | FL | $50,000 | Indefinite | 2 | Apr 24 | sec.gov |
| Endpoint Utility, LP (amended) | Other | Whitefish | MT | $45,000 | $300,000 | 3 | Apr 24 | sec.gov |
| Shes Independent Syndicate 9 LLC | Investing | Boulder | CO | $40,000 | $40,000 | 8 | Apr 28 | sec.gov |
| FreightFlows, Inc. | Other Technology | Boston | MA | $35,000 | $500,000 | 2 | Apr 27 | sec.gov |
| MotyMate, Inc | Other Technology | New York | NY | $35,000 | $35,000 | 4 | Apr 24 | sec.gov |
| ULUstory, PBC | Other Technology | Yorktown Heights | NY | $32,500 | $50,000 | 3 | Apr 25 | sec.gov |
| MDCalc Ltd, Inc. | Pharmaceuticals | New York | NY | $30,800 | $30,800 | 1 | Apr 24 | sec.gov |
| SLICEFUND LLC SERIES 1 | Other | Saint George | UT | $30,320 | $73,596 | 2 | Apr 27 | sec.gov |
| INSTREAMATIC, INC. | Other Technology | Boca Raton | FL | $26,756 | Indefinite | 1 | Apr 27 | sec.gov |
| Lendbetta Inc. | Other Technology | San Francisco | CA | $25,000 | $300,000 | 1 | Apr 25 | sec.gov |
| RAIT Energy 323, LP | Other Energy | Portland | OR | $25,000 | $1,000,000 | 1 | Apr 25 | sec.gov |
| Inmedix, Inc. | Biotechnology | Normandy Park | WA | $25,000 | $3,000,000 | 0 | Apr 25 | sec.gov |
| Mikaila & the Bees, LLC | Other | Austin | TX | $20,000 | $5,000,000 | 2 | Apr 24 | sec.gov |
| NuGen Medical Devices Inc. | Other | Toronto | $19,821 | $46,248 | 1 | Apr 27 | sec.gov | |
| MolQ Entertainment, Inc. | Telecommunications | El Segundo | CA | $15,000 | $5,000,000 | 1 | Apr 24 | sec.gov |
| DuPont Clinic, PC | Hospitals and Physicians | Beverly Hills | CA | $1,000 | $1,000 | 2 | Apr 26 | sec.gov |
| WOLTERS KLUWER N V /FI | Other | Alphen Aan Den Rijn | $1 | Indefinite | 275 | Apr 25 | sec.gov | |
| FSC Industrial Portfolio 27, DST | Other Real Estate | Wall | NJ | $0 | $80,007,000 | 0 | Apr 28 | sec.gov |
| EB5 Capital - Jobs Fund 39, LLC | Residential | Bethesda | MD | $0 | $54,400,000 | 0 | Apr 28 | sec.gov |
| EZ Equipment Zone LLC | Business Services | Patton | MO | $0 | Indefinite | 0 | Apr 28 | sec.gov |
| Bolt Moline Storage LLC | Commercial | New York | NY | $0 | $1,330,000 | 0 | Apr 28 | sec.gov |
| Ahub, LP | Commercial | Alhambra | CA | $0 | $56,000,000 | 0 | Apr 28 | sec.gov |
| Allium Management Holdco LLC | Other | New York | NY | $0 | Indefinite | 0 | Apr 28 | sec.gov |
| GM FF II, LLC | Investing | Douglaston | NY | $0 | $1,050,000 | 0 | Apr 28 | sec.gov |
| Hew-Tex/Mentone #3 SWD LLC (amended) | Oil and Gas | Houston | TX | $0 | $562,500 | 0 | Apr 28 | sec.gov |
| Medical Growth Fund 1, LLC | Commercial | Altamonte Springs | FL | $0 | Indefinite | 0 | Apr 28 | sec.gov |
| Odyssey Wellness LLC | Other | Fort Lauderdale | FL | $0 | $6,000,000 | 0 | Apr 28 | sec.gov |
| PopReach Corp | Other | Toronto | $0 | $4,365,477 | 5 | Apr 28 | sec.gov | |
| ZULU PODS, INC | Other Technology | Sunrise | FL | $0 | $3,000,000 | 0 | Apr 28 | sec.gov |
| Covert TopCo Partnership, LP | Other Energy | New York | NY | $0 | Indefinite | 0 | Apr 28 | sec.gov |
| Anabaptist Savings & Loans International | Business Services | Grandview | TX | $0 | Indefinite | 0 | Apr 28 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $0 | $1,654,393 | 0 | Apr 28 | sec.gov |
| INDEPENDENCE REALTY TRUST, INC. (amended) | REITS and Finance | Philadelphia | PA | $0 | $58,800 | 0 | Apr 28 | sec.gov |
| POS Systems, Inc. / NV | Other Technology | Phoenix | AZ | $0 | $1,000,000 | 0 | Apr 28 | sec.gov |
| Coventry Real Estate Group LLC | Other | Lincoln | NE | $0 | $2,700,000 | 0 | Apr 27 | sec.gov |
| RE-SFH TEXAS GROWTH FUND I LLC | Other Real Estate | Fort Worth | TX | $0 | $5,000,000 | 0 | Apr 27 | sec.gov |
| STC Crestone Peak, LLC | Investing | Lancaster | PA | $0 | $29,350,000 | 0 | Apr 27 | sec.gov |
| BLV Arcadia Investor LLC | Commercial | Sheridan | WY | $0 | $65,000,000 | 0 | Apr 27 | sec.gov |
| Morningstar Minerals I, LP | Oil and Gas | Dallas | TX | $0 | $20,000,000 | 0 | Apr 27 | sec.gov |
| K Enter Holdings Inc | Other | Mclean | VA | $0 | $15,000,000 | 0 | Apr 27 | sec.gov |
| Akcru, Inc | Other Technology | Jamaica | NY | $0 | $4,000,000 | 0 | Apr 27 | sec.gov |
| Amity Island Broadway Limited Partnership | Other | New York | NY | $0 | $5,400,000 | 0 | Apr 27 | sec.gov |
| BV POST FALLS I, LLC | Other Real Estate | Idaho Falls | ID | $0 | $4,000,000 | 0 | Apr 27 | sec.gov |
| RETO Next Ventures LP | Other Banking and Financial Services | Houston | TX | $0 | $25,000,000 | 0 | Apr 27 | sec.gov |
| Passive Progress Fund LLC | Residential | Hickory Creek | TX | $0 | $25,000,000 | 0 | Apr 27 | sec.gov |
| 2000 NW 18th Street LLC | Commercial | Fort Lauderdale | FL | $0 | $550,000 | 0 | Apr 27 | sec.gov |
| Posh Luxury Cannabis, Inc. | Retailing | New York | NY | $0 | $5,000,000 | 0 | Apr 27 | sec.gov |
| MRM Real Estate Fund II Manager, LLC | REITS and Finance | Frisco | TX | $0 | $10,000,000 | 0 | Apr 27 | sec.gov |
| Hawthorne Income Fund, LLC | Commercial | Farmers Branch | TX | $0 | Indefinite | 0 | Apr 27 | sec.gov |
| KINGDOM RESOURCES INC | Oil and Gas | Frisco | TX | $0 | $450,000 | 0 | Apr 27 | sec.gov |
| Ansonia Multifamily Value Fund II, LP | Other Real Estate | Chicago | IL | $0 | $100,000,000 | 0 | Apr 27 | sec.gov |
| ANDERSEN CORP | Manufacturing | Bayport | MN | $0 | Indefinite | 2 | Apr 27 | sec.gov |
| MCAP Link 13-2H Joint Venture | Oil and Gas | Dallas | TX | $0 | $560,000 | 0 | Apr 26 | sec.gov |
| Koach Capital Fund III LP | Other Real Estate | Birmingham | MI | $0 | $125,000,000 | 0 | Apr 26 | sec.gov |
| PRESULTS CAPITAL LLC | Other Technology | Atlanta | GA | $0 | $5,000,000 | 0 | Apr 26 | sec.gov |
| Villaret Investments, LLC | Commercial | San Antonio | TX | $0 | $4,500,000 | 0 | Apr 26 | sec.gov |
| NAHF LLC | Residential | Louisville | KY | $0 | $50,000,000 | 0 | Apr 26 | sec.gov |
| UPC Fund, LLC (amended) | Residential | Smithfield | UT | $0 | $20,000,000 | 1 | Apr 26 | sec.gov |
| SIMM Cap Wealth Fund I LLC | Residential | Wexford | PA | $0 | Indefinite | 0 | Apr 26 | sec.gov |
| NileBuilt Corp. / WY | Construction | Irving | TX | $0 | $2,500,000 | 0 | Apr 26 | sec.gov |
| Abraxis Eagle, LLC | Other | Jackson | WY | $0 | $5,000,000 | 0 | Apr 26 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $0 | $150,000,000 | 0 | Apr 26 | sec.gov |
| Lutheran Campus ASC, LLC | Other Health Care | Wheat Ridge | CO | $0 | $76,926 | 0 | Apr 26 | sec.gov |
| EASY CHOICE BUSINESS SOLUTIONS INC | Telecommunications | Carlsbad | CA | $0 | $2,000,000 | 0 | Apr 26 | sec.gov |
| Stork Exchange, Inc. | Other | Charlotte | NC | $0 | $350,000 | 0 | Apr 26 | sec.gov |
| BSR Real Estate Investment Trust (amended) | REITS and Finance | Little Rock | AR | $0 | Indefinite | 186 | Apr 26 | sec.gov |
| Vision Marine Technologies Inc. | Other | Boisbriand | $0 | $1,605,250 | 3 | Apr 26 | sec.gov | |
| CLINTON PARTNERS LLC | Other Health Care | Clinton Township | MI | $0 | $95,400 | 0 | Apr 26 | sec.gov |
| 137 Wilson Venture LLC | Other Real Estate | San Antonio | TX | $0 | $1,900,000 | 0 | Apr 25 | sec.gov |
| RE-SFH TEXAS GROWTH FUND LLC | Other Real Estate | Fort Worth | TX | $0 | $5,000,000 | 0 | Apr 25 | sec.gov |
| BoxCo Interactive Inc | Other | Paris | $0 | $5,000,000 | 0 | Apr 25 | sec.gov | |
| Leo@Cartersville Investors, LP | Commercial | Aventura | FL | $0 | $881,285 | 0 | Apr 25 | sec.gov |
| RE-SFH TEXAS CAPITAL PARTNERS LLC (amended) | Other Real Estate | Fort Worth | TX | $0 | $5,000,000 | 3 | Apr 25 | sec.gov |
| Craveworthy LLC | Restaurants | South Elgin | IL | $0 | Indefinite | 0 | Apr 25 | sec.gov |
| Fallback OZ Fund LLC | Other | Columbus | OH | $0 | $50,000,000 | 0 | Apr 25 | sec.gov |
| Caliper Residential Fund 1 LLC | Construction | Highlands Ranch | CO | $0 | $10,000,000 | 0 | Apr 25 | sec.gov |
| South Plains Petroleum Fund, L.P. | Oil and Gas | Abilene | TX | $0 | $2,500,000 | 0 | Apr 25 | sec.gov |
| Ninety9 Capital Texas Residential Fund I, LLC (amended) | Commercial | Dallas | TX | $0 | $10,000,000 | 0 | Apr 25 | sec.gov |
| PH 4411 Houston RE, LP | Commercial | Dallas | TX | $0 | $2,700,000 | 0 | Apr 25 | sec.gov |
| Eos Energy Enterprises, Inc. | Other Energy | Edison | NJ | $0 | $50,240,000 | 2 | Apr 25 | sec.gov |
| CUMBERLAND ADDITIVE HOLDINGS, LLC | Other | Pittsburgh | PA | $0 | $5,600,000 | 0 | Apr 25 | sec.gov |
| City Storage Burlington LLC | Other | Wilmington | NC | $0 | $1,600,000 | 0 | Apr 24 | sec.gov |
| Brigham Land LLC | Other | American Fork | UT | $0 | $1,700,000 | 0 | Apr 24 | sec.gov |
| SPI Ivy Equity DE, LLC | Commercial | Dallas | TX | $0 | $10,000,000 | 0 | Apr 24 | sec.gov |
| NatPets Incentive Company, LLC | Other | Boulder | CO | $0 | $1,000,000 | 1 | Apr 24 | sec.gov |
| Miss Marmelstein Ltd Liability Co | Other | New York | NY | $0 | $2,500,000 | 0 | Apr 24 | sec.gov |
| RICORE ACROPOLIS 3, LLC (amended) | Commercial | Blue Ash | OH | $0 | $11,000,000 | 0 | Apr 24 | sec.gov |
| IdeaPros, Inc. | Other | San Diego | CA | $0 | $7,500,000 | 0 | Apr 24 | sec.gov |
| Disrupt Holdings, L.P. | Other | West Des Moines | IA | $0 | Indefinite | 0 | Apr 24 | sec.gov |
| IPO.CLUB LLC (amended) | Investing | Miami Beach | FL | $0 | $100,000,000 | 0 | Apr 24 | sec.gov |
| ONCOSEC MEDICAL Inc | Biotechnology | Ewing | NJ | $0 | Indefinite | 7 | Apr 24 | sec.gov |
| BioCycle Energy Inc. | Other Energy | Statesville | NC | $0 | Indefinite | 0 | Apr 24 | sec.gov |
| F Street OCLV MF 2, LLC | Residential | Milwaukee | WI | $0 | $9,450,000 | 0 | Apr 24 | sec.gov |
| F Street OCLV NT LLC | Residential | Milwaukee | WI | $0 | $3,080,000 | 0 | Apr 24 | sec.gov |
| Envision Life Labs LLC | Biotechnology | Boston | MA | $0 | Indefinite | 0 | Apr 24 | sec.gov |
Week of May 1 · Week of Apr 17 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.