Data / Form D filings / Apr 9
Form D filings, April 9, 2024: 97 companies raised $1.31 billion
97 operating companies filed a Form D on April 9, 2024, reporting $1.31 billion sold. Largest: PACIFIC LIFE INSURANCE CO ($704.1 million), Avalo Therapeutics, Inc. ($130.6 million), CPA Arbour Commons DST ($47.5 million). The median filing is $1.9 million, and 116 pooled investment funds also filed that day.
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- 97Form D filings
- $1.31 billionreported sold
- $1.9 millionmedian amount sold
- CAmost filings (18)
Most filings by state: CA 18, TX 10, NY 9, IL 9, MA 6. By industry: Other 26, Other Technology 16, Other Real Estate 14, Residential 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| PACIFIC LIFE INSURANCE CO | Insurance | Newport Beach | CA | $704,117,489 | $704,117,489 | 1 | Apr 9 | sec.gov |
| Avalo Therapeutics, Inc. | Biotechnology | Rockville | MD | $130,601,986 | $199,976,986 | 25 | Apr 9 | sec.gov |
| CPA Arbour Commons DST (amended) | Residential | Newport Beach | CA | $47,484,356 | $96,150,000 | 137 | Apr 9 | sec.gov |
| PharmaCann Inc. | Other | Chicago | IL | $35,000,000 | $50,000,000 | 7 | Apr 9 | sec.gov |
| City SoFive Soccer, Inc. | Other | New York | NY | $29,754,849 | $29,754,849 | 3 | Apr 9 | sec.gov |
| PharmaCann Inc. | Other | Chicago | IL | $27,733,613 | $27,733,613 | 1 | Apr 9 | sec.gov |
| Holualoa Buckeye Investor, LLC | Residential | Tucson | AZ | $26,385,000 | $26,385,000 | 59 | Apr 9 | sec.gov |
| ZBiotics Co | Other | San Francisco | CA | $22,423,339 | $22,423,339 | 68 | Apr 9 | sec.gov |
| Holualoa Streamliner Aldea, LLC | Residential | Tucson | AZ | $21,925,000 | $21,925,000 | 54 | Apr 9 | sec.gov |
| Hollencrest Bayview Partners, L.P. (amended) | Investing | Newport Beach | CA | $21,735,000 | Indefinite | 13 | Apr 9 | sec.gov |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $18,798,171 | $40,489,695 | 53 | Apr 9 | sec.gov |
| Wekudo Tech, Inc. | Other | Boca Raton | FL | $16,270,247 | $16,270,247 | 22 | Apr 9 | sec.gov |
| Andina Performex Series of Copperstone Multi-Series IDF, LP (amended) | Insurance | Rancho Santa Fe | CA | $16,000,000 | Indefinite | 1 | Apr 9 | sec.gov |
| PharmaCann Inc. (amended) | Other | Chicago | IL | $12,911,111 | $18,000,000 | 6 | Apr 9 | sec.gov |
| Armory TEI Equities LLC | Commercial | New York | NY | $10,438,362 | $10,438,362 | 10 | Apr 9 | sec.gov |
| BuildWitt, Inc. (amended) | Other Technology | Nashville | TN | $10,400,000 | $10,400,000 | 17 | Apr 9 | sec.gov |
| Andina Performex Series of Copperstone Multi-Series IDF, LP | Insurance | Rancho Santa Fe | CA | $10,000,000 | Indefinite | 2 | Apr 9 | sec.gov |
| PharmaCann Inc. | Other | Chicago | IL | $10,000,000 | $10,000,000 | 1 | Apr 9 | sec.gov |
| PharmaCann Inc. | Other | Chicago | IL | $10,000,000 | $10,000,000 | 1 | Apr 9 | sec.gov |
| Valera Health, Inc. | Other Health Care | Brooklyn | NY | $9,117,465 | $18,234,934 | 11 | Apr 9 | sec.gov |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $8,964,414 | $136,944,633 | 35 | Apr 9 | sec.gov |
| Greenfly, Inc. | Other Technology | Santa Monica | CA | $8,913,383 | $8,913,383 | 11 | Apr 9 | sec.gov |
| Odiggo Inc. (amended) | Other Technology | Santa Clara | CA | $8,128,998 | Indefinite | 49 | Apr 9 | sec.gov |
| PharmaCann Inc. | Other | Chicago | IL | $7,000,000 | $7,000,000 | 1 | Apr 9 | sec.gov |
| PHIN SECURITY, INC. | Other Technology | Middletown | DE | $5,700,000 | $5,700,000 | 20 | Apr 9 | sec.gov |
| OK Stone Engineering, Inc. | Manufacturing | Carlsbad | CA | $5,000,000 | $5,000,000 | 1 | Apr 9 | sec.gov |
| PharmaCann Inc. | Other | Chicago | IL | $5,000,000 | $5,000,000 | 3 | Apr 9 | sec.gov |
| Trueman Boulevard MF - Investors, LLC | Other Real Estate | Indianapolis | IN | $4,479,961 | $6,000,000 | 17 | Apr 9 | sec.gov |
| NM Property Fund I, LLC | Commercial | Houston | TX | $3,770,000 | $25,000,000 | 16 | Apr 9 | sec.gov |
| OSP Embedded Holdings, LLC | Other | New York | NY | $3,667,717 | $23,754,987 | 8 | Apr 9 | sec.gov |
| Global Bamboo Technologies Inc. (amended) | Manufacturing | Windsor | CA | $3,599,000 | $3,599,000 | 4 | Apr 9 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $3,500,000 | $3,500,000 | 38 | Apr 9 | sec.gov |
| CLOTINE CAPITAL FUND LLC (amended) | Commercial | Wellington | FL | $3,236,377 | $15,000,000 | 29 | Apr 9 | sec.gov |
| Military Metal Art HoldCo, LLC | Other | Bandera | TX | $3,125,000 | $3,125,000 | 12 | Apr 9 | sec.gov |
| Caisson Bennett Owner, LLC | Commercial | Fayetteville | AR | $2,809,650 | $2,809,650 | 23 | Apr 9 | sec.gov |
| Chalk Talk Solutions, Inc. | Other Technology | Brooklyn | NY | $2,600,316 | $2,600,316 | 24 | Apr 9 | sec.gov |
| Topaz Tuscana Investors LLC | Residential | Bay Harbor Islands | FL | $2,495,000 | $2,495,000 | 15 | Apr 9 | sec.gov |
| TruCelium Inc. | Other | Calgary | $2,307,486 | $2,460,086 | 12 | Apr 9 | sec.gov | |
| Falls At Crimson Commons LLC (amended) | Residential | Draper | UT | $2,125,000 | $7,100,000 | 17 | Apr 9 | sec.gov |
| GRID - Junica Properties II, LLC | Residential | Durham | NC | $2,020,000 | $2,020,000 | 10 | Apr 9 | sec.gov |
| LIG Real Estate Fund XIX LLC | Other Real Estate | Sandy Springs | GA | $2,000,000 | $4,000,000 | 11 | Apr 9 | sec.gov |
| Tax R1 Growth Fund, LLC (amended) | Other Banking and Financial Services | Katy | TX | $1,872,000 | $19,000,000 | 24 | Apr 9 | sec.gov |
| PRESTIGE SHERMAN SCHNEIDER, LLC | Residential | Frisco | TX | $1,591,328 | $1,591,328 | 5 | Apr 9 | sec.gov |
| Reperio Health, Inc. | Other Health Care | Portland | OR | $1,575,000 | $2,000,000 | 9 | Apr 9 | sec.gov |
| ZoomInfo Technologies Inc. | Other Technology | Vancouver | WA | $1,554,217 | $1,554,217 | 1 | Apr 9 | sec.gov |
| GRID - Junica Properties I, LLC | Residential | Durham | NC | $1,540,000 | $1,540,000 | 15 | Apr 9 | sec.gov |
| Glycologix, Inc. | Other Technology | Beverly | MA | $1,500,000 | $1,500,000 | 48 | Apr 9 | sec.gov |
| JVM Realty Apartment Fund 10, LP (amended) | Other Real Estate | Oak Brook | IL | $1,475,000 | $250,000,000 | 7 | Apr 9 | sec.gov |
| EnteroBiotix LTD | Biotechnology | Glasgow | $1,262,000 | Indefinite | 1 | Apr 9 | sec.gov | |
| Benefitbay Inc. | Other Technology | Omaha | NE | $1,227,393 | $2,250,002 | 8 | Apr 9 | sec.gov |
| ROCKSTAR MEADOW PARK LLC (amended) | Residential | Houston | TX | $1,200,000 | $1,800,000 | 14 | Apr 9 | sec.gov |
| Turn Medical, LLC (amended) | Biotechnology | San Antonio | TX | $1,040,000 | $1,040,000 | 4 | Apr 9 | sec.gov |
| Trinity PV Tempe Investors LLC | Other Real Estate | Southlake | TX | $1,017,500 | $10,000,000 | 41 | Apr 9 | sec.gov |
| BIOTRICITY INC. | Biotechnology | Redwood City | CA | $1,000,000 | $1,000,000 | 1 | Apr 9 | sec.gov |
| HighGround GP Noblesville I, LLC | Other | Carmel | IN | $875,430 | $875,430 | 13 | Apr 9 | sec.gov |
| Leaders Foundation LLC | Other Real Estate | Sandy Springs | GA | $860,000 | $2,300,000 | 4 | Apr 9 | sec.gov |
| Dividenz 16, LP | Other Real Estate | Aventura | FL | $837,000 | $2,614,379 | 19 | Apr 9 | sec.gov |
| WeGro Co, Inc. | Retailing | Hull | MA | $475,000 | $620,000 | 10 | Apr 9 | sec.gov |
| GroupSense, Inc. | Other Technology | Arlington | VA | $449,995 | $749,999 | 3 | Apr 9 | sec.gov |
| KVC I LLC | Investing | Harleysville | PA | $410,000 | $410,000 | 15 | Apr 9 | sec.gov |
| Trueman Boulevard MF - Capital Partners, LLC | Other Real Estate | Indianapolis | IN | $405,000 | $6,000,000 | 8 | Apr 9 | sec.gov |
| 2X SOLUTIONS, LLC | Other Technology | Costa Mesa | CA | $300,000 | $500,000 | 1 | Apr 9 | sec.gov |
| Carolina Rush Corp | Other | Toronto | $258,545 | $470,552 | 2 | Apr 9 | sec.gov | |
| TOBE LLC | Other | Traverse City | MI | $250,000 | $250,000 | 10 | Apr 9 | sec.gov |
| Zenith Aerospace Inc. | Other Technology | Belmont | CA | $250,000 | $1,000,000 | 3 | Apr 9 | sec.gov |
| SAGEHOUSE CAPITAL SPV 1, LLC | Other | Carnegie | PA | $225,000 | $350,000 | 3 | Apr 9 | sec.gov |
| Common Futures Inc. | Retailing | Brooklyn | NY | $204,871 | $210,000 | 4 | Apr 9 | sec.gov |
| YOUATTEST | Other Technology | Irvine | CA | $180,000 | $1,000,000 | 2 | Apr 9 | sec.gov |
| Riley Gold Corp. | Other | Vancouver | $166,888 | $445,034 | 5 | Apr 9 | sec.gov | |
| Unitus.AI, Inc. | Other Technology | Greenfield | IN | $150,000 | $150,000 | 6 | Apr 9 | sec.gov |
| AREIT UK Fragco 3 LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Apr 9 | sec.gov |
| AREIT UK Fragco 2 LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Apr 9 | sec.gov |
| AREIT UK Fragco 1 LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Apr 9 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $116,186 | Indefinite | 2 | Apr 9 | sec.gov |
| L1 PET Management SCSp (amended) | Other | Luxembourg City | $115,029 | $157,424 | 14 | Apr 9 | sec.gov | |
| Unmanned Experts Inc. | Other Technology | Denver | CO | $110,000 | $160,000 | 4 | Apr 9 | sec.gov |
| Coronet Imaging, LLC | Other Health Care | Cottage Grove | WI | $100,000 | $100,000 | 7 | Apr 9 | sec.gov |
| GENERATE TECHNOLOGIES INC. | Other | Boston | MA | $100,000 | $100,000 | 1 | Apr 9 | sec.gov |
| GreeneAcres Processing LLC | Agriculture | Boonville | NY | $50,000 | Indefinite | 1 | Apr 9 | sec.gov |
| EZ-Chow Inc. | Other Technology | Louisville | KY | $50,000 | $150,000 | 1 | Apr 9 | sec.gov |
| Z SCORE SPORTS, INC. | Other Technology | Hartsdale | NY | $19,500 | Indefinite | 6 | Apr 9 | sec.gov |
| Eloro Resources Ltd. | Other | Toronto | $13,248 | $13,248 | 1 | Apr 9 | sec.gov | |
| MMTM SEVEN LLC | Residential | San Diego | CA | $0 | $4,000,000 | 0 | Apr 9 | sec.gov |
| Advanced Optronics Inc | Other Health Care | Pittsburgh | PA | $0 | Indefinite | 0 | Apr 9 | sec.gov |
| LIV Resort, LLC | Other Real Estate | Sioux Falls | SD | $0 | $3,000,000 | 0 | Apr 9 | sec.gov |
| MIA Sawyers, LLC | Other | Arlington | TX | $0 | $7,000,000 | 0 | Apr 9 | sec.gov |
| PG Sugarloaf DST | Other Real Estate | Atlanta | GA | $0 | $32,201,767 | 0 | Apr 9 | sec.gov |
| Greenleaf Investment Partners L117, LLC | Other Real Estate | Norcross | GA | $0 | $1,500,000 | 25 | Apr 9 | sec.gov |
| Grace By Nia Foxwoods LLC | Restaurants | Boston | MA | $0 | $2,400,000 | 0 | Apr 9 | sec.gov |
| Bey National Transportation Logistics Inc. | Other | Atlanta | GA | $0 | $5,000,000 | 1 | Apr 9 | sec.gov |
| BFG FUND L.P. | Other Real Estate | Brooklyn | NY | $0 | Indefinite | 0 | Apr 9 | sec.gov |
| BC Tripp, LLC | Commercial | Chicago | IL | $0 | $2,700,000 | 0 | Apr 9 | sec.gov |
| JA Prime Fund LLC | Other Real Estate | Coventry | RI | $0 | $120,000,000 | 0 | Apr 9 | sec.gov |
| Super High-Yield Term Deposit LP | Other | Watertown | SD | $0 | Indefinite | 0 | Apr 9 | sec.gov |
| Mega High-Yield Term Deposit LP | Other | Watertown | SD | $0 | Indefinite | 0 | Apr 9 | sec.gov |
| LIFT-TECH, INC. | Manufacturing | Landisville | PA | $0 | $3,344,500 | 0 | Apr 9 | sec.gov |
| Envision Life Labs LLC | Biotechnology | Cambridge | MA | $0 | Indefinite | 0 | Apr 9 | sec.gov |
April 10, 2024 · April 8, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.