Data / Form D filings / Dec 27
Form D filings, December 27, 2023: 74 companies raised $570.3 million
74 operating companies filed a Form D on December 27, 2023, reporting $570.3 million sold. Largest: Spyre Therapeutics, Inc. ($180 million), FCP Housing Preservation Holdings, L.P. ($50 million), NexPoint Small Bay I DST ($25.3 million). The median filing is $2.3 million, and 122 pooled investment funds also filed that day.
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- 74Form D filings
- $570.3 millionreported sold
- $2.3 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, TX 6, NY 6, FL 5, MA 5. By industry: Other Technology 19, Other 15, Commercial 7, Other Real Estate 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Spyre Therapeutics, Inc. | Biotechnology | Waltham | MA | $180,000,000 | $180,000,000 | 30 | Dec 27 | sec.gov |
| FCP Housing Preservation Holdings, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $50,000,000 | Indefinite | 3 | Dec 27 | sec.gov |
| NexPoint Small Bay I DST (amended) | Other Real Estate | Dallas | TX | $25,348,315 | $59,505,817 | 76 | Dec 27 | sec.gov |
| Augean Robotics, Inc. | Other Technology | Philadelphia | PA | $23,999,997 | $23,999,997 | 8 | Dec 27 | sec.gov |
| FBRG Hospitality Developers LP | Other | Houston | TX | $20,800,000 | $65,600,000 | 5 | Dec 27 | sec.gov |
| PLS INC. (amended) | Other Technology | Charlottesville | VA | $19,304,517 | $24,880,644 | 31 | Dec 27 | sec.gov |
| Salt Labs, Inc. | Other Technology | New York | NY | $17,999,994 | $17,999,994 | 9 | Dec 27 | sec.gov |
| Marco Capital, Inc. | Investing | Miami | FL | $17,544,647 | $24,958,655 | 20 | Dec 27 | sec.gov |
| Milhaus QOZ Fund VIII, LLC | Other Real Estate | Indianapolis | IN | $15,675,000 | $35,000,000 | 23 | Dec 27 | sec.gov |
| Abata Therapeutics, Inc. | Biotechnology | Watertown | MA | $15,332,894 | Indefinite | 8 | Dec 27 | sec.gov |
| BCB BANCORP INC | Commercial Banking | Bayonne | NJ | $15,270,000 | $40,000,000 | 77 | Dec 27 | sec.gov |
| SBJ Apartments LLC | Residential | Richmond | TX | $15,000,000 | $15,000,000 | 92 | Dec 27 | sec.gov |
| PIC Car Wash 7, LLC | Commercial | Irmo | SC | $10,059,911 | $14,250,000 | 93 | Dec 27 | sec.gov |
| MERRILL TECHNOLOGY LTD. | Other Technology | New York | NY | $9,900,000 | Indefinite | 0 | Dec 27 | sec.gov |
| Symbiosys Corp. | Other Technology | Bellevue | WA | $9,769,997 | $11,520,000 | 31 | Dec 27 | sec.gov |
| Vey-707 Wilshire, LLC | Commercial | Encino | CA | $8,810,000 | $8,810,000 | 18 | Dec 27 | sec.gov |
| Rocky Top Quarry Opportunity Fund, L.P. | Other Real Estate | Destin | FL | $8,441,000 | $8,461,000 | 126 | Dec 27 | sec.gov |
| Best Response Strategies LLC (amended) | Other Technology | Richmond | VA | $7,870,101 | $9,165,000 | 16 | Dec 27 | sec.gov |
| Formance, Inc. | Other Technology | Paris | $6,577,893 | $6,577,893 | 36 | Dec 27 | sec.gov | |
| onibi Inc. | Other Technology | Claymont | DE | $6,550,697 | $6,741,446 | 12 | Dec 27 | sec.gov |
| MFA Tennessee Holdings, LLC | Residential | Dallas | TX | $6,550,000 | $7,000,000 | 31 | Dec 27 | sec.gov |
| Vixtra Holdings Ltd (Cayman). | Other Technology | Grand Cayman | $6,149,993 | $6,149,993 | 7 | Dec 27 | sec.gov | |
| ALL PRO LAKE LAVON COTTAGES, LLLP | Residential | Colorado Springs | CO | $5,770,000 | $9,900,000 | 53 | Dec 27 | sec.gov |
| Comstock Inc. | Other Energy | Virginia City | NV | $5,513,157 | $5,513,157 | 0 | Dec 27 | sec.gov |
| FUTURCO HEALTH TECHNOLOGIES, INC. | Other Technology | San Diego | CA | $5,002,587 | $5,002,587 | 3 | Dec 27 | sec.gov |
| Acaia Corp | Other Technology | Alhambra | CA | $4,500,000 | $4,500,000 | 2 | Dec 27 | sec.gov |
| LAKE LORRAINE 26, LLC (amended) | Residential | Brookings | SD | $4,312,000 | $8,700,000 | 54 | Dec 27 | sec.gov |
| SPC Town East LLC | Residential | Lake Elmo | MN | $3,441,000 | $3,441,000 | 52 | Dec 27 | sec.gov |
| ISUN, INC. | Other Energy | Williston | VT | $3,000,000 | $3,000,000 | 2 | Dec 27 | sec.gov |
| PKLYN ONE Holdings LLC (amended) | Other | Columbus | OH | $2,770,000 | $2,770,000 | 22 | Dec 27 | sec.gov |
| Blessings Trail Properties LLC | Commercial | Tracy | CA | $2,750,000 | $2,950,000 | 35 | Dec 27 | sec.gov |
| SE 5750 MERCURY (DEARBORN), DST | Commercial | Chicago | IL | $2,503,064 | $5,920,000 | 24 | Dec 27 | sec.gov |
| Elodie Games, Inc. | Other | Venice | CA | $2,499,999 | $4,999,999 | 2 | Dec 27 | sec.gov |
| Barnes Gromatzky Kosarek Architects, Inc. | Other | Austin | TX | $2,440,000 | $2,440,000 | 7 | Dec 27 | sec.gov |
| Dapple Security, Inc. | Other Technology | Centennial | CO | $2,332,591 | $2,332,591 | 15 | Dec 27 | sec.gov |
| Providence Dental Partners LLC | Other Health Care | Atlanta | GA | $2,065,000 | $100,000,000 | 11 | Dec 27 | sec.gov |
| Snappy Kraken, Inc. | Other Technology | Ormond Beach | FL | $2,000,000 | $4,000,000 | 3 | Dec 27 | sec.gov |
| Zep Software, Inc. | Other Technology | San Francisco | CA | $1,803,000 | $1,803,000 | 3 | Dec 27 | sec.gov |
| Vitazi.AI, Inc. (amended) | Biotechnology | Sante Fe | NM | $1,744,999 | $2,100,000 | 7 | Dec 27 | sec.gov |
| TuHURA Biosciences, Inc. | Biotechnology | Tampa | FL | $1,665,000 | $15,000,000 | 8 | Dec 27 | sec.gov |
| Good Year Investments, LLC | Commercial | Dallas | TX | $1,505,000 | $1,655,000 | 14 | Dec 27 | sec.gov |
| TCA OC FUND 23 A SERIES OF TCA OC FUNDS LLC | Other | Newport Beach | CA | $1,345,000 | $1,345,000 | 54 | Dec 27 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,133,500 | $3,500,000 | 12 | Dec 27 | sec.gov |
| Final Offer, LLC | Other Technology | Hingham | MA | $1,105,030 | $3,000,005 | 2 | Dec 27 | sec.gov |
| Moxey, Inc. | Business Services | Baton Rouge | LA | $1,074,998 | $2,000,000 | 4 | Dec 27 | sec.gov |
| Health Alert, Inc. | Other Technology | Angwin | CA | $1,000,000 | Indefinite | 0 | Dec 27 | sec.gov |
| Shreenika Pioneering Inc. | Other | San Diego | CA | $1,000,000 | $2,333,227 | 4 | Dec 27 | sec.gov |
| DeliverZero, Inc. | Other | New York | NY | $1,000,000 | $1,000,000 | 1 | Dec 27 | sec.gov |
| SANDS MONTAUK LLC | Commercial | Los Angeles | CA | $963,000 | $6,378,999 | 8 | Dec 27 | sec.gov |
| Starting Gate Investors, LLC | Other Real Estate | Shakopee | MN | $962,000 | $1,036,000 | 9 | Dec 27 | sec.gov |
| Outpost Cottage Aiken LLC | Other Real Estate | Columbia | SC | $849,990 | $1,500,000 | 6 | Dec 27 | sec.gov |
| PEAKAM FUND-0002 LLC | Residential | Portland | OR | $800,000 | $800,000 | 9 | Dec 27 | sec.gov |
| MDWerks, Inc. | Other | Green Cove Springs | FL | $660,000 | $660,000 | 57 | Dec 27 | sec.gov |
| BluGlass Ltd | Other Technology | Silverwater | $640,000 | $640,000 | 1 | Dec 27 | sec.gov | |
| ISUN, INC. | Other Energy | Williston | VT | $631,400 | $631,400 | 2 | Dec 27 | sec.gov |
| KMD Surgical Solutions, Inc. | Other Health Care | Winston Salem | NC | $625,000 | $700,000 | 11 | Dec 27 | sec.gov |
| Percent Pledge Labs Inc. | Other | Chicago | IL | $599,995 | $2,000,000 | 5 | Dec 27 | sec.gov |
| Swift Rails, Inc. | Other | Lancaster | NY | $225,000 | Indefinite | 2 | Dec 27 | sec.gov |
| Teal Bio, Inc. | Other Health Care | Somerville | MA | $218,634 | $950,000 | 4 | Dec 27 | sec.gov |
| Blessings Trail Properties LLC | Commercial | Tracy | CA | $200,000 | $2,950,000 | 3 | Dec 27 | sec.gov |
| Kensington Asset Management, Inc. | Other | Lehi | UT | $131,000 | $10,000,000 | 2 | Dec 27 | sec.gov |
| Bridge Logistics US Venture II REIT LLC | REITS and Finance | Sandy | UT | $125,000 | $125,000 | 125 | Dec 27 | sec.gov |
| MyndTec Inc. | Biotechnology | Mississauga | $100,000 | $220,000 | 1 | Dec 27 | sec.gov | |
| Global Compliance Applications Corp. | Other Technology | Vancouver | $78,687 | $78,687 | 2 | Dec 27 | sec.gov | |
| BION ENVIRONMENTAL TECHNOLOGIES INC | Environmental Services | Old Bethpage | NY | $75,000 | $6,000,000 | 1 | Dec 27 | sec.gov |
| PPRF REIT, LLC | REITS and Finance | Rancho Santa Fe | CA | $62,500 | $62,500 | 125 | Dec 27 | sec.gov |
| 300 Binney SubREIT LLC | REITS and Finance | Boston | MA | $59,000 | $125,000 | 59 | Dec 27 | sec.gov |
| Kuya Silver Corp./BC | Other | Garibaldi Highlands | $36,795 | $91,251 | 1 | Dec 27 | sec.gov | |
| Myriad Uranium Corp. | Other | Vancouver | $13,500 | $13,500 | 3 | Dec 27 | sec.gov | |
| H&M QP Flex Fund LLC | Other | Dover | DE | $0 | Indefinite | 0 | Dec 27 | sec.gov |
| 4EG Banks 2 LLC | Restaurants | Cincinnati | OH | $0 | $1,300,000 | 0 | Dec 27 | sec.gov |
| Blue Owl Strategic Equity HoldCo LLC | Investing | New York | NY | $0 | Indefinite | 0 | Dec 27 | sec.gov |
| FCP Housing Preservation Fund, L.P. (amended) | Other Real Estate | Chevy Chase | MD | $0 | Indefinite | 0 | Dec 27 | sec.gov |
| INTERNATIONAL BATTERY METALS LTD. | Other | Vancouver | $0 | $158,824 | 1 | Dec 27 | sec.gov |
December 28, 2023 · December 26, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.