Data / Form D filings / Apr 27
Form D filings, April 27, 2023: 76 companies raised $1.24 billion
76 operating companies filed a Form D on April 27, 2023, reporting $1.24 billion sold. Largest: Nordflint Capital Partners Fondsmaeglerselskab A/S ($653 million), Diversified Residential Portfolio III DST ($159.7 million), Lakewood Ranch SFR II DST ($57.6 million). The median filing is $1.7 million, and 174 pooled investment funds also filed that day.
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- 76Form D filings
- $1.24 billionreported sold
- $1.7 millionmedian amount sold
- TXmost filings (15)
Most filings by state: TX 15, CA 10, FL 5, NY 5, GA 4. By industry: Other Technology 15, Other 13, Other Real Estate 10, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Nordflint Capital Partners Fondsmaeglerselskab A/S (amended) | Investing | Copenhagen O | $653,000,000 | Indefinite | 30 | Apr 27 | sec.gov | |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $159,679,091 | $209,327,056 | 267 | Apr 27 | sec.gov |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $57,550,496 | $62,589,462 | 152 | Apr 27 | sec.gov |
| Cetera Advisor Networks LLC /CA (amended) | Investing | El Segundo | CA | $48,534,787 | Indefinite | 229 | Apr 27 | sec.gov |
| Cetera Advisor Networks LLC /CA (amended) | Investing | El Segundo | CA | $48,534,787 | Indefinite | 229 | Apr 27 | sec.gov |
| CookUnity Inc. | Other Technology | Brooklyn | NY | $46,999,985 | $46,999,993 | 13 | Apr 27 | sec.gov |
| Cetera Advisors LLC /CO (amended) | Investing | Greenwood Village | CO | $28,412,140 | Indefinite | 93 | Apr 27 | sec.gov |
| Cetera Advisors LLC /CO (amended) | Investing | Greenwood Village | CO | $28,412,140 | Indefinite | 93 | Apr 27 | sec.gov |
| InductEV Inc. | Other Technology | King Of Prussia | PA | $18,972,750 | $27,522,192 | 24 | Apr 27 | sec.gov |
| Sapphire Group, LLC (amended) | Other Real Estate | Sherman | TX | $18,469,545 | $25,000,000 | 71 | Apr 27 | sec.gov |
| GRI BIO, Inc. | Biotechnology | La Jolla | CA | $15,583,333 | $15,583,333 | 1 | Apr 27 | sec.gov |
| 10 Point Capital Mini, LLC | Restaurants | Atlanta | GA | $10,350,000 | $10,350,000 | 48 | Apr 27 | sec.gov |
| GMI-Yonkers, LP (amended) | Other Real Estate | Westlake | TX | $8,315,786 | $12,433,358 | 68 | Apr 27 | sec.gov |
| White Feather Freedom Fund I, LLC (amended) | Other | Mesa | AZ | $7,154,500 | $9,500,000 | 75 | Apr 27 | sec.gov |
| Vibrant Planet, PBC | Other | Truckee | CA | $7,154,091 | $17,559,986 | 11 | Apr 27 | sec.gov |
| KB Ohio Logistics, DST | Other Real Estate | Las Vegas | NV | $6,146,754 | $50,500,000 | 1 | Apr 27 | sec.gov |
| Lapix Therapeutics Inc. | Biotechnology | Boston | MA | $5,947,478 | $14,557,480 | 32 | Apr 27 | sec.gov |
| 1915 S MATTIS, LLC | Commercial | Champaign | IL | $5,700,000 | $5,700,000 | 36 | Apr 27 | sec.gov |
| CapStack Technologies Inc. | Other Technology | Miami | FL | $5,599,996 | $5,999,998 | 11 | Apr 27 | sec.gov |
| Medicine Man Technologies, Inc. | Other | Denver | CO | $5,542,990 | $5,542,990 | 1 | Apr 27 | sec.gov |
| TEMPUS PORTFOLIO 5, LLC | Commercial | Little Rock | AR | $5,050,000 | $12,000,000 | 57 | Apr 27 | sec.gov |
| PolicyBound, Inc. | Other Banking and Financial Services | Philadelphia | PA | $5,004,000 | $5,004,000 | 1 | Apr 27 | sec.gov |
| Slate Craft Goods, Inc. | Other | Westwood | MA | $4,425,000 | $10,000,000 | 11 | Apr 27 | sec.gov |
| Leadon Sales, Inc. | Other Technology | Sherman Oaks | CA | $4,194,995 | $4,250,000 | 7 | Apr 27 | sec.gov |
| American Aerogel Corp | Other | Rochester | NY | $3,000,000 | $8,000,000 | 3 | Apr 27 | sec.gov |
| M7 SGS Investment, LLC | Other Real Estate | Akron | OH | $2,675,000 | $2,675,000 | 30 | Apr 27 | sec.gov |
| Gladiate Technologies, Inc. | Other Technology | Dallas | TX | $2,000,000 | $2,249,999 | 2 | Apr 27 | sec.gov |
| VINCULUM WINE FUND LTD (amended) | Other | Road Town, Tortola | $1,767,005 | Indefinite | 60 | Apr 27 | sec.gov | |
| SIGNAL FINANCIAL TECHNOLOGIES INC. | Other Technology | Needham | MA | $1,745,719 | $2,500,000 | 4 | Apr 27 | sec.gov |
| Columbia MHP LLC | Residential | Oviedo | FL | $1,720,000 | $1,920,000 | 24 | Apr 27 | sec.gov |
| BRIUS Technologies, Inc. | Other Health Care | Addison | TX | $1,700,000 | $11,000,000 | 23 | Apr 27 | sec.gov |
| Daily Grabs Inc. | Retailing | Toronto | $1,580,000 | Indefinite | 10 | Apr 27 | sec.gov | |
| VVF AgTech, Inc. (amended) | Agriculture | Suwanee | GA | $1,325,000 | $6,000,000 | 33 | Apr 27 | sec.gov |
| Enspired Solutions Inc. | Other Technology | Laingsburg | MI | $1,235,011 | Indefinite | 17 | Apr 27 | sec.gov |
| 851 Twenty Fifth LLC | Commercial | Columbus | GA | $1,200,000 | $1,200,000 | 7 | Apr 27 | sec.gov |
| IncentiFind, Inc. | Other Real Estate | Houston | TX | $1,150,454 | $3,500,000 | 2 | Apr 27 | sec.gov |
| Sentinel Fertigation, Inc. | Other Technology | Lincoln | NE | $1,115,980 | $2,500,000 | 5 | Apr 27 | sec.gov |
| Idion, Inc. | Other Health Care | Darien | CT | $1,099,838 | $3,000,000 | 10 | Apr 27 | sec.gov |
| 4L Data Intelligence, Inc. | Other Technology | San Ramon | CA | $1,000,000 | Indefinite | 1 | Apr 27 | sec.gov |
| Wndyr Inc. | Other | Houston | TX | $1,000,000 | Indefinite | 12 | Apr 27 | sec.gov |
| Fellowship Apartments LLC | Residential | Frisco | TX | $925,000 | $1,200,000 | 15 | Apr 27 | sec.gov |
| Albertville Apartment Company, LLC | Residential | Dothan | AL | $799,000 | $1,500,000 | 13 | Apr 27 | sec.gov |
| Kairos Pharma, LTD. | Pharmaceuticals | Los Angeles | CA | $675,000 | $3,000,000 | 9 | Apr 27 | sec.gov |
| abrdn plc | Other Banking and Financial Services | Edinburgh | $584,045 | $584,045 | 27 | Apr 27 | sec.gov | |
| Anesthesia Labs Inc. | Other Health Care | Rancho Mirage | CA | $450,000 | $500,000 | 9 | Apr 27 | sec.gov |
| Nexus Ventures XIV Kingwood TX LLC | Commercial | Matthews | NC | $432,500 | $432,500 | 10 | Apr 27 | sec.gov |
| Centaur Bio Inc. | Pharmaceuticals | Charlotte | NC | $430,000 | $500,000 | 4 | Apr 27 | sec.gov |
| 6847 RAVENNA AVE NE LLC | Construction | Ferndale | WA | $325,000 | $325,000 | 8 | Apr 27 | sec.gov |
| Elevai Labs Inc. | Other | Newport Beach | CA | $293,589 | $1,600,000 | 7 | Apr 27 | sec.gov |
| WorthPoint Corp | Other Technology | Atlanta | GA | $250,000 | $500,000 | 1 | Apr 27 | sec.gov |
| CareTuner, Inc. | Other Technology | Crestview | FL | $175,000 | $200,000 | 5 | Apr 27 | sec.gov |
| Got Bag North America Inc. | Retailing | Beaverton | OR | $155,000 | $500,000 | 5 | Apr 27 | sec.gov |
| Eji Co. | Business Services | Cardiff | CA | $150,000 | $400,000 | 4 | Apr 27 | sec.gov |
| Junction AI Inc. | Other Technology | Dallas | TX | $50,000 | $500,000 | 1 | Apr 27 | sec.gov |
| FreightFlows, Inc. | Other Technology | Boston | MA | $35,000 | $500,000 | 2 | Apr 27 | sec.gov |
| SLICEFUND LLC SERIES 1 | Other | Saint George | UT | $30,320 | $73,596 | 2 | Apr 27 | sec.gov |
| INSTREAMATIC, INC. | Other Technology | Boca Raton | FL | $26,756 | Indefinite | 1 | Apr 27 | sec.gov |
| NuGen Medical Devices Inc. | Other | Toronto | $19,821 | $46,248 | 1 | Apr 27 | sec.gov | |
| Coventry Real Estate Group LLC | Other | Lincoln | NE | $0 | $2,700,000 | 0 | Apr 27 | sec.gov |
| RE-SFH TEXAS GROWTH FUND I LLC | Other Real Estate | Fort Worth | TX | $0 | $5,000,000 | 0 | Apr 27 | sec.gov |
| STC Crestone Peak, LLC | Investing | Lancaster | PA | $0 | $29,350,000 | 0 | Apr 27 | sec.gov |
| BLV Arcadia Investor LLC | Commercial | Sheridan | WY | $0 | $65,000,000 | 0 | Apr 27 | sec.gov |
| Morningstar Minerals I, LP | Oil and Gas | Dallas | TX | $0 | $20,000,000 | 0 | Apr 27 | sec.gov |
| K Enter Holdings Inc | Other | Mclean | VA | $0 | $15,000,000 | 0 | Apr 27 | sec.gov |
| Akcru, Inc | Other Technology | Jamaica | NY | $0 | $4,000,000 | 0 | Apr 27 | sec.gov |
| Amity Island Broadway Limited Partnership | Other | New York | NY | $0 | $5,400,000 | 0 | Apr 27 | sec.gov |
| BV POST FALLS I, LLC | Other Real Estate | Idaho Falls | ID | $0 | $4,000,000 | 0 | Apr 27 | sec.gov |
| RETO Next Ventures LP | Other Banking and Financial Services | Houston | TX | $0 | $25,000,000 | 0 | Apr 27 | sec.gov |
| Passive Progress Fund LLC | Residential | Hickory Creek | TX | $0 | $25,000,000 | 0 | Apr 27 | sec.gov |
| 2000 NW 18th Street LLC | Commercial | Fort Lauderdale | FL | $0 | $550,000 | 0 | Apr 27 | sec.gov |
| Posh Luxury Cannabis, Inc. | Retailing | New York | NY | $0 | $5,000,000 | 0 | Apr 27 | sec.gov |
| MRM Real Estate Fund II Manager, LLC | REITS and Finance | Frisco | TX | $0 | $10,000,000 | 0 | Apr 27 | sec.gov |
| Hawthorne Income Fund, LLC | Commercial | Farmers Branch | TX | $0 | Indefinite | 0 | Apr 27 | sec.gov |
| KINGDOM RESOURCES INC | Oil and Gas | Frisco | TX | $0 | $450,000 | 0 | Apr 27 | sec.gov |
| Ansonia Multifamily Value Fund II, LP | Other Real Estate | Chicago | IL | $0 | $100,000,000 | 0 | Apr 27 | sec.gov |
| ANDERSEN CORP | Manufacturing | Bayport | MN | $0 | Indefinite | 2 | Apr 27 | sec.gov |
April 28, 2023 · April 26, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.