Data / Form D filings / Dec 29
Form D filings, December 29, 2023: 108 companies raised $13.53 billion
108 operating companies filed a Form D on December 29, 2023, reporting $13.53 billion sold. Largest: LION INDUSTRIAL TRUST ($12.59 billion), MAIN STREET RURAL, INC. ($189.9 million), Lyndra Therapeutics, Inc. ($122.7 million). The median filing is $1.6 million, and 129 pooled investment funds also filed that day.
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- 108Form D filings
- $13.53 billionreported sold
- $1.6 millionmedian amount sold
- CAmost filings (16)
Most filings by state: CA 16, NY 14, IL 11, TX 7, FL 5. By industry: Other Technology 27, REITS and Finance 15, Other 15, Commercial 13.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| LION INDUSTRIAL TRUST (amended) | Other Real Estate | New York | NY | $12,588,049,785 | Indefinite | 337 | Dec 29 | sec.gov |
| MAIN STREET RURAL, INC. | Other Health Care | Nashville | TN | $189,862,172 | $189,862,172 | 43 | Dec 29 | sec.gov |
| Lyndra Therapeutics, Inc. | Biotechnology | Watertown | MA | $122,749,667 | $206,055,340 | 16 | Dec 29 | sec.gov |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO (amended) | Insurance | Bloomington | IL | $66,939,682 | Indefinite | 2050 | Dec 29 | sec.gov |
| LOAN CO OF SAN DIEGO A CALIFORNIA LP (amended) | Other Real Estate | San Diego | CA | $51,914,635 | Indefinite | 205 | Dec 29 | sec.gov |
| ABL Space Systems Co | Other | El Segundo | CA | $40,647,657 | $100,000,000 | 32 | Dec 29 | sec.gov |
| Texas South Central 3 Pack 168, LLC | Commercial | Lehi | UT | $34,306,610 | $34,306,610 | 115 | Dec 29 | sec.gov |
| Harlow Venture, LLC | Residential | Tampa | FL | $33,025,000 | Indefinite | 30 | Dec 29 | sec.gov |
| CPG Beyond the Cloud, LLC (amended) | Other Technology | Ashburn | VA | $32,217,579 | $45,000,000 | 5 | Dec 29 | sec.gov |
| Bending Spoons S.p.A. | Other Technology | Milan (Mi) | $30,373,394 | Indefinite | 17 | Dec 29 | sec.gov | |
| JetZero, Inc. | Other Technology | Long Beach | CA | $26,425,102 | $41,146,584 | 18 | Dec 29 | sec.gov |
| PG Jackson TN DST (amended) | Other Real Estate | Atlanta | GA | $23,016,905 | $26,845,615 | 56 | Dec 29 | sec.gov |
| Copeland Management Holdings, LLC (amended) | Other | New York | NY | $22,953,688 | Indefinite | 41 | Dec 29 | sec.gov |
| Voyage Foods Inc. | Other Technology | Oakland | CA | $21,983,986 | $30,000,000 | 4 | Dec 29 | sec.gov |
| AKF, Inc. (amended) | Other Banking and Financial Services | New York | NY | $20,850,000 | Indefinite | 6 | Dec 29 | sec.gov |
| Embassy Row Grove, LLC | Commercial | Doraville | GA | $18,900,000 | $18,900,000 | 34 | Dec 29 | sec.gov |
| Gamefam, Inc. | Other Technology | Los Angeles | CA | $16,500,000 | $37,500,000 | 6 | Dec 29 | sec.gov |
| Tava Health, Inc. | Other Technology | Salt Lake City | UT | $15,999,997 | $19,999,998 | 4 | Dec 29 | sec.gov |
| Base Operations Inc. | Other Technology | Washington | DC | $14,099,982 | $14,099,988 | 17 | Dec 29 | sec.gov |
| CONTROLLED THERMAL RESOURCES HOLDINGS INC. (amended) | Other Energy | Imperial | CA | $13,098,634 | $20,000,000 | 32 | Dec 29 | sec.gov |
| Ampersand USA, Inc | Other Technology | Kigali | $12,189,993 | $14,200,000 | 10 | Dec 29 | sec.gov | |
| NORTHERN DYNASTY MINERALS LTD | Other | Vancouver | $10,096,000 | $10,096,000 | 3 | Dec 29 | sec.gov | |
| Tompkins Robotics, Inc. (amended) | Other | Raleigh | NC | $7,095,000 | $7,500,000 | 23 | Dec 29 | sec.gov |
| Learning Explorer, Inc. | Other | Santa Barbara | CA | $6,700,000 | $6,700,000 | 2 | Dec 29 | sec.gov |
| Jughandle 2023 Self Storage LLC | Commercial | Morristown | NJ | $6,000,000 | $7,500,000 | 14 | Dec 29 | sec.gov |
| BoxedUp, Inc. | Other Technology | Seattle | WA | $5,480,503 | $5,630,504 | 36 | Dec 29 | sec.gov |
| Scout Discoveries Corp. (amended) | Other | Coeur D'Alene | ID | $5,267,500 | $5,267,500 | 15 | Dec 29 | sec.gov |
| JLLX Diversified III, DST (amended) | Other Real Estate | Chicago | IL | $5,239,005 | $95,916,712 | 6 | Dec 29 | sec.gov |
| Vigilant Ops, Inc. | Other Technology | Pittsburgh | PA | $4,850,000 | $4,850,000 | 2 | Dec 29 | sec.gov |
| Proniras Corp | Other | Seattle | WA | $4,604,975 | $12,190,790 | 10 | Dec 29 | sec.gov |
| Real Established Inc. | Other | Wilmington | DE | $4,584,998 | $4,584,998 | 33 | Dec 29 | sec.gov |
| Togetherhood, Inc. | Other Technology | New York | NY | $4,500,000 | $5,000,000 | 1 | Dec 29 | sec.gov |
| Brick Dynamics Inc. | Other Technology | Miami | FL | $4,330,801 | $4,330,801 | 8 | Dec 29 | sec.gov |
| Sawyer's Landing Holding, LLC | Other Real Estate | Scottsdale | AZ | $4,085,509 | $4,085,509 | 1 | Dec 29 | sec.gov |
| Transphorm, Inc. | Other Technology | Goleta | CA | $4,063,234 | $4,063,234 | 5 | Dec 29 | sec.gov |
| Quilt Holdco, Inc. | Other Technology | New York | NY | $4,000,000 | $4,000,000 | 2 | Dec 29 | sec.gov |
| Zurex Pharma, Inc. | Pharmaceuticals | Middleton | WI | $3,779,232 | $4,000,000 | 14 | Dec 29 | sec.gov |
| IMBED BIOSCIENCES, INC | Biotechnology | Middleton | WI | $3,500,000 | $3,600,000 | 1 | Dec 29 | sec.gov |
| Natrion Inc. (amended) | Other Energy | Albany | NY | $3,451,641 | $3,451,641 | 39 | Dec 29 | sec.gov |
| Creator Networks, Inc. | Other Technology | Wilmette | IL | $3,000,000 | $4,000,000 | 8 | Dec 29 | sec.gov |
| InSitu Biologics, Inc | Biotechnology | Oakdale | MN | $3,000,000 | $3,000,000 | 1 | Dec 29 | sec.gov |
| Hayden Data Corp (amended) | Other Technology | Grand Junction | CO | $2,718,923 | $3,113,959 | 15 | Dec 29 | sec.gov |
| HeroWear Holdings, LLC (amended) | Retailing | Nashville | TN | $2,500,000 | $2,500,000 | 31 | Dec 29 | sec.gov |
| Orrick Financial Corp | Other Banking and Financial Services | Orrick | MO | $2,498,804 | $5,998,984 | 2 | Dec 29 | sec.gov |
| M7 HRP Investment, LLC | Other Real Estate | Akron | OH | $2,125,000 | $2,125,000 | 30 | Dec 29 | sec.gov |
| Fitz Roy MC1, LLC (amended) | Investing | Lincoln | NE | $2,000,000 | $2,000,000 | 9 | Dec 29 | sec.gov |
| CoVenture Holding Company, LLC | Other Banking and Financial Services | New York | NY | $2,000,000 | $2,000,000 | 1 | Dec 29 | sec.gov |
| Upstreet Corp | Other Technology | San Rafael | CA | $1,999,998 | $2,500,000 | 1 | Dec 29 | sec.gov |
| VMD WB INDUSTRIAL LLC | Commercial | North Andover | MA | $1,623,300 | $1,623,300 | 7 | Dec 29 | sec.gov |
| Braces On Demand, Inc. | Other Technology | Hicksville | NY | $1,500,000 | $1,500,000 | 1 | Dec 29 | sec.gov |
| XN Capital Partners LLC | Insurance | New York | NY | $1,500,000 | $1,500,000 | 1 | Dec 29 | sec.gov |
| Eosera, Inc. | Biotechnology | Fort Worth | TX | $1,318,772 | $5,000,000 | 20 | Dec 29 | sec.gov |
| Asynt Solutions, L.L.C (amended) | Other | Columbus | OH | $1,250,000 | $1,300,000 | 16 | Dec 29 | sec.gov |
| Guardian Medical USA, Inc. (amended) | Other Health Care | Swanton | OH | $1,245,411 | $1,349,999 | 27 | Dec 29 | sec.gov |
| Guardian Medical USA, Inc. | Other Health Care | Swanton | OH | $1,245,411 | $1,349,999 | 27 | Dec 29 | sec.gov |
| Criterion Richmond, LLC | Commercial | Owasso | OK | $1,220,000 | $1,220,000 | 23 | Dec 29 | sec.gov |
| ENCF MK MSP 04 LLC | Residential | St. Paul | MN | $1,200,000 | $1,750,000 | 17 | Dec 29 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,153,500 | $3,500,000 | 12 | Dec 29 | sec.gov |
| Dapt Tech, Inc. | Business Services | Crofton | MD | $1,025,000 | $1,775,000 | 3 | Dec 29 | sec.gov |
| Predictive Fitness, Inc. | Other Technology | Southlake | TX | $825,000 | $5,000,000 | 8 | Dec 29 | sec.gov |
| Training Mate International, LLC | Other | Los Angeles | CA | $800,000 | $1,450,000 | 3 | Dec 29 | sec.gov |
| Global Geophysical Services, Inc./TX | Business Services | Bellaire | TX | $772,000 | $12,000,000 | 0 | Dec 29 | sec.gov |
| Redspur, Inc. | Other Technology | Spring Hill | TN | $625,000 | $999,999 | 4 | Dec 29 | sec.gov |
| FlyUSA, Inc. | Other Travel | Clearwater | FL | $600,000 | $2,000,000 | 4 | Dec 29 | sec.gov |
| Republic Midtown, LLC (amended) | Restaurants | Charleston | SC | $525,000 | $2,250,000 | 4 | Dec 29 | sec.gov |
| Ordaos, Inc. | Biotechnology | New York | NY | $500,000 | $500,000 | 2 | Dec 29 | sec.gov |
| Anabaptist Savings & Loans International (amended) | Business Services | Grandview | TX | $477,208 | $50,000,000 | 7 | Dec 29 | sec.gov |
| Renew Capital LLC | Investing | Denver | CO | $471,233 | $1,000,000 | 13 | Dec 29 | sec.gov |
| G2Mint, Inc. | Other Technology | Stow | MA | $400,000 | $3,473,400 | 2 | Dec 29 | sec.gov |
| ItsWare Inc. | Other Technology | Palo Alto | CA | $392,500 | $550,000 | 16 | Dec 29 | sec.gov |
| HARVEST INVEST-069, LLC | Investing | Fort Worth | TX | $325,000 | $700,000 | 26 | Dec 29 | sec.gov |
| Millstone Ventures LLC | Commercial | Indianapolis | IN | $250,000 | $850,000 | 1 | Dec 29 | sec.gov |
| WI Town East LLC | Residential | Los Angeles | CA | $175,000 | $225,000 | 3 | Dec 29 | sec.gov |
| HARVEST INVEST-068, LLC | Investing | Fort Worth | TX | $160,000 | $1,300,000 | 13 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit SMTN REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit SENE REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit PAAR REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit MOMI REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit Holdings REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit ELIN REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl Real Estate Fund VI REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit CAOH REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| QR US CMBS REIT LLC | REITS and Finance | Vancouver | $125,000 | $125,000 | 125 | Dec 29 | sec.gov | |
| ER-S REIT III LLC | REITS and Finance | Plainview | NY | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| SROA Capital Fund IX REIT, LLC | REITS and Finance | West Palm Beach | FL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| GTIS Highway 121 REIT Inc. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Merit Hill SS V REIT A LLC | REITS and Finance | Brooklyn | NY | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| BGO Industrial Real Estate Income Trust, Inc. | REITS and Finance | New York | NY | $124,000 | $125,000 | 124 | Dec 29 | sec.gov |
| Millstone Ventures LLC | Commercial | Indianapolis | IN | $100,000 | $650,000 | 1 | Dec 29 | sec.gov |
| DayOne Solutions, Inc | Other Technology | Las Vegas | $75,000 | $5,000,000 | 2 | Dec 29 | sec.gov | |
| TVR 2 LLC (amended) | Commercial | Beaverton | OR | $75,000 | $150,000,000 | 2 | Dec 29 | sec.gov |
| Nighthawk Gold Corp. | Other | Toronto | $69,480 | $116,482 | 1 | Dec 29 | sec.gov | |
| BLUE SKY URANIUM CORP. (amended) | Other | Vancouver | $68,277 | $2,734,895 | 4 | Dec 29 | sec.gov | |
| HyperSciences, Inc. | Other Technology | Spokane | WA | $40,000 | $5,000,000 | 2 | Dec 29 | sec.gov |
| HORIZON FUEL CELL TECHNOLOGIES PTE LTD | Other Technology | Singapore | $34,049 | $34,049 | 30 | Dec 29 | sec.gov | |
| Ascendant Resources Inc. | Other | Toronto | $19,533 | $19,533 | 1 | Dec 29 | sec.gov | |
| Jacobus hubert hermogenes (amended) | Other | Nuuk | $15,000 | Indefinite | 20 | Dec 29 | sec.gov | |
| Sumenzuo Inc | Other | Boulder | CO | $1,500 | $1,500 | 1 | Dec 29 | sec.gov |
| Joy Capital Fund 2 LLC | REITS and Finance | Corozal | PR | $0 | Indefinite | 0 | Dec 29 | sec.gov |
| Westminster Carbon Holdings, LLC | Commercial | Miami | FL | $0 | $2,250,000 | 0 | Dec 29 | sec.gov |
| BI PINNACLE GLOBAL Ltd | Insurance | London | $0 | Indefinite | 0 | Dec 29 | sec.gov | |
| Eydle Inc. | Other Technology | Pasadena | CA | $0 | $3,000,000 | 0 | Dec 29 | sec.gov |
| CMB INFRASTRUCTURE INVESTMENT GROUP 90, LP | Commercial | Dallas | TX | $0 | $68,730,000 | 0 | Dec 29 | sec.gov |
| RE Gain Investment Fund LLC | Commercial | Richmond | VA | $0 | $50,000,000 | 0 | Dec 29 | sec.gov |
| Cast Investors, LLC | Commercial | San Diego | CA | $0 | $2,300,000 | 0 | Dec 29 | sec.gov |
| Shopoff Palm Springs Industrial Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $16,200,000 | 0 | Dec 29 | sec.gov |
| 3131 Elysian, LLC | Commercial | San Diego | CA | $0 | $2,300,000 | 0 | Dec 29 | sec.gov |
| ROM Technologies, Inc. | Other Health Care | Brookfield | CT | $0 | $10,000,000 | 0 | Dec 29 | sec.gov |
January 2, 2024 · December 28, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.