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Data / Form D filings / Dec 21

Form D filings, December 21, 2023: 112 companies raised $2.08 billion

112 operating companies filed a Form D on December 21, 2023, reporting $2.08 billion sold. Largest: Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($494.1 million), OSP Gannett Holdings, LLC ($316.1 million), Hinge Health, Inc. ($309 million). The median filing is $2.6 million, and 186 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 112Form D filings
  • $2.08 billionreported sold
  • $2.6 millionmedian amount sold
  • TXmost filings (19)

Most filings by state: TX 19, CA 15, NY 9, IL 7, MA 7. By industry: Other Technology 22, Other 17, Other Real Estate 14, REITS and Finance 12.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended)Other Real EstateEl SegundoCA$494,111,469$500,000,000827Dec 21sec.gov
OSP Gannett Holdings, LLC (amended)OtherNew YorkNY$316,109,901$316,109,901104Dec 21sec.gov
Hinge Health, Inc.Other TechnologySan FranciscoCA$309,015,973$309,999,89721Dec 21sec.gov
Lightmatter, Inc.Other TechnologyBostonMA$155,000,084$155,000,08425Dec 21sec.gov
NexPoint Homes Trust, Inc. (amended)REITS and FinanceDallasTX$91,201,979$2,500,000,000343Dec 21sec.gov
Allay Therapeutics, Inc. (amended)BiotechnologySan JoseCA$86,890,346$86,890,34622Dec 21sec.gov
Paradigm Holdings, LLC (amended)InsuranceNashvilleTN$52,184,062Indefinite883Dec 21sec.gov
Ratio Therapeutics, Inc.PharmaceuticalsBostonMA$50,675,000$50,675,00046Dec 21sec.gov
NewLeaf Symbiotics, Inc.AgricultureSt. LouisMO$47,006,248$47,006,2489Dec 21sec.gov
SimSpace CorpOther TechnologyBostonMA$43,111,357$55,003,3566Dec 21sec.gov
Griffin Capital Development Partners Fund II, L.P. (amended)Other Real EstateEl SegundoCA$36,054,917$145,000,000225Dec 21sec.gov
Contrarian Holdings, LLC (amended)InsuranceNashvilleTN$34,779,997Indefinite670Dec 21sec.gov
FingerprintJS, Inc.Other TechnologyChicagoIL$32,499,993$35,999,9852Dec 21sec.gov
PatientFi, Inc.Other TechnologyIrvineCA$28,651,594$30,001,5963Dec 21sec.gov
Moocho, Inc.Other TechnologyMiami BeachFL$23,048,000Indefinite230Dec 21sec.gov
Diversified Government REIT II, Inc. (amended)REITS and FinanceChicagoIL$21,915,000Indefinite89Dec 21sec.gov
275 Funding, LLC (amended)Other Banking and Financial ServicesHaverfordPA$17,388,067$30,000,000232Dec 21sec.gov
Mason Buligo LPResidentialWilmingtonDE$16,582,760$16,582,76045Dec 21sec.gov
SYNNOVATION THERAPEUTICS, INC. (amended)BiotechnologyWilmingtonDE$15,000,000$102,499,9957Dec 21sec.gov
MCI Exchange AnaCapri A Series, DST (amended)Other Real EstateDallasTX$14,564,138$23,000,00046Dec 21sec.gov
Ketryx CorpOtherSomervilleMA$13,999,977$13,999,9775Dec 21sec.gov
Pactio Holding Inc. (amended)Other TechnologyDoverDE$10,624,998$12,500,0001Dec 21sec.gov
Eckard Midstream, LLCOil and GasAllenTX$9,500,000Indefinite66Dec 21sec.gov
Texas Strategic Growth Fund, L.P. (amended)Other Real EstateDallasTX$8,551,900$100,000,00058Dec 21sec.gov
D & S Holdings One LLC (amended)ResidentialIndependenceOH$8,538,634$8,538,6340Dec 21sec.gov
Canto Technologies Inc.OtherAustinTX$8,000,000$8,000,00012Dec 21sec.gov
Kinetic Pressure Control Ltd (amended)Oil and GasHoustonTX$7,865,000$7,865,00010Dec 21sec.gov
HGI Opportunity Fund XVIII, LPOther Real EstateNorfolkVA$7,550,000$300,000,00012Dec 21sec.gov
StructuRe Holdings, LLC (amended)InsuranceNashvilleTN$7,044,154Indefinite145Dec 21sec.gov
DAtAnchor Inc.OtherNew AlbanyOH$6,296,999$6,296,99976Dec 21sec.gov
General Oncology, Inc. (amended)PharmaceuticalsBrooklineMA$6,028,721$7,500,00034Dec 21sec.gov
Churchill Equity Fund, LLC (amended)ResidentialEncinitasCA$5,742,692$10,000,00014Dec 21sec.gov
POTLIKKER CAPITAL, INC.InvestingNewfieldNY$5,387,500$50,000,00028Dec 21sec.gov
Teal Communications, Inc.Other TechnologySeattleWA$5,273,777$10,000,00013Dec 21sec.gov
ReSeed PBC (amended)Other TechnologyTopangaCA$4,641,893Indefinite11Dec 21sec.gov
Remesh Inc. (amended)Other TechnologyClevelandOH$4,250,000$4,250,0007Dec 21sec.gov
VVF AgTech, Inc. (amended)AgricultureSuwaneeGA$4,161,900$6,000,000104Dec 21sec.gov
Calloway Medical Venture, LLCCommercialDallasTX$3,701,663$4,101,6637Dec 21sec.gov
DXwand INCOther TechnologyRas Alkhaimah$3,699,921$3,699,9212Dec 21sec.gov
Natural Ocean Well Co. (amended)OtherMenlo ParkCA$3,499,600$6,000,00017Dec 21sec.gov
Servio Development Fund II, LPCommercialCovingtonLA$3,439,000$30,000,00028Dec 21sec.gov
Heart of Rock & Roll Broadway Ltd Liability Co (amended)OtherNew YorkNY$3,395,000$19,000,00018Dec 21sec.gov
iYOTAH Solutions, Inc.Other TechnologyNewmanGA$3,136,673$3,136,67319Dec 21sec.gov
Pathfinder Spirit Inc (amended)ManufacturingSeattleWA$3,043,476Indefinite4Dec 21sec.gov
Family First, Inc.Other Health CareBostonMA$2,751,966$2,751,96611Dec 21sec.gov
HealthClicks, Inc. (amended)Other TechnologyAustinTX$2,743,305$4,080,00011Dec 21sec.gov
ORBITE INC.Other TravelSeattleWA$2,724,998$6,775,0057Dec 21sec.gov
Prelude Products Inc. (amended)Other TechnologyBrooklynNY$2,699,995$3,000,0007Dec 21sec.gov
American Magnesium LLC (amended)OtherElephant ButteNM$2,657,500$2,850,00056Dec 21sec.gov
GCDP II REIT Feeder, LLC (amended)Other Real EstateEl SegundoCA$2,551,180$145,000,00026Dec 21sec.gov
QPoint, Inc.Other TechnologyOaklandCA$2,090,000$3,015,00021Dec 21sec.gov
BARFRESH FOOD GROUP INC. (amended)OtherLos AngelesCA$2,045,450$2,068,0008Dec 21sec.gov
Live Data Technologies, Inc. (amended)OtherSanta BarbaraCA$2,000,000$2,000,00012Dec 21sec.gov
Cerebro Capital, Inc.Other TechnologyBaltimoreMD$1,625,000$2,000,0008Dec 21sec.gov
Cornerstone Capital Partners, LLCOther Real EstateJacksonWY$1,610,000$1,610,00011Dec 21sec.gov
Forest Park Apartments, LLCResidentialBeverlyMA$1,500,000$1,500,00024Dec 21sec.gov
Dividenz 14, LPOther Real EstateAventuraFL$1,474,114$2,631,57820Dec 21sec.gov
Cognovi Labs, Inc.Other TechnologyDaytonOH$1,434,766$7,000,0006Dec 21sec.gov
United PRB #2, LPOil and GasRoanokeTX$1,300,000$1,300,00027Dec 21sec.gov
Testimonial Tree, Inc.Other TechnologyEsteroFL$1,250,002$1,250,0023Dec 21sec.gov
HealthClicks, Inc. (amended)Other TechnologyAustinTX$1,200,000$1,200,0005Dec 21sec.gov
4124 Manchester, LLCCommercialChicagoIL$1,175,000$1,200,00022Dec 21sec.gov
Nexteon Technologies, Inc.Other TechnologyMaple GlenPA$1,164,827$1,164,82713Dec 21sec.gov
Kokopelli Outdoor, Inc.OtherLongmontCO$1,049,999$1,504,9002Dec 21sec.gov
ScreenSteps, Inc.Other TechnologyMcleanVA$1,000,000$2,000,0001Dec 21sec.gov
Oakwood Lending, LLCOther Banking and Financial ServicesRaleighNC$975,000$5,000,0003Dec 21sec.gov
NIOCORP DEVELOPMENTS LTDOtherCentennialCO$944,411$944,4115Dec 21sec.gov
PP6 Madison, LLCOther Health CareBrookingsSD$915,000$1,000,00010Dec 21sec.gov
1158 LIVING LLCResidentialDoralFL$750,000$1,419,0004Dec 21sec.gov
THREE BULLS GEORGIA LEGEND FUND, LLC (amended)Other Real EstateGriffinGA$750,000$2,040,0001Dec 21sec.gov
Camas Renal Construction LLCCommercialDallasTX$671,400$671,4006Dec 21sec.gov
Killarney Brewing & Distilling Holdings Public Ltd CoOtherKillarney$660,800Indefinite9Dec 21sec.gov
Varlo LLCOtherCherry HillNJ$600,000$750,0004Dec 21sec.gov
HOM Investments 6, LLCOtherDes MoinesIA$560,000$560,0009Dec 21sec.gov
Linebird, Inc.Electric UtilitiesRichmondVA$535,000$1,250,00020Dec 21sec.gov
Revo Zero Corp (amended)ManufacturingHerndonVA$500,000$2,000,0001Dec 21sec.gov
USEDC 2023 Auxiliary Fund LP (amended)Oil and GasArlingtonTX$450,000$150,000,0000Dec 21sec.gov
Tetrous, Inc.BiotechnologySherman OaksCA$444,639$5,000,0002Dec 21sec.gov
OTR KC, LLCRestaurantsDenverCO$360,000$360,0003Dec 21sec.gov
USEDC 2023 Auxiliary Fund LP (amended)Oil and GasArlingtonTX$200,000$150,000,0000Dec 21sec.gov
Bellatrix, a Series of Massive Scale Ventures II, LLCInvestingDoverDE$176,483$200,00014Dec 21sec.gov
GAF REIT Sub III, LLCREITS and FinanceDallasTX$125,000$125,000125Dec 21sec.gov
NFRO SFR REIT, LLCREITS and FinanceDallasTX$125,000$125,000125Dec 21sec.gov
BSREP V Cobalt REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Dec 21sec.gov
Brookfield Premier Real Estate Partners Upper REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Dec 21sec.gov
Elston REIT LLCREITS and FinanceChicagoIL$125,000$125,000125Dec 21sec.gov
BRES-C Daisy REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Dec 21sec.gov
BRES Freesia REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Dec 21sec.gov
Alterra IOS III REIT, LLCREITS and FinanceConshohockenPA$125,000$125,000125Dec 21sec.gov
NHF V TN REIT, LLCREITS and FinanceAtlantaGA$125,000$125,000125Dec 21sec.gov
GS AA Naperville HoldCo, LLCREITS and FinanceCharlestonSC$125,000$125,000125Dec 21sec.gov
USEDC Opportunity Zone Fund II LP (amended)Oil and GasArlingtonTX$123,000$150,000,0000Dec 21sec.gov
U.S. Energy Private Capital II LP (amended)Oil and GasArlingtonTX$105,820$50,000,0000Dec 21sec.gov
Elevate ai Solutions LLCOther TechnologyOakdalePA$63,800Indefinite2Dec 21sec.gov
Ibex International Associates Inc.OtherRegina$30,000Indefinite2Dec 21sec.gov
Workshop Brewing Company, LLCRestaurantsTraverse CityMI$10,000$350,0001Dec 21sec.gov
3360 Frankford LLCCommercialPhiladelphiaPA$10,000$2,400,0001Dec 21sec.gov
Stockkings Holdings Inc.InvestingNew YorkNY$10,000$10,0001Dec 21sec.gov
Arctic Star Exploration Corp.OtherVancouver$3,750$22,4501Dec 21sec.gov
Americo Justin LPCommercialDallasTX$0$5,100,0000Dec 21sec.gov
HF Terrys Rd Storage LLCOther Real EstateIndianapolisIN$0$500,0000Dec 21sec.gov
Shopoff Palm Springs Industrial Fund, LLCOther Real EstateIrvineCA$0$16,200,0000Dec 21sec.gov
Cunat Exchange VII DSTResidentialMchenryIL$0$41,064,0530Dec 21sec.gov
Bethel Community Healing Center LLCOtherSacramentoCA$0$6,000,0000Dec 21sec.gov
JLLX Taunton Distribution Center, DSTOther Real EstateChicagoIL$0$59,931,5340Dec 21sec.gov
JLLX Townlake of Coppell, DSTOther Real EstateChicagoIL$0$59,931,5340Dec 21sec.gov
THREE RIVERS RV PARK, LLCCommercialTampaFL$0$1,200,0000Dec 21sec.gov
Summertown Accelerator Fund I LLCOther Real EstateBoiseID$0$16,000,0000Dec 21sec.gov
White Oak DSC Investment, LLCCommercialRockvilleMD$0$6,000,00018Dec 21sec.gov
SAN PEDRO TOWNE PLAZA INVESTMENTS LLCCommercialSan AntonioTX$0$5,500,0000Dec 21sec.gov
Relode, LLCBusiness ServicesBrentwoodTN$0$1,000,0000Dec 21sec.gov
Short Tail Insurance Holdings Ltd.InsuranceHamilton$0$1,000,000,0000Dec 21sec.gov

December 22, 2023 · December 20, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.