Data / Form D filings / Apr 8
Form D filings, April 8, 2024: 69 companies raised $586.7 million
69 operating companies filed a Form D on April 8, 2024, reporting $586.7 million sold. Largest: JenaValve Technology Inc ($100.4 million), ByHeart, Inc. ($80 million), TIDE ROCK YIELDCO, LLC ($53 million). The median filing is $2.1 million, and 147 pooled investment funds also filed that day.
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- 69Form D filings
- $586.7 millionreported sold
- $2.1 millionmedian amount sold
- NYmost filings (13)
Most filings by state: NY 13, TX 8, CA 7, MA 5, IL 3. By industry: Other 20, Other Technology 10, Commercial 7, Other Real Estate 4.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| JenaValve Technology Inc (amended) | Other Health Care | Irvine | CA | $100,400,000 | $100,400,000 | 17 | Apr 8 | sec.gov |
| ByHeart, Inc. | Other Health Care | New York | NY | $80,046,633 | $150,007,736 | 4 | Apr 8 | sec.gov |
| TIDE ROCK YIELDCO, LLC | Other | Solana Beach | CA | $52,970,000 | Indefinite | 32 | Apr 8 | sec.gov |
| Tampa Bay Banking Co | Commercial Banking | Tampa | FL | $42,373,540 | Indefinite | 211 | Apr 8 | sec.gov |
| Melt Pharmaceuticals, Inc. (amended) | Pharmaceuticals | Brentwood | TN | $42,292,450 | $47,763,600 | 309 | Apr 8 | sec.gov |
| Promaxo, Inc. | Biotechnology | Oakland | CA | $31,606,277 | $36,838,350 | 104 | Apr 8 | sec.gov |
| Claire's Holdings LLC (amended) | Retailing | Hoffman Estates | IL | $30,963,131 | Indefinite | 56 | Apr 8 | sec.gov |
| Landing Holdings Inc. | Lodging and Conventions | Birmingham | AL | $29,550,000 | $30,000,000 | 2 | Apr 8 | sec.gov |
| Copiapo Partners, LP | Investing | New York | NY | $25,000,000 | Indefinite | 4 | Apr 8 | sec.gov |
| Outsiders Broadway Ltd Liability Co (amended) | Other | New York | NY | $22,000,000 | $22,000,000 | 234 | Apr 8 | sec.gov |
| IREX Industrial Portfolio I DST (amended) | Commercial | Dallas | TX | $14,455,873 | $36,881,720 | 20 | Apr 8 | sec.gov |
| Tenet Fixed Income Fund LLC (amended) | Other | Spokane | WA | $13,451,825 | $50,000,000 | 48 | Apr 8 | sec.gov |
| Alaffia Technology Solutions, Inc. | Other Technology | New York | NY | $10,855,429 | $10,955,672 | 8 | Apr 8 | sec.gov |
| YATIMA, INC | Other Technology | Newton | MA | $9,135,995 | $9,135,995 | 39 | Apr 8 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $6,712,500 | $6,712,500 | 3 | Apr 8 | sec.gov |
| KAB of North Alabama, LLC (amended) | Commercial Banking | Albertville | AL | $6,700,000 | $6,700,000 | 24 | Apr 8 | sec.gov |
| Dogcentric Ventures, Inc. | Restaurants | Baltimore | MD | $5,456,854 | $10,000,000 | 16 | Apr 8 | sec.gov |
| Impacked Inc. | Other | New York | NY | $4,651,712 | $4,651,712 | 31 | Apr 8 | sec.gov |
| Edquity, Inc. | Other Technology | Brooklyn | NY | $4,550,000 | $6,000,000 | 7 | Apr 8 | sec.gov |
| I-10 Eloy Eleven Mile Corner & Battaglia Dr 453 LLC | Commercial | Phoenix | AZ | $4,500,000 | $4,500,000 | 44 | Apr 8 | sec.gov |
| Multiverse Group Ltd | Other | London | $4,267,206 | $4,267,206 | 15 | Apr 8 | sec.gov | |
| Archetype Growth Holdings LLC (amended) | Business Services | Philadelphia | PA | $4,237,958 | $10,000,000 | 26 | Apr 8 | sec.gov |
| Nooks, LLC (amended) | Other | Arlington | VA | $4,000,000 | $4,000,000 | 71 | Apr 8 | sec.gov |
| GMI-Property Improvement Plan, LP (amended) | Other Real Estate | Westlake | TX | $3,201,500 | $3,765,021 | 30 | Apr 8 | sec.gov |
| Old Salt Co-op LLC (amended) | Other | Helena | MT | $2,717,000 | Indefinite | 28 | Apr 8 | sec.gov |
| EMIP 3, LLC | REITS and Finance | New York | NY | $2,680,000 | $2,680,000 | 2 | Apr 8 | sec.gov |
| WISA TECHNOLOGIES, INC. | Other Technology | Beaverton | OR | $2,300,000 | $2,300,000 | 4 | Apr 8 | sec.gov |
| Prestige Fund B BTM I, LLC | Other | Lancaster | PA | $2,280,000 | $72,000,000 | 4 | Apr 8 | sec.gov |
| Morningside Hammond Holdings, LLC | Investing | New York | NY | $2,160,000 | Indefinite | 29 | Apr 8 | sec.gov |
| Wefunds Wefunder XII, a series of Wefunds LLC | Other | Henderson | NV | $2,130,500 | Indefinite | 164 | Apr 8 | sec.gov |
| Patmos Tarrytown LLC | Residential | Richardson | TX | $2,050,000 | $2,050,000 | 7 | Apr 8 | sec.gov |
| Towers 1810 Main Syndication, LLC (amended) | Other | Edmond | OK | $1,630,000 | $3,650,000 | 26 | Apr 8 | sec.gov |
| Transparent Musical, Ltd Liability Co (amended) | Other | New York | NY | $1,537,500 | $3,500,000 | 19 | Apr 8 | sec.gov |
| Autem Holding Company, LLC | Other | Hanover | NH | $1,500,000 | $2,000,000 | 7 | Apr 8 | sec.gov |
| Central Kentucky Rentals, LLC | Commercial | Louisville | KY | $1,418,000 | $1,418,000 | 15 | Apr 8 | sec.gov |
| SWAPONZ, INC. (amended) | Other | Natick | MA | $1,051,899 | $2,000,000 | 22 | Apr 8 | sec.gov |
| Advisor Circle Inc | Other | Marlborough | MA | $1,042,500 | $1,042,500 | 3 | Apr 8 | sec.gov |
| DP Industrial Investor LLC | Other Real Estate | New York | NY | $1,000,000 | $1,000,000 | 10 | Apr 8 | sec.gov |
| 375 Westside, LLC | Other Real Estate | New Orleans | LA | $950,000 | $1,200,000 | 14 | Apr 8 | sec.gov |
| mTradeCo. (amended) | Other Banking and Financial Services | Oxford | MS | $925,000 | $7,000,000 | 0 | Apr 8 | sec.gov |
| mTradeCo. (amended) | Other Banking and Financial Services | Oxford | MS | $800,000 | $7,000,000 | 0 | Apr 8 | sec.gov |
| Zephyr Computing Systems, Inc. (amended) | Computers | Oakland | CA | $650,000 | $6,000,000 | 1 | Apr 8 | sec.gov |
| Paladin PBC, Inc. | Other Technology | Chicago | IL | $648,514 | $4,000,000 | 22 | Apr 8 | sec.gov |
| Ziptility, Inc. (amended) | Other Technology | Bloomington | IN | $622,000 | $1,000,000 | 9 | Apr 8 | sec.gov |
| Praesidia Biotherapeutics, Inc. | Biotechnology | Arlington | MA | $500,000 | $15,000,000 | 1 | Apr 8 | sec.gov |
| Mountain Crest Investment Partners Intublade SPV, LLC | Other | Bountiful | UT | $472,500 | Indefinite | 6 | Apr 8 | sec.gov |
| Colossal Shrimp LLC | Restaurants | Andover | MA | $450,000 | $500,000 | 6 | Apr 8 | sec.gov |
| Perceptyne Technologies Inc. (amended) | Other | Georgetown | TX | $282,199 | $750,000 | 20 | Apr 8 | sec.gov |
| Pagari Life Science Corp. | Pharmaceuticals | Bethalta | IL | $275,000 | $600,000 | 2 | Apr 8 | sec.gov |
| SnoFox Sciences, Inc. | Other Technology | Brooklyn | NY | $199,996 | $349,988 | 1 | Apr 8 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $197,500 | $100,000,000 | 0 | Apr 8 | sec.gov |
| Homegrown Growth LLC - Series BRASH Coffee 1 (amended) | Other | Atlanta | GA | $162,000 | $162,000 | 9 | Apr 8 | sec.gov |
| DOUGLAS FOREST 506B LLC | Commercial | Las Vegas | NV | $150,000 | $3,000,000 | 2 | Apr 8 | sec.gov |
| Wefunds Wefunder IX, a series of Wefunds LLC | Other | Henderson | NV | $140,999 | $140,999 | 9 | Apr 8 | sec.gov |
| Dink, LLC/MS | Other | Taylor | MS | $130,000 | $130,000 | 3 | Apr 8 | sec.gov |
| Ecto, Inc. | Other Technology | Atlanta | GA | $100,000 | $500,000 | 3 | Apr 8 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $92,504 | Indefinite | 2 | Apr 8 | sec.gov |
| Vata7, Inc. | Other Technology | Spokane | WA | $50,000 | $1,250,000 | 1 | Apr 8 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $15,068 | Indefinite | 3 | Apr 8 | sec.gov |
| Asymmetria Investors III, LLC - Provider (PS) | Investing | West Des Moines | IA | $0 | $8,000,000 | 0 | Apr 8 | sec.gov |
| CES PROPERTIES FUND XL (EMERALD BAY) LLC | Other Real Estate | Bellevue | WA | $0 | $4,900,000 | 0 | Apr 8 | sec.gov |
| Mintify Inc. | Other Technology | Uniondale | NY | $0 | $3,000,000 | 0 | Apr 8 | sec.gov |
| FRED-Charlotte, LLC | Commercial | Milwaukee | WI | $0 | $30,280,000 | 0 | Apr 8 | sec.gov |
| Maizy Tour Ltd Liability Co | Other | New York | NY | $0 | $5,500,000 | 0 | Apr 8 | sec.gov |
| PMG FUND I, LLC (amended) | Residential | Prosper | TX | $0 | $30,000,000 | 0 | Apr 8 | sec.gov |
| ExchangeRight Income Fund | Commercial | Pasadena | CA | $0 | $2,165,000 | 0 | Apr 8 | sec.gov |
| Black Gold Industries LLC | Oil and Gas | Arlington | TX | $0 | $1,850,000 | 0 | Apr 8 | sec.gov |
| VAM Fund 1 LLC | Commercial | Milwaukee | WI | $0 | $9,000,000 | 0 | Apr 8 | sec.gov |
| AMERICAN GENERAL LIFE INSURANCE CO (amended) | Insurance | Houston | TX | $0 | Indefinite | 0 | Apr 8 | sec.gov |
April 9, 2024 · April 5, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.