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Data / Form D filings / HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.: Form D filings

HILLTOP SECURITIES INC., a financial services company in Dallas, TX, filed 28 Form D notices with the SEC between 2019 and 2025. The latest, on May 16, 2025, reports $1.12 billion sold of an offering with no set size to 25 investors.

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Company details from the filing

Address
717 N. Harwood Street, Suite 3400, Dallas, TX, 75201
Phone
(214) 953-4000
Industry
Other Banking and Financial Services
Entity type
Corporation
Incorporated in
Delaware
Revenue range
Decline to Disclose
Exemptions claimed
Rule 506(b)
SEC identifier (CIK)
891055

Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
May 16, 2025AmendmentIndefinite$1,120,859,00025Mar 17, 2021sec.gov
May 16, 2025AmendmentIndefinite$3,854,615,000155Dec 20, 2019sec.gov
Jan 29, 2025New notice$300,000,000$25,059,000$274,941,0001Jan 22, 2025sec.gov
May 17, 2024AmendmentIndefinite$992,647,00019Mar 17, 2021sec.gov
May 17, 2024AmendmentIndefinite$3,368,645,000152Dec 20, 2019sec.gov
May 18, 2023AmendmentIndefinite$760,530,00019Mar 17, 2021sec.gov
May 18, 2023AmendmentIndefinite$2,575,150,000132Dec 20, 2019sec.gov
May 16, 2022AmendmentIndefinite$495,403,00015Mar 17, 2021sec.gov
May 16, 2022AmendmentIndefinite$1,998,171,00067Dec 20, 2019sec.gov
Dec 17, 2021AmendmentIndefinite$336,539,0009Mar 17, 2021sec.gov
Dec 17, 2021AmendmentIndefinite$1,705,497,00066Dec 20, 2019sec.gov
Oct 8, 2021AmendmentIndefinite$238,998,0007Mar 17, 2021sec.gov
Oct 7, 2021AmendmentIndefinite$1,477,458,00063Dec 20, 2019sec.gov
Jul 19, 2021AmendmentIndefinite$147,495,0006Mar 17, 2021sec.gov
Jul 13, 2021AmendmentIndefinite$1,324,649,00060Dec 20, 2019sec.gov
May 21, 2021AmendmentIndefinite$75,792,0006Mar 17, 2021sec.gov
Apr 12, 2021AmendmentIndefinite$1,197,124,00060Dec 20, 2019sec.gov
Mar 19, 2021New noticeIndefinite$30,000,0002Mar 17, 2021sec.gov
Jan 29, 2021AmendmentIndefinite$980,942,00058Dec 20, 2019sec.gov
Dec 1, 2020AmendmentIndefinite$838,432,00057Dec 20, 2019sec.gov
Oct 7, 2020AmendmentIndefinite$666,053,00054Dec 20, 2019sec.gov
Sep 11, 2020AmendmentIndefinite$590,256,00052Dec 20, 2019sec.gov
Jul 31, 2020AmendmentIndefinite$526,232,00051Dec 20, 2019sec.gov
Jul 10, 2020AmendmentIndefinite$389,051,00045Dec 20, 2019sec.gov
May 22, 2020AmendmentIndefinite$298,751,00031Dec 20, 2019sec.gov
Apr 29, 2020AmendmentIndefinite$126,498,00022Dec 20, 2019sec.gov
Feb 24, 2020Amendment$300,000,000$39,820,000$260,180,00013Dec 20, 2019sec.gov
Dec 23, 2019New notice$300,000,000$19,350,000$280,650,0006Dec 20, 2019sec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
Jonathan Scott SobelDirector
Martin Bradley WingesExecutive Officer, Director
David King MedanichDirector
Joseph Michael EdgeExecutive Officer, Director
Brian Lane WittnebenExecutive Officer
Scott Michael CoyaExecutive Officer
Laura Bonnell AlexanderDirector
Laura Michael LeventhalExecutive Officer, Director
John Richard MuschalekDirector

Other financial services companies in Texas that filed recently

Every Form D from the week of May 12, 2025 · All recent filings in Texas · All recent Other Banking and Financial Services filings

Read from SEC EDGAR. Amount sold is what HILLTOP SECURITIES INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.