Data / Form D filings / Apr 5
Form D filings, April 5, 2024: 84 companies raised $1.10 billion
84 operating companies filed a Form D on April 5, 2024, reporting $1.10 billion sold. Largest: NHIT: SRI Core Plus Fixed Income Trust ($491.4 million), GS Finance Corp. ($198.1 million), Minneapolis MSA Senior Living Portfolio DST ($64.8 million). The median filing is $2.3 million, and 189 pooled investment funds also filed that day.
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- 84Form D filings
- $1.10 billionreported sold
- $2.3 millionmedian amount sold
- TXmost filings (14)
Most filings by state: TX 14, NY 12, CA 9, FL 8, CO 4. By industry: Other 23, Other Technology 12, Other Real Estate 10, Investing 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: SRI Core Plus Fixed Income Trust (amended) | Investing | Boston | MA | $491,388,936 | Indefinite | 15 | Apr 5 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $198,125,000 | $198,125,000 | 1 | Apr 5 | sec.gov |
| Minneapolis MSA Senior Living Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $64,810,112 | $76,762,629 | 130 | Apr 5 | sec.gov |
| Fort Myers BTR DST (amended) | Other Real Estate | Oak Brook | IL | $46,991,790 | $54,462,042 | 130 | Apr 5 | sec.gov |
| ViaLase, Inc. | Other Health Care | Aliso Viejo | CA | $38,157,812 | $41,031,754 | 6 | Apr 5 | sec.gov |
| FPM II LLC | Residential | Cambridge | MA | $36,675,000 | $42,000,000 | 64 | Apr 5 | sec.gov |
| Fabric of Truth, Inc. | Other Technology | Santa Clara | CA | $27,999,997 | $30,000,000 | 22 | Apr 5 | sec.gov |
| Partake Foods, Inc. (amended) | Other | New York | NY | $20,756,976 | $20,876,993 | 69 | Apr 5 | sec.gov |
| VELOCITY PORTFOLIO GROUP INC | Investing | Wall Township | NJ | $12,300,000 | $12,300,000 | 6 | Apr 5 | sec.gov |
| FG Communities, Inc. (amended) | Residential | Mooresville | NC | $11,432,970 | Indefinite | 160 | Apr 5 | sec.gov |
| VALTERRA DATA HOLDINGS, LLC | Investing | Austin | TX | $10,554,710 | $65,000,000 | 7 | Apr 5 | sec.gov |
| Youme Healthcare, Inc. | Other Technology | Elkridge | MD | $9,044,954 | $13,269,963 | 35 | Apr 5 | sec.gov |
| Glendale BTR DST (amended) | Other Real Estate | Oak Brook | IL | $8,970,103 | $72,121,822 | 21 | Apr 5 | sec.gov |
| WINDSTONE INVESTMENT, LLC (amended) | Investing | Louisville | KY | $8,174,596 | Indefinite | 21 | Apr 5 | sec.gov |
| Panther Purchaser, L.P. | Other | Herndon | VA | $8,053,859 | Indefinite | 158 | Apr 5 | sec.gov |
| Clerq Inc. | Other Technology | New York | NY | $7,736,984 | $7,736,984 | 15 | Apr 5 | sec.gov |
| Metamora HCIT, Inc. | Other | San Francisco | CA | $6,790,000 | $6,790,000 | 20 | Apr 5 | sec.gov |
| Pantheon AI, Inc. (amended) | Other Technology | San Francisco | CA | $6,000,000 | $6,000,000 | 21 | Apr 5 | sec.gov |
| RGP Income Fund, LP (amended) | Oil and Gas | Dallas | TX | $5,941,521 | $50,000,000 | 50 | Apr 5 | sec.gov |
| RGP Income Fund, LP (amended) | Oil and Gas | Dallas | TX | $5,941,521 | $50,000,000 | 50 | Apr 5 | sec.gov |
| Endolith Inc. | Other Energy | Westminster | CO | $5,314,998 | $5,314,998 | 5 | Apr 5 | sec.gov |
| Delphinus Medical Technologies, Inc. | Biotechnology | Novi | MI | $5,279,445 | $15,000,000 | 1 | Apr 5 | sec.gov |
| VWP Orange Show Investor LLC | Other Real Estate | Phoenix | AZ | $5,164,000 | $5,500,000 | 0 | Apr 5 | sec.gov |
| GFG Venado, LLC | Other Real Estate | Miami | FL | $5,000,000 | Indefinite | 2 | Apr 5 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $5,000,000 | $5,000,000 | 1 | Apr 5 | sec.gov |
| CLICTECHNOLOGIES CORP. | Other | Boca Raton | FL | $4,719,512 | $4,719,512 | 23 | Apr 5 | sec.gov |
| Emporia Learning Inc. | Other | New York | NY | $4,700,000 | $4,700,000 | 28 | Apr 5 | sec.gov |
| Synthio Chemicals, Inc. | Other | Broomfield | CO | $4,000,002 | $4,589,101 | 1 | Apr 5 | sec.gov |
| TAS Medical, Inc. (amended) | Other Technology | Windermere | FL | $3,190,000 | $3,500,000 | 30 | Apr 5 | sec.gov |
| SKYX Platforms Corp. | Other Technology | Pompano Beach | FL | $3,117,909 | $3,117,909 | 3 | Apr 5 | sec.gov |
| ESGL Holdings Ltd | Other | Singapore | $2,500,000 | $2,500,000 | 1 | Apr 5 | sec.gov | |
| OWLFI Strategic Investments, LLC (amended) | Other | Lenexa | KS | $2,400,000 | $100,000,000 | 12 | Apr 5 | sec.gov |
| EMIP 2, LLC | REITS and Finance | New York | NY | $2,300,000 | $2,300,000 | 102 | Apr 5 | sec.gov |
| ASI DIAZ DORAL HOTEL EB5 FUND II LLC | Other Banking and Financial Services | Key Biscayne | FL | $2,100,000 | $4,200,000 | 2 | Apr 5 | sec.gov |
| Avalon Advanced Materials Inc. | Other | Toronto | $2,024,000 | $3,535,744 | 1 | Apr 5 | sec.gov | |
| Dew Point Brontide LLC | Investing | Austin | TX | $1,940,000 | $2,100,000 | 10 | Apr 5 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,574,460 | Indefinite | 68 | Apr 5 | sec.gov |
| Aropha Inc. | Other | Bedford | OH | $1,200,000 | $1,200,000 | 6 | Apr 5 | sec.gov |
| TRADESUN INC | Business Services | Del Mar | CA | $1,125,000 | $5,000,000 | 5 | Apr 5 | sec.gov |
| 716 S. Race St., LLC | Other Real Estate | Denver | CO | $841,500 | $1,008,000 | 8 | Apr 5 | sec.gov |
| CLICKTIVATED VIDEO, INC. | Other Technology | Birmingham | MI | $825,000 | Indefinite | 18 | Apr 5 | sec.gov |
| Arsenal Beamer Investors, LLC | Investing | Winter Park | FL | $800,000 | $7,736,720 | 3 | Apr 5 | sec.gov |
| Common Futures Inc. | Retailing | Brooklyn | NY | $800,000 | $800,000 | 5 | Apr 5 | sec.gov |
| CLARKSBURG STORAGE PARTNERS LLC | Commercial | Ellicott City | MD | $784,500 | $1,100,000 | 16 | Apr 5 | sec.gov |
| Garage for Life, Inc. | Commercial | Orange | NJ | $700,000 | $700,000 | 3 | Apr 5 | sec.gov |
| OSN Technologies Corp. | Other | Scottsdale | AZ | $695,000 | $1,500,000 | 11 | Apr 5 | sec.gov |
| NovaBay Pharmaceuticals, Inc. | Pharmaceuticals | Emeryville | CA | $665,000 | $665,000 | 5 | Apr 5 | sec.gov |
| Harvest Invest-071 LLC A Series of Harvest Invest LLC (amended) | Investing | Fort Worth | TX | $665,000 | $20,000,000 | 10 | Apr 5 | sec.gov |
| SKYX Platforms Corp. | Other Technology | Pompano Beach | FL | $650,000 | $650,000 | 3 | Apr 5 | sec.gov |
| SKYX Platforms Corp. | Other Technology | Pompano Beach | FL | $515,751 | $515,751 | 2 | Apr 5 | sec.gov |
| CloudSafari, Inc. (amended) | Tourism and Travel Services | Brantford | $500,000 | Indefinite | 2 | Apr 5 | sec.gov | |
| Welcome to the Fishbowl LLC (amended) | Other | Denver | CO | $400,000 | Indefinite | 1 | Apr 5 | sec.gov |
| BIO-PATH HOLDINGS INC | Biotechnology | Bellaire | TX | $317,929 | $317,929 | 1 | Apr 5 | sec.gov |
| IndulgeRx Brands Inc (amended) | Other | Woods Cross | UT | $285,908 | $553,370 | 5 | Apr 5 | sec.gov |
| Capella, a Series of Massive Scale Ventures II, LLC | Investing | Dover | DE | $280,185 | $290,000 | 21 | Apr 5 | sec.gov |
| Noosphere, Inc. | Other | New York | NY | $265,000 | $1,000,000 | 6 | Apr 5 | sec.gov |
| Buon Company, LLC | Other | Park City | UT | $200,000 | $750,000 | 3 | Apr 5 | sec.gov |
| Brownstone Vision, LLC | Residential | Austin | TX | $170,000 | $19,500,000 | 3 | Apr 5 | sec.gov |
| Forge Automation Corp. | Other Technology | North York | $135,000 | $135,000 | 2 | Apr 5 | sec.gov | |
| ASV Investments II LLC | Investing | Chadds Ford | PA | $75,000 | $75,000 | 13 | Apr 5 | sec.gov |
| EVRNU, SPC | Other | Seattle | WA | $75,000 | $75,000 | 1 | Apr 5 | sec.gov |
| JL Palma LLC (amended) | Other | Bloomington | IL | $60,000 | $1,140,000 | 1 | Apr 5 | sec.gov |
| FingerMotion, Inc. | Other Technology | Singapore | $28,000 | $42,000 | 1 | Apr 5 | sec.gov | |
| Healthcare Owner Holdings, Inc. | Other Health Care | Columbus | OH | $20,000 | $2,000,000 | 5 | Apr 5 | sec.gov |
| HG FILM LLC | Other | Knoxville | TN | $500 | $54,000 | 3 | Apr 5 | sec.gov |
| ALC 090 L.P. | Other | Irvine | CA | $0 | $64,000,000 | 0 | Apr 5 | sec.gov |
| Cedar Ranch Properties LLC | Oil and Gas | Midland | TX | $0 | $16,542,105 | 0 | Apr 5 | sec.gov |
| Preferred Income Fund 2 LLC | Other Real Estate | Houston | TX | $0 | $25,000,000 | 0 | Apr 5 | sec.gov |
| Silicon Vistas New Horizons LLC | Other Real Estate | Irving | TX | $0 | $7,500,000 | 0 | Apr 5 | sec.gov |
| Bender - Carey WMA Growth Fund LLC | Other Real Estate | Prosper | TX | $0 | $350,000,000 | 0 | Apr 5 | sec.gov |
| REI Energy Mineral Fund I, L.P. | Oil and Gas | Richardson | TX | $0 | $10,000,000 | 0 | Apr 5 | sec.gov |
| Libra Marine LLC | Other | Everett | WA | $0 | $123,750 | 3 | Apr 5 | sec.gov |
| AIDOO, INC | Other Technology | Cleveland | TX | $0 | Indefinite | 0 | Apr 5 | sec.gov |
| HPS Subsidiary I, LLC | Other Banking and Financial Services | New York | NY | $0 | Indefinite | 0 | Apr 5 | sec.gov |
| Chattanooga East Surgicenter, LLC | Other Health Care | Dallas | TX | $0 | $12,000,000 | 0 | Apr 5 | sec.gov |
| PACE NEWS, INC. | Other | Los Angeles | CA | $0 | $1,050,000 | 0 | Apr 5 | sec.gov |
| Prime Global Partners LLC | Other Real Estate | Jonesboro | AR | $0 | $100,000,000 | 0 | Apr 5 | sec.gov |
| QP2 Properties, LLC (amended) | Commercial | North Syracuse | NY | $0 | $5,000,000 | 2 | Apr 5 | sec.gov |
| Athletes Unlimited, PBC (amended) | Other | New York | NY | $0 | Indefinite | 0 | Apr 5 | sec.gov |
| P/E Capital DAO LLC (amended) | REITS and Finance | Jackson | WY | $0 | $10,000,000 | 0 | Apr 5 | sec.gov |
| P/E Capital DAO LLC (amended) | REITS and Finance | Jackson | WY | $0 | $10,000,000 | 0 | Apr 5 | sec.gov |
| OWLFI Capital, LLC (amended) | Other Banking and Financial Services | Lenexa | KS | $0 | $1 | 0 | Apr 5 | sec.gov |
| Anthros Office LLC | Business Services | Waukesha | WI | $0 | $3,000,000 | 0 | Apr 5 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $700,000 | 0 | Apr 5 | sec.gov |
April 8, 2024 · April 4, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.