Data / Form D filings / Apr 2
Form D filings, April 2, 2024: 87 companies raised $572 million
87 operating companies filed a Form D on April 2, 2024, reporting $572 million sold. Largest: ImmPACT Bio USA Inc. ($139.9 million), JLLX Diversified III, DST ($84 million), Succinct Inc. ($43 million). The median filing is $1.7 million, and 128 pooled investment funds also filed that day.
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- 87Form D filings
- $572 millionreported sold
- $1.7 millionmedian amount sold
- NYmost filings (14)
Most filings by state: NY 14, CA 14, TX 10, GA 5, IL 5. By industry: Other Technology 19, Other 15, Other Real Estate 11, Commercial 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| ImmPACT Bio USA Inc. (amended) | Biotechnology | West Hills | CA | $139,855,923 | $141,755,472 | 15 | Apr 2 | sec.gov |
| JLLX Diversified III, DST (amended) | Other Real Estate | Chicago | IL | $83,989,535 | $95,916,712 | 72 | Apr 2 | sec.gov |
| Succinct Inc. | Other Technology | San Francisco | CA | $43,000,000 | $44,000,000 | 1 | Apr 2 | sec.gov |
| Deep Origin Inc. | Other Technology | Woodbury | NY | $29,035,704 | $29,035,704 | 33 | Apr 2 | sec.gov |
| Precision Neuroscience Corp | Other Health Care | New York | NY | $27,500,000 | $45,000,000 | 5 | Apr 2 | sec.gov |
| EarliTec Diagnostics, Inc. | Other Health Care | Decatur | GA | $21,499,998 | $36,000,000 | 5 | Apr 2 | sec.gov |
| Ollie Pets Inc. | Other Technology | Reno | NV | $21,349,990 | $21,349,990 | 10 | Apr 2 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $19,495,838 | $19,495,838 | 16 | Apr 2 | sec.gov |
| Omaha National Group, Inc. | Insurance | Omaha | NE | $18,000,000 | $20,000,000 | 13 | Apr 2 | sec.gov |
| PCV MF SUNRISE CANYON TX, LP | Residential | Tel Aviv | $15,589,697 | $15,589,697 | 15 | Apr 2 | sec.gov | |
| Credit Union 1 (amended) | Other Banking and Financial Services | Lombard | IL | $15,500,000 | $30,000,000 | 3 | Apr 2 | sec.gov |
| Cayosoft, Inc. (amended) | Other Technology | Westerville | OH | $15,000,000 | $15,000,000 | 1 | Apr 2 | sec.gov |
| My Technology, Inc. | Other | Miami | FL | $11,721,578 | $12,786,502 | 43 | Apr 2 | sec.gov |
| Etiometry Inc. (amended) | Other Health Care | Boston | MA | $10,000,000 | $14,000,000 | 7 | Apr 2 | sec.gov |
| Newport BTR1, LLC | Residential | Cumming | GA | $9,550,000 | $9,550,000 | 69 | Apr 2 | sec.gov |
| JLLX Townlake of Coppell, DST (amended) | Other Real Estate | Chicago | IL | $6,660,518 | $59,931,534 | 16 | Apr 2 | sec.gov |
| Ormond Grande Associates, LP | Commercial | Blue Bell | PA | $6,525,000 | $6,525,000 | 56 | Apr 2 | sec.gov |
| Supply Wisdom Inc | Other Technology | New York | NY | $6,154,186 | $7,404,177 | 7 | Apr 2 | sec.gov |
| JLLX Taunton Distribution Center, DST (amended) | Other Real Estate | Chicago | IL | $6,055,279 | $59,931,534 | 16 | Apr 2 | sec.gov |
| TPEG New Orleans Hotel Investors LLC | Other Real Estate | Southlake | TX | $5,481,268 | $10,000,000 | 107 | Apr 2 | sec.gov |
| Horning Brittany, LLC | Other Real Estate | Washington | DC | $4,500,000 | $4,500,000 | 23 | Apr 2 | sec.gov |
| Alta Resource Technologies, Inc. | Other Technology | Boulder | CO | $4,474,999 | $4,474,999 | 6 | Apr 2 | sec.gov |
| BRDL SPE 2 LLC | Other Real Estate | Fort Mill | SC | $4,000,000 | $4,000,000 | 8 | Apr 2 | sec.gov |
| Project Monitor, Inc. (amended) | Other Technology | Dallas | TX | $3,904,200 | $3,904,200 | 5 | Apr 2 | sec.gov |
| 1137 PARK FUNDING L.P. | Other Real Estate | Woodmere | NY | $3,200,000 | $3,200,000 | 28 | Apr 2 | sec.gov |
| Silverhawk Aviation, Inc. (amended) | Other Travel | Lincoln | NE | $3,095,000 | $12,000,000 | 3 | Apr 2 | sec.gov |
| APEX NEWCO I LLC | Construction | Roswell | GA | $3,000,000 | $3,000,000 | 1 | Apr 2 | sec.gov |
| Enthea Benefits Public Benefit Corp | Health Insurance | Newton | MA | $2,872,725 | $3,500,000 | 30 | Apr 2 | sec.gov |
| CACTUS MATERIALS, INC. | Other Technology | Tempe | AZ | $2,776,250 | $4,500,000 | 101 | Apr 2 | sec.gov |
| ASP Tyler, LLC | Commercial | Houston | TX | $2,650,000 | $2,650,000 | 27 | Apr 2 | sec.gov |
| Bluestone Flagship Investors, LLC (amended) | Commercial | Desoto | TX | $2,325,000 | $10,000,000 | 0 | Apr 2 | sec.gov |
| G CARDS, INC. | Other Technology | San Jose | CA | $2,182,000 | $5,000,000 | 2 | Apr 2 | sec.gov |
| HatchWorks Holdings, Inc. | Other Technology | Atlanta | GA | $1,999,999 | $1,999,999 | 1 | Apr 2 | sec.gov |
| Backyard InvestCo I, LLC (amended) | Commercial | San Diego | CA | $1,675,314 | Indefinite | 12 | Apr 2 | sec.gov |
| 1533 60TH FUNDING L.P. | Other Real Estate | Woodmere | NY | $1,600,000 | $1,600,000 | 17 | Apr 2 | sec.gov |
| BoldHue, Inc. | Other | Aurora | CO | $1,460,000 | $3,000,000 | 3 | Apr 2 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,458,500 | $3,500,000 | 17 | Apr 2 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,106,333 | Indefinite | 87 | Apr 2 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,072,835 | Indefinite | 95 | Apr 2 | sec.gov |
| Mobile X Global, Inc. | Telecommunications | Newport Coast | CA | $1,054,000 | $1,054,000 | 12 | Apr 2 | sec.gov |
| IYOTEE, INC. | Other Technology | Frederick | MD | $1,000,000 | $3,000,000 | 2 | Apr 2 | sec.gov |
| Photon Medical Communications, Inc. (amended) | Other | Scottsdale | AZ | $840,005 | $2,500,000 | 7 | Apr 2 | sec.gov |
| Dizolv, Inc. | Manufacturing | Houston | TX | $800,000 | $1,000,000 | 3 | Apr 2 | sec.gov |
| IQID TECHNOLOGY, INC. (amended) | Other Technology | New Orleans | LA | $800,000 | $1,200,000 | 3 | Apr 2 | sec.gov |
| YOURS TRULY ONLINE INC. | Other Technology | Raleigh | NC | $750,000 | $750,000 | 3 | Apr 2 | sec.gov |
| PairTree, Inc. | Other | Bainbridge Island | WA | $650,000 | $2,000,000 | 3 | Apr 2 | sec.gov |
| Hempacco Co., Inc. | Manufacturing | San Diego | CA | $490,400 | $1,226,000 | 2 | Apr 2 | sec.gov |
| EQL Games Inc. | Other Technology | Louisville | KY | $450,000 | $5,000,000 | 3 | Apr 2 | sec.gov |
| Agyl Ai, Inc. (amended) | Other Technology | Nashville | TN | $420,000 | $420,000 | 2 | Apr 2 | sec.gov |
| Intelligent Events, Inc. | Other Technology | New York | NY | $400,000 | $1,200,000 | 2 | Apr 2 | sec.gov |
| Clean Cars Equity Fund III LLC (amended) | Commercial | Atglen | PA | $300,000 | $20,000,000 | 3 | Apr 2 | sec.gov |
| CeraRoot USA Inc | Biotechnology | Santa Monica | CA | $300,000 | $5,000,000 | 8 | Apr 2 | sec.gov |
| Coeurative, Inc. (amended) | Pharmaceuticals | Roanoke | VA | $300,000 | $3,700,000 | 2 | Apr 2 | sec.gov |
| New Club Investment. LLC | Other | Akron | OH | $294,000 | $1,470,000 | 1 | Apr 2 | sec.gov |
| Boston Common International Catholic SRI Fund LLC | Investing | Boston | MA | $246,192 | $80,000,000 | 1 | Apr 2 | sec.gov |
| Homegrown Growth LLC - Series BRASH Coffee 1 | Other | Atlanta | GA | $215,000 | $215,000 | 10 | Apr 2 | sec.gov |
| Marshall Steakhouse Holly Springs Investors LLC | Restaurants | Holly Springs | MS | $200,000 | $2,600,000 | 1 | Apr 2 | sec.gov |
| Pacaso Growth III LLC | Other Real Estate | Cincinnati | OH | $200,000 | $15,000,000 | 1 | Apr 2 | sec.gov |
| Empower Success Holdings Inc. | Other | New York | NY | $175,000 | $2,000,000 | 2 | Apr 2 | sec.gov |
| Spectra Income Fund LLC | Other | Patchogue | NY | $150,000 | $10,000,000 | 5 | Apr 2 | sec.gov |
| Cafe Metronome, LLC (amended) | Restaurants | New York | NY | $150,000 | $15,000,000 | 3 | Apr 2 | sec.gov |
| Phyto Teq, Inc. | Other | Long Beach | CA | $150,000 | $1,000,000 | 1 | Apr 2 | sec.gov |
| CEDARst Dev Fund Shareholder, LLC | Other Real Estate | Chicago | IL | $100,000 | $50,000,000 | 1 | Apr 2 | sec.gov |
| Swan NeuroTech, Inc. | Biotechnology | Canonsburg | PA | $95,000 | Indefinite | 7 | Apr 2 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $71,148 | Indefinite | 11 | Apr 2 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $28,411 | Indefinite | 5 | Apr 2 | sec.gov |
| Getting Clicks LLC | Other | New York | NY | $25,000 | $1,800,000 | 1 | Apr 2 | sec.gov |
| MDBee, Inc. | Other Technology | Toledo | OH | $0 | $1,000,000 | 0 | Apr 2 | sec.gov |
| Invito Opportunity Fund 2024, LP | Oil and Gas | Mckinney | TX | $0 | $4,000,000 | 0 | Apr 2 | sec.gov |
| S3 Cortland Investments LLC | Commercial | Chapell Hill | NC | $0 | $519,500 | 0 | Apr 2 | sec.gov |
| GLOBAL ENERGY FUND LP | Oil and Gas | Dover | DE | $0 | $20,000,000 | 0 | Apr 2 | sec.gov |
| BRANCHLAB INC. | Other Technology | New York | NY | $0 | Indefinite | 0 | Apr 2 | sec.gov |
| TRENDLINE CAPITAL SPECIAL OPPORTUNITY FUND I, LP | Investing | Wyomissing | PA | $0 | $3,500,000 | 0 | Apr 2 | sec.gov |
| Rogers Business Park Opportunity 73 DST | Commercial | Torrance | CA | $0 | $23,186,525 | 0 | Apr 2 | sec.gov |
| DELSENI FUND LLC | Other Real Estate | Weehawken | NJ | $0 | $5,000,000 | 0 | Apr 2 | sec.gov |
| Miss Maude Motion Picture L.L.C. | Other | Charlotte | NC | $0 | $20,000,000 | 0 | Apr 2 | sec.gov |
| AORTA FILMS LLC | Other | Brooklyn | NY | $0 | $250,000 | 0 | Apr 2 | sec.gov |
| PACE NEWS, INC. (amended) | Other | Los Angeles | CA | $0 | $1,050,000 | 0 | Apr 2 | sec.gov |
| Leo & Lucille Tour, Ltd Liability Co | Other | New York | NY | $0 | $3,100,000 | 0 | Apr 2 | sec.gov |
| Wharf IC LLC (amended) | Commercial | Washington | DC | $0 | $4,065,000 | 0 | Apr 2 | sec.gov |
| BLUEBERRIES DEVELOPMENT Ltd LIABILITY Co | Other | New York | NY | $0 | $2,000,000 | 0 | Apr 2 | sec.gov |
| Ninety9 Capital Texas Residential Fund I, LLC (amended) | Commercial | Dallas | TX | $0 | $10,000,000 | 0 | Apr 2 | sec.gov |
| SCA-Denver Physicians Holdings, LLC | Other Health Care | Birmingham | AL | $0 | $360,892 | 0 | Apr 2 | sec.gov |
| Surgery Center of Fairfield County, LLC | Other Health Care | Trumbull | CT | $0 | $558,009 | 0 | Apr 2 | sec.gov |
| TFF Pharmaceuticals, Inc. | Pharmaceuticals | Fort Worth | TX | $0 | $1,180,000 | 2 | Apr 2 | sec.gov |
| TEXLARK EXPLORATION CO INC | Oil and Gas | Plano | TX | $0 | $440,000 | 0 | Apr 2 | sec.gov |
| AAON, INC. | Manufacturing | Tulsa | OK | $0 | $14,187,500 | 0 | Apr 2 | sec.gov |
April 3, 2024 · April 1, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.