Data / Form D filings / Apr 4
Form D filings, April 4, 2024: 122 companies raised $2.01 billion
122 operating companies filed a Form D on April 4, 2024, reporting $2.01 billion sold. Largest: Alterra IOS Venture III, LP ($900 million), Invesco Real Estate Income Trust Inc. ($551.1 million), CONTINENTAL PROPERTIES REAL ESTATE OPPORTUNITIES FUND I, L.P. ($100 million). The median filing is $1.4 million, and 147 pooled investment funds also filed that day.
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- 122Form D filings
- $2.01 billionreported sold
- $1.4 millionmedian amount sold
- CAmost filings (49)
Most filings by state: CA 49, TX 11, WA 5, CO 5, NY 4. By industry: Other Banking and Financial Services 40, Other 21, Other Technology 13, Other Real Estate 12.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Alterra IOS Venture III, LP (amended) | Commercial | Bryn Mawr | PA | $900,000,000 | $900,000,000 | 43 | Apr 4 | sec.gov |
| Invesco Real Estate Income Trust Inc. (amended) | REITS and Finance | Dallas | TX | $551,138,021 | $1,000,000,000 | 18 | Apr 4 | sec.gov |
| CONTINENTAL PROPERTIES REAL ESTATE OPPORTUNITIES FUND I, L.P. | Other | Menomonee Falls | WI | $100,000,000 | $100,000,000 | 205 | Apr 4 | sec.gov |
| CSC Leasing Co. (amended) | Other Banking and Financial Services | Richmond | VA | $93,000,000 | $93,000,000 | 20 | Apr 4 | sec.gov |
| GROUNDFLOOR REAL ESTATE LLC (amended) | Other Banking and Financial Services | Atlanta | GA | $50,948,440 | $50,948,440 | 2359 | Apr 4 | sec.gov |
| Read AI, Inc. | Other | Seattle | WA | $20,999,984 | $20,999,984 | 4 | Apr 4 | sec.gov |
| Miach Orthopaedics Inc. | Other Health Care | Westborough | MA | $20,000,000 | $20,000,000 | 11 | Apr 4 | sec.gov |
| Red Monarch, LLC | Residential | Upper Arlington | OH | $16,875,000 | $16,875,000 | 117 | Apr 4 | sec.gov |
| iBio, Inc. | Biotechnology | Bryan | TX | $15,068,745 | $15,068,745 | 8 | Apr 4 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $14,060,350 | $100,000,000 | 106 | Apr 4 | sec.gov |
| Blue Planet Systems Corp (amended) | Other | Los Gatos | CA | $12,705,931 | $21,500,000 | 29 | Apr 4 | sec.gov |
| Heirloom Litigation Funding 2022 SPV XI (amended) | Investing | Grand Cayman | $11,185,508 | Indefinite | 8 | Apr 4 | sec.gov | |
| MONTGOMERY REALTY, LLC | Commercial | Spokane Valley | WA | $10,900,000 | $11,200,000 | 35 | Apr 4 | sec.gov |
| High Tide Venture II LLC | Other Real Estate | Bangor | ME | $10,810,000 | $40,000,000 | 24 | Apr 4 | sec.gov |
| Torch Technology, Inc. | Other | New York | NY | $10,521,786 | $11,999,999 | 26 | Apr 4 | sec.gov |
| Derivita, Inc. | Other Technology | Salt Lake City | UT | $10,000,000 | $10,000,000 | 4 | Apr 4 | sec.gov |
| Cargado, Inc. | Other Technology | Chicago | IL | $9,964,266 | $9,964,266 | 48 | Apr 4 | sec.gov |
| THEO CHOCOLATE, INC. | Other | Seattle | WA | $8,625,696 | $9,454,121 | 6 | Apr 4 | sec.gov |
| HOLCIM LTD. | Manufacturing | Zug | $7,933,720 | $11,316,100 | 2 | Apr 4 | sec.gov | |
| TRC Steele Creek Holdings, LLC | Other Real Estate | Draper | UT | $7,400,000 | Indefinite | 54 | Apr 4 | sec.gov |
| Fredericksburg Glucksbringer LLC (amended) | Commercial | San Antonio | TX | $7,000,000 | $10,000,000 | 80 | Apr 4 | sec.gov |
| SUNSENT AT MCKINNEY, LLC | Other | Colorado Springs | CO | $6,750,000 | $132,705,000 | 12 | Apr 4 | sec.gov |
| Provision Global Heath LLC | Investing | Tacoma | WA | $5,005,691 | $6,000,000 | 4 | Apr 4 | sec.gov |
| AI Proteins, Inc. | Biotechnology | Boston | MA | $4,995,000 | $10,000,000 | 8 | Apr 4 | sec.gov |
| Fetii Inc | Other Technology | Austin | TX | $4,499,999 | $4,499,999 | 9 | Apr 4 | sec.gov |
| Valisure Enterprises Inc. | Other Health Care | New Haven | CT | $4,050,000 | $4,050,000 | 4 | Apr 4 | sec.gov |
| BCP Tea Party Holdings, LLC | Commercial | Irvine | CA | $4,000,000 | $4,000,000 | 19 | Apr 4 | sec.gov |
| Mission Funding Capital LLC | Other Real Estate | Chattanooga | TN | $3,960,000 | $25,000,000 | 5 | Apr 4 | sec.gov |
| FORTIFIED INSIGHT, INC. | Other Technology | Fort Mill | SC | $3,600,000 | $3,600,000 | 4 | Apr 4 | sec.gov |
| Aveera Medical Inc. | Other Technology | San Clemente | CA | $3,469,765 | $7,500,000 | 60 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $3,427,143 | Indefinite | 98 | Apr 4 | sec.gov |
| Vertical Orthopaedics, Inc. (amended) | Other Health Care | Nolensville | TN | $3,305,000 | $3,305,000 | 27 | Apr 4 | sec.gov |
| Arena Labs, Inc. | Other | Nashville | TN | $3,273,787 | $4,273,787 | 12 | Apr 4 | sec.gov |
| WDP Longmont LLC | Other Real Estate | Denver | CO | $3,200,000 | $3,200,000 | 21 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $3,059,569 | Indefinite | 94 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,837,690 | Indefinite | 94 | Apr 4 | sec.gov |
| SRMJVV, LP | Residential | Spokane | WA | $2,456,907 | $3,000,000 | 37 | Apr 4 | sec.gov |
| SafeGuard Privacy, Inc. (amended) | Other Technology | Pound Ridge | NY | $2,250,000 | $3,000,000 | 3 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,170,094 | Indefinite | 95 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,131,240 | Indefinite | 95 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,073,957 | Indefinite | 95 | Apr 4 | sec.gov |
| TRC Hanover Holdings, LLC | Other Real Estate | Draper | UT | $2,055,000 | Indefinite | 46 | Apr 4 | sec.gov |
| West Red Lake Gold Mines Ltd. | Other | Vancouver | $2,002,736 | $3,353,581 | 8 | Apr 4 | sec.gov | |
| TRC Royce Gardens, LLC | Other Real Estate | Draper | UT | $2,000,000 | Indefinite | 40 | Apr 4 | sec.gov |
| BKAI Venture I LLC (amended) | Investing | Rockwall | TX | $1,930,000 | $1,930,000 | 34 | Apr 4 | sec.gov |
| BKAI MC San Marcos LLC (amended) | Investing | Rockwall | TX | $1,790,800 | $1,790,800 | 32 | Apr 4 | sec.gov |
| AMBER SEMICONDUCTOR, INC. | Other | Dublin | CA | $1,750,000 | $8,000,000 | 3 | Apr 4 | sec.gov |
| Automation Intellect, Inc. | Other Technology | Charlotte | NC | $1,722,620 | $1,722,620 | 7 | Apr 4 | sec.gov |
| Ambient Clinical Analytics, Inc. | Other Health Care | Rochester | MN | $1,650,000 | $5,000,000 | 1 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,625,090 | Indefinite | 96 | Apr 4 | sec.gov |
| H2 Clipper, Inc. (amended) | Other | Santa Barbara | CA | $1,595,000 | $2,000,000 | 15 | Apr 4 | sec.gov |
| Anchor Balloon, Inc. | Biotechnology | Portage | MI | $1,545,000 | $1,545,000 | 36 | Apr 4 | sec.gov |
| Red Hand Capital Bengals I, LLC | Other Real Estate | Cleveland Heights | OH | $1,500,000 | $1,500,000 | 11 | Apr 4 | sec.gov |
| Dynocardia, Inc. (amended) | Other Health Care | Lowell | MA | $1,500,000 | $6,000,000 | 35 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,477,784 | Indefinite | 94 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,447,761 | Indefinite | 95 | Apr 4 | sec.gov |
| Wet Beverages LLC | Other | Las Vegas | NV | $1,350,000 | $6,000,000 | 2 | Apr 4 | sec.gov |
| Pangio Biosystems, LLC | Other Technology | Eugene | OR | $1,250,000 | Indefinite | 1 | Apr 4 | sec.gov |
| Cool Girl Productions LLC | Other | Marietta | GA | $1,220,000 | Indefinite | 16 | Apr 4 | sec.gov |
| UVIQUITY, INC. (amended) | Other | Raleigh | NC | $1,100,000 | $1,100,000 | 2 | Apr 4 | sec.gov |
| AJX I, LLC | Commercial | San Diego | CA | $1,050,000 | $5,000,000 | 2 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,021,534 | Indefinite | 95 | Apr 4 | sec.gov |
| Gi Property 82 LLC | Other Real Estate | Beverly Hills | CA | $1,021,440 | $1,021,440 | 29 | Apr 4 | sec.gov |
| Eight Eighteen Holdings, LLC | Other | Dover | DE | $1,000,000 | $1,000,000 | 2 | Apr 4 | sec.gov |
| Central Miami Christian Academy, Inc. (amended) | Business Services | Miami | FL | $988,000 | $5,000,000 | 9 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $978,107 | Indefinite | 95 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $885,000 | Indefinite | 48 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $864,148 | Indefinite | 77 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $749,200 | Indefinite | 94 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $693,629 | Indefinite | 95 | Apr 4 | sec.gov |
| Davy Gas Inc. | Other Energy | Cincinnati | OH | $687,500 | $7,500,000 | 15 | Apr 4 | sec.gov |
| IX Power Clean Water, Inc. (amended) | Other | Golden | CO | $610,084 | $1,210,084 | 21 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $596,240 | Indefinite | 95 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $526,515 | Indefinite | 9 | Apr 4 | sec.gov |
| CloudSafari, Inc. | Tourism and Travel Services | Brantford | $500,000 | Indefinite | 2 | Apr 4 | sec.gov | |
| Phoenix Semiconductor Corp | Other Technology | Austin | TX | $500,000 | $2,000,000 | 1 | Apr 4 | sec.gov |
| Piraeus Medical, Inc. (amended) | Other Health Care | Rochester | MN | $450,000 | $3,500,000 | 5 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $400,000 | Indefinite | 6 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $360,000 | Indefinite | 17 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $297,785 | Indefinite | 7 | Apr 4 | sec.gov |
| BROOKMOUNT EXPLORATIONS INC | Other | Reno | NV | $275,000 | $1,000,000 | 4 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $270,198 | Indefinite | 15 | Apr 4 | sec.gov |
| Dream King Movie LLC | Other | Castle Rock | CO | $270,000 | $1,270,000 | 1 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $255,009 | Indefinite | 20 | Apr 4 | sec.gov |
| Buildhub Inc. (amended) | Other | Calabasas | CA | $250,000 | Indefinite | 2 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $246,263 | Indefinite | 8 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $235,317 | Indefinite | 21 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $226,090 | Indefinite | 39 | Apr 4 | sec.gov |
| IHC Development Fund III, LLC | Commercial | Scottsdale | AZ | $221,632 | $30,000,000 | 3 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $174,002 | Indefinite | 7 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $166,433 | Indefinite | 15 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $161,510 | Indefinite | 12 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $155,026 | Indefinite | 9 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $145,652 | Indefinite | 9 | Apr 4 | sec.gov |
| PATCH EDWARD, LLC | Restaurants | San Francisco | CA | $125,000 | $400,000 | 4 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $100,000 | Indefinite | 2 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $97,500 | Indefinite | 3 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $95,875 | Indefinite | 8 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $80,002 | Indefinite | 8 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $77,523 | Indefinite | 7 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $75,000 | Indefinite | 7 | Apr 4 | sec.gov |
| Pacylex Pharmaceuticals Inc. | Pharmaceuticals | Calgary | $75,000 | $75,000 | 3 | Apr 4 | sec.gov | |
| QUORUM ONE, LLC | Business Services | San Francisco | CA | $65,000 | $120,000 | 12 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $40,005 | Indefinite | 5 | Apr 4 | sec.gov |
| Carolina Capital Reserve Fund II LLC | Other Real Estate | Rock Hill | SC | $30,000 | $30,000,000 | 1 | Apr 4 | sec.gov |
| Astra Exploration Inc. | Other | Vancouver | $27,298 | $27,298 | 2 | Apr 4 | sec.gov | |
| LiveTune, Inc. | Other Technology | San Juan Capistrano | CA | $20,000 | $80,000 | 3 | Apr 4 | sec.gov |
| Mackle Corp | Residential | Coral Gables | FL | $20,000 | $20,000 | 1 | Apr 4 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $20,000 | Indefinite | 2 | Apr 4 | sec.gov |
| PACIFIC RIDGE EXPLORATION LTD | Other | Vancouver | $11,769 | $29,423 | 1 | Apr 4 | sec.gov | |
| Cleo Technologies Inc. | Other Technology | Albany | NY | $5,866 | $5,866 | 3 | Apr 4 | sec.gov |
| GGL RESOURCES CORP. | Other | Vancouver | $3,680 | $3,680 | 1 | Apr 4 | sec.gov | |
| HF West Arlington LLC | Other Real Estate | Indianapolis | IN | $0 | $512,500 | 0 | Apr 4 | sec.gov |
| Jonestown Mews LLC | Commercial | Upper Marlboro | MD | $0 | $1,500,000 | 0 | Apr 4 | sec.gov |
| Sofi KMF IV Joint Venture | Oil and Gas | Prosper | TX | $0 | $504,000 | 0 | Apr 4 | sec.gov |
| ACX V Properties LLC` | Commercial | Long Island City | NY | $0 | $3,000,000 | 0 | Apr 4 | sec.gov |
| Minot Mavericks LLC | Lodging and Conventions | Kissimmee | FL | $0 | $8,000,000 | 0 | Apr 4 | sec.gov |
| Noble Capital PL Direct I, LLC | Commercial | Austin | TX | $0 | Indefinite | 0 | Apr 4 | sec.gov |
| Cypress Creek Fortune LLC | Other Real Estate | Round Rock | TX | $0 | $2,600,000 | 0 | Apr 4 | sec.gov |
| EB5 Capital - Jobs Fund 37, LLC | Commercial | Bethesda | MD | $0 | $50,400,000 | 0 | Apr 4 | sec.gov |
| VV Global Encryption Digital Asset Trading Co., LTD | Other Technology | Denver | CO | $0 | $10,000,000 | 0 | Apr 4 | sec.gov |
| Liquidity Lock Global Markets LLC | Other Technology | Palm Beach | FL | $0 | $3,000,000 | 0 | Apr 4 | sec.gov |
April 5, 2024 · April 3, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.