Data / Form D filings / Dec 22
Form D filings, December 22, 2023: 120 companies raised $3.73 billion
120 operating companies filed a Form D on December 22, 2023, reporting $3.73 billion sold. Largest: Aureus Capital Ltd ($2.00 billion), Generate Capital, PBC ($1.07 billion), Legend Holdings, LLC ($67 million). The median filing is $2 million, and 147 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 120Form D filings
- $3.73 billionreported sold
- $2 millionmedian amount sold
- CAmost filings (18)
Most filings by state: CA 18, CO 14, TX 13, NY 11, MA 10. By industry: Other 26, Other Technology 24, REITS and Finance 14, Other Health Care 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Aureus Capital Ltd | Other | New York | NY | $2,000,000,000 | $2,000,000,000 | 0 | Dec 22 | sec.gov |
| Generate Capital, PBC (amended) | Other Energy | San Francisco | CA | $1,071,007,800 | $1,071,007,800 | 44 | Dec 22 | sec.gov |
| Legend Holdings, LLC (amended) | Insurance | Nashville | TN | $67,019,883 | Indefinite | 1138 | Dec 22 | sec.gov |
| Merchants Capital Tax Credit Equity Fund 16, LLC | Other Real Estate | Carmel | IN | $65,000,000 | $160,000,000 | 8 | Dec 22 | sec.gov |
| Coinbase Credit, Inc. (amended) | Other Banking and Financial Services | Oakland | CA | $57,000,000 | Indefinite | 5 | Dec 22 | sec.gov |
| JH NETWORKING INSURANCE AGENCY INC | Insurance | Boston | MA | $42,851,703 | Indefinite | 37 | Dec 22 | sec.gov |
| Mynd.ai, Inc. | Other Technology | Grand Cayman | $42,219,040 | $42,219,040 | 24 | Dec 22 | sec.gov | |
| Phosphorus Cybersecurity Inc. | Other Technology | Nashville | TN | $26,999,988 | $27,499,988 | 5 | Dec 22 | sec.gov |
| Unnatural Products Inc. (amended) | Biotechnology | Santa Cruz | CA | $24,974,312 | $32,730,960 | 25 | Dec 22 | sec.gov |
| Tam(squared) Inc. | Other | Mill Valley | CA | $20,314,059 | $30,476,589 | 43 | Dec 22 | sec.gov |
| ZHEJIANG EXPRESSWAY CO LTD | Other | Hangzhou City | $17,432,602 | Indefinite | 47 | Dec 22 | sec.gov | |
| Minn Investor Member LLC | Other Real Estate | San Diego | CA | $16,664,662 | $16,664,662 | 76 | Dec 22 | sec.gov |
| Hunters Ridge Investors, LLC | Commercial | Los Angeles | CA | $15,420,000 | $18,000,000 | 31 | Dec 22 | sec.gov |
| Blue Owl Real Estate Exchange I DST | Other Real Estate | Chicago | IL | $13,795,651 | $92,717,391 | 2 | Dec 22 | sec.gov |
| Power Life Sciences, Inc. | Other Health Care | San Francisco | CA | $11,934,978 | $12,000,000 | 14 | Dec 22 | sec.gov |
| HyperPlay Labs Inc. | Other Technology | Newark | DE | $11,736,473 | $12,006,495 | 14 | Dec 22 | sec.gov |
| EAG Holdings LP | Other | New York | NY | $11,532,168 | Indefinite | 111 | Dec 22 | sec.gov |
| Weave Platform, Inc. | Other Technology | New Haven | CT | $11,399,993 | $11,399,993 | 10 | Dec 22 | sec.gov |
| Chambers Valley Investments LLC | Other Real Estate | Alpharetta | GA | $10,294,950 | $10,700,000 | 150 | Dec 22 | sec.gov |
| Castellan Holdings LLC (amended) | Other Real Estate | New York | NY | $9,726,000 | $15,000,000 | 65 | Dec 22 | sec.gov |
| RockED Co Inc. (amended) | Other | Fort Lauderdale | FL | $9,080,069 | $10,000,000 | 20 | Dec 22 | sec.gov |
| Lost Horizon Spirits, LLC | Retailing | Las Vegas | NV | $8,500,000 | $8,500,000 | 6 | Dec 22 | sec.gov |
| entigenlogic LLC (amended) | Other Technology | Schaumburg | IL | $8,065,579 | Indefinite | 23 | Dec 22 | sec.gov |
| Cambrian BioPharma Inc | Pharmaceuticals | New York | NY | $7,691,833 | $40,000,000 | 20 | Dec 22 | sec.gov |
| Red Canary, Inc. | Computers | Denver | CO | $7,434,749 | $7,434,749 | 2 | Dec 22 | sec.gov |
| Solace Power Inc. | Other Energy | Mount Pearl, Nl | $7,125,000 | $13,500,000 | 1 | Dec 22 | sec.gov | |
| Midstream Health, Inc. | Other Health Care | Oakland | CA | $6,684,998 | $6,684,998 | 27 | Dec 22 | sec.gov |
| OcuTerra Therapeutics, Inc. | Other | Boston | MA | $6,658,827 | $30,000,000 | 84 | Dec 22 | sec.gov |
| Solace Power Inc. | Other Energy | Mount Pearl, Nl | $6,567,732 | $6,567,732 | 6 | Dec 22 | sec.gov | |
| BIT ORIGIN Ltd | Other | Singapore | $6,127,334 | Indefinite | 1 | Dec 22 | sec.gov | |
| Regency Rancho, LLC | Residential | Fullerton | CA | $6,000,000 | $6,000,000 | 40 | Dec 22 | sec.gov |
| Sierra Labs Inc. | Other Technology | Los Angeles | CA | $5,437,515 | $5,437,515 | 23 | Dec 22 | sec.gov |
| Paperless Parts, Inc. | Other Technology | Boston | MA | $5,000,000 | $15,000,000 | 1 | Dec 22 | sec.gov |
| MALUM, INC. | Other Technology | Coralville | IA | $4,996,931 | $5,996,898 | 19 | Dec 22 | sec.gov |
| UncommonX Inc. (amended) | Other Technology | Chicago | IL | $4,824,127 | $8,145,325 | 10 | Dec 22 | sec.gov |
| dltHub Inc. | Other Technology | Wilmington | DE | $4,698,572 | $4,850,000 | 18 | Dec 22 | sec.gov |
| Monaire Inc. | Other Technology | Waltham | MA | $4,139,996 | $4,139,996 | 6 | Dec 22 | sec.gov |
| Velthius, LP (amended) | Residential | Brookings | SD | $4,098,680 | $15,000,000 | 37 | Dec 22 | sec.gov |
| Civic Roundtable, Inc. | Other Technology | Allston | MA | $4,000,000 | $5,500,000 | 1 | Dec 22 | sec.gov |
| 3Daughters, Inc. | Other | Fort Lauderdale | FL | $3,524,600 | $4,740,336 | 17 | Dec 22 | sec.gov |
| WoodHouse Equity, LLC | Investing | Dallas | TX | $3,383,401 | $39,267,202 | 1 | Dec 22 | sec.gov |
| WingWork, Inc. | Other Technology | Bellevue | WA | $3,250,000 | $4,000,000 | 2 | Dec 22 | sec.gov |
| Kubera Health, Inc. | Other Technology | New York | NY | $2,974,998 | $3,000,000 | 7 | Dec 22 | sec.gov |
| Orderly Health, Inc. (amended) | Other Technology | Denver | CO | $2,940,843 | $4,000,000 | 21 | Dec 22 | sec.gov |
| Woodmere F&F LLC | Other Real Estate | Raleigh | NC | $2,850,000 | $2,915,000 | 35 | Dec 22 | sec.gov |
| dottxt Inc. | Other Technology | Ridgewood | NJ | $2,700,000 | $3,240,000 | 2 | Dec 22 | sec.gov |
| Oyi, Inc. | Other | Austin | TX | $2,620,000 | $2,620,000 | 15 | Dec 22 | sec.gov |
| SeQure Dx Inc. | Biotechnology | Waltham | MA | $2,612,903 | $8,000,000 | 7 | Dec 22 | sec.gov |
| Wings&Arrow, LLC | Other | Cardiff | CA | $2,349,709 | $5,000,000 | 104 | Dec 22 | sec.gov |
| INSAMO INC. | Biotechnology | Berkeley | CA | $2,300,000 | $2,300,000 | 2 | Dec 22 | sec.gov |
| SeQure Dx Inc. | Biotechnology | Waltham | MA | $2,177,419 | $5,000,000 | 7 | Dec 22 | sec.gov |
| Scale Medicine, Inc. | Other | New York | NY | $2,000,000 | $2,500,000 | 5 | Dec 22 | sec.gov |
| Opine Market, Inc. (amended) | Other Technology | Durham | NC | $1,786,554 | $2,500,000 | 10 | Dec 22 | sec.gov |
| Champion MSU Properties, LLC | Residential | Santa Monica | CA | $1,772,993 | $2,100,000 | 56 | Dec 22 | sec.gov |
| FreshFry Inc. | Manufacturing | Louisville | KY | $1,700,000 | $1,700,000 | 3 | Dec 22 | sec.gov |
| WoodHouse Management, LLC | Business Services | Dallas | TX | $1,616,399 | $8,232,798 | 1 | Dec 22 | sec.gov |
| EntryDock, Inc. | Other Technology | New York | NY | $1,500,000 | $1,500,000 | 3 | Dec 22 | sec.gov |
| Site Vantage, Inc. | Other Technology | Westport | CT | $1,400,000 | $1,400,000 | 1 | Dec 22 | sec.gov |
| Kitty & Vibe Inc. (amended) | Retailing | Austin | TX | $1,322,000 | $1,967,000 | 18 | Dec 22 | sec.gov |
| Supra International Holdings Ltd | Business Services | George Town | $1,250,000 | $1,250,000 | 3 | Dec 22 | sec.gov | |
| ENA INVESTMENTS LLC (amended) | Manufacturing | Lake Oswego | OR | $1,000,000 | $1,250,000 | 8 | Dec 22 | sec.gov |
| Equiscript Holdings, Inc. | Other Health Care | North Charleston | SC | $1,000,000 | $1,000,000 | 4 | Dec 22 | sec.gov |
| Nuo Therapeutics, Inc. | Other Health Care | Houston | TX | $962,500 | $962,500 | 9 | Dec 22 | sec.gov |
| BIP Aligned Equity Investors LLC (amended) | Investing | Boston | MA | $868,750 | Indefinite | 10 | Dec 22 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $868,279 | $100,000,000 | 0 | Dec 22 | sec.gov |
| ANNE WITH AN E, Ltd LIABILITY Co (amended) | Other | New York | NY | $745,000 | $2,000,000 | 14 | Dec 22 | sec.gov |
| Legacy Venture Fund I, LLC | Other | Bellevue | WA | $600,000 | $50,000,000 | 5 | Dec 22 | sec.gov |
| Alloy Market, Inc. | Other | Newtown | PA | $550,000 | $550,000 | 2 | Dec 22 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $515,054 | $100,000,000 | 0 | Dec 22 | sec.gov |
| ACR GROUP, LLC | Other Banking and Financial Services | Greenville | DE | $500,000 | $500,000 | 6 | Dec 22 | sec.gov |
| PARKER MARITIME TECHNOLOGIES, LLC (amended) | Other | Saratoga | CA | $500,000 | $5,000,000 | 5 | Dec 22 | sec.gov |
| Tallwave, LLC | Other | Scottsdale | AZ | $500,000 | $500,000 | 4 | Dec 22 | sec.gov |
| Tetrous, Inc. (amended) | Biotechnology | Sherman Oaks | CA | $444,639 | $5,000,000 | 2 | Dec 22 | sec.gov |
| Get Whys Inc. | Other Technology | Boise | ID | $425,000 | $650,000 | 2 | Dec 22 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $410,000 | $100,000,000 | 0 | Dec 22 | sec.gov |
| RLTY LLC | Other | Manhattan Beach | CA | $371,125 | $8,500,000 | 10 | Dec 22 | sec.gov |
| Allura Aesthetics Group, LLC | Other Health Care | Boynton Beach | FL | $250,000 | $1,650,000 | 1 | Dec 22 | sec.gov |
| Smart Nora Inc. | Other Technology | North York | $250,000 | $3,500,000 | 1 | Dec 22 | sec.gov | |
| Wild About You LLC | Other | New York | NY | $225,000 | $2,000,000 | 2 | Dec 22 | sec.gov |
| Jaju Pierogi, LLC | Retailing | Beverly | MA | $200,000 | $400,000 | 2 | Dec 22 | sec.gov |
| New Game Plus, Inc. | Other Technology | Seattle | WA | $150,000 | $150,000 | 1 | Dec 22 | sec.gov |
| Concord Atlantic Holding Ltd (amended) | Insurance | Hamilton | $147,500 | Indefinite | 70 | Dec 22 | sec.gov | |
| MFG - Sansom Owner, LLC | REITS and Finance | Charleston | SC | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| RI-15 GP, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| Park Towne Place Associates Limited Partnership | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| National Boston Lofts REIT, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| Locust on the Park REIT, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| Lakeridge-Island Club Apartments Partners, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| AIR Township at Highlands REIT, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| Four Quarters Habitat Apartments Associates, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| Century Properties Fund XVII, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| AIR Avery Row REIT, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| 4710 Elm Street REIT, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| RIVER LOFT ASSOCIATES LIMITED PARTNERSHIP | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Dec 22 | sec.gov |
| ALLURION TECHNOLOGIES, INC. | Other Health Care | Natick | MA | $122,513 | $100,122,513 | 1 | Dec 22 | sec.gov |
| PlugOp Technologies LLC | Energy Conservation | Columbus | OH | $100,000 | $200,000 | 1 | Dec 22 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $100,000,000 | 0 | Dec 22 | sec.gov |
| USEDC 2023 B Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $100,000,000 | 0 | Dec 22 | sec.gov |
| Coastal Ridge Real Estate Income Trust, LLC | REITS and Finance | Columbus | OH | $62,500 | $62,500 | 125 | Dec 22 | sec.gov |
| Overlay Capital Infrastructure Partners PV, L.P. | Other | Alpharetta | GA | $50,000 | $20,000,000 | 1 | Dec 22 | sec.gov |
| TIER ONE SILVER INC. | Other | Vancouver | $38,850 | $135,450 | 4 | Dec 22 | sec.gov | |
| Awake Universe, LLC | Other | Santa Monica | CA | $30,000 | $1,000,000 | 1 | Dec 22 | sec.gov |
| Blackbird Foods, Inc. | Other | Long Island City | NY | $25,000 | $1,000,000 | 1 | Dec 22 | sec.gov |
| GT Capital Fund 2 LLC | REITS and Finance | St. Petersburg | FL | $0 | Indefinite | 0 | Dec 22 | sec.gov |
| DPEG Conroe CG, LP | Other | Stafford | TX | $0 | $4,200,000 | 0 | Dec 22 | sec.gov |
| DPEG 178 BTR, LP | Other | Stafford | TX | $0 | $9,943,821 | 0 | Dec 22 | sec.gov |
| RRC - 12596 Bayaud LLC | Commercial | Denver | CO | $0 | $5,900,000 | 0 | Dec 22 | sec.gov |
| JA-Rise-Skyline Fund 1 LLC | Commercial | Dillsburg | PA | $0 | $195,700 | 0 | Dec 22 | sec.gov |
| Krohn Consortium VIII, LLC | Commercial | Orem | UT | $0 | $10,000,000 | 0 | Dec 22 | sec.gov |
| LIGHTHOUSE FUND I, LLC | Commercial | Draper | UT | $0 | $10,000,000 | 0 | Dec 22 | sec.gov |
| Upland Holdings, LLC (amended) | Other Health Care | Birmingham | AL | $0 | $47,500 | 0 | Dec 22 | sec.gov |
| InvestCo Ankeny, IA, LLC | Other Health Care | Chicago | IL | $0 | $3,500,000 | 0 | Dec 22 | sec.gov |
| Knowpia Inc. | Other Technology | Fremont | CA | $0 | $3,000,000 | 0 | Dec 22 | sec.gov |
| EV6 LLC | Residential | New York | NY | $0 | $8,000,000 | 0 | Dec 22 | sec.gov |
| TILT Holdings Inc. (amended) | Other | Phoenix | AZ | $0 | $5,620,859 | 3 | Dec 22 | sec.gov |
| Treasure Investments Corp | Other | Lake Oswego | OR | $0 | $20,000,000 | 0 | Dec 22 | sec.gov |
| Gemenon Mineral Fund III, LLC | Oil and Gas | Houston | TX | $0 | $1,000,000 | 0 | Dec 22 | sec.gov |
| MDWerks, Inc. | Other Technology | Green Cove Springs | FL | $0 | $7,000,000 | 0 | Dec 22 | sec.gov |
| RYAN SPECIALTY HOLDINGS, INC. | Insurance | Chicago | IL | $0 | Indefinite | 0 | Dec 22 | sec.gov |
| Roseville MHP LLC | Residential | Oveido | FL | $0 | $3,400,000 | 0 | Dec 22 | sec.gov |
December 26, 2023 · December 21, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.