Data / Form D filings / May 17
Form D filings, May 17, 2024: 93 companies raised $24.21 billion
93 operating companies filed a Form D on May 17, 2024, reporting $24.21 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.84 billion), Nationwide BOLI Private Placement Variable Account ($5.30 billion), HILLTOP SECURITIES INC. ($3.37 billion). The median filing is $1.4 million, and 118 pooled investment funds also filed that day.
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- 93Form D filings
- $24.21 billionreported sold
- $1.4 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, TX 12, OH 10, MA 9, FL 6. By industry: Other 23, Other Technology 10, Investing 9, Insurance 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,843,365,193 | Indefinite | 442 | May 17 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $5,303,651,220 | Indefinite | 35 | May 17 | sec.gov |
| HILLTOP SECURITIES INC. (amended) | Other Banking and Financial Services | Dallas | TX | $3,368,645,000 | Indefinite | 152 | May 17 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $3,257,000,000 | Indefinite | 7 | May 17 | sec.gov |
| HILLTOP SECURITIES INC. (amended) | Other Banking and Financial Services | Dallas | TX | $992,647,000 | Indefinite | 19 | May 17 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $751,311,433 | Indefinite | 108 | May 17 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | May 17 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $69,242,775 | Indefinite | 2 | May 17 | sec.gov |
| Progentos Therapeutics, Inc. | Other | Watertown | MA | $68,588,739 | $68,588,739 | 39 | May 17 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $62,045,298 | Indefinite | 17 | May 17 | sec.gov |
| Critical Response Group Inc. | Other | Hamilton Township | NJ | $49,000,000 | $54,000,000 | 1 | May 17 | sec.gov |
| ICG Sentio, DST (amended) | Residential | Clovis | CA | $45,122,014 | $65,000,000 | 123 | May 17 | sec.gov |
| Red Door ICW Fund LLC | Investing | Memphis | TN | $31,040,000 | $31,040,000 | 83 | May 17 | sec.gov |
| nOps, Inc. | Other Technology | South Lake Tahoe | CA | $20,109,884 | $21,266,560 | 30 | May 17 | sec.gov |
| GROMA NAV REIT, INC. (amended) | REITS and Finance | Boston | MA | $18,980,004 | Indefinite | 38 | May 17 | sec.gov |
| Epsilon Group New Holdings Ltd (amended) | Other | St Helier | $18,207,283 | Indefinite | 44 | May 17 | sec.gov | |
| Career Allies, Inc. | Other Technology | Fort Collins | CO | $14,999,991 | $20,000,000 | 7 | May 17 | sec.gov |
| Global Bamboo Technologies Inc. | Manufacturing | Windsor | CA | $13,903,182 | $18,403,185 | 5 | May 17 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $13,544,776 | Indefinite | 9 | May 17 | sec.gov |
| Jutiso, Inc. | Other Health Care | Washington | DC | $12,627,101 | $14,327,102 | 28 | May 17 | sec.gov |
| Airstack w3 Inc. | Other Technology | Miami Beach | FL | $11,321,653 | $11,821,653 | 64 | May 17 | sec.gov |
| Redfern Kennebec, LLC | Other Real Estate | Portland | ME | $10,675,000 | $11,000,000 | 22 | May 17 | sec.gov |
| MEXT Corp | Other Technology | Santa Clara | CA | $8,179,963 | $8,179,963 | 15 | May 17 | sec.gov |
| Cyclacel Pharmaceuticals, Inc. | Biotechnology | Berkeley Heights | NJ | $8,000,000 | $8,000,000 | 1 | May 17 | sec.gov |
| Hopewell Therapeutics, Inc. (amended) | Biotechnology | Woburn | MA | $7,800,004 | $10,000,001 | 8 | May 17 | sec.gov |
| System Pavers MIP LLC (amended) | Other | New York | NY | $7,557,291 | $7,557,291 | 1 | May 17 | sec.gov |
| Escalante Bioscience, Inc. | Other Health Care | San Francisco | CA | $6,749,986 | $6,749,986 | 17 | May 17 | sec.gov |
| Acclinate, Inc. | Other | Burmingham | AL | $5,999,977 | $7,000,000 | 6 | May 17 | sec.gov |
| BR3 Moore, LLC | Residential | Charlotte | NC | $5,475,000 | $5,475,000 | 28 | May 17 | sec.gov |
| Farpoint 939 W. North Investors, LLC | Commercial | Chicago | IL | $5,250,000 | $10,500,000 | 12 | May 17 | sec.gov |
| Iroquois Valley Farms LLC (amended) | REITS and Finance | Chicago | IL | $5,165,000 | $25,000,000 | 61 | May 17 | sec.gov |
| Jade Associates II-B1 LLC | Investing | Los Angeles | CA | $4,625,000 | Indefinite | 76 | May 17 | sec.gov |
| System Pavers MIP II LLC (amended) | Other | New York | NY | $3,814,000 | Indefinite | 6 | May 17 | sec.gov |
| TeraSpatial, Inc. (amended) | Other Technology | Palo Alto | CA | $3,654,997 | Indefinite | 17 | May 17 | sec.gov |
| SIGNAL FINANCIAL TECHNOLOGIES INC. (amended) | Other Technology | Wellesley Hills | MA | $3,587,500 | $4,300,000 | 7 | May 17 | sec.gov |
| Zkonduit Inc. | Other | Chestnut Hill | MA | $3,555,000 | $5,800,000 | 7 | May 17 | sec.gov |
| Beyond Loan 5 LLC | Other Real Estate | Houston | TX | $1,965,000 | Indefinite | 8 | May 17 | sec.gov |
| 3801 Windmill Dev, LLC | Commercial | Dallas | TX | $1,500,000 | $1,500,000 | 12 | May 17 | sec.gov |
| Foresee Medical, Inc. (amended) | Other Health Care | San Diego | CA | $1,449,997 | $4,999,999 | 9 | May 17 | sec.gov |
| Else Nutrition Holdings Inc. | Other | Surrey | $1,200,000 | $2,171,922 | 1 | May 17 | sec.gov | |
| Else Nutrition Holdings Inc. (amended) | Other | Surrey | $1,200,000 | $2,171,922 | 1 | May 17 | sec.gov | |
| GromaCorp, Inc. (amended) | Other | Boston | MA | $1,001,000 | $10,000,000 | 11 | May 17 | sec.gov |
| EcoEnclose Inc. | Other | Louisville | CO | $1,000,000 | $1,000,000 | 1 | May 17 | sec.gov |
| Canadian Energy Metals Corp. | Other | Calgary | $1,000,000 | $1,000,000 | 1 | May 17 | sec.gov | |
| 1222 Investors LLC | Investing | Toms River | NJ | $895,000 | $4,565,250 | 11 | May 17 | sec.gov |
| Nexus Ventures XXI SeedToB Health AI LLC | Investing | Matthews | NC | $808,000 | $808,000 | 9 | May 17 | sec.gov |
| WGD MAPS SPV, LP (amended) | Other Health Care | San Mateo | CA | $765,000 | $765,000 | 16 | May 17 | sec.gov |
| NV 24 Cardiff MF Spring TX LLC | Investing | Matthews | NC | $757,500 | $757,500 | 15 | May 17 | sec.gov |
| Brighter Private Credit Fund LP (amended) | Other Banking and Financial Services | Atlanta | GA | $750,000 | Indefinite | 2 | May 17 | sec.gov |
| Nexus Ventures XXIII SFH Needville TX LLC | Investing | Matthews | NC | $656,500 | $656,500 | 12 | May 17 | sec.gov |
| Branded Hospitality Opportunity VIII LLC | Other | New York | NY | $600,000 | $4,000,000 | 6 | May 17 | sec.gov |
| Assureful, Inc. | Insurance | Spokane | WA | $600,000 | $1,500,000 | 3 | May 17 | sec.gov |
| Ayres Associates Inc. | Other | Eau Claire | WI | $587,451 | $1,000,000 | 113 | May 17 | sec.gov |
| CC Taverna, LLC | Residential | Austin | TX | $525,000 | $10,000,000 | 99 | May 17 | sec.gov |
| GENERATIONAL EQUITY LABS, INC. | Other | Washington | DC | $500,000 | $500,105 | 1 | May 17 | sec.gov |
| Eventnoire, Inc. | Other | Chicago | IL | $500,000 | $1,000,000 | 1 | May 17 | sec.gov |
| Flowtrack Protocol Fund, L.P. (amended) | Other | Miami | FL | $450,000 | Indefinite | 1 | May 17 | sec.gov |
| Flowtrack Protocol Fund, Ltd (amended) | Other | Miami | FL | $444,469 | Indefinite | 1 | May 17 | sec.gov |
| Nexus Ventures XXII Volante CN LLC | Investing | Matthews | NC | $424,200 | $424,200 | 8 | May 17 | sec.gov |
| Bonta Apparel (amended) | Retailing | Los Angeles | CA | $400,000 | $2,000,000 | 3 | May 17 | sec.gov |
| Iris Financial, Inc. | Other Banking and Financial Services | Chicago | IL | $400,000 | $1,000,000 | 1 | May 17 | sec.gov |
| Fountain Hills SC Realty Fund LLC | Other Real Estate | Red Bank | NJ | $350,000 | $14,035,440 | 6 | May 17 | sec.gov |
| Oglethorpe Landing PH1 GP, LLC | Residential | Austin | TX | $315,000 | $500,000 | 9 | May 17 | sec.gov |
| VonFinch Fixed Income Fund LLC | Other Real Estate | Denver | CO | $300,000 | $10,000,000 | 2 | May 17 | sec.gov |
| RenovoDerm, LLC (amended) | Other Health Care | Columbus | OH | $275,000 | $2,000,000 | 6 | May 17 | sec.gov |
| Nations Royalty Corp. | Other | Vancouver | $257,922 | $257,922 | 2 | May 17 | sec.gov | |
| RenovoDerm, LLC | Other Health Care | Dublin | OH | $250,000 | $500,000 | 2 | May 17 | sec.gov |
| Amity Holdings, LLC | Other Health Care | Nashville | TN | $250,000 | $250,000 | 4 | May 17 | sec.gov |
| Agape-1 Technology Inc. | Other Technology | San Jose | CA | $235,000 | $2,000,000 | 4 | May 17 | sec.gov |
| 20 Tate LLC | Residential | Georgetown | TX | $200,000 | $2,200,000 | 3 | May 17 | sec.gov |
| Rockstep Solutions, Inc. | Other Technology | Portland | ME | $150,000 | $3,000,000 | 1 | May 17 | sec.gov |
| Ryan Foster Series 1 LLC | Investing | Austin | TX | $138,000 | Indefinite | 3 | May 17 | sec.gov |
| Great Eagle Gold Corp. | Other Energy | Burnaby | $102,648 | $102,648 | 4 | May 17 | sec.gov | |
| Incendium Holdings A, LP | Oil and Gas | Argyle | TX | $100,000 | $500,000 | 1 | May 17 | sec.gov |
| Cascadia Minerals Ltd. (amended) | Other | Vancouver | $61,389 | $155,834 | 1 | May 17 | sec.gov | |
| STANDARD MEASURE TECHNOLOGIES CORP. | Other Technology | Davie | FL | $25,000 | $1,500,000 | 1 | May 17 | sec.gov |
| Terra Group Holdings, LLC | Business Services | Austin | TX | $25,000 | $3,000,000 | 1 | May 17 | sec.gov |
| JICAIBA HOLDINGS LTD | Agriculture | London | $0 | $100,000,000 | 0 | May 17 | sec.gov | |
| DCC FIG FEEDER II, LLC | Other Real Estate | New York | NY | $0 | $50,000,000 | 0 | May 17 | sec.gov |
| Earth XYZ, Inc. | Other Technology | Cambridge | MA | $0 | $13,900,020 | 0 | May 17 | sec.gov |
| Timbers Fund LLC | Other Real Estate | Dover | DE | $0 | $4,000,000 | 0 | May 17 | sec.gov |
| Jade Associates II-B1 LLC | Investing | Los Angeles | CA | $0 | Indefinite | 0 | May 17 | sec.gov |
| TCIH-Broadway OKC, LLC | Commercial | Tulsa | OK | $0 | $2,725,000 | 27 | May 17 | sec.gov |
| California Bound Ltd Liability Co | Other | New York | NY | $0 | $6,750,000 | 0 | May 17 | sec.gov |
| GoldChain Dao LLC | Other | Issaquah | WA | $0 | $10,000,000 | 1 | May 17 | sec.gov |
| Advenir MOB Investors V, LP | Commercial | Aventura | FL | $0 | $14,000,000 | 0 | May 17 | sec.gov |
| Graystoke Investors IX LLC | Residential | Boise | ID | $0 | $3,111,108 | 0 | May 17 | sec.gov |
| Titan Wealth Fund LLC | Commercial | Frisco | TX | $0 | $2,000,000 | 0 | May 17 | sec.gov |
| BLUE OCEAN CAPITAL FUNDS LLC | REITS and Finance | Jacksonville | FL | $0 | Indefinite | 0 | May 17 | sec.gov |
| IQHQ Holdings, LP | Commercial | Boston | MA | $0 | Indefinite | 0 | May 17 | sec.gov |
| IQHQ, LP | Commercial | Boston | MA | $0 | Indefinite | 0 | May 17 | sec.gov |
| VERTIMASS, LLC (amended) | Other | Irvine | CA | $0 | $45,000,000 | 0 | May 17 | sec.gov |
| Noble Royalty Legacy Fund LP | Oil and Gas | Addison | TX | $0 | $805,306,715 | 0 | May 17 | sec.gov |
May 20, 2024 · May 16, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.