Data / Form D filings / Jan 3
Form D filings, January 3, 2024: 94 companies raised $3.46 billion
94 operating companies filed a Form D on January 3, 2024, reporting $3.46 billion sold. Largest: FCP Fund VI-C Feeder, L.P. ($888.8 million), FCP Realty Fund VI-A, L.P. ($888.8 million), Rocket Aggregator Holdco, LLC ($425.7 million). The median filing is $2.8 million, and 95 pooled investment funds also filed that day.
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- 94Form D filings
- $3.46 billionreported sold
- $2.8 millionmedian amount sold
- TXmost filings (10)
Most filings by state: TX 10, CA 8, FL 8, NY 7, IL 7. By industry: Other 25, Other Technology 19, Other Real Estate 10, Commercial 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| FCP Fund VI-C Feeder, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $888,797,000 | $1,650,000,000 | 2 | Jan 3 | sec.gov |
| FCP Realty Fund VI-A, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $888,797,000 | $1,650,000,000 | 35 | Jan 3 | sec.gov |
| Rocket Aggregator Holdco, LLC | Insurance | Fort Wayne | IN | $425,674,355 | $425,674,355 | 36 | Jan 3 | sec.gov |
| PEAK PARTNERS L.P. (amended) | Other | Newtown | PA | $217,593,905 | $500,000,000 | 138 | Jan 3 | sec.gov |
| PEAK PARTNERS L.P. (amended) | Other | Newtown | PA | $217,593,905 | $500,000,000 | 138 | Jan 3 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $209,327,056 | $209,327,056 | 387 | Jan 3 | sec.gov |
| Niron Magnetics, Inc. | Other Technology | Minneapolis | MN | $86,374,484 | $86,374,500 | 79 | Jan 3 | sec.gov |
| Counsel AI Corp | Other Technology | San Francisco | CA | $65,999,855 | $80,000,000 | 3 | Jan 3 | sec.gov |
| Casa Azul Spirits, LLC (amended) | Other | Long Beach | CA | $55,123,605 | $55,123,605 | 229 | Jan 3 | sec.gov |
| Zymeworks Inc. | Biotechnology | Middletown | DE | $49,999,993 | $50,000,502 | 2 | Jan 3 | sec.gov |
| FORGE NANO, INC. (amended) | Other Technology | Thornton | CO | $44,217,408 | $70,000,000 | 25 | Jan 3 | sec.gov |
| Toccoa Real Estate Capital Fund II, L.P. | Commercial | Peachtree Corners | GA | $30,625,000 | Indefinite | 15 | Jan 3 | sec.gov |
| Franklins Kite Holdings Ltd | Other | Vila Nova Conceicao, Sao Paulo | $18,360,000 | $18,360,000 | 6 | Jan 3 | sec.gov | |
| Fort Myers BTR DST (amended) | Other Real Estate | Oak Brook | IL | $16,184,544 | $54,462,042 | 47 | Jan 3 | sec.gov |
| ATSG Holdings, Inc. | Other Technology | New York | NY | $15,350,001 | $15,350,001 | 4 | Jan 3 | sec.gov |
| Blue Federal Credit Union | Other Banking and Financial Services | Cheyenne | WY | $15,000,000 | $15,000,000 | 7 | Jan 3 | sec.gov |
| 3421 STEWART MILL INVESTORS LLC | Other Real Estate | Vienna | VA | $14,966,732 | Indefinite | 155 | Jan 3 | sec.gov |
| Levco Belmont LLC | Commercial | Richmond | VA | $14,821,144 | $14,821,144 | 5 | Jan 3 | sec.gov |
| RW Fund I, L.P. (amended) | Commercial | Wayne | PA | $14,607,500 | $50,000,000 | 22 | Jan 3 | sec.gov |
| NC/SR Breakwater Equity LLC (amended) | Business Services | Portland | ME | $10,100,000 | $10,100,000 | 40 | Jan 3 | sec.gov |
| PranaX Corp | Biotechnology | Pinehurst | TX | $10,000,000 | $15,000,000 | 1 | Jan 3 | sec.gov |
| We Comes Before Me Corp. | Other Technology | Carlsbad | CA | $9,593,026 | $15,000,006 | 1 | Jan 3 | sec.gov |
| EVCS Holdings, Inc. (amended) | Other Technology | Arcadia | CA | $9,236,050 | $20,000,000 | 40 | Jan 3 | sec.gov |
| Indy Two-Pack HoldCo LLC | Residential | New York | NY | $9,000,000 | $9,000,000 | 41 | Jan 3 | sec.gov |
| Ceresa Inc. | Other Technology | Austin | TX | $8,891,873 | $8,891,873 | 41 | Jan 3 | sec.gov |
| Minneapolis MSA Senior Living Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $8,091,626 | $76,762,629 | 28 | Jan 3 | sec.gov |
| Kusari, Inc. | Other Technology | Ridgefield | CT | $8,075,000 | $8,075,000 | 6 | Jan 3 | sec.gov |
| NEW SKY INVESTOR GROUP (2023), LLC | Other | Wilmette | IL | $7,500,000 | $15,000,000 | 10 | Jan 3 | sec.gov |
| Perosphere Technologies Inc. | Other | Danbury | CT | $7,463,447 | Indefinite | 18 | Jan 3 | sec.gov |
| Leland Inc. | Other Technology | Lehi | UT | $6,989,536 | $6,989,536 | 30 | Jan 3 | sec.gov |
| Canvasback Mining Co LLC | Investing | Charleston | SC | $5,839,857 | $5,900,000 | 0 | Jan 3 | sec.gov |
| Totosearch Corp | Other Technology | Spokane | WA | $5,490,000 | $5,490,000 | 1 | Jan 3 | sec.gov |
| Newton Research, Inc. | Other Technology | Needham | MA | $5,100,000 | $5,100,000 | 7 | Jan 3 | sec.gov |
| GREENBLU, INC. | Manufacturing | Hamilton | NJ | $5,000,001 | $6,000,000 | 7 | Jan 3 | sec.gov |
| Hudson Valley Property Group LLC | Residential | New York | NY | $4,590,000 | $4,950,000 | 15 | Jan 3 | sec.gov |
| Bank Michigan Financial Corp | Commercial Banking | Brooklyn | MI | $4,075,000 | $4,075,000 | 2 | Jan 3 | sec.gov |
| Somos Internet Ltd. | Other Technology | Medellin | $4,050,767 | $4,923,115 | 6 | Jan 3 | sec.gov | |
| Plato Investment Management LLC | Other | New York | NY | $3,600,000 | $3,600,000 | 4 | Jan 3 | sec.gov |
| AMOpportunities, Inc. (amended) | Other | Chicago | IL | $3,549,997 | $4,332,319 | 6 | Jan 3 | sec.gov |
| Delaware Acres Holdco LLC | Residential | New York | NY | $3,181,000 | $3,500,000 | 9 | Jan 3 | sec.gov |
| CLE West LLC | Commercial | Cleveland | OH | $2,900,000 | $3,000,000 | 19 | Jan 3 | sec.gov |
| Quan Inc. | Other Technology | Ar Den Haag | $2,821,702 | $3,054,700 | 28 | Jan 3 | sec.gov | |
| Radwave Technologies Inc. | Other Health Care | St. Paul | MN | $2,810,127 | $3,810,127 | 60 | Jan 3 | sec.gov |
| Amber Beach Ventures LLC | Other | New York | NY | $2,300,000 | $2,300,000 | 4 | Jan 3 | sec.gov |
| TriCore Storage Conversions, LLC | Commercial | Altamonte Springs | FL | $2,053,000 | $15,000,000 | 24 | Jan 3 | sec.gov |
| Armory Technologies, Inc. | Other Technology | Worcester | MA | $2,050,300 | $4,100,600 | 8 | Jan 3 | sec.gov |
| Sucro Ltd | Other | Coral Gables | FL | $1,159,375 | $1,159,375 | 1 | Jan 3 | sec.gov |
| Gaingels AI Fund I LLC (amended) | Other | Burlington | VT | $1,101,043 | $6,504,000 | 110 | Jan 3 | sec.gov |
| Acretrader 245, LLC | Other Real Estate | Fayetteville | AR | $1,000,000 | $1,000,000 | 26 | Jan 3 | sec.gov |
| Legends Lab, Inc. | Other | Glendale | CA | $999,999 | $1,500,000 | 1 | Jan 3 | sec.gov |
| Paris Legend Storage LLC | Commercial | Plano | TX | $950,000 | $2,500,000 | 17 | Jan 3 | sec.gov |
| Communion Games, Inc. (amended) | Other | Venice | CA | $700,000 | $700,000 | 1 | Jan 3 | sec.gov |
| Neopenda, PBC (amended) | Biotechnology | Chicago | IL | $700,000 | $1,500,000 | 5 | Jan 3 | sec.gov |
| ninetynine inc. | Other | Chicago | IL | $630,000 | Indefinite | 3 | Jan 3 | sec.gov |
| Ecto, Inc. (amended) | Other Technology | Atlanta | GA | $560,000 | $850,000 | 14 | Jan 3 | sec.gov |
| Carcinotech Ltd. | Biotechnology | Scotland | $508,454 | $508,454 | 1 | Jan 3 | sec.gov | |
| VentureStone Capital Group LLC | Other | New York | NY | $500,000 | $500,000 | 4 | Jan 3 | sec.gov |
| Lake View Orchards Investment I LLC | Agriculture | Santa Clara | CA | $474,000 | $3,154,000 | 3 | Jan 3 | sec.gov |
| RGP Income Fund, LP (amended) | Oil and Gas | Dallas | TX | $410,000 | $50,000,000 | 6 | Jan 3 | sec.gov |
| FanWord, Inc. | Other Technology | Lincoln | NE | $325,000 | $750,000 | 7 | Jan 3 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $325,000 | $100,000,000 | 0 | Jan 3 | sec.gov |
| TenFour Labs, Inc. | Other Technology | Lincoln | NE | $300,000 | $1,000,000 | 3 | Jan 3 | sec.gov |
| Natiivo Fort Lauderdale, LLC | Commercial | Sarasota | FL | $300,000 | $7,000,000 | 3 | Jan 3 | sec.gov |
| Pregimmune Corp | Other Health Care | Dover | DE | $276,800 | $500,000 | 21 | Jan 3 | sec.gov |
| GrowAbility Equity Hotel Fund LLC | Commercial | Fort Lauderdale | FL | $200,000 | $3,000,000 | 2 | Jan 3 | sec.gov |
| Velocity Minerals Ltd. | Other | Vancouver | $169,110 | $1,173,147 | 1 | Jan 3 | sec.gov | |
| Smooth Candy Corp. | Other | Danville | CA | $140,000 | Indefinite | 4 | Jan 3 | sec.gov |
| Gaingels Better Brand December 2023 LLC | Other | Burlington | VT | $133,333 | $133,333 | 20 | Jan 3 | sec.gov |
| SOCAL Acquisition Venture Program REIT II, LLC | REITS and Finance | San Antonio | TX | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| CHRP X Moore Portfolio Co-Invest REIT Inc. | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| Principal Real Estate Open-End Debt Fund REIT, LLC | REITS and Finance | Des Moines | IA | $125,000 | $125,000 | 125 | Jan 3 | sec.gov |
| Gaingels Enable 2023 LLC | Other | Burlington | VT | $111,102 | $111,102 | 23 | Jan 3 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | Jan 3 | sec.gov |
| LOUISIANA 7 WELL RE-ENTRY LP (amended) | Oil and Gas | Bowling Green | KY | $97,500 | $3,900,000 | 0 | Jan 3 | sec.gov |
| Boreas Cryo Safety, Inc. | Other Technology | Wilmington | NC | $85,000 | $500,000 | 6 | Jan 3 | sec.gov |
| bluShift Aerospace, Inc | Other | Brunswick | ME | $78,500 | $100,250 | 1 | Jan 3 | sec.gov |
| Lukrom REIT LLC | REITS and Finance | Phoenix | AZ | $62,500 | $62,500 | 125 | Jan 3 | sec.gov |
| Copa SUB-REIT 1 LLC | REITS and Finance | Mesa | AZ | $62,500 | $62,500 | 125 | Jan 3 | sec.gov |
| Capital Fundings Mortgage Fund I REIT, LLC | REITS and Finance | Orlando | FL | $62,500 | $62,500 | 125 | Jan 3 | sec.gov |
| C2C Gold Corp. | Other | Vancouver | $58,500 | $107,250 | 3 | Jan 3 | sec.gov | |
| STANDARD MEASURE LLC | Other | Delray Beach | FL | $50,000 | $50,000 | 1 | Jan 3 | sec.gov |
| Zero Energy Homes, LLC | Manufacturing | Mount Desert | ME | $45,000 | $300,000 | 2 | Jan 3 | sec.gov |
| Coppernico Metals Inc. (amended) | Other | Vancouver | $42,068 | $125,979 | 2 | Jan 3 | sec.gov | |
| Allied Resource Partners Pawnee Creek, LP | Investing | Denver | CO | $13,500 | $1,350,000 | 1 | Jan 3 | sec.gov |
| OREX MINERALS INC | Other | Vancouver | $8,439 | $22,503 | 1 | Jan 3 | sec.gov | |
| MPC IL River Edge Fund II, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Jan 3 | sec.gov |
| NewStar Equity Lot Finance Fund I, LLC | Residential | Atlanta | GA | $0 | $1,929,290 | 0 | Jan 3 | sec.gov |
| GLOBAL TRADE CLEARINGHOUSE LLC | Other | Sheridan | WY | $0 | $100,000,000 | 0 | Jan 3 | sec.gov |
| RealFin Fund I LLC | Other Real Estate | Houston | TX | $0 | $100,000,000 | 0 | Jan 3 | sec.gov |
| Grey Swan I, LP | Other Real Estate | Fort Worth | TX | $0 | $50,000,000 | 0 | Jan 3 | sec.gov |
| FKPTL DOMESTIC INVESTORS, LLC | Residential | Miami | FL | $0 | Indefinite | 0 | Jan 3 | sec.gov |
| FKPTL FRIENDS & FAMILY FUND, LLC | Residential | Miami | FL | $0 | Indefinite | 0 | Jan 3 | sec.gov |
| Horizon Residential Income Fund I REIT, LLC | REITS and Finance | Cleveland | OH | $0 | $62,500 | 125 | Jan 3 | sec.gov |
| ToolBox OS, Inc. | Other Technology | Seattle | WA | $0 | Indefinite | 0 | Jan 3 | sec.gov |
January 4, 2024 · January 2, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.