Data / Form D filings / May 18
Form D filings, May 18, 2023: 72 companies raised $3.92 billion
72 operating companies filed a Form D on May 18, 2023, reporting $3.92 billion sold. Largest: HILLTOP SECURITIES INC. ($2.58 billion), HILLTOP SECURITIES INC. ($760.5 million), Gradiant Corp ($225 million). The median filing is $2.2 million, and 142 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 72Form D filings
- $3.92 billionreported sold
- $2.2 millionmedian amount sold
- CAmost filings (11)
Most filings by state: CA 11, TX 11, NY 6, CO 5, MA 4. By industry: Other Technology 17, Other 15, Residential 8, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| HILLTOP SECURITIES INC. (amended) | Other Banking and Financial Services | Dallas | TX | $2,575,150,000 | Indefinite | 132 | May 18 | sec.gov |
| HILLTOP SECURITIES INC. (amended) | Other Banking and Financial Services | Dallas | TX | $760,530,000 | Indefinite | 19 | May 18 | sec.gov |
| Gradiant Corp | Other | Woburn | MA | $224,999,993 | $300,000,000 | 2 | May 18 | sec.gov |
| WaCap - O Transportation Infrastructure Capital Partners Feeder LLC (amended) | Investing | Seattle | WA | $76,250,000 | Indefinite | 8 | May 18 | sec.gov |
| RenoFi Inc. (amended) | Other Banking and Financial Services | Philadelphia | PA | $31,933,323 | $34,933,324 | 10 | May 18 | sec.gov |
| Alloy Enterprises Inc. | Other Technology | Burlington | MA | $29,199,994 | $29,199,994 | 14 | May 18 | sec.gov |
| ECPH, LLC (amended) | Other Health Care | Dallas | TX | $21,526,876 | Indefinite | 66 | May 18 | sec.gov |
| Winter Harbor Investments LLC | Investing | Wellesley Hills | MA | $16,502,867 | $16,502,867 | 13 | May 18 | sec.gov |
| MRES Gretna Landing Holdings, LLC | Residential | Omaha | NE | $15,723,213 | $15,723,213 | 108 | May 18 | sec.gov |
| HouseAccount Inc. | Other Technology | Brooklyn | NY | $15,057,955 | $17,000,010 | 14 | May 18 | sec.gov |
| Relay, Inc. | Other Technology | Raleigh | NC | $12,931,362 | $14,263,556 | 14 | May 18 | sec.gov |
| Odyssey Energy Solutions, Inc. | Other Energy | Boulder | CO | $12,359,645 | $14,999,997 | 14 | May 18 | sec.gov |
| XL8 Inc. | Other Technology | San Jose | CA | $10,965,528 | $13,465,528 | 3 | May 18 | sec.gov |
| American Packing & Gasket Holdings, LLC | Other | Houston | TX | $9,000,000 | $9,000,000 | 8 | May 18 | sec.gov |
| HFO-Cosmic SPV, LLC | Other | Phoenix | AZ | $8,675,000 | $15,000,000 | 9 | May 18 | sec.gov |
| CO280 SOLUTIONS INC. | Other | Vancouver | $6,099,997 | $6,099,997 | 4 | May 18 | sec.gov | |
| Optimize Systems Inc. | Other Technology | Seattle | WA | $5,999,997 | $8,000,000 | 6 | May 18 | sec.gov |
| LiquidX, Inc. | Other Technology | New York | NY | $5,951,662 | $8,000,000 | 31 | May 18 | sec.gov |
| Pharmazz, Inc. (amended) | Pharmaceuticals | Willowbrook | IL | $5,450,000 | $5,450,000 | 28 | May 18 | sec.gov |
| Rockvale Apartments Limited, LLC | Residential | Irvine | CA | $5,036,000 | $5,037,000 | 85 | May 18 | sec.gov |
| Northstar Technologies Group, Inc. | Construction | Bonita Springs | FL | $4,999,999 | $4,999,999 | 1 | May 18 | sec.gov |
| Niki Opportunity Investments, LP | Other Real Estate | San Diego | CA | $4,795,000 | $7,000,000 | 26 | May 18 | sec.gov |
| 812 Center Street Partnership LLC | Residential | West Palm Beach | FL | $4,250,000 | $4,250,000 | 40 | May 18 | sec.gov |
| Cata Labs Inc. | Other | Wilmington | DE | $4,200,000 | $4,200,000 | 48 | May 18 | sec.gov |
| OpenTeams, Inc. (amended) | Other Technology | Austin | TX | $3,863,800 | $4,000,000 | 34 | May 18 | sec.gov |
| Winter Garden Land Investors, LLC | Other Real Estate | Indianapolis | IN | $3,800,000 | $3,800,000 | 10 | May 18 | sec.gov |
| ELLIS LANDING MHC, LLC | Residential | Traverse City | MI | $3,500,000 | Indefinite | 13 | May 18 | sec.gov |
| Finch Insights, Inc. | Other Technology | Denver | CO | $3,230,428 | $4,135,484 | 30 | May 18 | sec.gov |
| Brighthouse Services, LLC (amended) | Insurance | Charlotte | NC | $3,060,000 | Indefinite | 6 | May 18 | sec.gov |
| Bright Power, Inc. | Other Energy | New York | NY | $3,000,000 | Indefinite | 2 | May 18 | sec.gov |
| NovaBay Pharmaceuticals, Inc. | Pharmaceuticals | Emeryville | CA | $3,000,000 | $3,000,000 | 5 | May 18 | sec.gov |
| SE CW LAKESIDE AT CAMPECHE MF, LP | Commercial | Houston | TX | $2,800,000 | $2,800,000 | 41 | May 18 | sec.gov |
| Pharmazz, Inc. | Pharmaceuticals | Willowbrook | IL | $2,300,000 | $6,550,000 | 16 | May 18 | sec.gov |
| Seattle Funding Group, Ltd. | Other | Bellevue | WA | $2,200,000 | $2,200,000 | 19 | May 18 | sec.gov |
| MIMG CCXXVIII Summerhouse Square, LLC | Commercial | Franktown | CO | $2,035,000 | $3,700,000 | 30 | May 18 | sec.gov |
| TPEG LV Commons Investors LLC (amended) | Other Real Estate | Southlake | TX | $2,015,000 | $5,000,000 | 55 | May 18 | sec.gov |
| MN Portfolio Holdings LLC | Residential | Oviedo | FL | $1,884,750 | $1,884,750 | 27 | May 18 | sec.gov |
| MN Portfolio Holdings LLC | Residential | Oviedo | FL | $1,884,750 | $1,884,750 | 27 | May 18 | sec.gov |
| Green Harvest Capital Gateway DNM, L.P. | Residential | Fairview Park | OH | $1,825,000 | $5,250,000 | 27 | May 18 | sec.gov |
| GROVE CONCORD, LLC | Commercial | Little Rock | AR | $1,700,000 | $1,700,000 | 25 | May 18 | sec.gov |
| STILLY SPIRITS LLC | Other | Minneapolis | MN | $1,690,000 | $5,000,000 | 10 | May 18 | sec.gov |
| Chewsy, LLC | Other Health Care | Scottsdale | AZ | $1,500,000 | $5,813,000 | 15 | May 18 | sec.gov |
| IPG Victorville 68, LLC | Commercial | Solana Beach | CA | $1,170,000 | $1,170,000 | 2 | May 18 | sec.gov |
| TNG Loma Alta, LP | Other Real Estate | San Diego | CA | $1,113,644 | $1,500,000 | 6 | May 18 | sec.gov |
| IA Technologies, Inc. (amended) | Other Technology | Colorado Springs | CO | $1,110,348 | $1,110,349 | 17 | May 18 | sec.gov |
| TNG 99VV, LP | Other Real Estate | San Diego | CA | $944,000 | $2,000,000 | 8 | May 18 | sec.gov |
| Robust Ventures Fund I, LP (amended) | Investing | San Francisco | CA | $623,000 | $25,000,000 | 14 | May 18 | sec.gov |
| Tidal River Fund I, LLC | Other | New Haven | CT | $500,000 | Indefinite | 21 | May 18 | sec.gov |
| OpenTeams, Inc. | Other Technology | Austin | TX | $500,000 | $500,000 | 1 | May 18 | sec.gov |
| JC RACER, INC. | Other | Costa Mesa | CA | $495,000 | $495,000 | 3 | May 18 | sec.gov |
| GR Investors, LLC | Commercial | Sugar Land | TX | $450,000 | $2,000,000 | 8 | May 18 | sec.gov |
| Zaros Inc | Other | Wilmington | DE | $432,500 | $550,000 | 30 | May 18 | sec.gov |
| OSS Global, Inc. | Other Technology | Austin | TX | $400,000 | $400,000 | 1 | May 18 | sec.gov |
| Pure CallerID LLC | Other Technology | Sheridan | WY | $300,000 | $300,000 | 2 | May 18 | sec.gov |
| AFTERMATH SILVER LTD. | Other | Vancouver | $253,831 | $431,513 | 11 | May 18 | sec.gov | |
| Total Helium Ltd. | Oil and Gas | Vancouver | $247,740 | $619,350 | 7 | May 18 | sec.gov | |
| LCKC Development Fund, LLC (amended) | Commercial | Kansas City | MO | $242,500 | $25,000,000 | 5 | May 18 | sec.gov |
| Get Vocal, PBC | Other Technology | Brooklyn | NY | $200,000 | $700,000 | 1 | May 18 | sec.gov |
| GIS Gas Infusion Systems Inc. | Other | St. Andrews | $188,478 | $199,753 | 1 | May 18 | sec.gov | |
| REVBIO, INC. | Other Health Care | Lowell | MA | $187,000 | $2,650,000 | 4 | May 18 | sec.gov |
| Bedford I LLC | Residential | Redwood City | CA | $175,000 | $500,000 | 4 | May 18 | sec.gov |
| HIVE Diversity, Inc. | Other Technology | New York | NY | $175,000 | $750,000 | 3 | May 18 | sec.gov |
| TC Investment Partners, LLC | Other | Mason | OH | $162,400 | $187,775 | 7 | May 18 | sec.gov |
| Voyage Technologies, LLC | Other Technology | Dallas | TX | $61,200 | $1,850,400 | 1 | May 18 | sec.gov |
| CO280 SOLUTIONS INC. | Other | Vancouver | $34,000 | $34,000 | 1 | May 18 | sec.gov | |
| Riv Capital LP | Agriculture | Brooklyn | NY | $31,250 | $500,000 | 6 | May 18 | sec.gov |
| YERBAE BRANDS CORP. | Retailing | Scottsdale | AZ | $10,000 | $10,000 | 1 | May 18 | sec.gov |
| Range Revolution, Inc. | Manufacturing | Madras | OR | $0 | $1,700,000 | 0 | May 18 | sec.gov |
| TLC Capital Partners Fund I, LLC | Commercial | Temecula | CA | $0 | $25,000,000 | 0 | May 18 | sec.gov |
| Hypercharge Networks Corp. | Other Technology | North Vancouver | $0 | $7,795 | 1 | May 18 | sec.gov | |
| Ensono Holdco L.P. | Other | Downers Grove | IL | $0 | Indefinite | 0 | May 18 | sec.gov |
| ReDisco Corporation, Inc. | Other Technology | Denver | CO | $0 | $7,500,000 | 0 | May 18 | sec.gov |
May 19, 2023 · May 17, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.