Data / Form D filings / Dec 28
Form D filings, December 28, 2023: 97 companies raised $1.59 billion
97 operating companies filed a Form D on December 28, 2023, reporting $1.59 billion sold. Largest: NHIT: SRI Core Plus Fixed Income Trust ($421.5 million), Hinge Health, Inc. ($400 million), VALE Global Holdings LLC ($215.2 million). The median filing is $3 million, and 128 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 97Form D filings
- $1.59 billionreported sold
- $3 millionmedian amount sold
- CAmost filings (18)
Most filings by state: CA 18, TX 10, FL 7, NY 7, VA 5. By industry: Other 17, Other Technology 16, Residential 10, Other Health Care 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: SRI Core Plus Fixed Income Trust (amended) | Investing | Boston | MA | $421,519,350 | Indefinite | 13 | Dec 28 | sec.gov |
| Hinge Health, Inc. | Other Technology | San Francisco | CA | $399,999,875 | $399,999,875 | 2 | Dec 28 | sec.gov |
| VALE Global Holdings LLC (amended) | Investing | Chicago | IL | $215,219,048 | Indefinite | 10 | Dec 28 | sec.gov |
| GMF Group Fund II, LLC (amended) | Commercial | Orlando | FL | $95,642,593 | $100,000,000 | 157 | Dec 28 | sec.gov |
| Pure Parent, LLC (amended) | Other | New York | NY | $67,177,777 | Indefinite | 44 | Dec 28 | sec.gov |
| Sudo Biosciences, Inc. | Other Technology | Carmel | IN | $53,346,588 | $141,013,255 | 12 | Dec 28 | sec.gov |
| GrayBul River RIdge 2023 LP | Residential | Greenville | SC | $25,476,552 | $25,476,552 | 63 | Dec 28 | sec.gov |
| Synmax, Inc. | Other Technology | Houston | TX | $19,514,993 | $20,000,000 | 12 | Dec 28 | sec.gov |
| Rise Town East Partners, LLC | Residential | Scottsdale | AZ | $19,163,021 | $19,163,021 | 98 | Dec 28 | sec.gov |
| Moody Village Towers DST (amended) | Commercial | Houston | TX | $16,436,796 | $136,250,000 | 55 | Dec 28 | sec.gov |
| Waspring Holdings, LLC | Other Real Estate | Austin | TX | $14,725,000 | $14,725,000 | 35 | Dec 28 | sec.gov |
| Gaingels Holdings LP (amended) | Other | Dover | DE | $14,506,600 | $16,453,000 | 79 | Dec 28 | sec.gov |
| IN8BIO, INC. | Biotechnology | New York | NY | $14,425,013 | $14,425,013 | 20 | Dec 28 | sec.gov |
| Shoora Funds III LLC | Commercial | Atlanta | GA | $11,200,000 | $80,000,000 | 14 | Dec 28 | sec.gov |
| BCC BRAVO, LLC (amended) | Other | Houston | TX | $10,900,000 | Indefinite | 21 | Dec 28 | sec.gov |
| Merchants Capital Tax Credit Equity Fund 13, L.P. | Other Real Estate | Carmel | IN | $10,600,000 | $10,600,000 | 1 | Dec 28 | sec.gov |
| Griffin Highline Capital LLC | Insurance | Dallas | TX | $10,600,000 | $25,000,000 | 4 | Dec 28 | sec.gov |
| First Guaranty Bancshares, Inc. | Commercial Banking | Hammond | LA | $10,000,000 | $10,000,000 | 8 | Dec 28 | sec.gov |
| Ison Fork Coal Opportunity Fund, L.P. | Other Real Estate | Destin | FL | $9,403,300 | $9,613,000 | 77 | Dec 28 | sec.gov |
| SuperAnnotate AI, Inc. | Other Technology | San Mateo | CA | $6,999,998 | $10,000,000 | 1 | Dec 28 | sec.gov |
| Numeracle, Inc. (amended) | Telecommunications | Mclean | VA | $6,800,000 | $6,800,000 | 6 | Dec 28 | sec.gov |
| Stingray Therapeutics, Inc. (amended) | Biotechnology | Dallas | TX | $6,612,080 | $6,668,926 | 52 | Dec 28 | sec.gov |
| Theia Insights Inc | Other Technology | Bethesda | MD | $6,500,000 | $6,500,000 | 9 | Dec 28 | sec.gov |
| ALL PRO GOODNIGHT RANCH LLLP | Commercial | Colorado Springs | CO | $6,350,000 | $6,350,000 | 83 | Dec 28 | sec.gov |
| ASCELLA BIOSYSTEMS, INC. | Other Health Care | San Francisco | CA | $6,331,965 | $6,331,965 | 11 | Dec 28 | sec.gov |
| Numeracle, Inc. | Telecommunications | Mclean | VA | $6,000,000 | $6,000,000 | 6 | Dec 28 | sec.gov |
| AdvanCell Isotopes Pty Ltd | Biotechnology | Sydney Nsw | $5,000,000 | $10,000,000 | 1 | Dec 28 | sec.gov | |
| Arista Town East, LLC | Residential | Las Vegas | NV | $5,000,000 | $5,000,000 | 21 | Dec 28 | sec.gov |
| Slated, Inc. | Other | Los Angeles | CA | $4,903,548 | $6,103,548 | 10 | Dec 28 | sec.gov |
| Hyperion Companies, Inc. | Other Energy | Orange | CA | $4,761,877 | $6,052,561 | 27 | Dec 28 | sec.gov |
| GPMS International, Inc. | Other Technology | Waterbury | VT | $4,579,606 | $8,771,606 | 9 | Dec 28 | sec.gov |
| BD BF CONSANO LLC | Investing | Greenwich | CT | $4,573,000 | $5,000,000 | 28 | Dec 28 | sec.gov |
| Pretred, Inc. | Manufacturing | Aurora | CO | $4,000,000 | $5,000,000 | 3 | Dec 28 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $3,750,000 | $3,750,000 | 40 | Dec 28 | sec.gov |
| COWBOY CLEAN FUELS, LLC | Other Energy | Greenwood Village | CO | $3,700,000 | $3,700,000 | 1 | Dec 28 | sec.gov |
| Bridge Mill Investor Sr Loan LLC | Residential | Wilmington | DE | $3,680,000 | $3,680,000 | 9 | Dec 28 | sec.gov |
| GenLogs Corp (amended) | Other Technology | Arlington | VA | $3,500,000 | $3,500,000 | 16 | Dec 28 | sec.gov |
| GenLogs Corp | Other Technology | Arlington | VA | $3,500,000 | $3,500,000 | 16 | Dec 28 | sec.gov |
| BD Ventures VAC I LLC | Investing | Greenwich | CT | $3,252,232 | $4,000,000 | 33 | Dec 28 | sec.gov |
| Physician 360, Inc. | Other Health Care | Atlanta | GA | $3,107,159 | $3,147,155 | 36 | Dec 28 | sec.gov |
| Casters Holdings Inc | Other Technology | Chicago | IL | $3,100,401 | $6,000,000 | 47 | Dec 28 | sec.gov |
| Surgimatix, Inc. (amended) | Other Health Care | Elk Grove Village | IL | $3,031,168 | $6,083,750 | 45 | Dec 28 | sec.gov |
| Kaizen Clean Energy, Inc. | Other Energy | Tomball | TX | $3,000,000 | $3,000,000 | 17 | Dec 28 | sec.gov |
| Amydis, Inc. | Biotechnology | Los Angeles | CA | $3,000,000 | $6,000,000 | 1 | Dec 28 | sec.gov |
| Pan American Energy Corp. (Canada) | Other Energy | Calgary | $2,970,350 | $2,970,350 | 1 | Dec 28 | sec.gov | |
| Imagen Browning Support Services, LLC | Other Health Care | Scottsdale | AZ | $2,773,540 | $2,773,540 | 1 | Dec 28 | sec.gov |
| 1176 Investors LLC | Other Real Estate | Salt Lake City | UT | $2,750,000 | $2,750,000 | 10 | Dec 28 | sec.gov |
| Alba Residences EB5 LLLP (amended) | Commercial | Miami | FL | $2,400,000 | $32,000,000 | 3 | Dec 28 | sec.gov |
| Alinia AI, Inc. (amended) | Other Technology | Dover | DE | $2,280,000 | $2,800,000 | 9 | Dec 28 | sec.gov |
| Aviv Pharma Inc. | Pharmaceuticals | Reno | NV | $2,252,517 | $4,000,000 | 12 | Dec 28 | sec.gov |
| Master Clinicians, LLC | Other | New York | NY | $1,726,000 | $2,500,000 | 19 | Dec 28 | sec.gov |
| Omnisight, Inc. | Other Technology | Daniel Island | SC | $1,500,000 | $5,000,000 | 2 | Dec 28 | sec.gov |
| Sunflower Labs Inc. | Other Technology | San Carlos | CA | $1,500,000 | $2,000,000 | 1 | Dec 28 | sec.gov |
| Brij Inc. | Other Technology | New York | NY | $1,350,500 | $1,500,000 | 40 | Dec 28 | sec.gov |
| Guardian Medical USA, LLC | Other Health Care | Swanton | OH | $1,245,411 | $1,349,999 | 27 | Dec 28 | sec.gov |
| Evermore Holdings Group, Inc. | Business Services | Oceanside | CA | $1,150,000 | $2,000,000 | 19 | Dec 28 | sec.gov |
| NEEYAH FUND I LLC | Investing | Irvine | CA | $957,000 | $2,500,000 | 8 | Dec 28 | sec.gov |
| PaySoko Systems, Inc. (amended) | Computers | Las Vegas | NV | $820,000 | $970,000 | 5 | Dec 28 | sec.gov |
| Potenza Town East LLC | Residential | Arcadia | CA | $670,000 | $670,000 | 17 | Dec 28 | sec.gov |
| Vision Quest ADU Fund LLC | Commercial | San Diego | CA | $600,000 | $30,000,000 | 2 | Dec 28 | sec.gov |
| Corfu Town East LLC | Residential | San Diego | CA | $570,000 | $1,000,000 | 17 | Dec 28 | sec.gov |
| V1 Town East Fund LLC | Residential | Maitland | FL | $543,000 | $543,000 | 9 | Dec 28 | sec.gov |
| STANDARD MEASURE LLC | Other | Delray Beach | FL | $500,000 | $500,000 | 2 | Dec 28 | sec.gov |
| Tule Rise Town East LLC | Residential | Round Rock | TX | $405,000 | $500,000 | 7 | Dec 28 | sec.gov |
| Kansas City Residential Investment Fund I, LLC | Residential | Kansas City | MO | $400,000 | $400,000 | 4 | Dec 28 | sec.gov |
| ARC Medical Inc. (amended) | Biotechnology | Richmond | $400,000 | $400,000 | 2 | Dec 28 | sec.gov | |
| Ordaos, Inc. | Biotechnology | New York | NY | $332,000 | $1,750,000 | 4 | Dec 28 | sec.gov |
| OVC Fund 3 LLC | Residential | Lake Oswego | OR | $300,000 | $500,000 | 3 | Dec 28 | sec.gov |
| Blacktree Lending Co LLC | Other Real Estate | Baltimore | MD | $259,000 | $1,000,000 | 4 | Dec 28 | sec.gov |
| SenSanna Inc | Other | Hanover | MD | $200,023 | $500,000 | 7 | Dec 28 | sec.gov |
| Class Over Inc. / DE | Other Technology | New York | NY | $200,000 | $2,000,000 | 1 | Dec 28 | sec.gov |
| Homegrown Growth LLC - Series Switchyards 2 | Other | Decatur | GA | $175,000 | $300,000 | 4 | Dec 28 | sec.gov |
| North Oak Investment REIT, LLC | REITS and Finance | Kansas City | MO | $125,000 | $125,000 | 125 | Dec 28 | sec.gov |
| AREG US Fund X REIT Pooling 5 LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Dec 28 | sec.gov |
| CRP LDF REIT VIII, LLC | REITS and Finance | Newport Beach | CA | $120,000 | $125,000 | 120 | Dec 28 | sec.gov |
| CRP VAF4 REIT I, LLC | REITS and Finance | Newport Beach | CA | $120,000 | $125,000 | 120 | Dec 28 | sec.gov |
| ProtoKinetix, Inc. | Other | Dalton | OH | $110,000 | $200,000 | 1 | Dec 28 | sec.gov |
| Dockshare, Inc. | Other Technology | Towson | MD | $100,000 | $100,000 | 1 | Dec 28 | sec.gov |
| USEIG, LLC Ranger Royalty | Oil and Gas | Austin | TX | $90,000 | Indefinite | 3 | Dec 28 | sec.gov |
| Shes Independent Syndicate 10 LLC | Investing | Boulder | CO | $70,000 | $70,000 | 13 | Dec 28 | sec.gov |
| EnviroMetal Technologies Inc. | Other | Burnaby | $64,774 | $259,096 | 1 | Dec 28 | sec.gov | |
| Cahoon Capital REIT II, LLC | REITS and Finance | Wellesley Hills | MA | $62,500 | $62,500 | 125 | Dec 28 | sec.gov |
| Loan Mountain Investments Sub-REIT LLC | REITS and Finance | Charlotte | NC | $62,500 | $62,500 | 125 | Dec 28 | sec.gov |
| FC Partners US II, LLC | Other | Charlotte | NC | $50,000 | Indefinite | 1 | Dec 28 | sec.gov |
| Carolina Lithotripsy, A Ltd Partnership | Other Health Care | Austin | TX | $46,287 | $46,287 | 2 | Dec 28 | sec.gov |
| Gaingels NopSec 2023 LLC | Other | Burlington | VT | $41,998 | $41,998 | 14 | Dec 28 | sec.gov |
| BioCytics, Inc. | Other Health Care | Huntersville | NC | $25,000 | $4,000,000 | 1 | Dec 28 | sec.gov |
| Coastal Home Title, LLC | Other | Boca Raton | FL | $15,200 | $400,000 | 3 | Dec 28 | sec.gov |
| Ganges Laurel LLC | Other | Glen Allen | VA | $0 | $3,100,000 | 0 | Dec 28 | sec.gov |
| Sow Modular, Inc | Manufacturing | Chicago | IL | $0 | $25,000,000 | 0 | Dec 28 | sec.gov |
| FFO Growth Fund LLC | Other | Palmdale | CA | $0 | $25,000,000 | 0 | Dec 28 | sec.gov |
| Community Growth Investments, LLC | Other | Oakdale | CA | $0 | $549,999 | 0 | Dec 28 | sec.gov |
| Health Alert, Inc. (amended) | Other Technology | Angwin | CA | $0 | $1,000,000 | 0 | Dec 28 | sec.gov |
| South 40 Snacks, Inc. | Retailing | Seattle | WA | $0 | $1,500,000 | 0 | Dec 28 | sec.gov |
| TRUE INSURTECH SOLUTIONS LLC | Other | Henderson | NV | $0 | $1,000,000 | 0 | Dec 28 | sec.gov |
| Jacksonville Rehab, LP | Other Real Estate | Providence | RI | $0 | $8,700,000 | 0 | Dec 28 | sec.gov |
| OIC Credit III Solar Co-Invest, L.P. | Other Energy | New York | NY | $0 | Indefinite | 0 | Dec 28 | sec.gov |
December 29, 2023 · December 27, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.