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Data / Form D filings / Cetera Advisor Networks LLC /CA

Cetera Advisor Networks LLC /CA: Form D filings

Cetera Advisor Networks LLC /CA, an investing company in El Segundo, CA, filed 18 Form D notices with the SEC between 2010 and 2024. The latest, on May 16, 2024, reports $62.4 million sold of an offering with no set size to 245 investors.

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Company details from the filing

Address
2301 ROSECRANS AVENUE, SUITE 5100, El Segundo, CA, 90245
Phone
(800) 879-8100
Industry
Investing
Entity type
Limited Liability Company
Incorporated in
Delaware
Revenue range
Decline to Disclose
Exemptions claimed
Rule 506(b)
SEC identifier (CIK)
1164236

Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
May 16, 2024AmendmentIndefinite$62,386,855245Jan 1, 2009sec.gov
Apr 27, 2023AmendmentIndefinite$48,534,787229Jan 1, 2009sec.gov
Apr 27, 2023AmendmentIndefinite$48,534,787229Jan 1, 2009sec.gov
Apr 29, 2022AmendmentIndefinite$51,689,745157Jan 1, 2009sec.gov
May 26, 2021AmendmentIndefinite$55,216,078154Jan 1, 2009sec.gov
May 26, 2021AmendmentIndefinite$55,216,078154Jan 1, 2009sec.gov
May 19, 2021AmendmentIndefinite$55,216,078154Jan 1, 2009sec.gov
May 12, 2020AmendmentIndefinite$60,331,104131Jan 1, 2009sec.gov
May 6, 2019AmendmentIndefinite$49,978,914138Jan 1, 2009sec.gov
May 7, 2018AmendmentIndefinite$58,516,006147Jan 1, 2009sec.gov
Apr 27, 2017AmendmentIndefinite$51,652,017149Jan 1, 2009sec.gov
Apr 18, 2016AmendmentIndefinite$51,305,287157Jan 1, 2009sec.gov
Jan 16, 2015AmendmentIndefinite$51,271,416151Jan 1, 2009sec.gov
Jan 16, 2014AmendmentIndefinite$47,675,537119Jan 1, 2009sec.gov
Jan 15, 2013AmendmentIndefinite$3,375,91270Jan 1, 2013sec.gov
Jan 12, 2012AmendmentIndefinite$3,060,30763Jan 1, 2012sec.gov
Jan 13, 2011AmendmentIndefinite$2,690,25753Jan 1, 2011sec.gov
Jan 13, 2010AmendmentIndefinite$2,650,21660Jan 1, 2010sec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
Winnie P. LeeExecutive Officer
Tim R. StinsonExecutive Officer
Thomas P. GooleyDirector
Timothy P. StoneExecutive Officer
Patricia R. McCallopExecutive Officer
Thomas P. HalloranExecutive Officer
David P. Van HavermaatExecutive Officer
Barbara D. KestersonExecutive Officer
Lisa P. GokExecutive Officer
Joseph D. NearyExecutive Officer, Director
Kofi P. CoaxumExecutive Officer
Thomas B. TaylorExecutive Officer, Director
Stanley R. SmileyExecutive Officer
Jeffrey D. BuchheisterExecutive Officer
Maura R. MizuguchiExecutive Officer
Gary R. ChaffinExecutive Officer

Other investing companies in California that filed recently

Every Form D from the week of May 13, 2024 · All recent filings in California · All recent Investing filings

Read from SEC EDGAR. Amount sold is what Cetera Advisor Networks LLC /CA reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.