Data / Form D filings / Jan 2
Form D filings, January 2, 2024: 93 companies raised $1.17 billion
93 operating companies filed a Form D on January 2, 2024, reporting $1.17 billion sold. Largest: Virtus Real Estate Capital IV, LP ($278.9 million), Capital Funding Bancorp, Inc. ($125 million), Legendary A-1 Bonds, LLC ($115.5 million). The median filing is $530,000, and 84 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 93Form D filings
- $1.17 billionreported sold
- $530,000median amount sold
- CAmost filings (15)
Most filings by state: CA 15, NY 13, TX 10, FL 6, NC 5. By industry: Other 29, REITS and Finance 14, Other Technology 8, Investing 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Virtus Real Estate Capital IV, LP (amended) | Other Real Estate | Austin | TX | $278,852,042 | $900,000,000 | 18 | Jan 2 | sec.gov |
| Capital Funding Bancorp, Inc. | Commercial Banking | Baltimore | MD | $125,000,000 | $125,000,000 | 1 | Jan 2 | sec.gov |
| Legendary A-1 Bonds, LLC (amended) | Other Real Estate | Fargo | ND | $115,494,210 | Indefinite | 767 | Jan 2 | sec.gov |
| PerformYard, Inc. | Other | Arlington | VA | $94,974,211 | $94,974,211 | 3 | Jan 2 | sec.gov |
| BlossomHill Therapeutics, Inc. | Pharmaceuticals | San Diego | CA | $88,649,917 | $99,999,997 | 44 | Jan 2 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $70,215,090 | $70,344,106 | 223 | Jan 2 | sec.gov |
| Moonwalk Biosciences, Inc. | Biotechnology | South San Francisco | CA | $49,574,983 | $56,824,978 | 24 | Jan 2 | sec.gov |
| Uncommon Brands LP | Restaurants | Dallas | TX | $45,350,000 | $60,000,000 | 22 | Jan 2 | sec.gov |
| Susser Banc Holdings Corp | Commercial Banking | Dallas | TX | $40,280,490 | $40,280,490 | 77 | Jan 2 | sec.gov |
| Casana Care, Inc. (amended) | Other | Rochester | NY | $39,999,969 | $39,999,969 | 10 | Jan 2 | sec.gov |
| Pickleball Club LLC (amended) | Other | Sarasota | FL | $31,838,686 | Indefinite | 204 | Jan 2 | sec.gov |
| TruStone Financial Credit Union | Other Banking and Financial Services | Plymouth | MN | $25,000,000 | $30,000,000 | 13 | Jan 2 | sec.gov |
| Ardent Vega Fund II, LP (amended) | Commercial | Atlanta | GA | $20,950,000 | $100,000,000 | 87 | Jan 2 | sec.gov |
| Systm Foods Inc. | Other | Newport Beach | CA | $16,500,001 | $17,500,000 | 7 | Jan 2 | sec.gov |
| I-O Urology Corp | Other | Knoxville | TN | $16,022,671 | $19,322,671 | 21 | Jan 2 | sec.gov |
| Schmid Industrial 12 LLC | Commercial | Montclair | NJ | $16,000,000 | $16,000,000 | 4 | Jan 2 | sec.gov |
| CF Warehouse LLC | Commercial | Coral Springs | FL | $11,000,000 | $11,000,000 | 53 | Jan 2 | sec.gov |
| TriVirum, Inc. (amended) | Other Technology | Sacramento | CA | $9,114,901 | $9,364,901 | 29 | Jan 2 | sec.gov |
| Rabbit Inc/DE | Other Technology | Santa Monica | CA | $7,335,117 | $20,000,000 | 20 | Jan 2 | sec.gov |
| Literati, Inc. | Retailing | Austin | TX | $7,296,455 | $12,962,628 | 17 | Jan 2 | sec.gov |
| Omnipulse Biosciences, Inc. | Biotechnology | Cambridge | MA | $6,999,999 | $12,500,000 | 2 | Jan 2 | sec.gov |
| Entera Bio Ltd. | Biotechnology | Jerusalem | $6,610,604 | $6,610,604 | 52 | Jan 2 | sec.gov | |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Red Bank | NJ | $3,193,900 | $3,193,900 | 79 | Jan 2 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Red Bank | NJ | $3,158,051 | $3,158,051 | 60 | Jan 2 | sec.gov |
| CNG 2023 VEHICLES III, LLC (amended) | Energy Conservation | Oklahoma City | OK | $3,100,000 | $3,100,000 | 35 | Jan 2 | sec.gov |
| Sugar Porch Residential, LLC | Residential | Palos Verdes Estates | CA | $3,000,000 | $3,000,000 | 7 | Jan 2 | sec.gov |
| Cuebox Inc. | Other Technology | Brooklyn | NY | $2,999,999 | $3,499,999 | 1 | Jan 2 | sec.gov |
| Vision Marine Technologies Inc. | Other | Boisbriand | $2,900,000 | $2,900,000 | 11 | Jan 2 | sec.gov | |
| Barnes Gromatzky Kosarek Architects, Inc. (amended) | Other | Austin | TX | $2,440,000 | $2,440,000 | 7 | Jan 2 | sec.gov |
| PROTIV INC. | Other Technology | New York | NY | $2,300,000 | $2,300,000 | 4 | Jan 2 | sec.gov |
| IMAGEN DENTAL PARTNERS, LLC | Other Health Care | Scottsdale | AZ | $2,256,000 | $3,340,000 | 8 | Jan 2 | sec.gov |
| AW OPP SB, LLC | Investing | Bryn Mawr | PA | $1,600,000 | $1,600,000 | 10 | Jan 2 | sec.gov |
| BXHCP ES IV, LLC | Other | Hillsdale | NY | $1,570,000 | Indefinite | 51 | Jan 2 | sec.gov |
| Circle Oak Acquisitions Fund I, LP (amended) | Investing | San Diego | NC | $1,400,000 | Indefinite | 4 | Jan 2 | sec.gov |
| Troy Lofts, LLC | Commercial | Las Vegas | NV | $1,250,000 | $1,250,000 | 9 | Jan 2 | sec.gov |
| GoviEx Uranium Inc. | Other | Vancouver | $1,025,796 | $2,385,796 | 1 | Jan 2 | sec.gov | |
| TireTutor, Inc. | Other Technology | Brookline | MA | $1,019,186 | $2,000,000 | 5 | Jan 2 | sec.gov |
| Nested Knowledge, Inc. | Other | St. Paul | MN | $1,000,000 | $1,500,000 | 1 | Jan 2 | sec.gov |
| Series 2-1, a series of StartEngine Private LLC | Other | Burbank | CA | $900,750 | $1,500,000 | 49 | Jan 2 | sec.gov |
| ZeroCarb Inc. | Other | Evansville | IN | $799,997 | $1,100,000 | 3 | Jan 2 | sec.gov |
| Amaira Aesthetic & Plastic Surgery Holdings Inc. | Other Health Care | Fort Lauderdale | FL | $650,000 | $3,000,000 | 6 | Jan 2 | sec.gov |
| Series 1-1, a series of StartEngine Private LLC | Other | Burbank | CA | $600,750 | $1,551,825 | 34 | Jan 2 | sec.gov |
| Mavi.io, Inc. | Other Technology | Miami | FL | $530,000 | Indefinite | 10 | Jan 2 | sec.gov |
| Impact Silver Corp. | Other | Vancouver | $524,441 | $524,441 | 16 | Jan 2 | sec.gov | |
| AG Realty Value XI (Global A) REIT LLC | REITS and Finance | New York | NY | $500,000 | $500,000 | 125 | Jan 2 | sec.gov |
| Roll Out the Barrel XIV LLC | Other | Louisville | KY | $417,000 | $1,300,000 | 4 | Jan 2 | sec.gov |
| RGP Income Fund, LP (amended) | Oil and Gas | Dallas | TX | $410,000 | $50,000,000 | 0 | Jan 2 | sec.gov |
| Atacama Copper Corp | Other | Vancouver | $375,069 | $375,069 | 1 | Jan 2 | sec.gov | |
| BION ENVIRONMENTAL TECHNOLOGIES INC | Environmental Services | Old Bethpage | NY | $300,000 | $300,000 | 1 | Jan 2 | sec.gov |
| Radius Networks, Inc. | Other Technology | Washington | DC | $280,000 | $5,000,000 | 5 | Jan 2 | sec.gov |
| Network VC Syndicate Fund LLC Series Aria | Investing | Wilmington | DE | $249,700 | $249,700 | 10 | Jan 2 | sec.gov |
| Hoboken Farms Foods LLC | Other | Clifton | NJ | $200,000 | $4,700,000 | 1 | Jan 2 | sec.gov |
| Silmar Real Estate Advisors Inc | Other Real Estate | North Miami Beach | FL | $200,000 | $1,000,000 | 4 | Jan 2 | sec.gov |
| Series 8-1, a series of StartEngine Private LLC | Other | Burbank | CA | $181,076 | $1,362,500 | 13 | Jan 2 | sec.gov |
| Denholtz 1603 Clovis Barker Investor LLC | Commercial | Red Bank | NJ | $125,000 | $15,000,000 | 4 | Jan 2 | sec.gov |
| CanAm MegaSav Building C Owner, LLC | REITS and Finance | San Antonio | TX | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| DWF VI 4747 Bethesda Member REIT, LLC | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| RREF III HONP SUBREIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| Bell Value-Add Subsidiary VIII, LLC | REITS and Finance | Greensboro | NC | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| DWF VI CF One Member REIT, LLC | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| PCCP Goshawk REIT, Inc. | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| Atlantic Oliver III REIT I LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| Raith Real Estate Fund III REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| HBC Real Estate Fund LLC | REITS and Finance | Greenwich | CT | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| OHI UK REIT LLC | REITS and Finance | Hunt Valley | MD | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| BSP Real Estate Opportunistic Debt Holdings II L.L.C. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| IFC Core Farmland REIT LLC | REITS and Finance | Raleigh | NC | $125,000 | $125,000 | 125 | Jan 2 | sec.gov |
| Medical Innovation Centers of America, Inc. | Other | Broken Arrow | OK | $125,000 | $125,000 | 6 | Jan 2 | sec.gov |
| Network VC Syndicate Fund LLC Series A2 | Investing | Wilmington | DE | $120,000 | $120,000 | 4 | Jan 2 | sec.gov |
| Notus Labs, Inc. | Other Technology | Avon Lake | OH | $105,000 | $2,000,000 | 3 | Jan 2 | sec.gov |
| LOUISIANA 7 WELL RE-ENTRY LP | Oil and Gas | Bowling Green | KY | $100,000 | $3,900,000 | 0 | Jan 2 | sec.gov |
| Rarebird, Inc. | Retailing | San Francisco | CA | $100,000 | $500,000 | 1 | Jan 2 | sec.gov |
| Locl, Inc. | Other | Portland | OR | $100,000 | $750,000 | 2 | Jan 2 | sec.gov |
| Cyclum Renewables, LLC | Other Energy | Cornelius | NC | $100,000 | $50,000,000 | 1 | Jan 2 | sec.gov |
| GH FAMILY PROPERTIES A LLC | Residential | Austin | TX | $94,000 | $1,000,000 | 1 | Jan 2 | sec.gov |
| VetaNova Inc. | Agriculture | Henderson | NV | $85,980 | $1,500,000 | 4 | Jan 2 | sec.gov |
| Network VC Syndicate Fund LLC Series A3 | Investing | Wilmington | DE | $85,950 | $85,950 | 5 | Jan 2 | sec.gov |
| Network VC Syndicate Fund LLC Series A6 | Investing | Wilmington | DE | $85,000 | $85,000 | 7 | Jan 2 | sec.gov |
| Network VC Syndicate Fund LLC Series A5 | Investing | Wilmington | DE | $71,500 | $71,500 | 5 | Jan 2 | sec.gov |
| JOY HOLDINGS LLC | Other | Raleigh | NC | $70,000 | $1,000,000 | 5 | Jan 2 | sec.gov |
| Palmer Square Real Estate Development I REIT I LLC | REITS and Finance | Mission Woods | KS | $62,500 | $62,500 | 125 | Jan 2 | sec.gov |
| Namibia Critical Metals Inc. | Other | Bedford | $33,750 | $33,750 | 2 | Jan 2 | sec.gov | |
| Interfield Global Software Inc. | Other | Vancouver | $27,494 | $27,494 | 1 | Jan 2 | sec.gov | |
| KLONDIKE SILVER CORP. | Other | Vancouver | $14,988 | $14,988 | 1 | Jan 2 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $12,500 | Indefinite | 2 | Jan 2 | sec.gov |
| TRIDENT PACK NMC LLC | Other Real Estate | San Diego | CA | $0 | $9,000,000 | 0 | Jan 2 | sec.gov |
| Cash Flow Assets Del Sol LLC | Commercial | Keller | TX | $0 | $6,500,000 | 0 | Jan 2 | sec.gov |
| EdgeCore Holdings LP | Commercial | Denver, Co | CO | $0 | Indefinite | 0 | Jan 2 | sec.gov |
| Playfulnftz LLC | Other | St. Petersburg | FL | $0 | Indefinite | 0 | Jan 2 | sec.gov |
| MADCAP MEDLEY Ltd LIABILITY Co | Other | New York | NY | $0 | $1,200,000 | 0 | Jan 2 | sec.gov |
| Evertree Management Aggregator, LP | Other | New York | NY | $0 | Indefinite | 0 | Jan 2 | sec.gov |
| Recess Topco Partnership LP | Other | New York | NY | $0 | Indefinite | 0 | Jan 2 | sec.gov |
| Recess Topco Partnership LP | Other | New York | NY | $0 | Indefinite | 0 | Jan 2 | sec.gov |
January 3, 2024 · December 29, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.