Data / Form D filings / Week of Dec 25
Form D filings, week of December 25, 2023: 344 companies raised $16.18 billion
344 operating companies filed a Form D in the week of December 25, 2023, reporting $16.18 billion sold. Largest: LION INDUSTRIAL TRUST ($12.59 billion), NHIT: SRI Core Plus Fixed Income Trust ($421.5 million), Hinge Health, Inc. ($400 million). The median filing is $2.3 million, and 445 pooled investment funds also filed that week.
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- 344Form D filings
- $16.18 billionreported sold
- $2.3 millionmedian amount sold
- CAmost filings (57)
Most filings by state: CA 57, NY 30, TX 29, FL 20, IL 18. By industry: Other Technology 67, Other 59, Commercial 31, REITS and Finance 28.
By day: Dec 26 (65), Dec 27 (74), Dec 28 (97), Dec 29 (108).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| LION INDUSTRIAL TRUST (amended) | Other Real Estate | New York | NY | $12,588,049,785 | Indefinite | 337 | Dec 29 | sec.gov |
| NHIT: SRI Core Plus Fixed Income Trust (amended) | Investing | Boston | MA | $421,519,350 | Indefinite | 13 | Dec 28 | sec.gov |
| Hinge Health, Inc. | Other Technology | San Francisco | CA | $399,999,875 | $399,999,875 | 2 | Dec 28 | sec.gov |
| VALE Global Holdings LLC (amended) | Investing | Chicago | IL | $215,219,048 | Indefinite | 10 | Dec 28 | sec.gov |
| MAIN STREET RURAL, INC. | Other Health Care | Nashville | TN | $189,862,172 | $189,862,172 | 43 | Dec 29 | sec.gov |
| Spyre Therapeutics, Inc. | Biotechnology | Waltham | MA | $180,000,000 | $180,000,000 | 30 | Dec 27 | sec.gov |
| Lyndra Therapeutics, Inc. | Biotechnology | Watertown | MA | $122,749,667 | $206,055,340 | 16 | Dec 29 | sec.gov |
| GMF Group Fund II, LLC (amended) | Commercial | Orlando | FL | $95,642,593 | $100,000,000 | 157 | Dec 28 | sec.gov |
| Pure Parent, LLC (amended) | Other | New York | NY | $67,177,777 | Indefinite | 44 | Dec 28 | sec.gov |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO (amended) | Insurance | Bloomington | IL | $66,939,682 | Indefinite | 2050 | Dec 29 | sec.gov |
| Pinnacle Partners Opportunity Zone Fund VIII, LP (amended) | Other Banking and Financial Services | Seattle | WA | $65,982,773 | $200,000,000 | 94 | Dec 26 | sec.gov |
| Grove LF LLC | Residential | Dallas | TX | $61,000,000 | $61,000,000 | 37 | Dec 26 | sec.gov |
| EdenRoc Sciences LLC | Biotechnology | Worcester | MA | $55,525,000 | Indefinite | 41 | Dec 26 | sec.gov |
| Sudo Biosciences, Inc. | Other Technology | Carmel | IN | $53,346,588 | $141,013,255 | 12 | Dec 28 | sec.gov |
| LOAN CO OF SAN DIEGO A CALIFORNIA LP (amended) | Other Real Estate | San Diego | CA | $51,914,635 | Indefinite | 205 | Dec 29 | sec.gov |
| FCP Housing Preservation Holdings, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $50,000,000 | Indefinite | 3 | Dec 27 | sec.gov |
| ABL Space Systems Co | Other | El Segundo | CA | $40,647,657 | $100,000,000 | 32 | Dec 29 | sec.gov |
| Palladius Real Estate Fund 2022, LP (amended) | Commercial | Austin | TX | $39,830,719 | $150,000,000 | 419 | Dec 26 | sec.gov |
| TCG Storage Fund 2023, LLC (amended) | Commercial | San Francisco | CA | $38,840,000 | $150,000,000 | 60 | Dec 26 | sec.gov |
| Equilibrium Energy, Inc. | Other Technology | Boston | MA | $38,699,995 | $39,999,998 | 5 | Dec 26 | sec.gov |
| Biolinq Inc | Biotechnology | San Diego | CA | $35,114,615 | $50,000,000 | 25 | Dec 26 | sec.gov |
| Texas South Central 3 Pack 168, LLC | Commercial | Lehi | UT | $34,306,610 | $34,306,610 | 115 | Dec 29 | sec.gov |
| Harlow Venture, LLC | Residential | Tampa | FL | $33,025,000 | Indefinite | 30 | Dec 29 | sec.gov |
| CPG Beyond the Cloud, LLC (amended) | Other Technology | Ashburn | VA | $32,217,579 | $45,000,000 | 5 | Dec 29 | sec.gov |
| Bending Spoons S.p.A. | Other Technology | Milan (Mi) | $30,373,394 | Indefinite | 17 | Dec 29 | sec.gov | |
| AccessParks Holdings, LLC | Telecommunications | Boston | MA | $29,199,114 | $29,199,114 | 22 | Dec 26 | sec.gov |
| JetZero, Inc. | Other Technology | Long Beach | CA | $26,425,102 | $41,146,584 | 18 | Dec 29 | sec.gov |
| GrayBul River RIdge 2023 LP | Residential | Greenville | SC | $25,476,552 | $25,476,552 | 63 | Dec 28 | sec.gov |
| NexPoint Small Bay I DST (amended) | Other Real Estate | Dallas | TX | $25,348,315 | $59,505,817 | 76 | Dec 27 | sec.gov |
| Augean Robotics, Inc. | Other Technology | Philadelphia | PA | $23,999,997 | $23,999,997 | 8 | Dec 27 | sec.gov |
| PG Jackson TN DST (amended) | Other Real Estate | Atlanta | GA | $23,016,905 | $26,845,615 | 56 | Dec 29 | sec.gov |
| Copeland Management Holdings, LLC (amended) | Other | New York | NY | $22,953,688 | Indefinite | 41 | Dec 29 | sec.gov |
| Voyage Foods Inc. | Other Technology | Oakland | CA | $21,983,986 | $30,000,000 | 4 | Dec 29 | sec.gov |
| AKF, Inc. (amended) | Other Banking and Financial Services | New York | NY | $20,850,000 | Indefinite | 6 | Dec 29 | sec.gov |
| FBRG Hospitality Developers LP | Other | Houston | TX | $20,800,000 | $65,600,000 | 5 | Dec 27 | sec.gov |
| Synmax, Inc. | Other Technology | Houston | TX | $19,514,993 | $20,000,000 | 12 | Dec 28 | sec.gov |
| PLS INC. (amended) | Other Technology | Charlottesville | VA | $19,304,517 | $24,880,644 | 31 | Dec 27 | sec.gov |
| Rise Town East Partners, LLC | Residential | Scottsdale | AZ | $19,163,021 | $19,163,021 | 98 | Dec 28 | sec.gov |
| Embassy Row Grove, LLC | Commercial | Doraville | GA | $18,900,000 | $18,900,000 | 34 | Dec 29 | sec.gov |
| Salt Labs, Inc. | Other Technology | New York | NY | $17,999,994 | $17,999,994 | 9 | Dec 27 | sec.gov |
| Marco Capital, Inc. | Investing | Miami | FL | $17,544,647 | $24,958,655 | 20 | Dec 27 | sec.gov |
| Gamefam, Inc. | Other Technology | Los Angeles | CA | $16,500,000 | $37,500,000 | 6 | Dec 29 | sec.gov |
| Moody Village Towers DST (amended) | Commercial | Houston | TX | $16,436,796 | $136,250,000 | 55 | Dec 28 | sec.gov |
| Tava Health, Inc. | Other Technology | Salt Lake City | UT | $15,999,997 | $19,999,998 | 4 | Dec 29 | sec.gov |
| Milhaus QOZ Fund VIII, LLC | Other Real Estate | Indianapolis | IN | $15,675,000 | $35,000,000 | 23 | Dec 27 | sec.gov |
| Abata Therapeutics, Inc. | Biotechnology | Watertown | MA | $15,332,894 | Indefinite | 8 | Dec 27 | sec.gov |
| BCB BANCORP INC | Commercial Banking | Bayonne | NJ | $15,270,000 | $40,000,000 | 77 | Dec 27 | sec.gov |
| SBJ Apartments LLC | Residential | Richmond | TX | $15,000,000 | $15,000,000 | 92 | Dec 27 | sec.gov |
| Waspring Holdings, LLC | Other Real Estate | Austin | TX | $14,725,000 | $14,725,000 | 35 | Dec 28 | sec.gov |
| Gaingels Holdings LP (amended) | Other | Dover | DE | $14,506,600 | $16,453,000 | 79 | Dec 28 | sec.gov |
| IN8BIO, INC. | Biotechnology | New York | NY | $14,425,013 | $14,425,013 | 20 | Dec 28 | sec.gov |
| Base Operations Inc. | Other Technology | Washington | DC | $14,099,982 | $14,099,988 | 17 | Dec 29 | sec.gov |
| CONTROLLED THERMAL RESOURCES HOLDINGS INC. (amended) | Other Energy | Imperial | CA | $13,098,634 | $20,000,000 | 32 | Dec 29 | sec.gov |
| CX Residences at Congressional Village, DST (amended) | Other Real Estate | Tampa | FL | $12,763,533 | $81,157,487 | 47 | Dec 26 | sec.gov |
| OneLook Inc. | Other Technology | Mountain View | CA | $12,399,988 | $20,000,000 | 6 | Dec 26 | sec.gov |
| Ampersand USA, Inc | Other Technology | Kigali | $12,189,993 | $14,200,000 | 10 | Dec 29 | sec.gov | |
| Zero6 Clean Energy Assets, Inc. (amended) | Other Energy | Chanhassen | MN | $11,500,000 | $11,500,000 | 13 | Dec 26 | sec.gov |
| Shoora Funds III LLC | Commercial | Atlanta | GA | $11,200,000 | $80,000,000 | 14 | Dec 28 | sec.gov |
| BCC BRAVO, LLC (amended) | Other | Houston | TX | $10,900,000 | Indefinite | 21 | Dec 28 | sec.gov |
| Samsonite International S.A. (amended) | Retailing | Luxembourg City | $10,784,313 | $10,784,313 | 36 | Dec 26 | sec.gov | |
| Merchants Capital Tax Credit Equity Fund 13, L.P. | Other Real Estate | Carmel | IN | $10,600,000 | $10,600,000 | 1 | Dec 28 | sec.gov |
| Griffin Highline Capital LLC | Insurance | Dallas | TX | $10,600,000 | $25,000,000 | 4 | Dec 28 | sec.gov |
| NORTHERN DYNASTY MINERALS LTD | Other | Vancouver | $10,096,000 | $10,096,000 | 3 | Dec 29 | sec.gov | |
| PIC Car Wash 7, LLC | Commercial | Irmo | SC | $10,059,911 | $14,250,000 | 93 | Dec 27 | sec.gov |
| First Guaranty Bancshares, Inc. | Commercial Banking | Hammond | LA | $10,000,000 | $10,000,000 | 8 | Dec 28 | sec.gov |
| MERRILL TECHNOLOGY LTD. | Other Technology | New York | NY | $9,900,000 | Indefinite | 0 | Dec 27 | sec.gov |
| Symbiosys Corp. | Other Technology | Bellevue | WA | $9,769,997 | $11,520,000 | 31 | Dec 27 | sec.gov |
| Samsonite International S.A. (amended) | Retailing | Luxembourg City | $9,705,555 | $10,282,898 | 34 | Dec 26 | sec.gov | |
| Ison Fork Coal Opportunity Fund, L.P. | Other Real Estate | Destin | FL | $9,403,300 | $9,613,000 | 77 | Dec 28 | sec.gov |
| Vey-707 Wilshire, LLC | Commercial | Encino | CA | $8,810,000 | $8,810,000 | 18 | Dec 27 | sec.gov |
| Rocky Top Quarry Opportunity Fund, L.P. | Other Real Estate | Destin | FL | $8,441,000 | $8,461,000 | 126 | Dec 27 | sec.gov |
| Best Response Strategies LLC (amended) | Other Technology | Richmond | VA | $7,870,101 | $9,165,000 | 16 | Dec 27 | sec.gov |
| Tompkins Robotics, Inc. (amended) | Other | Raleigh | NC | $7,095,000 | $7,500,000 | 23 | Dec 29 | sec.gov |
| SuperAnnotate AI, Inc. | Other Technology | San Mateo | CA | $6,999,998 | $10,000,000 | 1 | Dec 28 | sec.gov |
| Numeracle, Inc. (amended) | Telecommunications | Mclean | VA | $6,800,000 | $6,800,000 | 6 | Dec 28 | sec.gov |
| Learning Explorer, Inc. | Other | Santa Barbara | CA | $6,700,000 | $6,700,000 | 2 | Dec 29 | sec.gov |
| Stingray Therapeutics, Inc. (amended) | Biotechnology | Dallas | TX | $6,612,080 | $6,668,926 | 52 | Dec 28 | sec.gov |
| Formance, Inc. | Other Technology | Paris | $6,577,893 | $6,577,893 | 36 | Dec 27 | sec.gov | |
| onibi Inc. | Other Technology | Claymont | DE | $6,550,697 | $6,741,446 | 12 | Dec 27 | sec.gov |
| MFA Tennessee Holdings, LLC | Residential | Dallas | TX | $6,550,000 | $7,000,000 | 31 | Dec 27 | sec.gov |
| Theia Insights Inc | Other Technology | Bethesda | MD | $6,500,000 | $6,500,000 | 9 | Dec 28 | sec.gov |
| ALL PRO GOODNIGHT RANCH LLLP | Commercial | Colorado Springs | CO | $6,350,000 | $6,350,000 | 83 | Dec 28 | sec.gov |
| ASCELLA BIOSYSTEMS, INC. | Other Health Care | San Francisco | CA | $6,331,965 | $6,331,965 | 11 | Dec 28 | sec.gov |
| Vixtra Holdings Ltd (Cayman). | Other Technology | Grand Cayman | $6,149,993 | $6,149,993 | 7 | Dec 27 | sec.gov | |
| Jughandle 2023 Self Storage LLC | Commercial | Morristown | NJ | $6,000,000 | $7,500,000 | 14 | Dec 29 | sec.gov |
| Numeracle, Inc. | Telecommunications | Mclean | VA | $6,000,000 | $6,000,000 | 6 | Dec 28 | sec.gov |
| Samsonite International S.A. (amended) | Retailing | Luxembourg City | $5,908,715 | $26,022,371 | 29 | Dec 26 | sec.gov | |
| ALL PRO LAKE LAVON COTTAGES, LLLP | Residential | Colorado Springs | CO | $5,770,000 | $9,900,000 | 53 | Dec 27 | sec.gov |
| CNH Industrial N.V. | Agriculture | Balisdon | $5,540,000 | $5,540,000 | 1 | Dec 26 | sec.gov | |
| Comstock Inc. | Other Energy | Virginia City | NV | $5,513,157 | $5,513,157 | 0 | Dec 27 | sec.gov |
| BoxedUp, Inc. | Other Technology | Seattle | WA | $5,480,503 | $5,630,504 | 36 | Dec 29 | sec.gov |
| Scout Discoveries Corp. (amended) | Other | Coeur D'Alene | ID | $5,267,500 | $5,267,500 | 15 | Dec 29 | sec.gov |
| JLLX Diversified III, DST (amended) | Other Real Estate | Chicago | IL | $5,239,005 | $95,916,712 | 6 | Dec 29 | sec.gov |
| VULCAN ELEMENTS INC. | Other Technology | Cambridge | MA | $5,201,998 | $5,201,998 | 11 | Dec 26 | sec.gov |
| Pyran, Inc. | Manufacturing | Madison | WI | $5,010,496 | $5,010,496 | 8 | Dec 26 | sec.gov |
| FUTURCO HEALTH TECHNOLOGIES, INC. | Other Technology | San Diego | CA | $5,002,587 | $5,002,587 | 3 | Dec 27 | sec.gov |
| AdvanCell Isotopes Pty Ltd | Biotechnology | Sydney Nsw | $5,000,000 | $10,000,000 | 1 | Dec 28 | sec.gov | |
| Arista Town East, LLC | Residential | Las Vegas | NV | $5,000,000 | $5,000,000 | 21 | Dec 28 | sec.gov |
| Slated, Inc. | Other | Los Angeles | CA | $4,903,548 | $6,103,548 | 10 | Dec 28 | sec.gov |
| Vigilant Ops, Inc. | Other Technology | Pittsburgh | PA | $4,850,000 | $4,850,000 | 2 | Dec 29 | sec.gov |
| Hyperion Companies, Inc. | Other Energy | Orange | CA | $4,761,877 | $6,052,561 | 27 | Dec 28 | sec.gov |
| Proniras Corp | Other | Seattle | WA | $4,604,975 | $12,190,790 | 10 | Dec 29 | sec.gov |
| Real Established Inc. | Other | Wilmington | DE | $4,584,998 | $4,584,998 | 33 | Dec 29 | sec.gov |
| GPMS International, Inc. | Other Technology | Waterbury | VT | $4,579,606 | $8,771,606 | 9 | Dec 28 | sec.gov |
| BD BF CONSANO LLC | Investing | Greenwich | CT | $4,573,000 | $5,000,000 | 28 | Dec 28 | sec.gov |
| Togetherhood, Inc. | Other Technology | New York | NY | $4,500,000 | $5,000,000 | 1 | Dec 29 | sec.gov |
| Acaia Corp | Other Technology | Alhambra | CA | $4,500,000 | $4,500,000 | 2 | Dec 27 | sec.gov |
| Brick Dynamics Inc. | Other Technology | Miami | FL | $4,330,801 | $4,330,801 | 8 | Dec 29 | sec.gov |
| LAKE LORRAINE 26, LLC (amended) | Residential | Brookings | SD | $4,312,000 | $8,700,000 | 54 | Dec 27 | sec.gov |
| Sawyer's Landing Holding, LLC | Other Real Estate | Scottsdale | AZ | $4,085,509 | $4,085,509 | 1 | Dec 29 | sec.gov |
| Transphorm, Inc. | Other Technology | Goleta | CA | $4,063,234 | $4,063,234 | 5 | Dec 29 | sec.gov |
| Quilt Holdco, Inc. | Other Technology | New York | NY | $4,000,000 | $4,000,000 | 2 | Dec 29 | sec.gov |
| Pretred, Inc. | Manufacturing | Aurora | CO | $4,000,000 | $5,000,000 | 3 | Dec 28 | sec.gov |
| Zurex Pharma, Inc. | Pharmaceuticals | Middleton | WI | $3,779,232 | $4,000,000 | 14 | Dec 29 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $3,750,000 | $3,750,000 | 40 | Dec 28 | sec.gov |
| COWBOY CLEAN FUELS, LLC | Other Energy | Greenwood Village | CO | $3,700,000 | $3,700,000 | 1 | Dec 28 | sec.gov |
| Bridge Mill Investor Sr Loan LLC | Residential | Wilmington | DE | $3,680,000 | $3,680,000 | 9 | Dec 28 | sec.gov |
| IMBED BIOSCIENCES, INC | Biotechnology | Middleton | WI | $3,500,000 | $3,600,000 | 1 | Dec 29 | sec.gov |
| GenLogs Corp (amended) | Other Technology | Arlington | VA | $3,500,000 | $3,500,000 | 16 | Dec 28 | sec.gov |
| GenLogs Corp | Other Technology | Arlington | VA | $3,500,000 | $3,500,000 | 16 | Dec 28 | sec.gov |
| Natrion Inc. (amended) | Other Energy | Albany | NY | $3,451,641 | $3,451,641 | 39 | Dec 29 | sec.gov |
| Lucy Therapeutics, Inc. | Pharmaceuticals | Waltham | MA | $3,449,999 | $9,000,000 | 3 | Dec 26 | sec.gov |
| SPC Town East LLC | Residential | Lake Elmo | MN | $3,441,000 | $3,441,000 | 52 | Dec 27 | sec.gov |
| BD Ventures VAC I LLC | Investing | Greenwich | CT | $3,252,232 | $4,000,000 | 33 | Dec 28 | sec.gov |
| Norton Park Partners, LLC | Residential | West Hartford | CT | $3,224,325 | $3,224,325 | 41 | Dec 26 | sec.gov |
| Physician 360, Inc. | Other Health Care | Atlanta | GA | $3,107,159 | $3,147,155 | 36 | Dec 28 | sec.gov |
| Casters Holdings Inc | Other Technology | Chicago | IL | $3,100,401 | $6,000,000 | 47 | Dec 28 | sec.gov |
| Surgimatix, Inc. (amended) | Other Health Care | Elk Grove Village | IL | $3,031,168 | $6,083,750 | 45 | Dec 28 | sec.gov |
| BroadAcre Apartments Investors, LLC | Other Real Estate | Carmel | IN | $3,020,000 | $3,020,000 | 3 | Dec 26 | sec.gov |
| Creator Networks, Inc. | Other Technology | Wilmette | IL | $3,000,000 | $4,000,000 | 8 | Dec 29 | sec.gov |
| InSitu Biologics, Inc | Biotechnology | Oakdale | MN | $3,000,000 | $3,000,000 | 1 | Dec 29 | sec.gov |
| Kaizen Clean Energy, Inc. | Other Energy | Tomball | TX | $3,000,000 | $3,000,000 | 17 | Dec 28 | sec.gov |
| Amydis, Inc. | Biotechnology | Los Angeles | CA | $3,000,000 | $6,000,000 | 1 | Dec 28 | sec.gov |
| ISUN, INC. | Other Energy | Williston | VT | $3,000,000 | $3,000,000 | 2 | Dec 27 | sec.gov |
| French Florist Holdings Co. | Retailing | Los Angeles | CA | $3,000,000 | $3,000,000 | 0 | Dec 26 | sec.gov |
| Pan American Energy Corp. (Canada) | Other Energy | Calgary | $2,970,350 | $2,970,350 | 1 | Dec 28 | sec.gov | |
| Xiant Technologies, Inc. | Other | Greeley | CO | $2,850,000 | $5,000,000 | 2 | Dec 26 | sec.gov |
| Imagen Browning Support Services, LLC | Other Health Care | Scottsdale | AZ | $2,773,540 | $2,773,540 | 1 | Dec 28 | sec.gov |
| PKLYN ONE Holdings LLC (amended) | Other | Columbus | OH | $2,770,000 | $2,770,000 | 22 | Dec 27 | sec.gov |
| 1176 Investors LLC | Other Real Estate | Salt Lake City | UT | $2,750,000 | $2,750,000 | 10 | Dec 28 | sec.gov |
| Blessings Trail Properties LLC | Commercial | Tracy | CA | $2,750,000 | $2,950,000 | 35 | Dec 27 | sec.gov |
| PKLYN ONE Holdings LLC | Other | Columbus | OH | $2,720,000 | $2,720,000 | 22 | Dec 26 | sec.gov |
| Hayden Data Corp (amended) | Other Technology | Grand Junction | CO | $2,718,923 | $3,113,959 | 15 | Dec 29 | sec.gov |
| E5 Inc. | Other | Noblesville | IN | $2,690,000 | $4,000,000 | 11 | Dec 26 | sec.gov |
| Colwell Industrial Investors LLC | Other Real Estate | Dallas | TX | $2,675,949 | Indefinite | 169 | Dec 26 | sec.gov |
| SE 5750 MERCURY (DEARBORN), DST | Commercial | Chicago | IL | $2,503,064 | $5,920,000 | 24 | Dec 27 | sec.gov |
| HeroWear Holdings, LLC (amended) | Retailing | Nashville | TN | $2,500,000 | $2,500,000 | 31 | Dec 29 | sec.gov |
| Elodie Games, Inc. | Other | Venice | CA | $2,499,999 | $4,999,999 | 2 | Dec 27 | sec.gov |
| Orrick Financial Corp | Other Banking and Financial Services | Orrick | MO | $2,498,804 | $5,998,984 | 2 | Dec 29 | sec.gov |
| Barnes Gromatzky Kosarek Architects, Inc. | Other | Austin | TX | $2,440,000 | $2,440,000 | 7 | Dec 27 | sec.gov |
| Alba Residences EB5 LLLP (amended) | Commercial | Miami | FL | $2,400,000 | $32,000,000 | 3 | Dec 28 | sec.gov |
| Mobileoffer Holdings, LLC | Other | Calabasas | CA | $2,375,000 | $10,000,000 | 14 | Dec 26 | sec.gov |
| Dapple Security, Inc. | Other Technology | Centennial | CO | $2,332,591 | $2,332,591 | 15 | Dec 27 | sec.gov |
| Alinia AI, Inc. (amended) | Other Technology | Dover | DE | $2,280,000 | $2,800,000 | 9 | Dec 28 | sec.gov |
| Aviv Pharma Inc. | Pharmaceuticals | Reno | NV | $2,252,517 | $4,000,000 | 12 | Dec 28 | sec.gov |
| GTIS Employee Feeder LP (amended) | Commercial | New York | NY | $2,250,000 | $2,250,000 | 18 | Dec 26 | sec.gov |
| GTIS Employee Feeder LP | Commercial | New York | NY | $2,250,000 | $2,250,000 | 18 | Dec 26 | sec.gov |
| M7 HRP Investment, LLC | Other Real Estate | Akron | OH | $2,125,000 | $2,125,000 | 30 | Dec 29 | sec.gov |
| Providence Dental Partners LLC | Other Health Care | Atlanta | GA | $2,065,000 | $100,000,000 | 11 | Dec 27 | sec.gov |
| Fitz Roy MC1, LLC (amended) | Investing | Lincoln | NE | $2,000,000 | $2,000,000 | 9 | Dec 29 | sec.gov |
| CoVenture Holding Company, LLC | Other Banking and Financial Services | New York | NY | $2,000,000 | $2,000,000 | 1 | Dec 29 | sec.gov |
| Snappy Kraken, Inc. | Other Technology | Ormond Beach | FL | $2,000,000 | $4,000,000 | 3 | Dec 27 | sec.gov |
| Upstreet Corp | Other Technology | San Rafael | CA | $1,999,998 | $2,500,000 | 1 | Dec 29 | sec.gov |
| Samsonite International S.A. (amended) | Retailing | Luxembourg City | $1,965,062 | $23,271,645 | 19 | Dec 26 | sec.gov | |
| Zep Software, Inc. | Other Technology | San Francisco | CA | $1,803,000 | $1,803,000 | 3 | Dec 27 | sec.gov |
| FINSTER AI, INC. | Other Technology | London | $1,750,000 | $1,750,000 | 8 | Dec 26 | sec.gov | |
| Vitazi.AI, Inc. (amended) | Biotechnology | Sante Fe | NM | $1,744,999 | $2,100,000 | 7 | Dec 27 | sec.gov |
| Dare Bioscience, Inc. | Biotechnology | San Diego | CA | $1,733,500 | $4,160,400 | 1 | Dec 26 | sec.gov |
| Master Clinicians, LLC | Other | New York | NY | $1,726,000 | $2,500,000 | 19 | Dec 28 | sec.gov |
| TuHURA Biosciences, Inc. | Biotechnology | Tampa | FL | $1,665,000 | $15,000,000 | 8 | Dec 27 | sec.gov |
| NEWITY HoldCo LLC | Other Banking and Financial Services | Chicago | IL | $1,650,000 | Indefinite | 8 | Dec 26 | sec.gov |
| VMD WB INDUSTRIAL LLC | Commercial | North Andover | MA | $1,623,300 | $1,623,300 | 7 | Dec 29 | sec.gov |
| Good Year Investments, LLC | Commercial | Dallas | TX | $1,505,000 | $1,655,000 | 14 | Dec 27 | sec.gov |
| Braces On Demand, Inc. | Other Technology | Hicksville | NY | $1,500,000 | $1,500,000 | 1 | Dec 29 | sec.gov |
| XN Capital Partners LLC | Insurance | New York | NY | $1,500,000 | $1,500,000 | 1 | Dec 29 | sec.gov |
| Omnisight, Inc. | Other Technology | Daniel Island | SC | $1,500,000 | $5,000,000 | 2 | Dec 28 | sec.gov |
| Sunflower Labs Inc. | Other Technology | San Carlos | CA | $1,500,000 | $2,000,000 | 1 | Dec 28 | sec.gov |
| Brij Inc. | Other Technology | New York | NY | $1,350,500 | $1,500,000 | 40 | Dec 28 | sec.gov |
| TCA OC FUND 23 A SERIES OF TCA OC FUNDS LLC | Other | Newport Beach | CA | $1,345,000 | $1,345,000 | 54 | Dec 27 | sec.gov |
| Eosera, Inc. | Biotechnology | Fort Worth | TX | $1,318,772 | $5,000,000 | 20 | Dec 29 | sec.gov |
| Asynt Solutions, L.L.C (amended) | Other | Columbus | OH | $1,250,000 | $1,300,000 | 16 | Dec 29 | sec.gov |
| Guardian Medical USA, Inc. (amended) | Other Health Care | Swanton | OH | $1,245,411 | $1,349,999 | 27 | Dec 29 | sec.gov |
| Guardian Medical USA, Inc. | Other Health Care | Swanton | OH | $1,245,411 | $1,349,999 | 27 | Dec 29 | sec.gov |
| Guardian Medical USA, LLC | Other Health Care | Swanton | OH | $1,245,411 | $1,349,999 | 27 | Dec 28 | sec.gov |
| Criterion Richmond, LLC | Commercial | Owasso | OK | $1,220,000 | $1,220,000 | 23 | Dec 29 | sec.gov |
| ENCF MK MSP 04 LLC | Residential | St. Paul | MN | $1,200,000 | $1,750,000 | 17 | Dec 29 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,153,500 | $3,500,000 | 12 | Dec 29 | sec.gov |
| Evermore Holdings Group, Inc. | Business Services | Oceanside | CA | $1,150,000 | $2,000,000 | 19 | Dec 28 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,133,500 | $3,500,000 | 12 | Dec 27 | sec.gov |
| Final Offer, LLC | Other Technology | Hingham | MA | $1,105,030 | $3,000,005 | 2 | Dec 27 | sec.gov |
| Moxey, Inc. | Business Services | Baton Rouge | LA | $1,074,998 | $2,000,000 | 4 | Dec 27 | sec.gov |
| Dapt Tech, Inc. | Business Services | Crofton | MD | $1,025,000 | $1,775,000 | 3 | Dec 29 | sec.gov |
| Health Alert, Inc. | Other Technology | Angwin | CA | $1,000,000 | Indefinite | 0 | Dec 27 | sec.gov |
| Shreenika Pioneering Inc. | Other | San Diego | CA | $1,000,000 | $2,333,227 | 4 | Dec 27 | sec.gov |
| DeliverZero, Inc. | Other | New York | NY | $1,000,000 | $1,000,000 | 1 | Dec 27 | sec.gov |
| GOOSE THAT LAID THE GOLDEN EGG FILM | Manufacturing | Atlanta | GA | $990,000 | $3,000,000 | 9 | Dec 26 | sec.gov |
| SANDS MONTAUK LLC | Commercial | Los Angeles | CA | $963,000 | $6,378,999 | 8 | Dec 27 | sec.gov |
| Starting Gate Investors, LLC | Other Real Estate | Shakopee | MN | $962,000 | $1,036,000 | 9 | Dec 27 | sec.gov |
| NEEYAH FUND I LLC | Investing | Irvine | CA | $957,000 | $2,500,000 | 8 | Dec 28 | sec.gov |
| Acadia Preferred A Holdings LLC | Other | New York | NY | $850,000 | $4,000,000 | 5 | Dec 26 | sec.gov |
| Outpost Cottage Aiken LLC | Other Real Estate | Columbia | SC | $849,990 | $1,500,000 | 6 | Dec 27 | sec.gov |
| Predictive Fitness, Inc. | Other Technology | Southlake | TX | $825,000 | $5,000,000 | 8 | Dec 29 | sec.gov |
| PaySoko Systems, Inc. (amended) | Computers | Las Vegas | NV | $820,000 | $970,000 | 5 | Dec 28 | sec.gov |
| Training Mate International, LLC | Other | Los Angeles | CA | $800,000 | $1,450,000 | 3 | Dec 29 | sec.gov |
| PEAKAM FUND-0002 LLC | Residential | Portland | OR | $800,000 | $800,000 | 9 | Dec 27 | sec.gov |
| Brontide Corp | Agriculture | Dover | DE | $800,000 | $3,000,000 | 1 | Dec 26 | sec.gov |
| Global Geophysical Services, Inc./TX | Business Services | Bellaire | TX | $772,000 | $12,000,000 | 0 | Dec 29 | sec.gov |
| Double Duty Dawgs, LLC | Retailing | Danville | CA | $700,000 | $700,000 | 9 | Dec 26 | sec.gov |
| Potenza Town East LLC | Residential | Arcadia | CA | $670,000 | $670,000 | 17 | Dec 28 | sec.gov |
| MDWerks, Inc. | Other | Green Cove Springs | FL | $660,000 | $660,000 | 57 | Dec 27 | sec.gov |
| Hops & Hearth, LLC | Restaurants | Harrison | OH | $650,000 | $650,000 | 25 | Dec 26 | sec.gov |
| BluGlass Ltd | Other Technology | Silverwater | $640,000 | $640,000 | 1 | Dec 27 | sec.gov | |
| ISUN, INC. | Other Energy | Williston | VT | $631,400 | $631,400 | 2 | Dec 27 | sec.gov |
| Redspur, Inc. | Other Technology | Spring Hill | TN | $625,000 | $999,999 | 4 | Dec 29 | sec.gov |
| KMD Surgical Solutions, Inc. | Other Health Care | Winston Salem | NC | $625,000 | $700,000 | 11 | Dec 27 | sec.gov |
| FlyUSA, Inc. | Other Travel | Clearwater | FL | $600,000 | $2,000,000 | 4 | Dec 29 | sec.gov |
| Vision Quest ADU Fund LLC | Commercial | San Diego | CA | $600,000 | $30,000,000 | 2 | Dec 28 | sec.gov |
| Percent Pledge Labs Inc. | Other | Chicago | IL | $599,995 | $2,000,000 | 5 | Dec 27 | sec.gov |
| Corfu Town East LLC | Residential | San Diego | CA | $570,000 | $1,000,000 | 17 | Dec 28 | sec.gov |
| V1 Town East Fund LLC | Residential | Maitland | FL | $543,000 | $543,000 | 9 | Dec 28 | sec.gov |
| Linebird, Inc. (amended) | Electric Utilities | Richmond | VA | $535,000 | $1,250,000 | 20 | Dec 26 | sec.gov |
| Republic Midtown, LLC (amended) | Restaurants | Charleston | SC | $525,000 | $2,250,000 | 4 | Dec 29 | sec.gov |
| Ordaos, Inc. | Biotechnology | New York | NY | $500,000 | $500,000 | 2 | Dec 29 | sec.gov |
| STANDARD MEASURE LLC | Other | Delray Beach | FL | $500,000 | $500,000 | 2 | Dec 28 | sec.gov |
| Anabaptist Savings & Loans International (amended) | Business Services | Grandview | TX | $477,208 | $50,000,000 | 7 | Dec 29 | sec.gov |
| Renew Capital LLC | Investing | Denver | CO | $471,233 | $1,000,000 | 13 | Dec 29 | sec.gov |
| INTERNATIONAL BATTERY METALS LTD. | Other | Vancouver | $420,295 | $840,591 | 4 | Dec 26 | sec.gov | |
| Tule Rise Town East LLC | Residential | Round Rock | TX | $405,000 | $500,000 | 7 | Dec 28 | sec.gov |
| G2Mint, Inc. | Other Technology | Stow | MA | $400,000 | $3,473,400 | 2 | Dec 29 | sec.gov |
| Kansas City Residential Investment Fund I, LLC | Residential | Kansas City | MO | $400,000 | $400,000 | 4 | Dec 28 | sec.gov |
| ARC Medical Inc. (amended) | Biotechnology | Richmond | $400,000 | $400,000 | 2 | Dec 28 | sec.gov | |
| ItsWare Inc. | Other Technology | Palo Alto | CA | $392,500 | $550,000 | 16 | Dec 29 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $345,657 | Indefinite | 12 | Dec 26 | sec.gov |
| Ordaos, Inc. | Biotechnology | New York | NY | $332,000 | $1,750,000 | 4 | Dec 28 | sec.gov |
| HARVEST INVEST-069, LLC | Investing | Fort Worth | TX | $325,000 | $700,000 | 26 | Dec 29 | sec.gov |
| OVC Fund 3 LLC | Residential | Lake Oswego | OR | $300,000 | $500,000 | 3 | Dec 28 | sec.gov |
| Blacktree Lending Co LLC | Other Real Estate | Baltimore | MD | $259,000 | $1,000,000 | 4 | Dec 28 | sec.gov |
| Millstone Ventures LLC | Commercial | Indianapolis | IN | $250,000 | $850,000 | 1 | Dec 29 | sec.gov |
| Swift Rails, Inc. | Other | Lancaster | NY | $225,000 | Indefinite | 2 | Dec 27 | sec.gov |
| GOLDRICH MINING CO | Other | Spokane | WA | $220,000 | $220,000 | 2 | Dec 26 | sec.gov |
| Teal Bio, Inc. | Other Health Care | Somerville | MA | $218,634 | $950,000 | 4 | Dec 27 | sec.gov |
| SenSanna Inc | Other | Hanover | MD | $200,023 | $500,000 | 7 | Dec 28 | sec.gov |
| Class Over Inc. / DE | Other Technology | New York | NY | $200,000 | $2,000,000 | 1 | Dec 28 | sec.gov |
| Blessings Trail Properties LLC | Commercial | Tracy | CA | $200,000 | $2,950,000 | 3 | Dec 27 | sec.gov |
| Temple Therapeutics Holdings Ltd | Biotechnology | Geleen | $200,000 | $3,500,000 | 5 | Dec 26 | sec.gov | |
| WI Town East LLC | Residential | Los Angeles | CA | $175,000 | $225,000 | 3 | Dec 29 | sec.gov |
| Homegrown Growth LLC - Series Switchyards 2 | Other | Decatur | GA | $175,000 | $300,000 | 4 | Dec 28 | sec.gov |
| HARVEST INVEST-068, LLC | Investing | Fort Worth | TX | $160,000 | $1,300,000 | 13 | Dec 29 | sec.gov |
| ThetaRho, Inc. | Computers | San Jose | CA | $150,000 | $2,000,000 | 2 | Dec 26 | sec.gov |
| Gaingels Base Operations 2023 LLC | Other | Burlington | VT | $144,441 | $144,441 | 13 | Dec 26 | sec.gov |
| Kensington Asset Management, Inc. | Other | Lehi | UT | $131,000 | $10,000,000 | 2 | Dec 27 | sec.gov |
| Blue Owl NL Opportunity Credit SMTN REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit SENE REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit PAAR REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit MOMI REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit Holdings REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit ELIN REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl Real Estate Fund VI REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Blue Owl NL Opportunity Credit CAOH REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| QR US CMBS REIT LLC | REITS and Finance | Vancouver | $125,000 | $125,000 | 125 | Dec 29 | sec.gov | |
| ER-S REIT III LLC | REITS and Finance | Plainview | NY | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| SROA Capital Fund IX REIT, LLC | REITS and Finance | West Palm Beach | FL | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| GTIS Highway 121 REIT Inc. | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| Merit Hill SS V REIT A LLC | REITS and Finance | Brooklyn | NY | $125,000 | $125,000 | 125 | Dec 29 | sec.gov |
| North Oak Investment REIT, LLC | REITS and Finance | Kansas City | MO | $125,000 | $125,000 | 125 | Dec 28 | sec.gov |
| AREG US Fund X REIT Pooling 5 LLC | REITS and Finance | Los Angeles | CA | $125,000 | $125,000 | 125 | Dec 28 | sec.gov |
| Bridge Logistics US Venture II REIT LLC | REITS and Finance | Sandy | UT | $125,000 | $125,000 | 125 | Dec 27 | sec.gov |
| Stanford Crossing 195 Investor, LLC | REITS and Finance | Irvine | CA | $125,000 | $125,000 | 125 | Dec 26 | sec.gov |
| Alma Mater REIT LLC | REITS and Finance | Bethany | CT | $125,000 | $125,000 | 125 | Dec 26 | sec.gov |
| BGO Industrial Real Estate Income Trust, Inc. | REITS and Finance | New York | NY | $124,000 | $125,000 | 124 | Dec 29 | sec.gov |
| Gaingels Limbic AI LLC | Other | Burlington | VT | $122,211 | $122,211 | 19 | Dec 26 | sec.gov |
| CRP LDF REIT VIII, LLC | REITS and Finance | Newport Beach | CA | $120,000 | $125,000 | 120 | Dec 28 | sec.gov |
| CRP VAF4 REIT I, LLC | REITS and Finance | Newport Beach | CA | $120,000 | $125,000 | 120 | Dec 28 | sec.gov |
| NORTHERN DYNASTY MINERALS LTD | Other | Vancouver | $117,000 | $249,600 | 3 | Dec 26 | sec.gov | |
| ProtoKinetix, Inc. | Other | Dalton | OH | $110,000 | $200,000 | 1 | Dec 28 | sec.gov |
| Millstone Ventures LLC | Commercial | Indianapolis | IN | $100,000 | $650,000 | 1 | Dec 29 | sec.gov |
| Dockshare, Inc. | Other Technology | Towson | MD | $100,000 | $100,000 | 1 | Dec 28 | sec.gov |
| MyndTec Inc. | Biotechnology | Mississauga | $100,000 | $220,000 | 1 | Dec 27 | sec.gov | |
| Gaingels Louisa AI LLC | Other | Burlington | VT | $100,000 | $100,000 | 13 | Dec 26 | sec.gov |
| Temple Therapeutics Holdings Ltd | Biotechnology | Geleen | $100,000 | $3,500,000 | 1 | Dec 26 | sec.gov | |
| USEIG, LLC Ranger Royalty | Oil and Gas | Austin | TX | $90,000 | Indefinite | 3 | Dec 28 | sec.gov |
| Samsonite International S.A. (amended) | Retailing | Luxembourg City | $81,547 | $19,554,511 | 1 | Dec 26 | sec.gov | |
| Global Compliance Applications Corp. | Other Technology | Vancouver | $78,687 | $78,687 | 2 | Dec 27 | sec.gov | |
| DayOne Solutions, Inc | Other Technology | Las Vegas | $75,000 | $5,000,000 | 2 | Dec 29 | sec.gov | |
| TVR 2 LLC (amended) | Commercial | Beaverton | OR | $75,000 | $150,000,000 | 2 | Dec 29 | sec.gov |
| BION ENVIRONMENTAL TECHNOLOGIES INC | Environmental Services | Old Bethpage | NY | $75,000 | $6,000,000 | 1 | Dec 27 | sec.gov |
| Shes Independent Syndicate 10 LLC | Investing | Boulder | CO | $70,000 | $70,000 | 13 | Dec 28 | sec.gov |
| Nighthawk Gold Corp. | Other | Toronto | $69,480 | $116,482 | 1 | Dec 29 | sec.gov | |
| BLUE SKY URANIUM CORP. (amended) | Other | Vancouver | $68,277 | $2,734,895 | 4 | Dec 29 | sec.gov | |
| EnviroMetal Technologies Inc. | Other | Burnaby | $64,774 | $259,096 | 1 | Dec 28 | sec.gov | |
| Cahoon Capital REIT II, LLC | REITS and Finance | Wellesley Hills | MA | $62,500 | $62,500 | 125 | Dec 28 | sec.gov |
| Loan Mountain Investments Sub-REIT LLC | REITS and Finance | Charlotte | NC | $62,500 | $62,500 | 125 | Dec 28 | sec.gov |
| PPRF REIT, LLC | REITS and Finance | Rancho Santa Fe | CA | $62,500 | $62,500 | 125 | Dec 27 | sec.gov |
| OIG-ICF REIT, LLC | REITS and Finance | Denver | CO | $62,500 | $62,500 | 125 | Dec 26 | sec.gov |
| 300 Binney SubREIT LLC | REITS and Finance | Boston | MA | $59,000 | $125,000 | 59 | Dec 27 | sec.gov |
| FC Partners US II, LLC | Other | Charlotte | NC | $50,000 | Indefinite | 1 | Dec 28 | sec.gov |
| Carolina Lithotripsy, A Ltd Partnership | Other Health Care | Austin | TX | $46,287 | $46,287 | 2 | Dec 28 | sec.gov |
| Gaingels NopSec 2023 LLC | Other | Burlington | VT | $41,998 | $41,998 | 14 | Dec 28 | sec.gov |
| HyperSciences, Inc. | Other Technology | Spokane | WA | $40,000 | $5,000,000 | 2 | Dec 29 | sec.gov |
| Kuya Silver Corp./BC | Other | Garibaldi Highlands | $36,795 | $91,251 | 1 | Dec 27 | sec.gov | |
| Weekender Real Estate Investment Services LLC | Residential | Bentonville | AR | $35,000 | $180,000 | 3 | Dec 26 | sec.gov |
| HORIZON FUEL CELL TECHNOLOGIES PTE LTD | Other Technology | Singapore | $34,049 | $34,049 | 30 | Dec 29 | sec.gov | |
| BioCytics, Inc. | Other Health Care | Huntersville | NC | $25,000 | $4,000,000 | 1 | Dec 28 | sec.gov |
| Temple Therapeutics Holdings Ltd | Biotechnology | Geleen | $25,000 | $5,000,000 | 1 | Dec 26 | sec.gov | |
| Ascendant Resources Inc. | Other | Toronto | $19,533 | $19,533 | 1 | Dec 29 | sec.gov | |
| Coastal Home Title, LLC | Other | Boca Raton | FL | $15,200 | $400,000 | 3 | Dec 28 | sec.gov |
| Jacobus hubert hermogenes (amended) | Other | Nuuk | $15,000 | Indefinite | 20 | Dec 29 | sec.gov | |
| Myriad Uranium Corp. | Other | Vancouver | $13,500 | $13,500 | 3 | Dec 27 | sec.gov | |
| Sumenzuo Inc | Other | Boulder | CO | $1,500 | $1,500 | 1 | Dec 29 | sec.gov |
| Joy Capital Fund 2 LLC | REITS and Finance | Corozal | PR | $0 | Indefinite | 0 | Dec 29 | sec.gov |
| Westminster Carbon Holdings, LLC | Commercial | Miami | FL | $0 | $2,250,000 | 0 | Dec 29 | sec.gov |
| BI PINNACLE GLOBAL Ltd | Insurance | London | $0 | Indefinite | 0 | Dec 29 | sec.gov | |
| Eydle Inc. | Other Technology | Pasadena | CA | $0 | $3,000,000 | 0 | Dec 29 | sec.gov |
| CMB INFRASTRUCTURE INVESTMENT GROUP 90, LP | Commercial | Dallas | TX | $0 | $68,730,000 | 0 | Dec 29 | sec.gov |
| RE Gain Investment Fund LLC | Commercial | Richmond | VA | $0 | $50,000,000 | 0 | Dec 29 | sec.gov |
| Cast Investors, LLC | Commercial | San Diego | CA | $0 | $2,300,000 | 0 | Dec 29 | sec.gov |
| Shopoff Palm Springs Industrial Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $16,200,000 | 0 | Dec 29 | sec.gov |
| 3131 Elysian, LLC | Commercial | San Diego | CA | $0 | $2,300,000 | 0 | Dec 29 | sec.gov |
| ROM Technologies, Inc. | Other Health Care | Brookfield | CT | $0 | $10,000,000 | 0 | Dec 29 | sec.gov |
| Ganges Laurel LLC | Other | Glen Allen | VA | $0 | $3,100,000 | 0 | Dec 28 | sec.gov |
| Sow Modular, Inc | Manufacturing | Chicago | IL | $0 | $25,000,000 | 0 | Dec 28 | sec.gov |
| FFO Growth Fund LLC | Other | Palmdale | CA | $0 | $25,000,000 | 0 | Dec 28 | sec.gov |
| Community Growth Investments, LLC | Other | Oakdale | CA | $0 | $549,999 | 0 | Dec 28 | sec.gov |
| Health Alert, Inc. (amended) | Other Technology | Angwin | CA | $0 | $1,000,000 | 0 | Dec 28 | sec.gov |
| South 40 Snacks, Inc. | Retailing | Seattle | WA | $0 | $1,500,000 | 0 | Dec 28 | sec.gov |
| TRUE INSURTECH SOLUTIONS LLC | Other | Henderson | NV | $0 | $1,000,000 | 0 | Dec 28 | sec.gov |
| Jacksonville Rehab, LP | Other Real Estate | Providence | RI | $0 | $8,700,000 | 0 | Dec 28 | sec.gov |
| OIC Credit III Solar Co-Invest, L.P. | Other Energy | New York | NY | $0 | Indefinite | 0 | Dec 28 | sec.gov |
| H&M QP Flex Fund LLC | Other | Dover | DE | $0 | Indefinite | 0 | Dec 27 | sec.gov |
| 4EG Banks 2 LLC | Restaurants | Cincinnati | OH | $0 | $1,300,000 | 0 | Dec 27 | sec.gov |
| Blue Owl Strategic Equity HoldCo LLC | Investing | New York | NY | $0 | Indefinite | 0 | Dec 27 | sec.gov |
| FCP Housing Preservation Fund, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $0 | Indefinite | 0 | Dec 27 | sec.gov |
| INTERNATIONAL BATTERY METALS LTD. | Other | Vancouver | $0 | $158,824 | 1 | Dec 27 | sec.gov | |
| BradyIFS Management Holdco, LLC | Other | Las Vegas | NV | $0 | Indefinite | 1 | Dec 26 | sec.gov |
| WILMINGTON REALTY LLC | Other Real Estate | Wilmington | NC | $0 | $6,000,000 | 0 | Dec 26 | sec.gov |
| GEI IX IMA Coinvest LP | Investing | Los Angeles | CA | $0 | Indefinite | 0 | Dec 26 | sec.gov |
| Palladius Income Fund REIT, LLC | REITS and Finance | Austin | TX | $0 | $125,000 | 0 | Dec 26 | sec.gov |
| PEARL BROTHERS INVESTMENTS LLC | Commercial | Pagosa Springs | CO | $0 | $1,500,000 | 0 | Dec 26 | sec.gov |
| BYOE Fund, LP | Residential | San Benito | TX | $0 | Indefinite | 0 | Dec 26 | sec.gov |
| Lentek, LLC | Manufacturing | Palm Beach Gardens | FL | $0 | $1,000,000 | 0 | Dec 26 | sec.gov |
| Cosmetic Physician Partners, LLC | Other Health Care | Dallas | TX | $0 | $25,000,000 | 0 | Dec 26 | sec.gov |
| Klarna Group plc | Other Banking and Financial Services | London | $0 | Indefinite | 0 | Dec 26 | sec.gov | |
| Coastal Kapital I, LLC | Business Services | Sarasota, | FL | $0 | $100,000,000 | 0 | Dec 26 | sec.gov |
| Value Exchange International, Inc. | Other Technology | Hong Kong | $0 | $1,100,000 | 1 | Dec 26 | sec.gov |
Week of Jan 1 · Week of Dec 18 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.