Data / Form D filings / Week of May 13
Form D filings, week of May 13, 2024: 477 companies raised $28.93 billion
477 operating companies filed a Form D in the week of May 13, 2024, reporting $28.93 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.84 billion), Nationwide BOLI Private Placement Variable Account ($5.30 billion), HILLTOP SECURITIES INC. ($3.37 billion). The median filing is $2 million, and 643 pooled investment funds also filed that week.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 477Form D filings
- $28.93 billionreported sold
- $2 millionmedian amount sold
- CAmost filings (82)
Most filings by state: CA 82, TX 38, NY 35, FL 28, MA 22. By industry: Other 108, Other Technology 89, Commercial 50, Other Real Estate 45.
By day: May 13 (109), May 14 (100), May 15 (95), May 16 (80), May 17 (93).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,843,365,193 | Indefinite | 442 | May 17 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,303,651,220 | Indefinite | 35 | May 17 | sec.gov |
| HILLTOP SECURITIES INC. (amended) | Other Banking and Financial Services | Dallas | TX | $3,368,645,000 | Indefinite | 152 | May 17 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $3,257,000,000 | Indefinite | 7 | May 17 | sec.gov |
| HILLTOP SECURITIES INC. (amended) | Other Banking and Financial Services | Dallas | TX | $992,647,000 | Indefinite | 19 | May 17 | sec.gov |
| Alterra IOS Venture III, LP (amended) | Commercial | Bryn Mawr | PA | $917,080,274 | $925,000,000 | 95 | May 13 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $751,311,433 | Indefinite | 108 | May 17 | sec.gov |
| Zenas BioPharma, Inc. | Biotechnology | Waltham | MA | $200,145,732 | $200,145,732 | 26 | May 14 | sec.gov |
| TheRas, Inc. | Biotechnology | Palo Alto | CA | $200,000,000 | $200,000,000 | 15 | May 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $195,926,828 | Indefinite | 63 | May 13 | sec.gov |
| ONE Group Hospitality, Inc. | Restaurants | Denver | CO | $160,000,000 | $160,000,000 | 5 | May 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $155,912,048 | Indefinite | 30 | May 13 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | May 17 | sec.gov |
| Bonaventure Multifamily Income Trust, Inc. (amended) | REITS and Finance | Alexandria | VA | $105,884,345 | Indefinite | 281 | May 14 | sec.gov |
| NexPoint Hughes DST (amended) | Other Real Estate | Dallas | TX | $104,415,646 | $115,262,632 | 311 | May 15 | sec.gov |
| Context Therapeutics Inc. | Pharmaceuticals | Philadelphia | PA | $99,992,767 | $99,998,250 | 26 | May 16 | sec.gov |
| Ajax Therapeutics, Inc. | Biotechnology | New York | NY | $95,000,000 | $95,000,000 | 21 | May 13 | sec.gov |
| Hebbia Inc. | Other | New York | NY | $92,959,633 | $99,999,996 | 19 | May 14 | sec.gov |
| Aardvark Therapeutics, Inc. | Biotechnology | San Diego | CA | $84,999,982 | $84,999,982 | 31 | May 15 | sec.gov |
| WaCap - O Transportation Infrastructure Capital Partners Feeder LLC (amended) | Investing | Seattle | WA | $76,250,000 | Indefinite | 8 | May 16 | sec.gov |
| Minneapolis MSA Senior Living Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $74,532,040 | $76,762,629 | 154 | May 15 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $69,242,775 | Indefinite | 2 | May 17 | sec.gov |
| Progentos Therapeutics, Inc. | Other | Watertown | MA | $68,588,739 | $68,588,739 | 39 | May 17 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $65,901,091 | Indefinite | 27 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $65,901,091 | Indefinite | 41 | May 13 | sec.gov |
| Cetera Advisor Networks LLC /CA (amended) | Investing | El Segundo | CA | $62,386,855 | Indefinite | 245 | May 16 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $62,045,298 | Indefinite | 17 | May 17 | sec.gov |
| GC Champion Holdings, LLC (amended) | Other | San Francisco | CA | $60,728,712 | Indefinite | 41 | May 15 | sec.gov |
| CF Legacy at Fox Valley Multifamily DST (amended) | Residential | New York | NY | $57,225,000 | $57,225,000 | 127 | May 15 | sec.gov |
| Prolific Machines Inc. | Other Technology | Emeryville | CA | $54,612,244 | $57,562,262 | 36 | May 14 | sec.gov |
| Empire Village at Sonoran Vista & Borgata, LLC (amended) | Residential | Scottsdale | AZ | $54,434,179 | $70,000,000 | 780 | May 16 | sec.gov |
| Fort Myers BTR DST (amended) | Other Real Estate | Oak Brook | IL | $51,146,178 | $54,462,042 | 141 | May 15 | sec.gov |
| Aeovian Pharmaceuticals, Inc. | Pharmaceuticals | Berkeley | CA | $50,415,077 | $50,415,077 | 5 | May 13 | sec.gov |
| Critical Response Group Inc. | Other | Hamilton Township | NJ | $49,000,000 | $54,000,000 | 1 | May 17 | sec.gov |
| Tidal Vision Products, Inc. | Other Technology | Bellingham | WA | $46,747,977 | $128,551,544 | 31 | May 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $46,143,720 | Indefinite | 14 | May 13 | sec.gov |
| ICG Sentio, DST (amended) | Residential | Clovis | CA | $45,122,014 | $65,000,000 | 123 | May 17 | sec.gov |
| SLF FIXED INCOME FUND I, LLC | Other Real Estate | Lenexa | KS | $44,328,147 | $50,000,000 | 179 | May 16 | sec.gov |
| Galvanic Fund II, LLLP | Other Energy | Oklahoma City | OK | $42,000,000 | $50,000,000 | 24 | May 16 | sec.gov |
| Entact Bio, Inc. (amended) | Biotechnology | Watertown | MA | $40,321,700 | $40,321,700 | 7 | May 15 | sec.gov |
| Montgomery Capital Partners Fund V, LP (amended) | Investing | Plano | TX | $40,000,000 | $40,000,000 | 142 | May 13 | sec.gov |
| ECPH, LLC (amended) | Other Health Care | Dallas | TX | $39,414,755 | Indefinite | 127 | May 14 | sec.gov |
| ReversingLabs, Inc. | Other Technology | Cambridge | MA | $38,649,446 | $62,759,568 | 3 | May 15 | sec.gov |
| MatrixSpace, Inc. (amended) | Other | Burlington | MA | $32,154,972 | $32,154,972 | 30 | May 13 | sec.gov |
| Red Door ICW Fund LLC | Investing | Memphis | TN | $31,040,000 | $31,040,000 | 83 | May 17 | sec.gov |
| Beam Technologies Inc. | Insurance | Columbus | OH | $29,758,307 | $35,000,000 | 24 | May 15 | sec.gov |
| Gorgias Inc. | Other | San Francisco | CA | $28,518,975 | $28,518,975 | 9 | May 15 | sec.gov |
| PG Kennesaw DST (amended) | Commercial | Atlanta | GA | $25,658,769 | $25,658,769 | 101 | May 16 | sec.gov |
| Glendale BTR DST (amended) | Other Real Estate | Oak Brook | IL | $24,541,359 | $72,121,822 | 66 | May 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $24,500,785 | Indefinite | 10 | May 13 | sec.gov |
| Nexben Inc. (amended) | Other Technology | Minneapolis | MN | $24,084,114 | $28,176,656 | 26 | May 14 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $23,330,000 | Indefinite | 3 | May 13 | sec.gov |
| Allen Harrison Multifamily Fund IV, LP | Residential | Houston | TX | $22,955,000 | $35,000,000 | 74 | May 15 | sec.gov |
| Mesa Financial, Inc. | Other | Boulder | CO | $21,069,954 | $21,069,954 | 15 | May 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $21,036,000 | Indefinite | 10 | May 13 | sec.gov |
| COLAB SOFTWARE INC. | Other Technology | St. John'S | $20,999,997 | $20,999,997 | 0 | May 15 | sec.gov | |
| Polaris Worldwide LLC (amended) | Commercial | Miami | FL | $20,300,500 | $20,300,500 | 18 | May 13 | sec.gov |
| Polaris Worldwide QOF, LLC (amended) | Commercial | Miami | FL | $20,300,500 | $20,300,500 | 18 | May 13 | sec.gov |
| nOps, Inc. | Other Technology | South Lake Tahoe | CA | $20,109,884 | $21,266,560 | 30 | May 17 | sec.gov |
| Sift Medical Data, Inc. | Other Technology | Milwaukee | WI | $20,002,542 | $20,002,542 | 19 | May 14 | sec.gov |
| GROMA NAV REIT, INC. (amended) | REITS and Finance | Boston | MA | $18,980,004 | Indefinite | 38 | May 17 | sec.gov |
| Epsilon Group New Holdings Ltd (amended) | Other | St Helier | $18,207,283 | Indefinite | 44 | May 17 | sec.gov | |
| Curve Biosciences, Inc. | Other | Mountain View | CA | $17,691,996 | $20,038,985 | 64 | May 13 | sec.gov |
| CF James Multifamily DST (amended) | Residential | New York | NY | $17,339,771 | $51,875,000 | 54 | May 14 | sec.gov |
| Summit Dynamics Group, Inc. (amended) | Other | Reno | NV | $17,055,849 | Indefinite | 60 | May 16 | sec.gov |
| AIIC GROUP 12 LENDER IV LLC | REITS and Finance | Palm Beach | FL | $16,800,000 | $19,200,000 | 21 | May 14 | sec.gov |
| BLDG Tennyson LLC | Residential | Beverly Hills | CA | $16,300,000 | $16,300,000 | 78 | May 16 | sec.gov |
| David Energy Systems, Inc. | Other Energy | Brooklyn | NY | $15,853,728 | $25,000,000 | 13 | May 14 | sec.gov |
| FinLocker, Inc. | Other Technology | St. Louis | MO | $15,659,992 | $17,160,168 | 34 | May 14 | sec.gov |
| Smart Health Diagnostics Co (amended) | Biotechnology | Irvine | CA | $15,589,576 | $20,000,000 | 64 | May 13 | sec.gov |
| Rise West Arlington Partners, LLC | Residential | Scottsdale | AZ | $15,323,095 | $18,003,351 | 96 | May 15 | sec.gov |
| Career Allies, Inc. | Other Technology | Fort Collins | CO | $14,999,991 | $20,000,000 | 7 | May 17 | sec.gov |
| Medicenna Therapeutics Corp. | Biotechnology | Toronto | $14,550,000 | $14,587,404 | 1 | May 14 | sec.gov | |
| Pear Commerce, Inc. | Other Technology | Minneapolis | MN | $14,029,897 | $14,029,897 | 42 | May 14 | sec.gov |
| Global Bamboo Technologies Inc. | Manufacturing | Windsor | CA | $13,903,182 | $18,403,185 | 5 | May 17 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $13,698,172 | Indefinite | 12 | May 13 | sec.gov |
| Luminate Medical Inc. | Other Technology | Ballybrit, Galway | $13,653,998 | $17,953,999 | 46 | May 15 | sec.gov | |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $13,544,776 | Indefinite | 9 | May 17 | sec.gov |
| CONNECTICUT ON-LINE COMPUTER CENTER INC | Other Technology | Southington | CT | $13,470,000 | Indefinite | 81 | May 16 | sec.gov |
| Jutiso, Inc. | Other Health Care | Washington | DC | $12,627,101 | $14,327,102 | 28 | May 17 | sec.gov |
| Ernesta Home, Inc. | Other Technology | New York | NY | $12,500,000 | $12,500,000 | 3 | May 13 | sec.gov |
| Nara Organics, Inc. (amended) | Other | New York | NY | $12,499,967 | $12,499,967 | 37 | May 16 | sec.gov |
| WHITE RIVER BANCSHARES CO | Commercial Banking | Fayetteville | AR | $12,472,515 | $12,472,515 | 22 | May 14 | sec.gov |
| Evocalize, Inc. (amended) | Other | Seattle | WA | $12,334,587 | $12,984,588 | 5 | May 14 | sec.gov |
| BITGO HOLDINGS, INC. | Other Banking and Financial Services | Palo Alto | CA | $12,194,111 | $12,194,111 | 10 | May 13 | sec.gov |
| Monroe Exchange Fund, LP | Other Real Estate | Charlotte | NC | $12,000,000 | $16,000,000 | 15 | May 14 | sec.gov |
| EAG Holdings LP | Other | New York | NY | $12,000,000 | $12,000,000 | 6 | May 13 | sec.gov |
| Story Preface, LLC | Other Banking and Financial Services | Brooklyn | NY | $11,907,807 | $11,907,807 | 48 | May 14 | sec.gov |
| Airstack w3 Inc. | Other Technology | Miami Beach | FL | $11,321,653 | $11,821,653 | 64 | May 17 | sec.gov |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $11,280,732 | $136,944,633 | 45 | May 15 | sec.gov |
| Manus Bio Inc. | Other | Waltham | MA | $11,270,003 | $11,270,003 | 6 | May 14 | sec.gov |
| HyperNative Inc. | Other Technology | Ramot Hashavim | $10,999,872 | $10,999,872 | 18 | May 16 | sec.gov | |
| Winpower LLC | Investing | Mclean | VA | $10,863,000 | $10,863,000 | 33 | May 16 | sec.gov |
| Redfern Kennebec, LLC | Other Real Estate | Portland | ME | $10,675,000 | $11,000,000 | 22 | May 17 | sec.gov |
| Enteligent Inc. | Energy Conservation | Morgan Hill | CA | $10,354,018 | $12,354,019 | 10 | May 14 | sec.gov |
| Exthymic Corp | Other Health Care | San Diego | CA | $10,249,992 | $10,249,992 | 8 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $10,203,429 | Indefinite | 5 | May 13 | sec.gov |
| Retension Pharmaceuticals, Inc. (amended) | Pharmaceuticals | Mclean | VA | $10,143,750 | $11,000,000 | 132 | May 15 | sec.gov |
| Blockit Now, Inc. | Other Technology | Mckinney, Tx | TX | $9,999,982 | $9,999,982 | 3 | May 13 | sec.gov |
| Park Apartments, LLC | Residential | Columbus | OH | $9,863,020 | $9,863,020 | 1 | May 13 | sec.gov |
| CONNECTICUT ON-LINE COMPUTER CENTER INC | Other Technology | Southington | CT | $9,780,000 | $15,000,000 | 85 | May 16 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,771,925 | Indefinite | 3 | May 13 | sec.gov |
| Poincare Dynamic Limited Partnership | Investing | Pownal | VT | $9,510,000 | Indefinite | 20 | May 14 | sec.gov |
| Soda Health, Inc. | Other | Chicago | IL | $8,999,999 | $9,000,003 | 9 | May 13 | sec.gov |
| Resolute Topco, Inc. (amended) | Investing | Irving | TX | $8,856,174 | $8,856,174 | 25 | May 16 | sec.gov |
| Dosu, Inc. | Other Technology | San Francisco | CA | $8,524,997 | $9,499,992 | 5 | May 14 | sec.gov |
| Symitri, Inc. | Other Technology | New York | NY | $8,500,000 | $8,500,000 | 8 | May 13 | sec.gov |
| CETERA FINANCIAL SPECIALISTS LLC (amended) | Investing | Schaumburg | IL | $8,350,559 | Indefinite | 37 | May 16 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $8,187,000 | $8,187,000 | 1 | May 13 | sec.gov |
| MEXT Corp | Other Technology | Santa Clara | CA | $8,179,963 | $8,179,963 | 15 | May 17 | sec.gov |
| MO MHC Portfolio Two LLC (amended) | Other Real Estate | Garden City | ID | $8,113,000 | $10,000,000 | 44 | May 13 | sec.gov |
| Cyclacel Pharmaceuticals, Inc. | Biotechnology | Berkeley Heights | NJ | $8,000,000 | $8,000,000 | 1 | May 17 | sec.gov |
| Alterra IOS Venture III Master, LP (amended) | Commercial | Bryn Mawr | PA | $7,919,726 | $925,000,000 | 21 | May 13 | sec.gov |
| Simergent, LLC | Biotechnology | Oklahoma City | OK | $7,801,331 | $8,101,331 | 51 | May 13 | sec.gov |
| Hopewell Therapeutics, Inc. (amended) | Biotechnology | Woburn | MA | $7,800,004 | $10,000,001 | 8 | May 17 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $7,596,969 | Indefinite | 1 | May 13 | sec.gov |
| Oculogica, Inc. | Biotechnology | New Richmond | WI | $7,569,130 | $17,952,926 | 24 | May 13 | sec.gov |
| System Pavers MIP LLC (amended) | Other | New York | NY | $7,557,291 | $7,557,291 | 1 | May 17 | sec.gov |
| Escalante Bioscience, Inc. | Other Health Care | San Francisco | CA | $6,749,986 | $6,749,986 | 17 | May 17 | sec.gov |
| TWC Jones Equity QOF LLC | Investing | Orlando | FL | $6,737,500 | $6,737,500 | 21 | May 14 | sec.gov |
| WEST HUNSTVILLE LODGING, LLC | Commercial | Chattanooga | TN | $6,614,385 | $6,614,385 | 14 | May 14 | sec.gov |
| Leitbox Portfolio Partners Self-Storage Fund III,LLC (amended) | Commercial | Birmingham | AL | $6,515,979 | $50,000,000 | 82 | May 15 | sec.gov |
| LCM Funds 68 Elm Grove LLC | Residential | Milwaukee | WI | $6,500,000 | $6,500,000 | 21 | May 15 | sec.gov |
| ColdQuanta, Inc. | Other | Boulder | CO | $6,250,000 | $6,250,000 | 1 | May 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $6,249,200 | Indefinite | 1 | May 13 | sec.gov |
| Magneto Global Ltd | Business Services | Medellin | $6,175,000 | $7,010,000 | 15 | May 14 | sec.gov | |
| All England Lawn Tennis Ground plc | Other | London | $6,126,696 | $6,126,696 | 11 | May 15 | sec.gov | |
| Acclinate, Inc. | Other | Burmingham | AL | $5,999,977 | $7,000,000 | 6 | May 17 | sec.gov |
| 395 EUCLID, LP | Commercial | San Francisco | CA | $5,852,000 | $5,852,000 | 36 | May 14 | sec.gov |
| Monitaur, Inc. | Other Technology | Duxbury | MA | $5,775,984 | $5,999,984 | 11 | May 13 | sec.gov |
| ML Moir Pref LLC | Other Real Estate | Eden Prairie | MN | $5,638,606 | $5,750,000 | 8 | May 15 | sec.gov |
| WFF Eugene Investor LLC | Commercial | Boston | MA | $5,600,000 | Indefinite | 54 | May 15 | sec.gov |
| 1205 Broadway 2022 EB-5 INVESTORS FUND LP | Other Real Estate | New York | NY | $5,600,000 | $48,000,000 | 7 | May 14 | sec.gov |
| EB Pro Fund 7, LLC | Commercial | Cheyenne | WY | $5,565,000 | $10,000,000 | 66 | May 15 | sec.gov |
| CyteSi, Inc. | Other Technology | Menlo Park | CA | $5,499,989 | $6,499,989 | 6 | May 13 | sec.gov |
| BR3 Moore, LLC | Residential | Charlotte | NC | $5,475,000 | $5,475,000 | 28 | May 17 | sec.gov |
| Genomenon, Inc. | Biotechnology | Ann Arbor | MI | $5,461,759 | $6,000,000 | 30 | May 16 | sec.gov |
| PacWest Trio, LLC (amended) | Commercial | Golden | CO | $5,450,000 | $21,600,000 | 18 | May 14 | sec.gov |
| Bridge Core Parent Holdings LLC | Other | Radnor | PA | $5,380,118 | $5,380,118 | 7 | May 14 | sec.gov |
| Farpoint 939 W. North Investors, LLC | Commercial | Chicago | IL | $5,250,000 | $10,500,000 | 12 | May 17 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $5,240,200 | Indefinite | 4 | May 13 | sec.gov |
| Wildwood144 MO LLC | Other Real Estate | Franklin Square | NY | $5,180,000 | $5,600,000 | 66 | May 16 | sec.gov |
| Iroquois Valley Farms LLC (amended) | REITS and Finance | Chicago | IL | $5,165,000 | $25,000,000 | 61 | May 17 | sec.gov |
| SOCRadar Cyber Intelligence Inc. | Other Technology | Newark | DE | $5,125,000 | $5,125,000 | 1 | May 15 | sec.gov |
| Palisade Energy Partners Fund, LLC | Oil and Gas | Denver | CO | $5,100,000 | $5,100,000 | 14 | May 14 | sec.gov |
| CredibleMind Inc. | Other Technology | Sausalito | CA | $5,000,000 | $7,500,000 | 1 | May 14 | sec.gov |
| JJVI Northcourt Acquisition, LLC | Commercial | Houston | TX | $4,920,039 | $4,920,039 | 34 | May 16 | sec.gov |
| Heirloom Fair Legal LLC | Other | Wilmington | DE | $4,850,000 | $4,850,000 | 6 | May 13 | sec.gov |
| Jade Associates II-B1 LLC | Investing | Los Angeles | CA | $4,625,000 | Indefinite | 76 | May 17 | sec.gov |
| Chamberlain Coffee Inc. | Other | Los Angeles | CA | $4,609,292 | $7,000,000 | 13 | May 15 | sec.gov |
| Gideon Brothers (USA) Inc. | Other Technology | Dover | DE | $4,599,889 | $10,000,000 | 11 | May 15 | sec.gov |
| ColdQuanta, Inc. | Other | Boulder | CO | $4,535,990 | $4,535,990 | 3 | May 15 | sec.gov |
| Felix Technologies Inc. | Other Technology | San Francisco | CA | $4,500,000 | $4,500,000 | 6 | May 13 | sec.gov |
| Allot, Inc. | Other Technology | San Francisco | CA | $4,368,386 | $4,368,386 | 13 | May 16 | sec.gov |
| Praeventix, Inc. (amended) | Biotechnology | Exton | PA | $4,320,446 | $4,320,446 | 3 | May 16 | sec.gov |
| VOXEL INNOVATIONS, INC. | Manufacturing | Raleigh | NC | $4,241,263 | $4,833,358 | 29 | May 14 | sec.gov |
| Birdnest Development Group, LLC | Commercial | Winston-Salem | NC | $4,221,705 | $4,221,705 | 9 | May 16 | sec.gov |
| Dedicate, Inc. | Other Technology | Boston | MA | $4,200,000 | $4,300,000 | 5 | May 15 | sec.gov |
| Earthshot Labs PBC | Other | Sebastopol | CA | $4,010,000 | $5,510,000 | 15 | May 13 | sec.gov |
| Fieldpoint Private Holdings, Inc. | Commercial Banking | Greenwich | CT | $4,000,003 | Indefinite | 1 | May 14 | sec.gov |
| CP COPPER GP, LLC | Other Real Estate | Denver | CO | $4,000,000 | $8,500,000 | 8 | May 16 | sec.gov |
| SAFE & GREEN HOLDINGS CORP. | Other Real Estate | Miami | FL | $4,000,000 | $4,000,000 | 1 | May 16 | sec.gov |
| Arche Inc. | Other Health Care | Hoover | AL | $4,000,000 | $4,000,000 | 3 | May 15 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $4,000,000 | Indefinite | 1 | May 13 | sec.gov |
| Nanochon, Inc. (amended) | Other Technology | Washington | DC | $3,991,279 | $6,000,000 | 34 | May 15 | sec.gov |
| System Pavers MIP II LLC (amended) | Other | New York | NY | $3,814,000 | Indefinite | 6 | May 17 | sec.gov |
| First Arriving IO, Inc. | Business Services | Ashland | VA | $3,700,000 | $4,000,000 | 9 | May 14 | sec.gov |
| TeraSpatial, Inc. (amended) | Other Technology | Palo Alto | CA | $3,654,997 | Indefinite | 17 | May 17 | sec.gov |
| IC-SB PRA RV, LP | Residential | Dallas | TX | $3,638,326 | $5,706,000 | 2 | May 16 | sec.gov |
| TeraSpatial, Inc. | Other Technology | Palo Alto | CA | $3,629,997 | Indefinite | 16 | May 14 | sec.gov |
| Batavia Investors, LLC | Other Real Estate | Indianapolis | IN | $3,600,000 | $3,600,000 | 14 | May 14 | sec.gov |
| SIGNAL FINANCIAL TECHNOLOGIES INC. (amended) | Other Technology | Wellesley Hills | MA | $3,587,500 | $4,300,000 | 7 | May 17 | sec.gov |
| Premins Company, Inc. | Other Banking and Financial Services | Brooklyn | NY | $3,567,682 | Indefinite | 17 | May 15 | sec.gov |
| Zkonduit Inc. | Other | Chestnut Hill | MA | $3,555,000 | $5,800,000 | 7 | May 17 | sec.gov |
| Novum Group, Inc. | Other Technology | Atlanta | GA | $3,515,894 | $3,515,894 | 26 | May 15 | sec.gov |
| Free From Marketplace, Inc. (amended) | Other | Kansas City | MO | $3,512,582 | $4,712,584 | 12 | May 14 | sec.gov |
| Archies Investments LLC (amended) | Residential | Miami | FL | $3,500,000 | $9,900,000 | 21 | May 15 | sec.gov |
| Blossom Inc. | Other Technology | Coral Gables | FL | $3,349,987 | $5,000,000 | 4 | May 13 | sec.gov |
| ZONA UC, LLC | Other Real Estate | Gilbert | AZ | $3,300,000 | $3,300,000 | 19 | May 14 | sec.gov |
| Asteroid Partners II, LLC | Investing | New York | NY | $3,150,000 | $3,150,000 | 31 | May 16 | sec.gov |
| EQL Games Inc. | Other Technology | Louisville | KY | $3,125,000 | $3,125,000 | 8 | May 16 | sec.gov |
| GridMatrix Inc. | Other Technology | San Francisco | CA | $2,993,336 | $4,398,932 | 18 | May 14 | sec.gov |
| EMIP 1, LLC | REITS and Finance | New York | NY | $2,900,000 | Indefinite | 49 | May 14 | sec.gov |
| Pass It Down Inc. (amended) | Other | Chattanooga | TN | $2,885,009 | $3,500,000 | 32 | May 16 | sec.gov |
| SLF Value Add Fund 2 LLC | Other Real Estate | Lenexa | KS | $2,815,000 | $25,000,000 | 10 | May 16 | sec.gov |
| NewSpring Holdings Federal LLC | Other | Radnor | PA | $2,788,289 | $2,788,289 | 3 | May 14 | sec.gov |
| Emovid Corp | Other Technology | Seattle | WA | $2,750,000 | $7,000,000 | 15 | May 16 | sec.gov |
| EMIP 3, LLC | REITS and Finance | New York | NY | $2,680,000 | Indefinite | 25 | May 15 | sec.gov |
| 888 N Indian Canyon LLC | Commercial | Palm Springs | CA | $2,600,000 | $2,600,000 | 0 | May 14 | sec.gov |
| Squad Technologies LLC (amended) | Other Technology | West Chester | PA | $2,534,000 | $3,000,000 | 9 | May 15 | sec.gov |
| SLF Value Add Fund 1 LLC | Other Real Estate | Lenexa | KS | $2,290,000 | $25,000,000 | 12 | May 16 | sec.gov |
| BITGO HOLDINGS, INC. | Other Banking and Financial Services | Palo Alto | CA | $2,218,500 | $2,218,500 | 1 | May 13 | sec.gov |
| California Tequila, inc. | Other | Rancho Santa Margarita | CA | $2,200,000 | $2,200,000 | 1 | May 14 | sec.gov |
| MUINZER EVERGREEN, LLC | Other Real Estate | Lafayette | IN | $2,125,000 | $2,125,000 | 14 | May 15 | sec.gov |
| Zakipoint Health, Inc. (amended) | Other Technology | Cambridge | MA | $2,067,418 | $2,342,424 | 33 | May 14 | sec.gov |
| Financial Agency Group Inc. (amended) | Other Banking and Financial Services | Sheridan | WY | $2,056,151 | $10,000,000 | 6 | May 15 | sec.gov |
| Vinivia AG | Other Technology | Zug | $2,053,296 | Indefinite | 1 | May 16 | sec.gov | |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $2,045,200 | Indefinite | 1 | May 13 | sec.gov |
| Gaingels Spark IV LLC (amended) | Other | Burlington | VT | $2,043,000 | $10,000,000 | 56 | May 15 | sec.gov |
| Nameless CPG, Inc. | Other | Austin | TX | $2,000,000 | $2,000,000 | 5 | May 15 | sec.gov |
| FrontRace Inc. | Other | Boca Raton | FL | $2,000,000 | $2,000,000 | 10 | May 14 | sec.gov |
| RedSwan PC, INC | Other Real Estate | Houston | TX | $2,000,000 | Indefinite | 2 | May 13 | sec.gov |
| Commonwealth Markets Inc | Other Technology | Los Angeles | CA | $1,999,999 | $1,999,999 | 0 | May 15 | sec.gov |
| Beyond Loan 5 LLC | Other Real Estate | Houston | TX | $1,965,000 | Indefinite | 8 | May 17 | sec.gov |
| HG CAREFREE HOLDCO LLC | Restaurants | Denver | CO | $1,920,000 | $1,920,000 | 8 | May 13 | sec.gov |
| Hauler Hero Inc. | Other Technology | San Diego | CA | $1,906,999 | $3,000,000 | 9 | May 14 | sec.gov |
| SPLASH BEVERAGE GROUP, INC. | Other | Fort Lauderdale | FL | $1,850,000 | $1,850,000 | 3 | May 14 | sec.gov |
| Financial Agency Group Inc. (amended) | Other Banking and Financial Services | Sheridan | WY | $1,844,561 | $10,000,000 | 0 | May 15 | sec.gov |
| PAYLO PAY LTD | Other Technology | London | $1,768,252 | $1,768,252 | 18 | May 16 | sec.gov | |
| Athens Buligo LP | Commercial | Wilmington | DE | $1,754,400 | $1,754,400 | 8 | May 13 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $1,722,000 | Indefinite | 2 | May 13 | sec.gov |
| MO MHC Portfolio LLC (amended) | Other Real Estate | Garden City | ID | $1,715,000 | $4,000,000 | 23 | May 13 | sec.gov |
| Earthshot Labs PBC | Other | Sebastopol | CA | $1,699,462 | $1,699,462 | 10 | May 13 | sec.gov |
| Centurion FX, LP | Investing | Torrance | CA | $1,692,593 | $10,000,000 | 18 | May 15 | sec.gov |
| JK LOL LLC (amended) | Commercial | Aventura | FL | $1,575,000 | $2,800,000 | 0 | May 13 | sec.gov |
| Asymmetria Investors III, LLC - JBSL (PS) (amended) | Investing | West Des Moines | IA | $1,550,000 | $2,500,000 | 7 | May 14 | sec.gov |
| TOMBOYX, PBC | Other | Seattle | WA | $1,515,000 | $2,515,000 | 2 | May 15 | sec.gov |
| 3801 Windmill Dev, LLC | Commercial | Dallas | TX | $1,500,000 | $1,500,000 | 12 | May 17 | sec.gov |
| Conserv Solutions Inc | Other Technology | Birmingham | AL | $1,492,000 | $1,492,000 | 10 | May 16 | sec.gov |
| Zoios, Inc. | Other Technology | Copenhagen | $1,490,296 | $1,490,296 | 10 | May 13 | sec.gov | |
| HG Castle Rock HoldCo LLC | Restaurants | Denver | CO | $1,470,000 | $1,470,000 | 8 | May 16 | sec.gov |
| Foresee Medical, Inc. (amended) | Other Health Care | San Diego | CA | $1,449,997 | $4,999,999 | 9 | May 17 | sec.gov |
| kiteKRAFT Inc. (amended) | Other Technology | Hohenbrunn | $1,441,454 | $1,714,704 | 10 | May 16 | sec.gov | |
| Suncrest Investment Partners LLC (amended) | Other Real Estate | Garden City | ID | $1,424,000 | $100,000,000 | 11 | May 13 | sec.gov |
| CHICAGO MODEL 1, LLC | Investing | Chicago | IL | $1,400,000 | $1,400,000 | 7 | May 15 | sec.gov |
| United SCOOP #8, LP | Oil and Gas | Roanoke | TX | $1,365,000 | $1,400,000 | 28 | May 13 | sec.gov |
| Peoples Choice Storage Wichita 4, LLC (amended) | Commercial | Altamonte Springs | FL | $1,340,000 | $1,500,000 | 17 | May 14 | sec.gov |
| NH Small Multifamily Portfolio II LLC | Commercial | Boston | MA | $1,325,000 | $1,325,000 | 22 | May 13 | sec.gov |
| Aspiriant Holdings, LLC (amended) | Investing | Los Angeles | CA | $1,320,341 | $1,320,341 | 18 | May 14 | sec.gov |
| Traveller Medical, Inc. | Manufacturing | Fayetteville | GA | $1,300,000 | Indefinite | 9 | May 15 | sec.gov |
| SBH Newport LLC | Lodging and Conventions | Portland | OR | $1,300,000 | $1,550,000 | 6 | May 14 | sec.gov |
| MC Oakcrest Investors LLC | Commercial | Sugar Land | TX | $1,280,000 | $4,000,000 | 9 | May 13 | sec.gov |
| Financial Agency Group Inc. (amended) | Other Banking and Financial Services | Sheridan | WY | $1,245,680 | $10,000,000 | 0 | May 13 | sec.gov |
| Else Nutrition Holdings Inc. | Other | Surrey | $1,200,000 | $2,171,922 | 1 | May 17 | sec.gov | |
| Else Nutrition Holdings Inc. (amended) | Other | Surrey | $1,200,000 | $2,171,922 | 1 | May 17 | sec.gov | |
| Meramec Capital LLC (amended) | Other | Clayton | MO | $1,186,000 | $25,000,000 | 3 | May 16 | sec.gov |
| Pencil Buligo LP | Commercial | Wilmington | DE | $1,158,832 | $1,158,832 | 19 | May 13 | sec.gov |
| Fraud Protection Network, Inc. | Other Technology | Aventura | FL | $1,150,000 | $1,150,000 | 1 | May 15 | sec.gov |
| New York Distilling Company, LLC | Other | Brooklyn | NY | $1,100,000 | $1,100,000 | 8 | May 15 | sec.gov |
| Merrimack Industrial, LLC | Commercial | Saline | MI | $1,100,000 | $1,300,000 | 9 | May 13 | sec.gov |
| W24 ORANGE FUND DJP, A SERIES OF CAPITALIZE FUNDS LP | Other | Henderson | NV | $1,063,418 | $1,063,418 | 194 | May 13 | sec.gov |
| W24 ORANGE FUND NM, A SERIES OF CAPITALIZE FUNDS LP | Other | Henderson | NV | $1,063,418 | $1,063,418 | 194 | May 13 | sec.gov |
| Oakridge Dairy LLC | Agriculture | Ellington | CT | $1,060,000 | $2,120,000 | 6 | May 14 | sec.gov |
| Blue Ridge Capital Fund LLC | Commercial | Cary | NC | $1,050,000 | $98,000,000 | 4 | May 16 | sec.gov |
| Holland Ridge Capital II, LLC | Investing | Long Branch | NJ | $1,025,000 | $1,200,000 | 14 | May 16 | sec.gov |
| NE Riverside Field Development II Joint Venture | Oil and Gas | Shavano Park | TX | $1,024,000 | $1,792,000 | 5 | May 14 | sec.gov |
| Dawson Forest Investors LLC (amended) | Residential | New York | NY | $1,003,782 | $25,000,000 | 5 | May 13 | sec.gov |
| GromaCorp, Inc. (amended) | Other | Boston | MA | $1,001,000 | $10,000,000 | 11 | May 17 | sec.gov |
| EcoEnclose Inc. | Other | Louisville | CO | $1,000,000 | $1,000,000 | 1 | May 17 | sec.gov |
| Canadian Energy Metals Corp. | Other | Calgary | $1,000,000 | $1,000,000 | 1 | May 17 | sec.gov | |
| Nameless CPG, Inc. | Other | Austin | TX | $1,000,000 | $1,000,000 | 17 | May 15 | sec.gov |
| SinglePoint Inc. | Other Energy | Phoenix | AZ | $1,000,000 | $1,000,000 | 1 | May 14 | sec.gov |
| QEngine, LLC | Other Technology | Lakeland | FL | $1,000,000 | $1,000,000 | 2 | May 13 | sec.gov |
| 2818-2820 Greenville, LLC | Commercial | Dallas | TX | $900,000 | $2,328,965 | 9 | May 15 | sec.gov |
| 1222 Investors LLC | Investing | Toms River | NJ | $895,000 | $4,565,250 | 11 | May 17 | sec.gov |
| Elements Topco Ltd | Other | St Helier | $863,336 | Indefinite | 6 | May 13 | sec.gov | |
| Your Poppy, Inc. | Other Technology | Charlottesville | VA | $850,000 | $1,501,043 | 2 | May 14 | sec.gov |
| Nexus Ventures XXI SeedToB Health AI LLC | Investing | Matthews | NC | $808,000 | $808,000 | 9 | May 17 | sec.gov |
| Alumni Ventures Group LLC | Investing | Manchester | NH | $785,000 | $10,000,000 | 8 | May 15 | sec.gov |
| WGD MAPS SPV, LP (amended) | Other Health Care | San Mateo | CA | $765,000 | $765,000 | 16 | May 17 | sec.gov |
| NV 24 Cardiff MF Spring TX LLC | Investing | Matthews | NC | $757,500 | $757,500 | 15 | May 17 | sec.gov |
| Brighter Private Credit Fund LP (amended) | Other Banking and Financial Services | Atlanta | GA | $750,000 | Indefinite | 2 | May 17 | sec.gov |
| Attract Medical LLC (amended) | Other Health Care | Medford | NJ | $750,000 | $750,000 | 1 | May 16 | sec.gov |
| BoldHue, Inc. | Other | Aurora | CO | $750,000 | $750,000 | 6 | May 13 | sec.gov |
| Liberare, Inc. (amended) | Manufacturing | Cambridge | MA | $706,133 | $2,038,522 | 20 | May 14 | sec.gov |
| Harlem Rocket LLC (amended) | Tourism and Travel Services | New York | NY | $700,000 | $1,200,000 | 8 | May 16 | sec.gov |
| Correlated Magnetics Research, Inc. | Other Technology | Huntsville | AL | $700,000 | $1,200,000 | 2 | May 13 | sec.gov |
| Dividenz 17, LP | Other Real Estate | Miami | FL | $678,000 | $1,730,263 | 8 | May 13 | sec.gov |
| Buildlovers Inc. | Other Technology | Miami | FL | $675,000 | $675,000 | 16 | May 14 | sec.gov |
| Nexus Ventures XXIII SFH Needville TX LLC | Investing | Matthews | NC | $656,500 | $656,500 | 12 | May 17 | sec.gov |
| V3 Development Investor LLC | Other Real Estate | Baltimore | MD | $650,000 | Indefinite | 2 | May 16 | sec.gov |
| Reflexion Interactive Technologies, Inc. | Other Technology | Lancaster | PA | $635,705 | $1,000,000 | 7 | May 13 | sec.gov |
| White Rhino Energy Inc. | Oil and Gas | Vancouver | $623,012 | $623,012 | 27 | May 13 | sec.gov | |
| Ridgeline Minerals Corp | Other | Vancouver | $613,382 | $613,382 | 8 | May 14 | sec.gov | |
| Branded Hospitality Opportunity VIII LLC | Other | New York | NY | $600,000 | $4,000,000 | 6 | May 17 | sec.gov |
| Assureful, Inc. | Insurance | Spokane | WA | $600,000 | $1,500,000 | 3 | May 17 | sec.gov |
| Ayres Associates Inc. | Other | Eau Claire | WI | $587,451 | $1,000,000 | 113 | May 17 | sec.gov |
| Dune Creek Capital LLC | Other | Chicago | IL | $585,000 | $585,000 | 13 | May 15 | sec.gov |
| Hughberry Homes LLC (amended) | Other Real Estate | Sanford | NC | $569,557 | Indefinite | 5 | May 14 | sec.gov |
| BEDROCK TECH FUND LLC (amended) | Other Technology | Prosper | TX | $565,000 | $4,000,000 | 9 | May 15 | sec.gov |
| Jasper Point Plaza LLC (amended) | Commercial | Garden City | ID | $555,000 | $2,000,000 | 10 | May 13 | sec.gov |
| STABILUX BIOSCIENCES, INC. | Biotechnology | Ann Arbor | MI | $554,381 | $3,000,000 | 9 | May 16 | sec.gov |
| Renegade Plastics Corp | Other | Golden | CO | $550,000 | $550,000 | 1 | May 15 | sec.gov |
| S23 CAPITALIZE FUND I NM, A SERIES OF CAPITALIZE FUNDS LP | Other | Henderson | NV | $550,000 | $550,000 | 109 | May 13 | sec.gov |
| DAI GEO US, Inc. | Business Services | Bethesda | MD | $545,623 | $6,000,000 | 54 | May 13 | sec.gov |
| CC Taverna, LLC | Residential | Austin | TX | $525,000 | $10,000,000 | 99 | May 17 | sec.gov |
| Tego Cyber, Inc. | Other Technology | Las Vegas | NV | $503,600 | $600,000 | 34 | May 16 | sec.gov |
| S23 CAPITALIZE FUND I DP, A SERIES OF CAPITALIZE FUNDS LP | Other | Henderson | NV | $500,490 | $500,490 | 108 | May 13 | sec.gov |
| GENERATIONAL EQUITY LABS, INC. | Other | Washington | DC | $500,000 | $500,105 | 1 | May 17 | sec.gov |
| Eventnoire, Inc. | Other | Chicago | IL | $500,000 | $1,000,000 | 1 | May 17 | sec.gov |
| Nameless CPG, Inc. | Other | Austin | TX | $500,000 | $500,000 | 17 | May 15 | sec.gov |
| TUDOR MCLEOD INCOME FUND, LLC | Other Real Estate | Wilmington | DE | $500,000 | $250,000,000 | 1 | May 14 | sec.gov |
| Puraclenz, LLC | Other Technology | New Canaan | CT | $500,000 | $1,000,000 | 1 | May 13 | sec.gov |
| Voodoo Brewing Co., Inc. | Other | Meadville | PA | $500,000 | $500,000 | 1 | May 13 | sec.gov |
| SCIENCE LAB 3, INC. | Other | Dana Point | CA | $490,000 | $1,000,000 | 1 | May 14 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $475,015 | Indefinite | 4 | May 14 | sec.gov |
| Emerson Equity Bridge Fund 1, LLC | Other Real Estate | San Mateo | CA | $470,000 | $25,000,000 | 6 | May 15 | sec.gov |
| Flowtrack Protocol Fund, L.P. (amended) | Other | Miami | FL | $450,000 | Indefinite | 1 | May 17 | sec.gov |
| EMT XVI LLC | Commercial | Lexington | KY | $446,433 | $446,433 | 6 | May 15 | sec.gov |
| Flowtrack Protocol Fund, Ltd (amended) | Other | Miami | FL | $444,469 | Indefinite | 1 | May 17 | sec.gov |
| Aux Politica, LLC | Other Technology | Denver | CO | $425,000 | $1,000,000 | 5 | May 15 | sec.gov |
| Nexus Ventures XXII Volante CN LLC | Investing | Matthews | NC | $424,200 | $424,200 | 8 | May 17 | sec.gov |
| Salotto LLC | Other Technology | Casper | WY | $415,000 | $415,000 | 4 | May 16 | sec.gov |
| Bonta Apparel (amended) | Retailing | Los Angeles | CA | $400,000 | $2,000,000 | 3 | May 17 | sec.gov |
| Iris Financial, Inc. | Other Banking and Financial Services | Chicago | IL | $400,000 | $1,000,000 | 1 | May 17 | sec.gov |
| Dot Technology, LLC (amended) | Other | Morgantown | WV | $400,000 | $3,000,000 | 4 | May 15 | sec.gov |
| Valiify, Inc. | Other Technology | Tuscaloosa | AL | $400,000 | $1,500,000 | 2 | May 14 | sec.gov |
| Instream Energy Systems Corp. | Other | Vancouver | $400,000 | $400,000 | 1 | May 13 | sec.gov | |
| Salotto LLC | Other Technology | Casper | WY | $365,000 | $365,000 | 3 | May 16 | sec.gov |
| Fountain Hills SC Realty Fund LLC | Other Real Estate | Red Bank | NJ | $350,000 | $14,035,440 | 6 | May 17 | sec.gov |
| Sano Chemicals Inc | Other | Bryan | TX | $350,000 | Indefinite | 1 | May 16 | sec.gov |
| Liminal MM LLC | Other Real Estate | Shelbyville | KY | $350,000 | $1,000,000 | 9 | May 15 | sec.gov |
| TESBROS LLC | Other Technology | Chattanooga | TN | $350,000 | $350,000 | 1 | May 14 | sec.gov |
| EM Foundations Portfolio Growth 2, LLC | REITS and Finance | New York | NY | $350,000 | Indefinite | 16 | May 14 | sec.gov |
| TIER ONE SILVER INC. | Other | Vancouver | $348,986 | $971,686 | 24 | May 14 | sec.gov | |
| BData, Inc. | Other Technology | Edina | MN | $341,686 | $701,500 | 6 | May 13 | sec.gov |
| EMT VI LLC | Commercial | Lexington | KY | $333,654 | $333,654 | 6 | May 16 | sec.gov |
| EMT IV LLC | Commercial | Lexington | KY | $330,545 | $330,545 | 9 | May 16 | sec.gov |
| 1031CF Bridge Fund III LLC | REITS and Finance | Southlake | TX | $330,000 | $50,000,000 | 3 | May 15 | sec.gov |
| Electrolyte Boost Inc. (amended) | Other | Casper | WY | $316,790 | $10,000,000 | 8 | May 14 | sec.gov |
| Oglethorpe Landing PH1 GP, LLC | Residential | Austin | TX | $315,000 | $500,000 | 9 | May 17 | sec.gov |
| TEMPLE QOF I, a series of Capitalize Investments LLC | Other | Henderson | NV | $306,000 | $306,000 | 9 | May 14 | sec.gov |
| EMT XI LLC | Commercial | Lexington | KY | $302,999 | $302,999 | 9 | May 16 | sec.gov |
| VonFinch Fixed Income Fund LLC | Other Real Estate | Denver | CO | $300,000 | $10,000,000 | 2 | May 17 | sec.gov |
| WCP Multifamily CorePlus Growth & Income Fund LLC | Other Real Estate | Havertown | PA | $300,000 | $20,000,000 | 2 | May 15 | sec.gov |
| Sotoslopezromos LLC | Other | Providencia, Santiago | $300,000 | $300,000 | 9 | May 13 | sec.gov | |
| Rumi Technologies, Inc. | Computers | Redwood City | $300,000 | Indefinite | 1 | May 13 | sec.gov | |
| Upduo I, a series of Capitalize Investments LLC | Other | Henderson | NV | $296,500 | $296,500 | 13 | May 14 | sec.gov |
| EMT X LLC | Commercial | Lexington | KY | $280,527 | $280,527 | 8 | May 16 | sec.gov |
| Neely Ferry Buligo LP | Commercial | Wilmington | DE | $278,200 | $278,200 | 10 | May 13 | sec.gov |
| RenovoDerm, LLC (amended) | Other Health Care | Columbus | OH | $275,000 | $2,000,000 | 6 | May 17 | sec.gov |
| Nations Royalty Corp. | Other | Vancouver | $257,922 | $257,922 | 2 | May 17 | sec.gov | |
| RenovoDerm, LLC | Other Health Care | Dublin | OH | $250,000 | $500,000 | 2 | May 17 | sec.gov |
| Amity Holdings, LLC | Other Health Care | Nashville | TN | $250,000 | $250,000 | 4 | May 17 | sec.gov |
| Salotto LLC | Other Technology | Casper | WY | $250,000 | $250,000 | 6 | May 16 | sec.gov |
| Resolute Science, Inc. | Biotechnology | San Diego | CA | $250,000 | $5,000,000 | 1 | May 16 | sec.gov |
| Charlotte Chess Center & Scholastic Academy Inc. | Other | Charlotte | NC | $250,000 | $250,000 | 1 | May 15 | sec.gov |
| Parking Vault, LLC | Other | Houston | TX | $250,000 | $5,000,000 | 1 | May 15 | sec.gov |
| Grnobl Viridian Farm, LLC | Residential | Centerville | UT | $250,000 | $2,000,000 | 1 | May 15 | sec.gov |
| Upduo III, a series of Capitalize Investments LLC | Other | Henderson | NV | $250,000 | $250,000 | 5 | May 14 | sec.gov |
| GLITZY FINALE LIMITED PARTNERSHIP | Other | New York | NY | $250,000 | $14,500,000 | 2 | May 13 | sec.gov |
| VOXEL INNOVATIONS, INC. | Manufacturing | Raleigh | NC | $240,000 | $240,000 | 1 | May 14 | sec.gov |
| Agape-1 Technology Inc. | Other Technology | San Jose | CA | $235,000 | $2,000,000 | 4 | May 17 | sec.gov |
| Onsite Analytics, Inc. | Other Technology | Roseville | CA | $225,000 | $225,000 | 5 | May 14 | sec.gov |
| Vibry Investment Fund | Investing | Lehi | UT | $220,000 | $220,000 | 5 | May 15 | sec.gov |
| 20 Tate LLC | Residential | Georgetown | TX | $200,000 | $2,200,000 | 3 | May 17 | sec.gov |
| TMG PW Co-Invest II, L.P. | Construction | Bethesda | MD | $200,000 | $700,000 | 2 | May 16 | sec.gov |
| EMT IX LLC | Commercial | Lexington | KY | $178,588 | $178,588 | 2 | May 16 | sec.gov |
| EMT V LLC | Commercial | Lexington | KY | $175,334 | $175,334 | 4 | May 16 | sec.gov |
| POCKETBOOK, INC. | Other Technology | Atlanta | GA | $175,000 | $625,000 | 4 | May 16 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $155,023 | Indefinite | 2 | May 13 | sec.gov |
| Rockstep Solutions, Inc. | Other Technology | Portland | ME | $150,000 | $3,000,000 | 1 | May 17 | sec.gov |
| Punt Gaming LLC | Other Technology | Miami | FL | $150,000 | $600,000 | 3 | May 14 | sec.gov |
| GETCHELL GOLD CORP. | Other | Vancouver | $148,190 | $296,380 | 3 | May 16 | sec.gov | |
| Ryan Foster Series 1 LLC | Investing | Austin | TX | $138,000 | Indefinite | 3 | May 17 | sec.gov |
| VeteranCrowd Rewards, Inc. | Other Technology | Cobbs Creek | VA | $135,000 | $2,000,000 | 3 | May 15 | sec.gov |
| Starco Investments, LLC | Other | Middlebury | IN | $131,412 | $10,000,000 | 3 | May 14 | sec.gov |
| FloorPlanData, Inc. | Other | Chicago | IL | $130,000 | $1,000,000 | 1 | May 15 | sec.gov |
| Grogo, Inc. | Telecommunications | Lake Forest | IL | $125,000 | $1,250,000 | 2 | May 15 | sec.gov |
| Alumni Ventures Group LLC | Investing | Manchester | NH | $125,000 | $10,000,000 | 4 | May 15 | sec.gov |
| Wallabi, Inc. | Other Technology | San Diego | CA | $125,000 | $750,000 | 3 | May 13 | sec.gov |
| General Hypersonics, Inc. | Other Technology | Spokane | WA | $125,000 | $1,000,000 | 1 | May 13 | sec.gov |
| Bluem, Inc. | Other | Portland | OR | $118,181 | $1,000,000 | 4 | May 13 | sec.gov |
| FOXO TECHNOLOGIES INC. | Insurance | Minneapolis | MN | $110,000 | $110,000 | 1 | May 14 | sec.gov |
| Great Eagle Gold Corp. | Other Energy | Burnaby | $102,648 | $102,648 | 4 | May 17 | sec.gov | |
| BLUSHIFT AEROSPACE I, A SERIES OF CAPITALIZE INVESTMENTS LLC | Other | Henderson | NV | $100,250 | $100,250 | 13 | May 13 | sec.gov |
| Incendium Holdings A, LP | Oil and Gas | Argyle | TX | $100,000 | $500,000 | 1 | May 17 | sec.gov |
| Mountain Crest Investment Partners Fund 1 | Other | Bountiful | UT | $100,000 | Indefinite | 0 | May 16 | sec.gov |
| MedicalMatch Corp | Other Technology | Saratoga Springs | UT | $100,000 | $1,000,000 | 1 | May 16 | sec.gov |
| Broco Ketone IQ LLC | Business Services | Dedham | MA | $100,000 | $100,000 | 8 | May 16 | sec.gov |
| Asignio, Inc. | Other Technology | Sedro Woolley | WA | $100,000 | $2,000,000 | 1 | May 15 | sec.gov |
| Practice Interactive, Inc (amended) | Other Health Care | Austin | TX | $100,000 | Indefinite | 358 | May 15 | sec.gov |
| BXNG Holdings LLC | Other Health Care | San Diego | CA | $100,000 | $2,000,000 | 1 | May 14 | sec.gov |
| Krishi Inc. | Other Technology | West Lafayette | IN | $100,000 | $550,000 | 1 | May 13 | sec.gov |
| Drone Express, Inc. | Other Technology | Dayton | OH | $100,000 | $5,000,000 | 1 | May 13 | sec.gov |
| Definitive Diagnostics, Inc. | Other Technology | New York | NY | $96,686 | $100,000 | 1 | May 13 | sec.gov |
| Uncle's Ice Cream | Manufacturing | Waialua | HI | $87,500 | $750,000 | 11 | May 14 | sec.gov |
| JUICE A SERIES OF MICROTRACTION HOLDINGS LLC | Other | Austin | TX | $85,000 | $85,000 | 3 | May 15 | sec.gov |
| Series 15-1, a series of StartEngine Private LLC | Other | Burbank | CA | $70,900 | $416,665 | 9 | May 14 | sec.gov |
| Atmos Financial, PBC I, a series of Capitalize Investments LLC | Other | Henderson | NV | $63,000 | $63,000 | 7 | May 14 | sec.gov |
| Cascadia Minerals Ltd. (amended) | Other | Vancouver | $61,389 | $155,834 | 1 | May 17 | sec.gov | |
| 360 Sierra, Inc. | Other | Bend | OR | $60,000 | $200,000 | 1 | May 13 | sec.gov |
| Virica Biotech Inc. | Biotechnology | Ottawa | $60,000 | Indefinite | 2 | May 13 | sec.gov | |
| EMT III, LLC | Commercial | Lexington | KY | $50,295 | $50,295 | 2 | May 16 | sec.gov |
| FOLINO CAPITAL HD1, LLC (amended) | Investing | Kutztown | PA | $50,000 | $4,000,000 | 1 | May 16 | sec.gov |
| Altitude Fund I, LLC | Other Real Estate | Sunrise | FL | $50,000 | $25,000,000 | 1 | May 15 | sec.gov |
| ProtoKinetix, Inc. (amended) | Other | Dalton | OH | $50,000 | $100,000 | 4 | May 15 | sec.gov |
| SAVA Capital Inc. | Investing | San Diego | CA | $50,000 | $50,000 | 1 | May 14 | sec.gov |
| Uno.ai Inc. | Other Technology | Palo Alto | CA | $50,000 | $3,000,000 | 1 | May 13 | sec.gov |
| Auto Target Inc | Other Technology | Davie | FL | $40,000 | $500,000 | 1 | May 14 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $38,854 | Indefinite | 6 | May 15 | sec.gov |
| AUTOSCOPE TECHNOLOGIES CORP | Other | Minneapolis | MN | $37,483 | $37,483 | 5 | May 14 | sec.gov |
| Series 16-1, a series of StartEngine Private LLC | Other | Burbank | CA | $36,236 | $477,444 | 5 | May 14 | sec.gov |
| EMT LLC | Commercial | Lexington | KY | $30,625 | $30,625 | 3 | May 15 | sec.gov |
| STANDARD MEASURE TECHNOLOGIES CORP. | Other Technology | Davie | FL | $25,000 | $1,500,000 | 1 | May 17 | sec.gov |
| Terra Group Holdings, LLC | Business Services | Austin | TX | $25,000 | $3,000,000 | 1 | May 17 | sec.gov |
| Stingray Therapeutics, Inc. | Biotechnology | Dallas | TX | $25,000 | $5,000,000 | 1 | May 14 | sec.gov |
| Surf Lakes Global, Inc. | Other Technology | Portland | OR | $20,000 | $1,000,000 | 1 | May 15 | sec.gov |
| Site Bionics, Inc. | Other Technology | San Diego | CA | $20,000 | $400,000 | 1 | May 13 | sec.gov |
| Global Compliance Applications Corp. | Other Technology | Vancouver | $19,667 | $68,833 | 1 | May 13 | sec.gov | |
| Elements Holdco 1 Ltd | Other | St Helier | $16,782 | Indefinite | 22 | May 13 | sec.gov | |
| Reproductive Village Cryobank L.L.C. | Other | Washington | DC | $15,000 | $500,000 | 3 | May 15 | sec.gov |
| DIAKRINO CORP | Oil and Gas | Laurel | MD | $14,500 | $500,000 | 320 | May 16 | sec.gov |
| Human Intel Institute | Other Technology | Portland | OR | $10,000 | $2,500,000 | 1 | May 16 | sec.gov |
| Unicoin Inc. | Other Technology | New York | NY | $2,200 | $10,000,000 | 1 | May 13 | sec.gov |
| GM Title & Escrow Services LLC | Other Real Estate | North Ridgeville | OH | $840 | $36,000 | 1 | May 14 | sec.gov |
| Phythera Therapeutics Inc. | Biotechnology | Irvine | CA | $468 | $468 | 10 | May 16 | sec.gov |
| JICAIBA HOLDINGS LTD | Agriculture | London | $0 | $100,000,000 | 0 | May 17 | sec.gov | |
| DCC FIG FEEDER II, LLC | Other Real Estate | New York | NY | $0 | $50,000,000 | 0 | May 17 | sec.gov |
| Earth XYZ, Inc. | Other Technology | Cambridge | MA | $0 | $13,900,020 | 0 | May 17 | sec.gov |
| Timbers Fund LLC | Other Real Estate | Dover | DE | $0 | $4,000,000 | 0 | May 17 | sec.gov |
| Jade Associates II-B1 LLC | Investing | Los Angeles | CA | $0 | Indefinite | 0 | May 17 | sec.gov |
| TCIH-Broadway OKC, LLC | Commercial | Tulsa | OK | $0 | $2,725,000 | 27 | May 17 | sec.gov |
| California Bound Ltd Liability Co | Other | New York | NY | $0 | $6,750,000 | 0 | May 17 | sec.gov |
| GoldChain Dao LLC | Other | Issaquah | WA | $0 | $10,000,000 | 1 | May 17 | sec.gov |
| Advenir MOB Investors V, LP | Commercial | Aventura | FL | $0 | $14,000,000 | 0 | May 17 | sec.gov |
| Graystoke Investors IX LLC | Residential | Boise | ID | $0 | $3,111,108 | 0 | May 17 | sec.gov |
| Titan Wealth Fund LLC | Commercial | Frisco | TX | $0 | $2,000,000 | 0 | May 17 | sec.gov |
| BLUE OCEAN CAPITAL FUNDS LLC | REITS and Finance | Jacksonville | FL | $0 | Indefinite | 0 | May 17 | sec.gov |
| IQHQ Holdings, LP | Commercial | Boston | MA | $0 | Indefinite | 0 | May 17 | sec.gov |
| IQHQ, LP | Commercial | Boston | MA | $0 | Indefinite | 0 | May 17 | sec.gov |
| VERTIMASS, LLC (amended) | Other | Irvine | CA | $0 | $45,000,000 | 0 | May 17 | sec.gov |
| Noble Royalty Legacy Fund LP | Oil and Gas | Addison | TX | $0 | $805,306,715 | 0 | May 17 | sec.gov |
| CROWDFUNZ 847 LLC | Other Real Estate | Newark | DE | $0 | $1,500,000 | 0 | May 16 | sec.gov |
| JLLX Grand Prairie Distribution Center, DST | Other Real Estate | Chicago | IL | $0 | $64,629,529 | 0 | May 16 | sec.gov |
| BODC Preferred Income Fund LLC | Investing | Manhattan Beach | CA | $0 | $25,000,000 | 0 | May 16 | sec.gov |
| Equity Growth Capital LLC (amended) | Commercial | Naples | FL | $0 | $25,000,000 | 0 | May 16 | sec.gov |
| Equity Growth Capital LLC | Commercial | Naples | FL | $0 | $25,000,000 | 0 | May 16 | sec.gov |
| Shopoff DHS Industrial Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $30,000,000 | 0 | May 16 | sec.gov |
| Otis Topco, L.P. | Other | New York | NY | $0 | Indefinite | 0 | May 16 | sec.gov |
| Otis Topco, L.P. | Other | New York | NY | $0 | Indefinite | 0 | May 16 | sec.gov |
| PPG 2023 Fund II, L.P. (amended) | Oil and Gas | State College | PA | $0 | $125,000,000 | 0 | May 16 | sec.gov |
| Cascara Capital LLC | Other Banking and Financial Services | Kirkland | WA | $0 | $50,000,000 | 0 | May 16 | sec.gov |
| Relay Investment, L.P. (amended) | Other | New York | NY | $0 | Indefinite | 0 | May 16 | sec.gov |
| CARRIERO FOOT & ANKLE, INC. | Hospitals and Physicians | Encinitas | CA | $0 | $73,500 | 0 | May 16 | sec.gov |
| 2250 N Clarkson Apartments LLC | Other | Denver | CO | $0 | $1,400,000 | 0 | May 15 | sec.gov |
| TR Real Estate Opportunity Fund LLC | Other Real Estate | Philadelphia | PA | $0 | $40,000,000 | 0 | May 15 | sec.gov |
| Monroe Exchange Fund II, LP | Other Real Estate | Charlotte | NC | $0 | $8,000,000 | 0 | May 15 | sec.gov |
| Main St Food Hall, LLC | Other | Villa Rica | GA | $0 | $750,000 | 0 | May 15 | sec.gov |
| 515 Real Estate Fund LLC | Other | Urbandale | IA | $0 | $10,000,000 | 1 | May 15 | sec.gov |
| TITAN FIVE Corp | Other Technology | New York | NY | $0 | $750,000 | 0 | May 15 | sec.gov |
| Impact Industry Cacao, Inc. | Other | Isabela | PR | $0 | $1,950,000 | 0 | May 15 | sec.gov |
| Wealth Beyond Borders LLC | Commercial | San Diego | PR | $0 | $1,500,000 | 0 | May 15 | sec.gov |
| ALC 103 L.P | Other | Irvine | CA | $0 | $41,600,000 | 0 | May 15 | sec.gov |
| Ascendra MCA I LLC | Other Banking and Financial Services | Woodmere | NY | $0 | Indefinite | 0 | May 15 | sec.gov |
| Alloy Market, Inc. | Other | Newtown | PA | $0 | $2,000,000 | 0 | May 15 | sec.gov |
| CPP Group Holdings, LLC | Manufacturing | Cleveland | OH | $0 | Indefinite | 0 | May 15 | sec.gov |
| Kioxia Holdings Corp (amended) | Other Technology | Tokyo | $0 | $100,000,000 | 0 | May 15 | sec.gov | |
| F Street OCLV MF 2, LLC (amended) | Residential | Milwaukee | WI | $0 | $13,600,000 | 0 | May 15 | sec.gov |
| Syrcuit Energy Solutions, Inc. | Other Energy | Denver | CO | $0 | $5,000,000 | 0 | May 15 | sec.gov |
| Newmark Dayton LLC | Commercial | Louisville | KY | $0 | $3,600,000 | 0 | May 14 | sec.gov |
| Water Assets LLC | Other | Santa Clara | CA | $0 | $350,000 | 0 | May 14 | sec.gov |
| ICONIC RESOURCES LLC | Other Banking and Financial Services | Southlake | TX | $0 | $10,000,000 | 0 | May 14 | sec.gov |
| BP Fast Lending Commercial, LLC | REITS and Finance | Marietta | GA | $0 | Indefinite | 0 | May 14 | sec.gov |
| QEngine, LLC | Other Technology | Lakeland | FL | $0 | $4,000,000 | 0 | May 14 | sec.gov |
| GREENWOOD LAND HOLDINGS, LLC | Commercial | Highland Park | IL | $0 | $25,000,000 | 0 | May 14 | sec.gov |
| Veranda Fund 1, LLC | Commercial | Cheyenne | WY | $0 | $20,000,000 | 0 | May 14 | sec.gov |
| Ascension Wealth Fund LLC (amended) | Commercial | Lewes | DE | $0 | $60,000,000 | 0 | May 14 | sec.gov |
| FMC Common Fund LLC (amended) | Other Real Estate | Powell | OH | $0 | Indefinite | 0 | May 14 | sec.gov |
| BLX WYE Fund LLC | Other Real Estate | New York | NY | $0 | $57,600,000 | 0 | May 14 | sec.gov |
| A-Squared Domino Opportunity III, L.P. (amended) | Investing | Teaneck | NJ | $0 | $39,900,000 | 0 | May 14 | sec.gov |
| SWIFT FUELS, LLC | Other | Sioux Falls | SD | $0 | $48,000,000 | 0 | May 14 | sec.gov |
| iPosi, Inc. (amended) | Other Technology | Denver | CO | $0 | $280,000 | 2 | May 14 | sec.gov |
| Ohio Portfolio Holdings LLC | Residential | Oviedo | FL | $0 | $1,181,250 | 0 | May 14 | sec.gov |
| GAINESVILLE SURGERY CENTER, L.P. | Other Health Care | Gainesville | GA | $0 | $152,500 | 0 | May 14 | sec.gov |
| KIN Prosperity Fund 1 LLC | Investing | Santa Rosa | CA | $0 | $5,000,000 | 0 | May 13 | sec.gov |
| Kind Commercial Fund I LLC | Commercial | Seattle | WA | $0 | $15,000,000 | 0 | May 13 | sec.gov |
| Napali Energy Partnership Opportunity, LP | Oil and Gas | Roanoke | TX | $0 | $15,000,000 | 0 | May 13 | sec.gov |
| Ashgrove Farms Investor Group, LLC | Other Real Estate | Louisville | KY | $0 | $13,150,000 | 0 | May 13 | sec.gov |
| Salt Athletic, Inc. | Retailing | Colorado Springs | CO | $0 | $750,000 | 0 | May 13 | sec.gov |
| ASH STREET PARTNERS, LLC | Commercial | Omaha | NE | $0 | $7,000,000 | 0 | May 13 | sec.gov |
| Impact Lending Fund LLC | Other | Peoria | AZ | $0 | $25,000,000 | 0 | May 13 | sec.gov |
| Shopoff DHS Industrial Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $30,000,000 | 0 | May 13 | sec.gov |
| Klarna Group plc (amended) | Other Banking and Financial Services | London | $0 | Indefinite | 0 | May 13 | sec.gov | |
| Amet LLC | Business Services | Philadelphia | PA | $0 | Indefinite | 0 | May 13 | sec.gov |
| RENTDUE Capital Fund 1 LLC | Other | St. George | UT | $0 | Indefinite | 0 | May 13 | sec.gov |
| Praxis Tech, Inc. | Other Technology | Collierville | TN | $0 | $1,000,000 | 0 | May 13 | sec.gov |
Week of May 20 · Week of May 6 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.