Data / Form D filings / Apr 26
Form D filings, April 26, 2023: 100 companies raised $743.9 million
100 operating companies filed a Form D on April 26, 2023, reporting $743.9 million sold. Largest: Kemin Foods, L.C. ($65 million), Kemin Holdings, L.C. ($65 million), Kemin Industries, Inc. ($65 million). The median filing is $2.2 million, and 152 pooled investment funds also filed that day.
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- 100Form D filings
- $743.9 millionreported sold
- $2.2 millionmedian amount sold
- TXmost filings (12)
Most filings by state: TX 12, CA 11, AZ 9, NY 8, CO 5. By industry: Other 26, Other Technology 17, Residential 14, Other Health Care 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Kemin Foods, L.C. | Other | Des Moines | IA | $65,000,000 | $65,000,000 | 6 | Apr 26 | sec.gov |
| Kemin Holdings, L.C. | Other | Des Moines | IA | $65,000,000 | $65,000,000 | 6 | Apr 26 | sec.gov |
| Kemin Industries, Inc. | Other | Des Moines | IA | $65,000,000 | $65,000,000 | 6 | Apr 26 | sec.gov |
| TerraVolta Resources, LLC | Other Energy | Houston | TX | $53,225,000 | Indefinite | 4 | Apr 26 | sec.gov |
| SAFETOUCH HOLDINGS LLC | Other | Jacksonville | FL | $52,600,804 | Indefinite | 5 | Apr 26 | sec.gov |
| SAFETOUCH INVESTORS LLC | Other | Rockville | MD | $43,500,000 | Indefinite | 8 | Apr 26 | sec.gov |
| Orion Pro Fund V, LP (amended) | Commercial | Miami | FL | $41,125,000 | $50,000,000 | 28 | Apr 26 | sec.gov |
| BG One Scottsdale LLC | Residential | Chicago | IL | $33,540,000 | $33,540,000 | 105 | Apr 26 | sec.gov |
| TIMBERLANE ACQUISITION FUND LLC | Other Real Estate | Seattle | WA | $30,000,000 | $125,000,000 | 1 | Apr 26 | sec.gov |
| Counsel AI Corp | Other Technology | Playa Del Rey | CA | $25,829,988 | $25,829,988 | 16 | Apr 26 | sec.gov |
| INSURIFY, INC. | Other Technology | Cambridge | MA | $22,447,182 | $22,447,182 | 4 | Apr 26 | sec.gov |
| ASLAN Pharmaceuticals Ltd | Biotechnology | Singapore | $20,000,000 | $100,000,000 | 7 | Apr 26 | sec.gov | |
| SEQUANS COMMUNICATIONS | Other Technology | Colombes | $20,000,000 | $20,000,000 | 13 | Apr 26 | sec.gov | |
| MCI PREFERRED INCOME FUND VI, LLC (amended) | Other Real Estate | Dallas | TX | $17,441,091 | $500,000,000 | 58 | Apr 26 | sec.gov |
| Bancorp 34, Inc. | Other Banking and Financial Services | Scottsdale | AZ | $15,589,686 | $15,589,686 | 13 | Apr 26 | sec.gov |
| Patheous Health, Inc. | Other Health Care | Leawood | KS | $12,500,000 | $20,000,000 | 3 | Apr 26 | sec.gov |
| Hallux, Inc. (amended) | Pharmaceuticals | Laguna Hills | CA | $10,709,025 | $11,043,445 | 18 | Apr 26 | sec.gov |
| WF Estuary, LLC | Commercial | Raleigh | NC | $8,628,000 | $8,628,000 | 25 | Apr 26 | sec.gov |
| Bellway, Inc. (amended) | Other | New York | NY | $8,211,853 | $8,211,853 | 45 | Apr 26 | sec.gov |
| Electric Era Technologies, Inc. (amended) | Other Technology | Seattle | WA | $7,487,553 | $8,000,000 | 62 | Apr 26 | sec.gov |
| Prime Medical Investment NWA, LLC | Commercial | Frisco | TX | $6,400,000 | $22,000,000 | 26 | Apr 26 | sec.gov |
| FGC CorrMed Holdings, LLC | Other Health Care | Wayne | PA | $6,000,000 | $6,000,000 | 25 | Apr 26 | sec.gov |
| Pup Above, Inc. | Other | Austin | TX | $5,938,911 | $7,209,426 | 48 | Apr 26 | sec.gov |
| Towne Oaks Townhomes Borrower, LLC | Residential | Allen | TX | $5,925,000 | $6,000,000 | 25 | Apr 26 | sec.gov |
| LANDGATE CORP. | Other Technology | Denver | CO | $5,500,000 | $5,500,000 | 2 | Apr 26 | sec.gov |
| Folio Photonics Inc. (amended) | Computers | Solon | OH | $5,221,466 | $5,500,000 | 117 | Apr 26 | sec.gov |
| Lyniate US Holdings LP (amended) | Other | Wilmington | DE | $5,168,860 | Indefinite | 2 | Apr 26 | sec.gov |
| 509 Hospitality Lenders, LLC | REITS and Finance | Issaquah | WA | $5,100,000 | $7,100,000 | 18 | Apr 26 | sec.gov |
| EthicStream Inc. | Other | Greenwich | CT | $5,000,000 | Indefinite | 1 | Apr 26 | sec.gov |
| Ball Park Energy IV LLC | Oil and Gas | Dallas | TX | $4,546,225 | $4,546,225 | 26 | Apr 26 | sec.gov |
| Lukla Inc. | Other Technology | Portland | OR | $3,735,628 | $30,000,000 | 9 | Apr 26 | sec.gov |
| OP Land Preferred Equity II, LLC | Other Real Estate | Nashville | TN | $3,675,000 | $3,675,000 | 19 | Apr 26 | sec.gov |
| Identifee Inc. | Other | Covina | CA | $3,560,000 | $3,650,000 | 35 | Apr 26 | sec.gov |
| FranShares, Inc. | Other | Chicago | IL | $3,430,889 | $5,675,889 | 14 | Apr 26 | sec.gov |
| BreachBits, Inc. | Other Technology | Annapolis | MD | $3,172,526 | $3,172,526 | 13 | Apr 26 | sec.gov |
| Tip of the Spear Fund I LLC (amended) | Other | Mesa | AZ | $2,972,747 | $5,000,000 | 56 | Apr 26 | sec.gov |
| Huxley Medical, Inc. | Other Health Care | Atlanta | GA | $2,900,000 | $3,000,000 | 52 | Apr 26 | sec.gov |
| EquityMultiple 191, LLC | REITS and Finance | New York | NY | $2,500,000 | $2,500,000 | 17 | Apr 26 | sec.gov |
| Vsimple, Inc. | Other Technology | New Albany | IN | $2,500,000 | $2,500,000 | 14 | Apr 26 | sec.gov |
| Hutchins Palms Group LLC | Commercial | Wilmington | DE | $2,366,666 | $2,366,666 | 39 | Apr 26 | sec.gov |
| Vocxi Health, Inc. | Other Health Care | Arden Hills | MN | $2,301,625 | $5,000,000 | 10 | Apr 26 | sec.gov |
| Vsimple, Inc. | Other Technology | New Albany | IN | $2,235,294 | $2,235,294 | 9 | Apr 26 | sec.gov |
| Araceli Biosciences Inc. | Other Health Care | Tigard | OR | $2,225,000 | $4,000,000 | 3 | Apr 26 | sec.gov |
| Western Wealth Capital LXXV US Investor, LP (amended) | Residential | Phoenix | AZ | $2,086,077 | $2,932,054 | 183 | Apr 26 | sec.gov |
| EquityMultiple 192, LLC | REITS and Finance | New York | NY | $2,000,000 | $2,000,000 | 17 | Apr 26 | sec.gov |
| Arise Bellingham LLC | Residential | Seattle | WA | $2,000,000 | $2,000,000 | 10 | Apr 26 | sec.gov |
| VITALIEF, INC. | Other | New Brunswick | NJ | $2,000,000 | $3,000,000 | 3 | Apr 26 | sec.gov |
| Happy Cabbage Analytics, Inc. | Other Technology | Denver | CO | $1,750,000 | Indefinite | 9 | Apr 26 | sec.gov |
| Collins FMT, Inc (amended) | Other Technology | New York | NY | $1,710,500 | $3,000,000 | 22 | Apr 26 | sec.gov |
| Western Wealth Capital LXXVI US Investor, LP (amended) | Residential | Phoenix | AZ | $1,598,511 | $2,259,442 | 209 | Apr 26 | sec.gov |
| Argoid Analytics, Inc. | Other Technology | San Francisco | CA | $1,541,737 | $2,501,737 | 26 | Apr 26 | sec.gov |
| SenesTech, Inc. | Agriculture | Phoenix | AZ | $1,500,006 | $1,500,006 | 4 | Apr 26 | sec.gov |
| Ember Fund, Inc. (amended) | Other Banking and Financial Services | Los Angeles | CA | $1,345,001 | $1,345,001 | 106 | Apr 26 | sec.gov |
| Western Wealth Capital LXXIX US Investor, LP (amended) | Residential | Phoenix | AZ | $1,223,629 | $2,068,839 | 125 | Apr 26 | sec.gov |
| Bethesda Self Storage Partners, LLC | Commercial | Scottsdale | AZ | $1,155,000 | $3,500,000 | 8 | Apr 26 | sec.gov |
| CLINICAL.LY, INC. | Other Technology | Tuckahoe | NY | $1,075,000 | $1,075,000 | 2 | Apr 26 | sec.gov |
| Big-Tex Triplex Venture LLC | Commercial | Plano | TX | $1,000,000 | $1,000,000 | 13 | Apr 26 | sec.gov |
| RoyFi, Inc. | Other | Orlando | FL | $1,000,000 | Indefinite | 16 | Apr 26 | sec.gov |
| Happy Cabbage Analytics, Inc. | Other Technology | Denver | CO | $1,000,000 | Indefinite | 5 | Apr 26 | sec.gov |
| Fresh Factory B.C. Ltd. | Other | Carol Stream | IL | $999,960 | $999,960 | 1 | Apr 26 | sec.gov |
| Huxley Medical, Inc. | Other Health Care | Atlanta | GA | $927,183 | $3,500,000 | 10 | Apr 26 | sec.gov |
| Calvary Estates Mortgage Fund LLC | Residential | Knoxville | TN | $850,000 | $850,000 | 7 | Apr 26 | sec.gov |
| Western Wealth Capital LXXI US Investor, LP (amended) | Residential | Phoenix | AZ | $754,904 | $1,339,839 | 103 | Apr 26 | sec.gov |
| Southwest Value Partners Fund XVIII Loanco LP | Other Real Estate | San Diego | CA | $630,029 | $11,000,000 | 11 | Apr 26 | sec.gov |
| EquityMultiple 193, LLC | REITS and Finance | New York | NY | $625,000 | $625,000 | 17 | Apr 26 | sec.gov |
| SLICEFUND LLC SERIES 3 | Other | Saint George | UT | $594,000 | $2,001,840 | 1 | Apr 26 | sec.gov |
| Western Wealth Capital LXI US Investor, LP (amended) | Residential | Phoenix | AZ | $591,787 | $1,085,723 | 125 | Apr 26 | sec.gov |
| CAMINO 2555, LLC | Residential | Henderson | NV | $530,000 | $1,200,000 | 8 | Apr 26 | sec.gov |
| Engaged Citizen Inc. | Other Technology | Denver | CO | $510,000 | $700,000 | 7 | Apr 26 | sec.gov |
| NYIAX, INC. | Other | New York | NY | $505,000 | $2,000,000 | 4 | Apr 26 | sec.gov |
| Kingtree & Warwick LLC | Other | Brooklyn | NY | $500,000 | $500,000 | 11 | Apr 26 | sec.gov |
| Limerick Technologies, Inc. | Other Health Care | Burbank | CA | $249,999 | $249,999 | 1 | Apr 26 | sec.gov |
| El Vanada Canyon, LLC | Residential | Redwood City | CA | $200,000 | $2,000,000 | 2 | Apr 26 | sec.gov |
| TheraTec, Inc. | Other Health Care | Horace | ND | $200,000 | $250,000 | 7 | Apr 26 | sec.gov |
| JADE LEADER CORP | Other | Calgary | $192,644 | $192,644 | 1 | Apr 26 | sec.gov | |
| Berry Home Services, Inc. | Other | Cody | WY | $153,000 | $225,000 | 4 | Apr 26 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $137,199 | $150,000,000 | 0 | Apr 26 | sec.gov |
| BARKSDALE RESOURCES CORP. | Other | Vancouver | $125,000 | $125,000 | 1 | Apr 26 | sec.gov | |
| Rides2U Inc (amended) | Other Technology | South Bend | IN | $110,000 | Indefinite | 3 | Apr 26 | sec.gov |
| Medicai USA, Inc. | Other Health Care | Dover | DE | $90,290 | Indefinite | 2 | Apr 26 | sec.gov |
| Golden Shield Resources Inc. | Other | Vancouver | $72,309 | $72,309 | 5 | Apr 26 | sec.gov | |
| BARKSDALE RESOURCES CORP. (amended) | Other | Vancouver | $62,500 | $62,500 | 1 | Apr 26 | sec.gov | |
| ViroMissile, Inc. | Biotechnology | La Jolla | CA | $50,000 | $1,000,000 | 1 | Apr 26 | sec.gov |
| DuPont Clinic, PC | Hospitals and Physicians | Beverly Hills | CA | $1,000 | $1,000 | 2 | Apr 26 | sec.gov |
| MCAP Link 13-2H Joint Venture | Oil and Gas | Dallas | TX | $0 | $560,000 | 0 | Apr 26 | sec.gov |
| Koach Capital Fund III LP | Other Real Estate | Birmingham | MI | $0 | $125,000,000 | 0 | Apr 26 | sec.gov |
| PRESULTS CAPITAL LLC | Other Technology | Atlanta | GA | $0 | $5,000,000 | 0 | Apr 26 | sec.gov |
| Villaret Investments, LLC | Commercial | San Antonio | TX | $0 | $4,500,000 | 0 | Apr 26 | sec.gov |
| NAHF LLC | Residential | Louisville | KY | $0 | $50,000,000 | 0 | Apr 26 | sec.gov |
| UPC Fund, LLC (amended) | Residential | Smithfield | UT | $0 | $20,000,000 | 1 | Apr 26 | sec.gov |
| SIMM Cap Wealth Fund I LLC | Residential | Wexford | PA | $0 | Indefinite | 0 | Apr 26 | sec.gov |
| NileBuilt Corp. / WY | Construction | Irving | TX | $0 | $2,500,000 | 0 | Apr 26 | sec.gov |
| Abraxis Eagle, LLC | Other | Jackson | WY | $0 | $5,000,000 | 0 | Apr 26 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $0 | $150,000,000 | 0 | Apr 26 | sec.gov |
| Lutheran Campus ASC, LLC | Other Health Care | Wheat Ridge | CO | $0 | $76,926 | 0 | Apr 26 | sec.gov |
| EASY CHOICE BUSINESS SOLUTIONS INC | Telecommunications | Carlsbad | CA | $0 | $2,000,000 | 0 | Apr 26 | sec.gov |
| Stork Exchange, Inc. | Other | Charlotte | NC | $0 | $350,000 | 0 | Apr 26 | sec.gov |
| BSR Real Estate Investment Trust (amended) | REITS and Finance | Little Rock | AR | $0 | Indefinite | 186 | Apr 26 | sec.gov |
| Vision Marine Technologies Inc. | Other | Boisbriand | $0 | $1,605,250 | 3 | Apr 26 | sec.gov | |
| CLINTON PARTNERS LLC | Other Health Care | Clinton Township | MI | $0 | $95,400 | 0 | Apr 26 | sec.gov |
April 27, 2023 · April 25, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.