Data / Form D filings / Apr 25
Form D filings, April 25, 2023: 83 companies raised $711.6 million
83 operating companies filed a Form D on April 25, 2023, reporting $711.6 million sold. Largest: Manulife Permanent Cropland Plus Fund LP ($201 million), CORTICA INC. ($75.7 million), Waypoint Strategic Sunbelt Apartment Fund II, LP ($74.6 million). The median filing is $1.9 million, and 124 pooled investment funds also filed that day.
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- 83Form D filings
- $711.6 millionreported sold
- $1.9 millionmedian amount sold
- TXmost filings (12)
Most filings by state: TX 12, PA 8, MI 7, NY 6, CA 6. By industry: Other 20, Other Technology 13, Residential 10, Other Real Estate 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Manulife Permanent Cropland Plus Fund LP (amended) | Agriculture | Boston | MA | $201,000,000 | $500,000,000 | 5 | Apr 25 | sec.gov |
| CORTICA INC. | Other Health Care | San Diego | CA | $75,666,318 | $89,216,329 | 16 | Apr 25 | sec.gov |
| Waypoint Strategic Sunbelt Apartment Fund II, LP (amended) | Residential | Boca Raton | FL | $74,630,263 | $300,000,000 | 138 | Apr 25 | sec.gov |
| WorkForce Software Holdings, LLC (amended) | Other | Livonia | MI | $49,336,302 | Indefinite | 13 | Apr 25 | sec.gov |
| e2Companies LLC (amended) | Other Energy | Bonita Springs | FL | $36,992,070 | $50,000,000 | 583 | Apr 25 | sec.gov |
| Smile Source Holdings, L.P. | Other Health Care | Pittsburgh | PA | $32,171,371 | $32,171,371 | 8 | Apr 25 | sec.gov |
| Negative Emissions Materials, Inc. | Other | Claymont | DE | $27,378,891 | $30,000,000 | 9 | Apr 25 | sec.gov |
| NFN8 GROUP, INC. (amended) | Computers | Austin | TX | $18,180,000 | Indefinite | 155 | Apr 25 | sec.gov |
| CORTICA INC. | Other Health Care | San Diego | CA | $15,227,043 | $17,537,009 | 34 | Apr 25 | sec.gov |
| Sterling Rhino Capital Equity Multiple Fund I, LLC | Commercial | University Place | WA | $13,113,000 | $50,000,000 | 74 | Apr 25 | sec.gov |
| Waypoint 2022 Development Fund II, LP (amended) | Residential | Boca Raton | FL | $12,354,073 | $300,000,000 | 43 | Apr 25 | sec.gov |
| KLA Holdings I LLC | Residential | Troy | MI | $11,612,246 | $11,612,246 | 10 | Apr 25 | sec.gov |
| OnsiteIQ Inc. | Other | New York | NY | $10,014,476 | $14,999,999 | 16 | Apr 25 | sec.gov |
| BSEC P1 LLC | Residential | Kansas City | MO | $9,941,744 | $9,941,744 | 19 | Apr 25 | sec.gov |
| Detroit Gateway Joint Venture, LLC | Commercial | Wilmington | DE | $9,600,000 | $9,600,000 | 193 | Apr 25 | sec.gov |
| PetPlate, Inc. (amended) | Other | New York | NY | $8,926,896 | $9,000,000 | 11 | Apr 25 | sec.gov |
| Highland Park Lot 5 Holdings, LLC | Residential | Coral Gables | FL | $8,865,208 | $8,870,000 | 5 | Apr 25 | sec.gov |
| HealthBridge Financial, Inc. | Other Health Care | Grand Rapids | MI | $8,365,053 | $14,065,053 | 2 | Apr 25 | sec.gov |
| Nixtla Inc. | Other Technology | Brooklyn | NY | $5,982,793 | $5,982,793 | 20 | Apr 25 | sec.gov |
| LOLA ENERGY VI, LLC | Oil and Gas | Canonsburg | PA | $5,600,000 | $20,000,000 | 2 | Apr 25 | sec.gov |
| 3ICE Enterprises Inc. | Other | Pittsburgh | PA | $5,399,998 | $9,999,998 | 11 | Apr 25 | sec.gov |
| Mapped Inc. | Other Technology | El Segundo | CA | $5,343,021 | $8,000,000 | 6 | Apr 25 | sec.gov |
| AquOm Inc | Other | New York | NY | $5,250,000 | $5,250,000 | 3 | Apr 25 | sec.gov |
| Sera Systems, Inc. | Other Technology | Grapevine | TX | $5,250,000 | $10,500,000 | 4 | Apr 25 | sec.gov |
| HPM Resi III Invest, Inc. | Residential | Coral Gables | FL | $5,050,000 | $5,050,000 | 2 | Apr 25 | sec.gov |
| KLA Holdings II LLC | Residential | Troy | MI | $4,700,000 | $4,700,000 | 32 | Apr 25 | sec.gov |
| NetRise, Inc. | Other Technology | Austin | TX | $3,999,998 | $8,000,000 | 2 | Apr 25 | sec.gov |
| LOLA ENERGY HOLDINGS VI LLC | Oil and Gas | Canonsburg | PA | $3,600,000 | $18,000,000 | 3 | Apr 25 | sec.gov |
| MUDDY CREEK ENERGY PARTNERS III LLC | Oil and Gas | Canonsburg | PA | $2,895,000 | $18,000,000 | 17 | Apr 25 | sec.gov |
| Culinary Creative Group, Inc. | Restaurants | Denver | CO | $2,562,500 | $10,000,000 | 15 | Apr 25 | sec.gov |
| ACE VISION GROUP INC. | Other | Boston | MA | $2,500,000 | $3,000,000 | 1 | Apr 25 | sec.gov |
| PolyCharge America, Inc. | Other Technology | Tucson | AZ | $2,401,500 | $2,401,500 | 1 | Apr 25 | sec.gov |
| Aurion Resources Ltd. | Other | St. John'S | $1,963,263 | $1,963,263 | 2 | Apr 25 | sec.gov | |
| Kumanu, Inc. | Other Technology | Ann Arbor | MI | $1,957,045 | $3,000,000 | 17 | Apr 25 | sec.gov |
| C3 Metals Inc. | Other | Toronto | $1,893,120 | $1,893,120 | 3 | Apr 25 | sec.gov | |
| Arrows Portage Westfield Holdings LLC | Residential | Nashville | TN | $1,825,000 | $2,397,870 | 23 | Apr 25 | sec.gov |
| Periscope Seguin One LLC | Residential | Austin | TX | $1,750,000 | $1,750,000 | 6 | Apr 25 | sec.gov |
| Bakers Place Project LLC | Other Real Estate | Madison | WI | $1,662,700 | $7,000,000 | 1 | Apr 25 | sec.gov |
| Your Poppy, Inc. | Other Technology | Washington | DC | $1,500,000 | $1,500,000 | 1 | Apr 25 | sec.gov |
| REGENERATIVE BIOELECTRONICS INC. (amended) | Other | Worcester | MA | $1,174,995 | $3,000,000 | 8 | Apr 25 | sec.gov |
| REGENERATIVE BIOELECTRONICS INC. | Other | Worcester | MA | $1,174,995 | $3,000,000 | 13 | Apr 25 | sec.gov |
| Annovis Bio, Inc. | Biotechnology | Berwyn | PA | $1,064,952 | $1,064,952 | 6 | Apr 25 | sec.gov |
| Skywriter MD, Inc. (amended) | Other Health Care | Bryan | TX | $1,046,444 | Indefinite | 11 | Apr 25 | sec.gov |
| Promethient, Inc. (amended) | Manufacturing | Traverse City | MI | $902,918 | $1,000,000 | 10 | Apr 25 | sec.gov |
| Perceptyne Technologies Inc. | Other | Georgetown | TX | $723,563 | $750,000 | 22 | Apr 25 | sec.gov |
| OVC Fund 1 LLC | Residential | Lake Oswego | OR | $685,000 | $685,000 | 11 | Apr 25 | sec.gov |
| Atomic Object LLC (amended) | Computers | Grand Rapids | MI | $683,031 | $1,316,953 | 16 | Apr 25 | sec.gov |
| Dub Diversified, LLC | Other Technology | Hermitage | PA | $663,283 | $4,775,000 | 3 | Apr 25 | sec.gov |
| Makers & Craftsmen, LLC | Manufacturing | Dover | DE | $630,000 | $630,000 | 10 | Apr 25 | sec.gov |
| Stellar Santa Monica LLC | Restaurants | Los Angeles | CA | $600,000 | $600,000 | 6 | Apr 25 | sec.gov |
| Griot Capital Group, LLC | Investing | Silver Spring | MD | $580,000 | $580,000 | 20 | Apr 25 | sec.gov |
| PetroSun, Inc (amended) | Other Energy | Phoenix | $572,000 | $1,000,000 | 12 | Apr 25 | sec.gov | |
| Amplifi Investors, LLC | Investing | Prairie Village | KS | $564,236 | $7,000,000 | 6 | Apr 25 | sec.gov |
| Quadric BioMed, LLC | Biotechnology | Colorado Springs | CO | $550,290 | $750,000 | 13 | Apr 25 | sec.gov |
| Moshun LLC | Other | Oak Brook | IL | $502,250 | $3,498,600 | 2 | Apr 25 | sec.gov |
| Lopaus Point LLC (amended) | Other | Columbus | OH | $475,000 | $1,000,000 | 0 | Apr 25 | sec.gov |
| DOOR Ventures Inc. | Other Technology | Sparks | MD | $465,057 | $1,000,000 | 12 | Apr 25 | sec.gov |
| Electra Beverages LLC | Other | Lake Geneva | WI | $450,000 | $1,000,000 | 3 | Apr 25 | sec.gov |
| Beyond Loan 1 LLC | Other Real Estate | Irvine | CA | $400,000 | Indefinite | 2 | Apr 25 | sec.gov |
| 707 N. Mangum LLC | Commercial | Durham | NC | $300,000 | $1,633,000 | 5 | Apr 25 | sec.gov |
| JTB Custom Inc. | Other Technology | Jackson | WY | $250,000 | $250,000 | 2 | Apr 25 | sec.gov |
| Caliber Core Plus Growth & Income Fund LLC | Other Real Estate | Scottsdale | AZ | $233,959 | Indefinite | 5 | Apr 25 | sec.gov |
| Future Fans Inc. | Other | Columbus | OH | $175,000 | $1,700,000 | 3 | Apr 25 | sec.gov |
| Access Now, Inc. | Other Technology | Brooklyn | NY | $150,560 | $150,560 | 10 | Apr 25 | sec.gov |
| RoddyMedical Holdings, Inc. | Other Health Care | Wauwatosa | WI | $50,000 | $500,000 | 1 | Apr 25 | sec.gov |
| ULUstory, PBC | Other Technology | Yorktown Heights | NY | $32,500 | $50,000 | 3 | Apr 25 | sec.gov |
| Lendbetta Inc. | Other Technology | San Francisco | CA | $25,000 | $300,000 | 1 | Apr 25 | sec.gov |
| RAIT Energy 323, LP | Other Energy | Portland | OR | $25,000 | $1,000,000 | 1 | Apr 25 | sec.gov |
| Inmedix, Inc. | Biotechnology | Normandy Park | WA | $25,000 | $3,000,000 | 0 | Apr 25 | sec.gov |
| WOLTERS KLUWER N V /FI | Other | Alphen Aan Den Rijn | $1 | Indefinite | 275 | Apr 25 | sec.gov | |
| 137 Wilson Venture LLC | Other Real Estate | San Antonio | TX | $0 | $1,900,000 | 0 | Apr 25 | sec.gov |
| RE-SFH TEXAS GROWTH FUND LLC | Other Real Estate | Fort Worth | TX | $0 | $5,000,000 | 0 | Apr 25 | sec.gov |
| BoxCo Interactive Inc | Other | Paris | $0 | $5,000,000 | 0 | Apr 25 | sec.gov | |
| Leo@Cartersville Investors, LP | Commercial | Aventura | FL | $0 | $881,285 | 0 | Apr 25 | sec.gov |
| RE-SFH TEXAS CAPITAL PARTNERS LLC (amended) | Other Real Estate | Fort Worth | TX | $0 | $5,000,000 | 3 | Apr 25 | sec.gov |
| Craveworthy LLC | Restaurants | South Elgin | IL | $0 | Indefinite | 0 | Apr 25 | sec.gov |
| Fallback OZ Fund LLC | Other | Columbus | OH | $0 | $50,000,000 | 0 | Apr 25 | sec.gov |
| Caliper Residential Fund 1 LLC | Construction | Highlands Ranch | CO | $0 | $10,000,000 | 0 | Apr 25 | sec.gov |
| South Plains Petroleum Fund, L.P. | Oil and Gas | Abilene | TX | $0 | $2,500,000 | 0 | Apr 25 | sec.gov |
| Ninety9 Capital Texas Residential Fund I, LLC (amended) | Commercial | Dallas | TX | $0 | $10,000,000 | 0 | Apr 25 | sec.gov |
| PH 4411 Houston RE, LP | Commercial | Dallas | TX | $0 | $2,700,000 | 0 | Apr 25 | sec.gov |
| Eos Energy Enterprises, Inc. | Other Energy | Edison | NJ | $0 | $50,240,000 | 2 | Apr 25 | sec.gov |
| CUMBERLAND ADDITIVE HOLDINGS, LLC | Other | Pittsburgh | PA | $0 | $5,600,000 | 0 | Apr 25 | sec.gov |
April 26, 2023 · April 24, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.