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Data / Form D filings / NovaBay Pharmaceuticals, Inc.

NovaBay Pharmaceuticals, Inc.: Form D filings

NovaBay Pharmaceuticals, Inc., a company in Emeryville, CA, filed 19 Form D notices with the SEC between 2015 and 2026. The latest, on January 27, 2026, reports $134 million sold of a $134 million offering to 4 investors.

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Company details from the filing

Address
2000 POWELL STREET, SUITE 1150, Emeryville, CA, 94608
Phone
(510) 899-8800
Industry
Other
Entity type
Corporation
Incorporated in
Delaware
Revenue range
Decline to Disclose
Exemptions claimed
Rule 506(b)
SEC identifier (CIK)
1389545

Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
Jan 27, 2026New notice$134,000,000$134,000,0004Jan 16, 2026sec.gov
Jun 28, 2024New notice$225,953$225,9535Jun 14, 2024sec.gov
Apr 5, 2024New notice$665,000$665,0005Mar 24, 2024sec.gov
Jan 4, 2024New notice$554,808$554,8085Dec 21, 2023sec.gov
May 18, 2023New notice$3,000,000$3,000,0005May 1, 2023sec.gov
Sep 23, 2022New notice$3,250,000$3,250,0004Yet to occursec.gov
Sep 23, 2022New notice$2,065,500$2,065,5009Sep 9, 2022sec.gov
Nov 17, 2021New notice$15,000,000$15,000,0007Nov 2, 2021sec.gov
Jul 31, 2020New notice$6,829,580$0$6,829,5800Jul 20, 2020sec.gov
May 22, 2020New notice$1,731,030$1,030$1,730,0000May 13, 2020sec.gov
May 1, 2020New noticeIndefinite$00Yet to occursec.gov
Aug 26, 2019New notice$4,198,566$4,198,5664Aug 13, 2019sec.gov
Aug 26, 2019New notice$2,700,000$2,700,0003Aug 13, 2019sec.gov
Jul 3, 2019New notice$2,400,000$2,400,0003Jun 26, 2019sec.gov
Feb 14, 2018New notice$5,984,000$5,984,0001Feb 5, 2018sec.gov
May 20, 2016New notice$11,791,000$7,791,000$4,000,0009May 9, 2016sec.gov
Feb 26, 2016New notice$2,830,804$2,830,8043Feb 16, 2016sec.gov
Jun 4, 2015Amendment$26,582,871$26,582,87121Mar 6, 2015sec.gov
Mar 19, 2015New notice$15,134,300$15,134,30014Mar 6, 2015sec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
Michael John KazleyExecutive Officer, DirectorChief Executive Officer

Other companies in California that filed recently

Every Form D from the week of Jan 26, 2026 · All recent filings in California · All recent Other filings

Read from SEC EDGAR. Amount sold is what NovaBay Pharmaceuticals, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.