Data / Form D filings / May 16
Form D filings, May 16, 2024: 80 companies raised $657 million
80 operating companies filed a Form D on May 16, 2024, reporting $657 million sold. Largest: Context Therapeutics Inc. ($100 million), WaCap - O Transportation Infrastructure Capital Partners Feeder LLC ($76.3 million), Cetera Advisor Networks LLC /CA ($62.4 million). The median filing is $1.9 million, and 117 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 80Form D filings
- $657 millionreported sold
- $1.9 millionmedian amount sold
- CAmost filings (8)
Most filings by state: CA 8, KY 8, NY 7, TX 4, WA 4. By industry: Other Technology 18, Commercial 13, Other 11, Other Real Estate 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Context Therapeutics Inc. | Pharmaceuticals | Philadelphia | PA | $99,992,767 | $99,998,250 | 26 | May 16 | sec.gov |
| WaCap - O Transportation Infrastructure Capital Partners Feeder LLC (amended) | Investing | Seattle | WA | $76,250,000 | Indefinite | 8 | May 16 | sec.gov |
| Cetera Advisor Networks LLC /CA (amended) | Investing | El Segundo | CA | $62,386,855 | Indefinite | 245 | May 16 | sec.gov |
| Empire Village at Sonoran Vista & Borgata, LLC (amended) | Residential | Scottsdale | AZ | $54,434,179 | $70,000,000 | 780 | May 16 | sec.gov |
| Tidal Vision Products, Inc. | Other Technology | Bellingham | WA | $46,747,977 | $128,551,544 | 31 | May 16 | sec.gov |
| SLF FIXED INCOME FUND I, LLC | Other Real Estate | Lenexa | KS | $44,328,147 | $50,000,000 | 179 | May 16 | sec.gov |
| Galvanic Fund II, LLLP | Other Energy | Oklahoma City | OK | $42,000,000 | $50,000,000 | 24 | May 16 | sec.gov |
| PG Kennesaw DST (amended) | Commercial | Atlanta | GA | $25,658,769 | $25,658,769 | 101 | May 16 | sec.gov |
| Mesa Financial, Inc. | Other | Boulder | CO | $21,069,954 | $21,069,954 | 15 | May 16 | sec.gov |
| Summit Dynamics Group, Inc. (amended) | Other | Reno | NV | $17,055,849 | Indefinite | 60 | May 16 | sec.gov |
| BLDG Tennyson LLC | Residential | Beverly Hills | CA | $16,300,000 | $16,300,000 | 78 | May 16 | sec.gov |
| CONNECTICUT ON-LINE COMPUTER CENTER INC | Other Technology | Southington | CT | $13,470,000 | Indefinite | 81 | May 16 | sec.gov |
| Nara Organics, Inc. (amended) | Other | New York | NY | $12,499,967 | $12,499,967 | 37 | May 16 | sec.gov |
| HyperNative Inc. | Other Technology | Ramot Hashavim | $10,999,872 | $10,999,872 | 18 | May 16 | sec.gov | |
| Winpower LLC | Investing | Mclean | VA | $10,863,000 | $10,863,000 | 33 | May 16 | sec.gov |
| CONNECTICUT ON-LINE COMPUTER CENTER INC | Other Technology | Southington | CT | $9,780,000 | $15,000,000 | 85 | May 16 | sec.gov |
| Resolute Topco, Inc. (amended) | Investing | Irving | TX | $8,856,174 | $8,856,174 | 25 | May 16 | sec.gov |
| CETERA FINANCIAL SPECIALISTS LLC (amended) | Investing | Schaumburg | IL | $8,350,559 | Indefinite | 37 | May 16 | sec.gov |
| Genomenon, Inc. | Biotechnology | Ann Arbor | MI | $5,461,759 | $6,000,000 | 30 | May 16 | sec.gov |
| Wildwood144 MO LLC | Other Real Estate | Franklin Square | NY | $5,180,000 | $5,600,000 | 66 | May 16 | sec.gov |
| JJVI Northcourt Acquisition, LLC | Commercial | Houston | TX | $4,920,039 | $4,920,039 | 34 | May 16 | sec.gov |
| Allot, Inc. | Other Technology | San Francisco | CA | $4,368,386 | $4,368,386 | 13 | May 16 | sec.gov |
| Praeventix, Inc. (amended) | Biotechnology | Exton | PA | $4,320,446 | $4,320,446 | 3 | May 16 | sec.gov |
| Birdnest Development Group, LLC | Commercial | Winston-Salem | NC | $4,221,705 | $4,221,705 | 9 | May 16 | sec.gov |
| CP COPPER GP, LLC | Other Real Estate | Denver | CO | $4,000,000 | $8,500,000 | 8 | May 16 | sec.gov |
| SAFE & GREEN HOLDINGS CORP. | Other Real Estate | Miami | FL | $4,000,000 | $4,000,000 | 1 | May 16 | sec.gov |
| IC-SB PRA RV, LP | Residential | Dallas | TX | $3,638,326 | $5,706,000 | 2 | May 16 | sec.gov |
| Asteroid Partners II, LLC | Investing | New York | NY | $3,150,000 | $3,150,000 | 31 | May 16 | sec.gov |
| EQL Games Inc. | Other Technology | Louisville | KY | $3,125,000 | $3,125,000 | 8 | May 16 | sec.gov |
| Pass It Down Inc. (amended) | Other | Chattanooga | TN | $2,885,009 | $3,500,000 | 32 | May 16 | sec.gov |
| SLF Value Add Fund 2 LLC | Other Real Estate | Lenexa | KS | $2,815,000 | $25,000,000 | 10 | May 16 | sec.gov |
| Emovid Corp | Other Technology | Seattle | WA | $2,750,000 | $7,000,000 | 15 | May 16 | sec.gov |
| SLF Value Add Fund 1 LLC | Other Real Estate | Lenexa | KS | $2,290,000 | $25,000,000 | 12 | May 16 | sec.gov |
| Vinivia AG | Other Technology | Zug | $2,053,296 | Indefinite | 1 | May 16 | sec.gov | |
| PAYLO PAY LTD | Other Technology | London | $1,768,252 | $1,768,252 | 18 | May 16 | sec.gov | |
| Conserv Solutions Inc | Other Technology | Birmingham | AL | $1,492,000 | $1,492,000 | 10 | May 16 | sec.gov |
| HG Castle Rock HoldCo LLC | Restaurants | Denver | CO | $1,470,000 | $1,470,000 | 8 | May 16 | sec.gov |
| kiteKRAFT Inc. (amended) | Other Technology | Hohenbrunn | $1,441,454 | $1,714,704 | 10 | May 16 | sec.gov | |
| Meramec Capital LLC (amended) | Other | Clayton | MO | $1,186,000 | $25,000,000 | 3 | May 16 | sec.gov |
| Blue Ridge Capital Fund LLC | Commercial | Cary | NC | $1,050,000 | $98,000,000 | 4 | May 16 | sec.gov |
| Holland Ridge Capital II, LLC | Investing | Long Branch | NJ | $1,025,000 | $1,200,000 | 14 | May 16 | sec.gov |
| Attract Medical LLC (amended) | Other Health Care | Medford | NJ | $750,000 | $750,000 | 1 | May 16 | sec.gov |
| Harlem Rocket LLC (amended) | Tourism and Travel Services | New York | NY | $700,000 | $1,200,000 | 8 | May 16 | sec.gov |
| V3 Development Investor LLC | Other Real Estate | Baltimore | MD | $650,000 | Indefinite | 2 | May 16 | sec.gov |
| STABILUX BIOSCIENCES, INC. | Biotechnology | Ann Arbor | MI | $554,381 | $3,000,000 | 9 | May 16 | sec.gov |
| Tego Cyber, Inc. | Other Technology | Las Vegas | NV | $503,600 | $600,000 | 34 | May 16 | sec.gov |
| Salotto LLC | Other Technology | Casper | WY | $415,000 | $415,000 | 4 | May 16 | sec.gov |
| Salotto LLC | Other Technology | Casper | WY | $365,000 | $365,000 | 3 | May 16 | sec.gov |
| Sano Chemicals Inc | Other | Bryan | TX | $350,000 | Indefinite | 1 | May 16 | sec.gov |
| EMT VI LLC | Commercial | Lexington | KY | $333,654 | $333,654 | 6 | May 16 | sec.gov |
| EMT IV LLC | Commercial | Lexington | KY | $330,545 | $330,545 | 9 | May 16 | sec.gov |
| EMT XI LLC | Commercial | Lexington | KY | $302,999 | $302,999 | 9 | May 16 | sec.gov |
| EMT X LLC | Commercial | Lexington | KY | $280,527 | $280,527 | 8 | May 16 | sec.gov |
| Salotto LLC | Other Technology | Casper | WY | $250,000 | $250,000 | 6 | May 16 | sec.gov |
| Resolute Science, Inc. | Biotechnology | San Diego | CA | $250,000 | $5,000,000 | 1 | May 16 | sec.gov |
| TMG PW Co-Invest II, L.P. | Construction | Bethesda | MD | $200,000 | $700,000 | 2 | May 16 | sec.gov |
| EMT IX LLC | Commercial | Lexington | KY | $178,588 | $178,588 | 2 | May 16 | sec.gov |
| EMT V LLC | Commercial | Lexington | KY | $175,334 | $175,334 | 4 | May 16 | sec.gov |
| POCKETBOOK, INC. | Other Technology | Atlanta | GA | $175,000 | $625,000 | 4 | May 16 | sec.gov |
| GETCHELL GOLD CORP. | Other | Vancouver | $148,190 | $296,380 | 3 | May 16 | sec.gov | |
| Mountain Crest Investment Partners Fund 1 | Other | Bountiful | UT | $100,000 | Indefinite | 0 | May 16 | sec.gov |
| MedicalMatch Corp | Other Technology | Saratoga Springs | UT | $100,000 | $1,000,000 | 1 | May 16 | sec.gov |
| Broco Ketone IQ LLC | Business Services | Dedham | MA | $100,000 | $100,000 | 8 | May 16 | sec.gov |
| EMT III, LLC | Commercial | Lexington | KY | $50,295 | $50,295 | 2 | May 16 | sec.gov |
| FOLINO CAPITAL HD1, LLC (amended) | Investing | Kutztown | PA | $50,000 | $4,000,000 | 1 | May 16 | sec.gov |
| DIAKRINO CORP | Oil and Gas | Laurel | MD | $14,500 | $500,000 | 320 | May 16 | sec.gov |
| Human Intel Institute | Other Technology | Portland | OR | $10,000 | $2,500,000 | 1 | May 16 | sec.gov |
| Phythera Therapeutics Inc. | Biotechnology | Irvine | CA | $468 | $468 | 10 | May 16 | sec.gov |
| CROWDFUNZ 847 LLC | Other Real Estate | Newark | DE | $0 | $1,500,000 | 0 | May 16 | sec.gov |
| JLLX Grand Prairie Distribution Center, DST | Other Real Estate | Chicago | IL | $0 | $64,629,529 | 0 | May 16 | sec.gov |
| BODC Preferred Income Fund LLC | Investing | Manhattan Beach | CA | $0 | $25,000,000 | 0 | May 16 | sec.gov |
| Equity Growth Capital LLC (amended) | Commercial | Naples | FL | $0 | $25,000,000 | 0 | May 16 | sec.gov |
| Equity Growth Capital LLC | Commercial | Naples | FL | $0 | $25,000,000 | 0 | May 16 | sec.gov |
| Shopoff DHS Industrial Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $30,000,000 | 0 | May 16 | sec.gov |
| Otis Topco, L.P. | Other | New York | NY | $0 | Indefinite | 0 | May 16 | sec.gov |
| Otis Topco, L.P. | Other | New York | NY | $0 | Indefinite | 0 | May 16 | sec.gov |
| PPG 2023 Fund II, L.P. (amended) | Oil and Gas | State College | PA | $0 | $125,000,000 | 0 | May 16 | sec.gov |
| Cascara Capital LLC | Other Banking and Financial Services | Kirkland | WA | $0 | $50,000,000 | 0 | May 16 | sec.gov |
| Relay Investment, L.P. (amended) | Other | New York | NY | $0 | Indefinite | 0 | May 16 | sec.gov |
| CARRIERO FOOT & ANKLE, INC. | Hospitals and Physicians | Encinitas | CA | $0 | $73,500 | 0 | May 16 | sec.gov |
May 17, 2024 · May 15, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.