Data / Form D filings / Apr 3
Form D filings, April 3, 2024: 127 companies raised $9.52 billion
127 operating companies filed a Form D on April 3, 2024, reporting $9.52 billion sold. Largest: VL Series Account-1 ($6.97 billion), ZALICO VL Series Account - 2 ($1.04 billion), Mirador Therapeutics, Inc. ($333 million). The median filing is $2 million, and 149 pooled investment funds also filed that day.
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- 127Form D filings
- $9.52 billionreported sold
- $2 millionmedian amount sold
- CAmost filings (42)
Most filings by state: CA 42, TX 9, IL 9, FL 5, CO 5. By industry: Other Banking and Financial Services 30, Other 23, Other Technology 18, Insurance 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| VL Series Account-1 (amended) | Insurance | Schaumburg | $6,969,679,634 | Indefinite | 4 | Apr 3 | sec.gov | |
| ZALICO VL Series Account - 2 (amended) | Insurance | Schaumburg | IL | $1,038,925,097 | Indefinite | 16 | Apr 3 | sec.gov |
| Mirador Therapeutics, Inc. | Other Health Care | San Diego | CA | $332,999,976 | $332,999,976 | 31 | Apr 3 | sec.gov |
| Celestial AI Inc. | Other Technology | Santa Clara | CA | $173,999,926 | $174,999,918 | 12 | Apr 3 | sec.gov |
| CYBIN INC. | Other | Toronto | $108,699,999 | $108,699,999 | 12 | Apr 3 | sec.gov | |
| Enliven Therapeutics, Inc. | Pharmaceuticals | Boulder | CO | $90,001,086 | $90,001,086 | 20 | Apr 3 | sec.gov |
| TXSE Group Inc. | Other | Houston | TX | $86,500,000 | $135,000,000 | 16 | Apr 3 | sec.gov |
| MH TAHOE INVESTMENTS, LLC (amended) | Commercial | Denver | CO | $82,525,000 | $190,000,000 | 33 | Apr 3 | sec.gov |
| Mirador Therapeutics, Inc. | Other Health Care | San Diego | CA | $80,000,000 | $80,000,000 | 3 | Apr 3 | sec.gov |
| Carter Investment Holdings, L.P. (amended) | Other | New York | NY | $64,999,869 | Indefinite | 31 | Apr 3 | sec.gov |
| Sterling Office & Industrial Properties, LLLP (amended) | REITS and Finance | Fargo | ND | $46,367,838 | $50,000,000 | 41 | Apr 3 | sec.gov |
| ImmunoGenesis, Inc. | Biotechnology | Houston | TX | $44,426,112 | $66,531,095 | 88 | Apr 3 | sec.gov |
| Sterling Properties, LLLP (amended) | REITS and Finance | Fargo | ND | $41,811,595 | $100,000,000 | 60 | Apr 3 | sec.gov |
| ZALICO Variable Annuity Separate Account -- 2 (amended) | Insurance | Schaumburg | IL | $30,149,775 | Indefinite | 1 | Apr 3 | sec.gov |
| Cannabist Co Holdings Inc. | Other | New York | NY | $24,250,000 | $24,250,000 | 7 | Apr 3 | sec.gov |
| Sterling Office & Industrial Trust (amended) | REITS and Finance | Fargo | ND | $24,129,754 | $36,480,000 | 282 | Apr 3 | sec.gov |
| PreciseDx, Inc. (amended) | Other Health Care | New York | NY | $20,720,678 | $28,220,678 | 10 | Apr 3 | sec.gov |
| Champion Wellness Holdings, LLC | Other Health Care | Indianapolis | IN | $18,285,000 | $18,285,000 | 53 | Apr 3 | sec.gov |
| PolicyWatch Insurance Agency, LLC | Insurance | Round Rock | TX | $17,859,985 | $17,859,985 | 1 | Apr 3 | sec.gov |
| Sterling Office & Industrial Trust (amended) | REITS and Finance | Fargo | ND | $14,895,144 | $22,000,000 | 115 | Apr 3 | sec.gov |
| Ocergy Inc. | Other Energy | Oakland | CA | $14,320,099 | Indefinite | 2 | Apr 3 | sec.gov |
| ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT (amended) | Insurance | Schaumburg | IL | $11,473,088 | Indefinite | 8 | Apr 3 | sec.gov |
| Sutika Insurance LLC | Insurance | Sarasota | FL | $9,798,400 | $9,798,400 | 1 | Apr 3 | sec.gov |
| ZALICO VL Series Account - 2 (amended) | Insurance | Schaumburg | IL | $8,083,722 | Indefinite | 1 | Apr 3 | sec.gov |
| TFRP QOF STL 2020, LLC | Other Real Estate | Boston | MA | $7,775,000 | $7,775,000 | 16 | Apr 3 | sec.gov |
| INDICOR Holdings Management Feeder, LLC (amended) | Other | New York | NY | $7,217,000 | Indefinite | 54 | Apr 3 | sec.gov |
| MALK Organics LLC | Other | Austin | TX | $7,000,000 | $7,000,000 | 18 | Apr 3 | sec.gov |
| Capital Square Apartment REIT, Inc. (amended) | REITS and Finance | Glen Allen | VA | $5,860,054 | $160,000,000 | 71 | Apr 3 | sec.gov |
| FBOL Bancshares, Inc. | Commercial Banking | Osage Beach | MO | $5,600,000 | $5,600,000 | 33 | Apr 3 | sec.gov |
| BetterComp, Inc. | Other Technology | Alamo | CA | $5,222,707 | $7,685,000 | 28 | Apr 3 | sec.gov |
| Torpago, Inc. | Other Banking and Financial Services | San Mateo | CA | $5,174,999 | $9,999,997 | 3 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $5,035,002 | Indefinite | 1 | Apr 3 | sec.gov |
| RedShift BioAnalytics, Inc. | Other Technology | Boxborough | MA | $5,000,000 | $7,000,000 | 6 | Apr 3 | sec.gov |
| Serionix, Inc. | Other Technology | Urbana | IL | $4,897,033 | $7,187,037 | 10 | Apr 3 | sec.gov |
| WELLNESS COACHES USA, LLC | Other | Blue Bell | PA | $4,878,036 | $4,878,036 | 6 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $4,632,482 | Indefinite | 95 | Apr 3 | sec.gov |
| RV 2301 N Clark St Group LLC | Residential | Wilmington | DE | $4,600,000 | $4,600,000 | 21 | Apr 3 | sec.gov |
| La Crosse Apts, LLC | Residential | Chicago | IL | $4,175,000 | $6,440,000 | 65 | Apr 3 | sec.gov |
| ACG Aerie, LLC | Residential | Grand Island | NE | $4,125,000 | $4,125,000 | 17 | Apr 3 | sec.gov |
| Elodie Games, Inc. (amended) | Other | Venice | CA | $4,041,482 | $4,999,999 | 6 | Apr 3 | sec.gov |
| TIFIN AG Inc. | Other Technology | Boulder | CO | $4,000,000 | $6,000,112 | 11 | Apr 3 | sec.gov |
| GMR CRE Fund I, LLC | Commercial | Tulsa | OK | $3,497,064 | $3,500,000 | 36 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $3,348,897 | Indefinite | 94 | Apr 3 | sec.gov |
| Pay-i Inc | Other Technology | Redmond | WA | $3,099,996 | $4,000,000 | 4 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,993,470 | Indefinite | 95 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,968,462 | Indefinite | 94 | Apr 3 | sec.gov |
| ZALICO VARIABLE SERIES III SEPARATE ACCOUNT (amended) | Insurance | Schaumburg | IL | $2,730,664 | Indefinite | 2 | Apr 3 | sec.gov |
| Mach5 Therapeutics, Inc. | Biotechnology | Atlanta | GA | $2,674,996 | $2,999,998 | 6 | Apr 3 | sec.gov |
| RHEIA, LLC (amended) | Other | Pittsburgh | PA | $2,528,974 | $3,250,000 | 30 | Apr 3 | sec.gov |
| Four Lights NC LLC | Investing | Raleigh | NC | $2,430,000 | $2,430,000 | 12 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,427,750 | Indefinite | 96 | Apr 3 | sec.gov |
| L9 Labs Inc. | Other Technology | San Francisco | CA | $2,404,992 | $2,750,000 | 13 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,382,828 | Indefinite | 95 | Apr 3 | sec.gov |
| Sterling Real Estate Trust (amended) | REITS and Finance | Fargo | ND | $2,325,065 | $12,500,000 | 18 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,240,895 | Indefinite | 97 | Apr 3 | sec.gov |
| ZTRIC, INC. | Other Banking and Financial Services | Philadelphia | PA | $2,000,000 | $4,500,000 | 1 | Apr 3 | sec.gov |
| Superb Shifts Inc. | Other Technology | Omaha | NE | $1,999,998 | $1,999,998 | 10 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,910,202 | Indefinite | 95 | Apr 3 | sec.gov |
| NLS Pharmaceutics Ltd. | Pharmaceuticals | Zurich | $1,750,000 | $1,750,000 | 2 | Apr 3 | sec.gov | |
| RLTY LLC (amended) | Other | Manhattan Beach | CA | $1,684,375 | $8,500,000 | 4 | Apr 3 | sec.gov |
| AIO Me, Inc. | Other | Givatayim | $1,620,685 | $3,402,159 | 7 | Apr 3 | sec.gov | |
| Acretrader 229, LLC | Other Real Estate | Fayetteville | AR | $1,606,000 | $1,606,000 | 85 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,569,603 | Indefinite | 98 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,510,215 | Indefinite | 95 | Apr 3 | sec.gov |
| RBI BioVentrix LLC | Other | Wildwood | MI | $1,484,000 | $1,500,000 | 16 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,425,240 | Indefinite | 96 | Apr 3 | sec.gov |
| Clay Street Investors, LLC | Other Real Estate | Portland | OR | $1,375,000 | $3,250,000 | 17 | Apr 3 | sec.gov |
| YSC Storage Fund I LLC (amended) | Other | American Fork | UT | $1,250,597 | $20,000,000 | 16 | Apr 3 | sec.gov |
| Griffin Highline Capital LLC | Insurance | Dallas | TX | $1,150,000 | $10,000,000 | 2 | Apr 3 | sec.gov |
| 24200 Arnold Investors LLC | Commercial | Beverly Hills | CA | $1,050,000 | $1,075,000 | 17 | Apr 3 | sec.gov |
| RenaBio Therapeutics, Inc. | Other Health Care | Natick | MA | $1,005,000 | $4,000,000 | 18 | Apr 3 | sec.gov |
| Coviance, Inc. | Other Technology | Des Moines | IA | $1,000,001 | $10,000,001 | 1 | Apr 3 | sec.gov |
| Structure Private Credit SPV I | Other Banking and Financial Services | Lone Tree | CO | $1,000,000 | $4,000,000 | 8 | Apr 3 | sec.gov |
| CESSATION THERAPEUTICS, INC. | Biotechnology | Dallas | TX | $1,000,000 | $1,000,000 | 2 | Apr 3 | sec.gov |
| Alli Connect, Inc. (amended) | Other Technology | Snohomish | WA | $890,000 | $1,250,000 | 7 | Apr 3 | sec.gov |
| Javelina, LP | Commercial | Jacksonville | FL | $800,000 | $22,400,000 | 1 | Apr 3 | sec.gov |
| ISP SS Series 2 Grazzy (amended) | Other Technology | Dallas | TX | $765,000 | $1,500,000 | 0 | Apr 3 | sec.gov |
| Canadian Energy Metals Corp. | Other | Calgary | $705,000 | $705,000 | 6 | Apr 3 | sec.gov | |
| GOOD EARTH MINERALS, LLC | Other | Denver | CO | $605,000 | $700,000 | 15 | Apr 3 | sec.gov |
| AstronetX PBC (amended) | Other Technology | Westport | CT | $602,343 | $1,000,000 | 4 | Apr 3 | sec.gov |
| Series 17-1, a series of StartEngine Private LLC | Other | Burbank | CA | $472,650 | $847,500 | 18 | Apr 3 | sec.gov |
| CSI-1, LLC | Other Real Estate | Charlotte | NC | $470,000 | $5,000,000 | 5 | Apr 3 | sec.gov |
| Katana Safety, Inc. | Other Technology | Greenville | SC | $400,000 | Indefinite | 3 | Apr 3 | sec.gov |
| Just the Melody, Ltd Liability Co | Other | New York | NY | $397,500 | $1,250,000 | 6 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $369,237 | Indefinite | 29 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $355,023 | Indefinite | 26 | Apr 3 | sec.gov |
| FLUIDX MEDICAL TECHNOLOGY, INC. | Other Health Care | Salt Lake City | UT | $345,600 | $1,274,347 | 1 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $311,478 | Indefinite | 21 | Apr 3 | sec.gov |
| Advancing Eco Agriculture, Inc. | Agriculture | Middlefield | OH | $295,342 | $800,000 | 1 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $255,038 | Indefinite | 12 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $230,038 | Indefinite | 18 | Apr 3 | sec.gov |
| Get Buyr Inc. | Other Technology | Portland | OR | $215,000 | $300,000 | 3 | Apr 3 | sec.gov |
| Homegrown Growth LLC - Series PERC Coffee 1 | Other | Decatur | GA | $215,000 | $215,000 | 10 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $200,004 | Indefinite | 1 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $192,791 | Indefinite | 15 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $186,593 | Indefinite | 14 | Apr 3 | sec.gov |
| Mercury Bio, Inc. | Biotechnology | Santa Fe | NM | $149,987 | $2,000,000 | 2 | Apr 3 | sec.gov |
| Gaingels Q Bio LLC | Other | Burlington | VT | $111,111 | $111,111 | 13 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $97,685 | Indefinite | 9 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $95,082 | Indefinite | 10 | Apr 3 | sec.gov |
| Gaingels OmniPulse Bio LLC | Other | Burlington | VT | $88,889 | $88,889 | 21 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $81,817 | Indefinite | 3 | Apr 3 | sec.gov |
| NSIGHT HEALTH INC. | Other Health Care | Miami | FL | $75,000 | $750,000 | 2 | Apr 3 | sec.gov |
| Prarambh-Navanc Investment LLC | Other Technology | Coppell | TX | $70,000 | $475,000 | 4 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $57,505 | Indefinite | 3 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $50,071 | Indefinite | 7 | Apr 3 | sec.gov |
| Avise Financial Cooperative, Inc. | Business Services | Los Angeles | CA | $50,000 | $500,000 | 1 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $30,030 | Indefinite | 3 | Apr 3 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $30,024 | Indefinite | 4 | Apr 3 | sec.gov |
| Healee Inc. | Other Technology | Chicago | IL | $25,000 | $25,000 | 1 | Apr 3 | sec.gov |
| AERO ENERGY Ltd | Other | Vancouver | $22,177 | $22,177 | 2 | Apr 3 | sec.gov | |
| FistBump Sports, Inc. | Other Technology | Huntington Beach | CA | $12,000 | $100,000 | 5 | Apr 3 | sec.gov |
| Halo Strategies, LLC | Other | Phoenix | AZ | $10,000 | $2,000,000 | 1 | Apr 3 | sec.gov |
| PolicyWatch Insurance Agency, LLC | Insurance | Round Rock | TX | $0 | Indefinite | 1 | Apr 3 | sec.gov |
| Menlo Townhomes LLC | Other | Oro Valley | AZ | $0 | $600,000 | 0 | Apr 3 | sec.gov |
| MCG Income Fund LP | Other Real Estate | Vacaville | CA | $0 | $50,000,000 | 0 | Apr 3 | sec.gov |
| MPC CO LIHTC MY ICF, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Apr 3 | sec.gov |
| FirstLine Family Fund LLC | Residential | Gilbert | AZ | $0 | $10,000,000 | 0 | Apr 3 | sec.gov |
| CO 2024 Fund II LLC | Residential | Miami | FL | $0 | $35,000,000 | 0 | Apr 3 | sec.gov |
| Hanover Park Self Storage, LLC | Commercial | Chicago | IL | $0 | $5,600,000 | 0 | Apr 3 | sec.gov |
| Equity Bridge Fund, LLC | Other Real Estate | Orem | UT | $0 | $25,000,000 | 0 | Apr 3 | sec.gov |
| Addiction Cure Therapeutic Sciences Inc (amended) | Biotechnology | Windermere | FL | $0 | $1,000,000 | 0 | Apr 3 | sec.gov |
| Bovi Inc. | Agriculture | Dover | DE | $0 | Indefinite | 0 | Apr 3 | sec.gov |
| Bovi Inc. | Agriculture | Dover | DE | $0 | Indefinite | 0 | Apr 3 | sec.gov |
| Bovi Inc. | Agriculture | Dover | DE | $0 | Indefinite | 0 | Apr 3 | sec.gov |
| Waterloonomics Inc. | Other Technology | Detroit | MI | $0 | $61,500,000 | 0 | Apr 3 | sec.gov |
| Maestro Media Ventures, Inc. | Retailing | Pacific Palisades | CA | $0 | Indefinite | 3 | Apr 3 | sec.gov |
April 4, 2024 · April 2, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.