Data / Form D filings / Dec 26
Form D filings, December 26, 2023: 65 companies raised $487.5 million
65 operating companies filed a Form D on December 26, 2023, reporting $487.5 million sold. Largest: Pinnacle Partners Opportunity Zone Fund VIII, LP ($66 million), Grove LF LLC ($61 million), EdenRoc Sciences LLC ($55.5 million). The median filing is $2.3 million, and 66 pooled investment funds also filed that day.
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- 65Form D filings
- $487.5 millionreported sold
- $2.3 millionmedian amount sold
- CAmost filings (11)
Most filings by state: CA 11, TX 6, MA 5, CO 3, VT 3. By industry: Other 12, Retailing 7, Biotechnology 6, Other Technology 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Pinnacle Partners Opportunity Zone Fund VIII, LP (amended) | Other Banking and Financial Services | Seattle | WA | $65,982,773 | $200,000,000 | 94 | Dec 26 | sec.gov |
| Grove LF LLC | Residential | Dallas | TX | $61,000,000 | $61,000,000 | 37 | Dec 26 | sec.gov |
| EdenRoc Sciences LLC | Biotechnology | Worcester | MA | $55,525,000 | Indefinite | 41 | Dec 26 | sec.gov |
| Palladius Real Estate Fund 2022, LP (amended) | Commercial | Austin | TX | $39,830,719 | $150,000,000 | 419 | Dec 26 | sec.gov |
| TCG Storage Fund 2023, LLC (amended) | Commercial | San Francisco | CA | $38,840,000 | $150,000,000 | 60 | Dec 26 | sec.gov |
| Equilibrium Energy, Inc. | Other Technology | Boston | MA | $38,699,995 | $39,999,998 | 5 | Dec 26 | sec.gov |
| Biolinq Inc | Biotechnology | San Diego | CA | $35,114,615 | $50,000,000 | 25 | Dec 26 | sec.gov |
| AccessParks Holdings, LLC | Telecommunications | Boston | MA | $29,199,114 | $29,199,114 | 22 | Dec 26 | sec.gov |
| CX Residences at Congressional Village, DST (amended) | Other Real Estate | Tampa | FL | $12,763,533 | $81,157,487 | 47 | Dec 26 | sec.gov |
| OneLook Inc. | Other Technology | Mountain View | CA | $12,399,988 | $20,000,000 | 6 | Dec 26 | sec.gov |
| Zero6 Clean Energy Assets, Inc. (amended) | Other Energy | Chanhassen | MN | $11,500,000 | $11,500,000 | 13 | Dec 26 | sec.gov |
| Samsonite International S.A. (amended) | Retailing | Luxembourg City | $10,784,313 | $10,784,313 | 36 | Dec 26 | sec.gov | |
| Samsonite International S.A. (amended) | Retailing | Luxembourg City | $9,705,555 | $10,282,898 | 34 | Dec 26 | sec.gov | |
| Samsonite International S.A. (amended) | Retailing | Luxembourg City | $5,908,715 | $26,022,371 | 29 | Dec 26 | sec.gov | |
| CNH Industrial N.V. | Agriculture | Balisdon | $5,540,000 | $5,540,000 | 1 | Dec 26 | sec.gov | |
| VULCAN ELEMENTS INC. | Other Technology | Cambridge | MA | $5,201,998 | $5,201,998 | 11 | Dec 26 | sec.gov |
| Pyran, Inc. | Manufacturing | Madison | WI | $5,010,496 | $5,010,496 | 8 | Dec 26 | sec.gov |
| Lucy Therapeutics, Inc. | Pharmaceuticals | Waltham | MA | $3,449,999 | $9,000,000 | 3 | Dec 26 | sec.gov |
| Norton Park Partners, LLC | Residential | West Hartford | CT | $3,224,325 | $3,224,325 | 41 | Dec 26 | sec.gov |
| BroadAcre Apartments Investors, LLC | Other Real Estate | Carmel | IN | $3,020,000 | $3,020,000 | 3 | Dec 26 | sec.gov |
| French Florist Holdings Co. | Retailing | Los Angeles | CA | $3,000,000 | $3,000,000 | 0 | Dec 26 | sec.gov |
| Xiant Technologies, Inc. | Other | Greeley | CO | $2,850,000 | $5,000,000 | 2 | Dec 26 | sec.gov |
| PKLYN ONE Holdings LLC | Other | Columbus | OH | $2,720,000 | $2,720,000 | 22 | Dec 26 | sec.gov |
| E5 Inc. | Other | Noblesville | IN | $2,690,000 | $4,000,000 | 11 | Dec 26 | sec.gov |
| Colwell Industrial Investors LLC | Other Real Estate | Dallas | TX | $2,675,949 | Indefinite | 169 | Dec 26 | sec.gov |
| Mobileoffer Holdings, LLC | Other | Calabasas | CA | $2,375,000 | $10,000,000 | 14 | Dec 26 | sec.gov |
| GTIS Employee Feeder LP (amended) | Commercial | New York | NY | $2,250,000 | $2,250,000 | 18 | Dec 26 | sec.gov |
| GTIS Employee Feeder LP | Commercial | New York | NY | $2,250,000 | $2,250,000 | 18 | Dec 26 | sec.gov |
| Samsonite International S.A. (amended) | Retailing | Luxembourg City | $1,965,062 | $23,271,645 | 19 | Dec 26 | sec.gov | |
| FINSTER AI, INC. | Other Technology | London | $1,750,000 | $1,750,000 | 8 | Dec 26 | sec.gov | |
| Dare Bioscience, Inc. | Biotechnology | San Diego | CA | $1,733,500 | $4,160,400 | 1 | Dec 26 | sec.gov |
| NEWITY HoldCo LLC | Other Banking and Financial Services | Chicago | IL | $1,650,000 | Indefinite | 8 | Dec 26 | sec.gov |
| GOOSE THAT LAID THE GOLDEN EGG FILM | Manufacturing | Atlanta | GA | $990,000 | $3,000,000 | 9 | Dec 26 | sec.gov |
| Acadia Preferred A Holdings LLC | Other | New York | NY | $850,000 | $4,000,000 | 5 | Dec 26 | sec.gov |
| Brontide Corp | Agriculture | Dover | DE | $800,000 | $3,000,000 | 1 | Dec 26 | sec.gov |
| Double Duty Dawgs, LLC | Retailing | Danville | CA | $700,000 | $700,000 | 9 | Dec 26 | sec.gov |
| Hops & Hearth, LLC | Restaurants | Harrison | OH | $650,000 | $650,000 | 25 | Dec 26 | sec.gov |
| Linebird, Inc. (amended) | Electric Utilities | Richmond | VA | $535,000 | $1,250,000 | 20 | Dec 26 | sec.gov |
| INTERNATIONAL BATTERY METALS LTD. | Other | Vancouver | $420,295 | $840,591 | 4 | Dec 26 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $345,657 | Indefinite | 12 | Dec 26 | sec.gov |
| GOLDRICH MINING CO | Other | Spokane | WA | $220,000 | $220,000 | 2 | Dec 26 | sec.gov |
| Temple Therapeutics Holdings Ltd | Biotechnology | Geleen | $200,000 | $3,500,000 | 5 | Dec 26 | sec.gov | |
| ThetaRho, Inc. | Computers | San Jose | CA | $150,000 | $2,000,000 | 2 | Dec 26 | sec.gov |
| Gaingels Base Operations 2023 LLC | Other | Burlington | VT | $144,441 | $144,441 | 13 | Dec 26 | sec.gov |
| Stanford Crossing 195 Investor, LLC | REITS and Finance | Irvine | CA | $125,000 | $125,000 | 125 | Dec 26 | sec.gov |
| Alma Mater REIT LLC | REITS and Finance | Bethany | CT | $125,000 | $125,000 | 125 | Dec 26 | sec.gov |
| Gaingels Limbic AI LLC | Other | Burlington | VT | $122,211 | $122,211 | 19 | Dec 26 | sec.gov |
| NORTHERN DYNASTY MINERALS LTD | Other | Vancouver | $117,000 | $249,600 | 3 | Dec 26 | sec.gov | |
| Gaingels Louisa AI LLC | Other | Burlington | VT | $100,000 | $100,000 | 13 | Dec 26 | sec.gov |
| Temple Therapeutics Holdings Ltd | Biotechnology | Geleen | $100,000 | $3,500,000 | 1 | Dec 26 | sec.gov | |
| Samsonite International S.A. (amended) | Retailing | Luxembourg City | $81,547 | $19,554,511 | 1 | Dec 26 | sec.gov | |
| OIG-ICF REIT, LLC | REITS and Finance | Denver | CO | $62,500 | $62,500 | 125 | Dec 26 | sec.gov |
| Weekender Real Estate Investment Services LLC | Residential | Bentonville | AR | $35,000 | $180,000 | 3 | Dec 26 | sec.gov |
| Temple Therapeutics Holdings Ltd | Biotechnology | Geleen | $25,000 | $5,000,000 | 1 | Dec 26 | sec.gov | |
| BradyIFS Management Holdco, LLC | Other | Las Vegas | NV | $0 | Indefinite | 1 | Dec 26 | sec.gov |
| WILMINGTON REALTY LLC | Other Real Estate | Wilmington | NC | $0 | $6,000,000 | 0 | Dec 26 | sec.gov |
| GEI IX IMA Coinvest LP | Investing | Los Angeles | CA | $0 | Indefinite | 0 | Dec 26 | sec.gov |
| Palladius Income Fund REIT, LLC | REITS and Finance | Austin | TX | $0 | $125,000 | 0 | Dec 26 | sec.gov |
| PEARL BROTHERS INVESTMENTS LLC | Commercial | Pagosa Springs | CO | $0 | $1,500,000 | 0 | Dec 26 | sec.gov |
| BYOE Fund, LP | Residential | San Benito | TX | $0 | Indefinite | 0 | Dec 26 | sec.gov |
| Lentek, LLC | Manufacturing | Palm Beach Gardens | FL | $0 | $1,000,000 | 0 | Dec 26 | sec.gov |
| Cosmetic Physician Partners, LLC | Other Health Care | Dallas | TX | $0 | $25,000,000 | 0 | Dec 26 | sec.gov |
| Klarna Group plc | Other Banking and Financial Services | London | $0 | Indefinite | 0 | Dec 26 | sec.gov | |
| Coastal Kapital I, LLC | Business Services | Sarasota, | FL | $0 | $100,000,000 | 0 | Dec 26 | sec.gov |
| Value Exchange International, Inc. | Other Technology | Hong Kong | $0 | $1,100,000 | 1 | Dec 26 | sec.gov |
December 27, 2023 · December 22, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.