Data / Form D filings / Jan 4
Form D filings, January 4, 2024: 106 companies raised $3.16 billion
106 operating companies filed a Form D on January 4, 2024, reporting $3.16 billion sold. Largest: FCP Fund VI-C Feeder-AIV, L.P. ($888.8 million), FCP Realty Fund VI-C, L.P. ($888.8 million), FCP Realty Fund VI-B, L.P. ($888.8 million). The median filing is $1.2 million, and 157 pooled investment funds also filed that day.
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- 106Form D filings
- $3.16 billionreported sold
- $1.2 millionmedian amount sold
- CAmost filings (18)
Most filings by state: CA 18, TX 12, NY 9, DE 7, IN 6. By industry: Other 22, Other Technology 20, REITS and Finance 14, Other Real Estate 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| FCP Fund VI-C Feeder-AIV, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $888,797,000 | $1,650,000,000 | 2 | Jan 4 | sec.gov |
| FCP Realty Fund VI-C, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $888,797,000 | $1,650,000,000 | 2 | Jan 4 | sec.gov |
| FCP Realty Fund VI-B, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $888,797,000 | $1,650,000,000 | 56 | Jan 4 | sec.gov |
| Palladius Real Estate Fund I, LP (amended) | Commercial | Austin | TX | $152,102,642 | $300,000,000 | 763 | Jan 4 | sec.gov |
| HYPEREXPONENTIAL Ltd | Other Technology | London | $34,999,767 | $34,999,767 | 4 | Jan 4 | sec.gov | |
| Brown Equity Fund III, LLC | Other Real Estate | Phoenix | AZ | $26,488,010 | $75,000,000 | 73 | Jan 4 | sec.gov |
| Corporate America Credit Union (amended) | Other Banking and Financial Services | Irondale | AL | $22,185,885 | $100,000,000 | 24 | Jan 4 | sec.gov |
| Doppel Inc. | Other Technology | Covina | CA | $18,849,952 | $19,424,868 | 46 | Jan 4 | sec.gov |
| AIM Processing, Inc. | Other | Beachwood | OH | $18,000,000 | $18,000,000 | 16 | Jan 4 | sec.gov |
| Stronghold Digital Mining, Inc. | Other Energy | New York | NY | $15,433,000 | $15,433,000 | 1 | Jan 4 | sec.gov |
| JLLX Diversified III, DST (amended) | Other Real Estate | Chicago | IL | $15,422,155 | $95,916,712 | 9 | Jan 4 | sec.gov |
| Remix Therapeutics, Inc. | Biotechnology | Watertown | MA | $13,740,355 | $90,000,000 | 21 | Jan 4 | sec.gov |
| Fox Road Investments LLC | Other Real Estate | Tulsa | OK | $13,038,500 | $13,400,000 | 145 | Jan 4 | sec.gov |
| True Medicine Inc. | Other Health Care | Tempe | AZ | $10,051,106 | $10,101,113 | 78 | Jan 4 | sec.gov |
| Horseshoe Bend Partners, LLC | Other Real Estate | Marietta | GA | $8,995,248 | $9,000,000 | 149 | Jan 4 | sec.gov |
| Savi Solution, Inc. | Other Technology | Woods Cross | UT | $8,706,158 | $12,035,000 | 9 | Jan 4 | sec.gov |
| Harmonic Security, Inc. (amended) | Other | San Francisco | CA | $8,460,981 | $8,460,981 | 20 | Jan 4 | sec.gov |
| SmartKable Power Line Solutions, Inc. | Manufacturing | Skaneateles | NY | $8,395,000 | $8,875,000 | 79 | Jan 4 | sec.gov |
| Topologic Technologies, Inc. | Other Technology | Boston | MA | $7,200,000 | $7,200,000 | 10 | Jan 4 | sec.gov |
| Biodexa Pharmaceuticals Plc | Pharmaceuticals | Cardiff | $6,793,406 | $6,793,406 | 1 | Jan 4 | sec.gov | |
| Secure Edge Networks, Inc. (amended) | Other Technology | Charlotte | NC | $6,485,000 | $6,485,000 | 38 | Jan 4 | sec.gov |
| Data Vault Holdings Inc. (amended) | Other Technology | New York | NY | $5,934,226 | $50,000,000 | 74 | Jan 4 | sec.gov |
| Eat Mezcla, Inc. | Other | Dover | DE | $5,583,192 | $7,583,192 | 44 | Jan 4 | sec.gov |
| Unchained Entertainment, LLC | Other Technology | Fairfax | VA | $5,523,265 | $16,648,264 | 3 | Jan 4 | sec.gov |
| WH PLACERVILLE 39 LLC | Residential | Santa Clarita | CA | $5,250,000 | $5,250,000 | 74 | Jan 4 | sec.gov |
| Julie Products Inc. | Other Health Care | New York | NY | $5,000,000 | $5,000,000 | 50 | Jan 4 | sec.gov |
| Control Plane Corp | Other Technology | Santa Rosa Valley | CA | $4,999,999 | $4,999,999 | 2 | Jan 4 | sec.gov |
| Spring Free EV, Inc. | Other Technology | San Francisco | CA | $4,600,000 | $4,840,000 | 27 | Jan 4 | sec.gov |
| TTIP Holdings, Inc. | Other | Hillsboro | OR | $4,000,000 | $5,000,000 | 1 | Jan 4 | sec.gov |
| YUMA AI Inc. | Other | Wilmington | DE | $3,809,415 | $3,809,415 | 22 | Jan 4 | sec.gov |
| Hive Brands Holdings, Inc. | Retailing | Freehold | NJ | $3,337,923 | $5,000,000 | 19 | Jan 4 | sec.gov |
| Supernova Industries Corp. | Other Technology | Gava Barcelona | $3,000,000 | $3,000,000 | 1 | Jan 4 | sec.gov | |
| Sartori Investment Partners LLC | Other | New York | NY | $3,000,000 | $3,000,000 | 4 | Jan 4 | sec.gov |
| Hello Tractor, Inc. | Agriculture | Washington Dc | DC | $3,000,000 | $3,000,000 | 1 | Jan 4 | sec.gov |
| Anitian, Inc. | Other Technology | Beaverton | OR | $3,000,000 | $5,999,996 | 4 | Jan 4 | sec.gov |
| Nintee, Inc. (amended) | Other Technology | San Francisco | CA | $2,999,995 | $3,000,000 | 9 | Jan 4 | sec.gov |
| Alter Eco Holdings, LLC | Other | Houston | TX | $2,800,000 | $2,800,000 | 3 | Jan 4 | sec.gov |
| CNG 2023 STATIONS, LLC | Energy Conservation | Oklahoma City | OK | $2,760,000 | $2,760,000 | 8 | Jan 4 | sec.gov |
| Lhotse Medical, Inc. | Other Technology | Oakland | CA | $2,194,998 | $2,299,998 | 7 | Jan 4 | sec.gov |
| ETA Holdings, Inc. | Other Travel | Kirkland | WA | $1,857,557 | $5,000,000 | 6 | Jan 4 | sec.gov |
| American Unagi, Inc. | Other | Waldoboro | ME | $1,630,765 | $2,000,000 | 15 | Jan 4 | sec.gov |
| LicenseLead Inc. | Other Technology | Telluride | CO | $1,544,345 | $1,643,346 | 12 | Jan 4 | sec.gov |
| NC3 MHCS LLC | Residential | Los Altos | CA | $1,540,000 | $1,540,000 | 17 | Jan 4 | sec.gov |
| Sendola Corp. | Other Banking and Financial Services | Houston | TX | $1,400,000 | $1,400,000 | 4 | Jan 4 | sec.gov |
| Burn Ghost Inc. | Other | Rushville | NY | $1,308,330 | $2,000,000 | 8 | Jan 4 | sec.gov |
| Eagle Buligo LP | Commercial | Wilmington | DE | $1,258,300 | $1,258,300 | 17 | Jan 4 | sec.gov |
| Money.net Capital, Inc. | Other Banking and Financial Services | Morganville | NJ | $1,200,000 | Indefinite | 8 | Jan 4 | sec.gov |
| Tyde Buligo LP | Residential | Wilmington | DE | $1,056,800 | $1,056,800 | 21 | Jan 4 | sec.gov |
| StepChange Inc. | Other Technology | New York | NY | $1,000,000 | $2,000,000 | 1 | Jan 4 | sec.gov |
| Secure Edge Networks, Inc. | Other Technology | Charlotte | NC | $1,000,000 | $4,000,000 | 1 | Jan 4 | sec.gov |
| Kai Media, Inc. | Other | Los Angeles | CA | $1,000,000 | $3,500,000 | 1 | Jan 4 | sec.gov |
| Rectangle Labs, Inc. | Other Technology | Chicago | IL | $750,000 | $3,000,000 | 1 | Jan 4 | sec.gov |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $706,640 | $136,944,633 | 5 | Jan 4 | sec.gov |
| Mantel Capture, Inc. | Other Energy | Boston | MA | $700,000 | $700,000 | 1 | Jan 4 | sec.gov |
| Silicon Valley Exercise Analytics Inc. | Other | Newark | DE | $605,200 | $1,500,000 | 3 | Jan 4 | sec.gov |
| NovaBay Pharmaceuticals, Inc. | Pharmaceuticals | Emeryville | CA | $554,808 | $554,808 | 5 | Jan 4 | sec.gov |
| BIO KEY INTERNATIONAL INC | Other Technology | Holmdel | NJ | $547,730 | $547,730 | 1 | Jan 4 | sec.gov |
| CNG 2023 VEHICLES IV, LLC | Energy Conservation | Oklahoma City | OK | $525,000 | $550,000 | 1 | Jan 4 | sec.gov |
| Weaverville Plaza Buligo LP | Commercial | Wilmington | DE | $524,450 | $524,450 | 11 | Jan 4 | sec.gov |
| SEMA Investments, LLC | Commercial | Austin | TX | $520,000 | $975,000 | 1 | Jan 4 | sec.gov |
| SIGMA ADDITIVE SOLUTIONS, INC. | Tourism and Travel Services | Santa Fe | NM | $471,594 | Indefinite | 26 | Jan 4 | sec.gov |
| Scope Anesthesia of North Carolina, PLLC | Other Health Care | Charlotte | NC | $432,712 | $1,298,136 | 28 | Jan 4 | sec.gov |
| Canter Resources Corp. | Other | Vancouver | $426,516 | $725,078 | 21 | Jan 4 | sec.gov | |
| VacayMyWay, Inc. | Tourism and Travel Services | Denton | TX | $400,000 | $3,000,000 | 7 | Jan 4 | sec.gov |
| Proactive Realty Income Fund II, LLC | Other Real Estate | Las Vegas | NV | $350,000 | $25,000,000 | 1 | Jan 4 | sec.gov |
| Roll Out the Barrel XV LLC | Other | Louisville | KY | $350,000 | $2,200,000 | 4 | Jan 4 | sec.gov |
| Ellijay Buligo LP | Residential | Wilmington | DE | $307,000 | $307,000 | 10 | Jan 4 | sec.gov |
| Series Fund F, a series of UM Pre-IPO Portfolio Fund II LLC | Other | New York | NY | $280,000 | Indefinite | 4 | Jan 4 | sec.gov |
| BGI III LLC | Commercial | Owensboro | KY | $250,000 | $900,000 | 0 | Jan 4 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $208,673 | Indefinite | 12 | Jan 4 | sec.gov |
| UPPER PARK INVESTMENTS LLC | Other | Summit | NJ | $200,000 | $4,700,000 | 2 | Jan 4 | sec.gov |
| Long Play, Inc. | Other | Salida | CO | $200,000 | $200,000 | 1 | Jan 4 | sec.gov |
| piq IT, LLC. | Other Technology | Scottsdale | AZ | $175,000 | Indefinite | 3 | Jan 4 | sec.gov |
| Longpoint REIT III, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| SRI Fourteen REIT LLC (amended) | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| SRI Fourteen REIT LLC | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| LVA5 Mezz REIT, LLC | REITS and Finance | Houston | TX | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| Safely Store Real Estate 1 Sub, LLC (amended) | REITS and Finance | Columbia | SC | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| Safely Store Real Estate 1 Sub-FL, LLC | REITS and Finance | Columbia | SC | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| Safely Store Real Estate 1, LLC | REITS and Finance | Columbia | SC | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| Safely Store Real Estate 1 Sub, LLC | REITS and Finance | Columbia | SC | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| NA Logistics REIT I, LLC | REITS and Finance | Camden | NJ | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| Rocking Inc. | Other | Chicago | IL | $125,000 | $1,000,000 | 1 | Jan 4 | sec.gov |
| MCS Investments, Inc. | REITS and Finance | Indianapolis | IN | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| Apple Blossom REIT, LLC | REITS and Finance | Indianapolis | IN | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| Adventure Sports Parks, Inc. | Other | Frisco | TX | $125,000 | $125,000 | 10 | Jan 4 | sec.gov |
| Pier Park, LLC | REITS and Finance | Indianapolis | IN | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| Mayflower REIT LLC | REITS and Finance | Indianapolis | IN | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| RETAIL PROPERTY TRUST | REITS and Finance | Indianapolis | IN | $125,000 | $125,000 | 125 | Jan 4 | sec.gov |
| MWR TopCo, LLC | Other | Carmel | IN | $100,000 | $100,000 | 1 | Jan 4 | sec.gov |
| Mosaic Distributors, LLC | Retailing | Camarillo | CA | $100,000 | $500,000 | 1 | Jan 4 | sec.gov |
| Zep Software, Inc. | Other Technology | San Francisco | CA | $43 | $43 | 1 | Jan 4 | sec.gov |
| OnPoint Surgical, Inc. | Other Health Care | Bedford | MA | $20 | Indefinite | 0 | Jan 4 | sec.gov |
| CWS 2024 LG ONE, L.P. | Other Real Estate | Newport Beach | CA | $0 | $50,000,000 | 0 | Jan 4 | sec.gov |
| Central & McDowell, LLC | Residential | Scottsdale | AZ | $0 | $80,000,000 | 0 | Jan 4 | sec.gov |
| Skeleton Crew Labs Holdings | Retailing | Austin | TX | $0 | $1 | 0 | Jan 4 | sec.gov |
| Skeleton Crew Labs Holdings | Retailing | Austin | TX | $0 | $1 | 0 | Jan 4 | sec.gov |
| SPI La Mirage Recap DE, LLC | Commercial | Dallas | TX | $0 | $7,000,000 | 0 | Jan 4 | sec.gov |
| 702 LLC | Commercial | Grand Rapids | TX | $0 | $1,800,000 | 0 | Jan 4 | sec.gov |
| Hoffman, Cohen, & Anderson, LLC | Other | Scottsdale | AZ | $0 | $5,000,000 | 0 | Jan 4 | sec.gov |
| Shopoff Palm Springs Industrial Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $16,200,000 | 0 | Jan 4 | sec.gov |
| Greenfield Bancorporation, Ltd. | Commercial Banking | Greenfield | IA | $0 | $3,798,000 | 0 | Jan 4 | sec.gov |
| Ride Across America Ltd Liability Co | Other | New York | NY | $0 | $2,000,000 | 0 | Jan 4 | sec.gov |
| ALC 093 L.P. | Other | Irvine | CA | $0 | $9,600,000 | 0 | Jan 4 | sec.gov |
| CAILAGUA FUND I, LLC | Commercial | Miami | FL | $0 | $25,000,000 | 0 | Jan 4 | sec.gov |
| ALPHA INSURANCE ANALYSTS LTD | Other Banking and Financial Services | London | $0 | Indefinite | 15 | Jan 4 | sec.gov |
January 5, 2024 · January 3, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.