Data / Form D filings / Dec 21
Form D filings, December 21, 2023: 112 companies raised $2.08 billion
112 operating companies filed a Form D on December 21, 2023, reporting $2.08 billion sold. Largest: Griffin Capital Qualified Opportunity Zone Fund III, L.P. ($494.1 million), OSP Gannett Holdings, LLC ($316.1 million), Hinge Health, Inc. ($309 million). The median filing is $2.6 million, and 186 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 112Form D filings
- $2.08 billionreported sold
- $2.6 millionmedian amount sold
- TXmost filings (19)
Most filings by state: TX 19, CA 15, NY 9, IL 7, MA 7. By industry: Other Technology 22, Other 17, Other Real Estate 14, REITS and Finance 12.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $494,111,469 | $500,000,000 | 827 | Dec 21 | sec.gov |
| OSP Gannett Holdings, LLC (amended) | Other | New York | NY | $316,109,901 | $316,109,901 | 104 | Dec 21 | sec.gov |
| Hinge Health, Inc. | Other Technology | San Francisco | CA | $309,015,973 | $309,999,897 | 21 | Dec 21 | sec.gov |
| Lightmatter, Inc. | Other Technology | Boston | MA | $155,000,084 | $155,000,084 | 25 | Dec 21 | sec.gov |
| NexPoint Homes Trust, Inc. (amended) | REITS and Finance | Dallas | TX | $91,201,979 | $2,500,000,000 | 343 | Dec 21 | sec.gov |
| Allay Therapeutics, Inc. (amended) | Biotechnology | San Jose | CA | $86,890,346 | $86,890,346 | 22 | Dec 21 | sec.gov |
| Paradigm Holdings, LLC (amended) | Insurance | Nashville | TN | $52,184,062 | Indefinite | 883 | Dec 21 | sec.gov |
| Ratio Therapeutics, Inc. | Pharmaceuticals | Boston | MA | $50,675,000 | $50,675,000 | 46 | Dec 21 | sec.gov |
| NewLeaf Symbiotics, Inc. | Agriculture | St. Louis | MO | $47,006,248 | $47,006,248 | 9 | Dec 21 | sec.gov |
| SimSpace Corp | Other Technology | Boston | MA | $43,111,357 | $55,003,356 | 6 | Dec 21 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $36,054,917 | $145,000,000 | 225 | Dec 21 | sec.gov |
| Contrarian Holdings, LLC (amended) | Insurance | Nashville | TN | $34,779,997 | Indefinite | 670 | Dec 21 | sec.gov |
| FingerprintJS, Inc. | Other Technology | Chicago | IL | $32,499,993 | $35,999,985 | 2 | Dec 21 | sec.gov |
| PatientFi, Inc. | Other Technology | Irvine | CA | $28,651,594 | $30,001,596 | 3 | Dec 21 | sec.gov |
| Moocho, Inc. | Other Technology | Miami Beach | FL | $23,048,000 | Indefinite | 230 | Dec 21 | sec.gov |
| Diversified Government REIT II, Inc. (amended) | REITS and Finance | Chicago | IL | $21,915,000 | Indefinite | 89 | Dec 21 | sec.gov |
| 275 Funding, LLC (amended) | Other Banking and Financial Services | Haverford | PA | $17,388,067 | $30,000,000 | 232 | Dec 21 | sec.gov |
| Mason Buligo LP | Residential | Wilmington | DE | $16,582,760 | $16,582,760 | 45 | Dec 21 | sec.gov |
| SYNNOVATION THERAPEUTICS, INC. (amended) | Biotechnology | Wilmington | DE | $15,000,000 | $102,499,995 | 7 | Dec 21 | sec.gov |
| MCI Exchange AnaCapri A Series, DST (amended) | Other Real Estate | Dallas | TX | $14,564,138 | $23,000,000 | 46 | Dec 21 | sec.gov |
| Ketryx Corp | Other | Somerville | MA | $13,999,977 | $13,999,977 | 5 | Dec 21 | sec.gov |
| Pactio Holding Inc. (amended) | Other Technology | Dover | DE | $10,624,998 | $12,500,000 | 1 | Dec 21 | sec.gov |
| Eckard Midstream, LLC | Oil and Gas | Allen | TX | $9,500,000 | Indefinite | 66 | Dec 21 | sec.gov |
| Texas Strategic Growth Fund, L.P. (amended) | Other Real Estate | Dallas | TX | $8,551,900 | $100,000,000 | 58 | Dec 21 | sec.gov |
| D & S Holdings One LLC (amended) | Residential | Independence | OH | $8,538,634 | $8,538,634 | 0 | Dec 21 | sec.gov |
| Canto Technologies Inc. | Other | Austin | TX | $8,000,000 | $8,000,000 | 12 | Dec 21 | sec.gov |
| Kinetic Pressure Control Ltd (amended) | Oil and Gas | Houston | TX | $7,865,000 | $7,865,000 | 10 | Dec 21 | sec.gov |
| HGI Opportunity Fund XVIII, LP | Other Real Estate | Norfolk | VA | $7,550,000 | $300,000,000 | 12 | Dec 21 | sec.gov |
| StructuRe Holdings, LLC (amended) | Insurance | Nashville | TN | $7,044,154 | Indefinite | 145 | Dec 21 | sec.gov |
| DAtAnchor Inc. | Other | New Albany | OH | $6,296,999 | $6,296,999 | 76 | Dec 21 | sec.gov |
| General Oncology, Inc. (amended) | Pharmaceuticals | Brookline | MA | $6,028,721 | $7,500,000 | 34 | Dec 21 | sec.gov |
| Churchill Equity Fund, LLC (amended) | Residential | Encinitas | CA | $5,742,692 | $10,000,000 | 14 | Dec 21 | sec.gov |
| POTLIKKER CAPITAL, INC. | Investing | Newfield | NY | $5,387,500 | $50,000,000 | 28 | Dec 21 | sec.gov |
| Teal Communications, Inc. | Other Technology | Seattle | WA | $5,273,777 | $10,000,000 | 13 | Dec 21 | sec.gov |
| ReSeed PBC (amended) | Other Technology | Topanga | CA | $4,641,893 | Indefinite | 11 | Dec 21 | sec.gov |
| Remesh Inc. (amended) | Other Technology | Cleveland | OH | $4,250,000 | $4,250,000 | 7 | Dec 21 | sec.gov |
| VVF AgTech, Inc. (amended) | Agriculture | Suwanee | GA | $4,161,900 | $6,000,000 | 104 | Dec 21 | sec.gov |
| Calloway Medical Venture, LLC | Commercial | Dallas | TX | $3,701,663 | $4,101,663 | 7 | Dec 21 | sec.gov |
| DXwand INC | Other Technology | Ras Alkhaimah | $3,699,921 | $3,699,921 | 2 | Dec 21 | sec.gov | |
| Natural Ocean Well Co. (amended) | Other | Menlo Park | CA | $3,499,600 | $6,000,000 | 17 | Dec 21 | sec.gov |
| Servio Development Fund II, LP | Commercial | Covington | LA | $3,439,000 | $30,000,000 | 28 | Dec 21 | sec.gov |
| Heart of Rock & Roll Broadway Ltd Liability Co (amended) | Other | New York | NY | $3,395,000 | $19,000,000 | 18 | Dec 21 | sec.gov |
| iYOTAH Solutions, Inc. | Other Technology | Newman | GA | $3,136,673 | $3,136,673 | 19 | Dec 21 | sec.gov |
| Pathfinder Spirit Inc (amended) | Manufacturing | Seattle | WA | $3,043,476 | Indefinite | 4 | Dec 21 | sec.gov |
| Family First, Inc. | Other Health Care | Boston | MA | $2,751,966 | $2,751,966 | 11 | Dec 21 | sec.gov |
| HealthClicks, Inc. (amended) | Other Technology | Austin | TX | $2,743,305 | $4,080,000 | 11 | Dec 21 | sec.gov |
| ORBITE INC. | Other Travel | Seattle | WA | $2,724,998 | $6,775,005 | 7 | Dec 21 | sec.gov |
| Prelude Products Inc. (amended) | Other Technology | Brooklyn | NY | $2,699,995 | $3,000,000 | 7 | Dec 21 | sec.gov |
| American Magnesium LLC (amended) | Other | Elephant Butte | NM | $2,657,500 | $2,850,000 | 56 | Dec 21 | sec.gov |
| GCDP II REIT Feeder, LLC (amended) | Other Real Estate | El Segundo | CA | $2,551,180 | $145,000,000 | 26 | Dec 21 | sec.gov |
| QPoint, Inc. | Other Technology | Oakland | CA | $2,090,000 | $3,015,000 | 21 | Dec 21 | sec.gov |
| BARFRESH FOOD GROUP INC. (amended) | Other | Los Angeles | CA | $2,045,450 | $2,068,000 | 8 | Dec 21 | sec.gov |
| Live Data Technologies, Inc. (amended) | Other | Santa Barbara | CA | $2,000,000 | $2,000,000 | 12 | Dec 21 | sec.gov |
| Cerebro Capital, Inc. | Other Technology | Baltimore | MD | $1,625,000 | $2,000,000 | 8 | Dec 21 | sec.gov |
| Cornerstone Capital Partners, LLC | Other Real Estate | Jackson | WY | $1,610,000 | $1,610,000 | 11 | Dec 21 | sec.gov |
| Forest Park Apartments, LLC | Residential | Beverly | MA | $1,500,000 | $1,500,000 | 24 | Dec 21 | sec.gov |
| Dividenz 14, LP | Other Real Estate | Aventura | FL | $1,474,114 | $2,631,578 | 20 | Dec 21 | sec.gov |
| Cognovi Labs, Inc. | Other Technology | Dayton | OH | $1,434,766 | $7,000,000 | 6 | Dec 21 | sec.gov |
| United PRB #2, LP | Oil and Gas | Roanoke | TX | $1,300,000 | $1,300,000 | 27 | Dec 21 | sec.gov |
| Testimonial Tree, Inc. | Other Technology | Estero | FL | $1,250,002 | $1,250,002 | 3 | Dec 21 | sec.gov |
| HealthClicks, Inc. (amended) | Other Technology | Austin | TX | $1,200,000 | $1,200,000 | 5 | Dec 21 | sec.gov |
| 4124 Manchester, LLC | Commercial | Chicago | IL | $1,175,000 | $1,200,000 | 22 | Dec 21 | sec.gov |
| Nexteon Technologies, Inc. | Other Technology | Maple Glen | PA | $1,164,827 | $1,164,827 | 13 | Dec 21 | sec.gov |
| Kokopelli Outdoor, Inc. | Other | Longmont | CO | $1,049,999 | $1,504,900 | 2 | Dec 21 | sec.gov |
| ScreenSteps, Inc. | Other Technology | Mclean | VA | $1,000,000 | $2,000,000 | 1 | Dec 21 | sec.gov |
| Oakwood Lending, LLC | Other Banking and Financial Services | Raleigh | NC | $975,000 | $5,000,000 | 3 | Dec 21 | sec.gov |
| NIOCORP DEVELOPMENTS LTD | Other | Centennial | CO | $944,411 | $944,411 | 5 | Dec 21 | sec.gov |
| PP6 Madison, LLC | Other Health Care | Brookings | SD | $915,000 | $1,000,000 | 10 | Dec 21 | sec.gov |
| 1158 LIVING LLC | Residential | Doral | FL | $750,000 | $1,419,000 | 4 | Dec 21 | sec.gov |
| THREE BULLS GEORGIA LEGEND FUND, LLC (amended) | Other Real Estate | Griffin | GA | $750,000 | $2,040,000 | 1 | Dec 21 | sec.gov |
| Camas Renal Construction LLC | Commercial | Dallas | TX | $671,400 | $671,400 | 6 | Dec 21 | sec.gov |
| Killarney Brewing & Distilling Holdings Public Ltd Co | Other | Killarney | $660,800 | Indefinite | 9 | Dec 21 | sec.gov | |
| Varlo LLC | Other | Cherry Hill | NJ | $600,000 | $750,000 | 4 | Dec 21 | sec.gov |
| HOM Investments 6, LLC | Other | Des Moines | IA | $560,000 | $560,000 | 9 | Dec 21 | sec.gov |
| Linebird, Inc. | Electric Utilities | Richmond | VA | $535,000 | $1,250,000 | 20 | Dec 21 | sec.gov |
| Revo Zero Corp (amended) | Manufacturing | Herndon | VA | $500,000 | $2,000,000 | 1 | Dec 21 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $450,000 | $150,000,000 | 0 | Dec 21 | sec.gov |
| Tetrous, Inc. | Biotechnology | Sherman Oaks | CA | $444,639 | $5,000,000 | 2 | Dec 21 | sec.gov |
| OTR KC, LLC | Restaurants | Denver | CO | $360,000 | $360,000 | 3 | Dec 21 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $200,000 | $150,000,000 | 0 | Dec 21 | sec.gov |
| Bellatrix, a Series of Massive Scale Ventures II, LLC | Investing | Dover | DE | $176,483 | $200,000 | 14 | Dec 21 | sec.gov |
| GAF REIT Sub III, LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Dec 21 | sec.gov |
| NFRO SFR REIT, LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Dec 21 | sec.gov |
| BSREP V Cobalt REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Dec 21 | sec.gov |
| Brookfield Premier Real Estate Partners Upper REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Dec 21 | sec.gov |
| Elston REIT LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Dec 21 | sec.gov |
| BRES-C Daisy REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Dec 21 | sec.gov |
| BRES Freesia REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Dec 21 | sec.gov |
| Alterra IOS III REIT, LLC | REITS and Finance | Conshohocken | PA | $125,000 | $125,000 | 125 | Dec 21 | sec.gov |
| NHF V TN REIT, LLC | REITS and Finance | Atlanta | GA | $125,000 | $125,000 | 125 | Dec 21 | sec.gov |
| GS AA Naperville HoldCo, LLC | REITS and Finance | Charleston | SC | $125,000 | $125,000 | 125 | Dec 21 | sec.gov |
| USEDC Opportunity Zone Fund II LP (amended) | Oil and Gas | Arlington | TX | $123,000 | $150,000,000 | 0 | Dec 21 | sec.gov |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $105,820 | $50,000,000 | 0 | Dec 21 | sec.gov |
| Elevate ai Solutions LLC | Other Technology | Oakdale | PA | $63,800 | Indefinite | 2 | Dec 21 | sec.gov |
| Ibex International Associates Inc. | Other | Regina | $30,000 | Indefinite | 2 | Dec 21 | sec.gov | |
| Workshop Brewing Company, LLC | Restaurants | Traverse City | MI | $10,000 | $350,000 | 1 | Dec 21 | sec.gov |
| 3360 Frankford LLC | Commercial | Philadelphia | PA | $10,000 | $2,400,000 | 1 | Dec 21 | sec.gov |
| Stockkings Holdings Inc. | Investing | New York | NY | $10,000 | $10,000 | 1 | Dec 21 | sec.gov |
| Arctic Star Exploration Corp. | Other | Vancouver | $3,750 | $22,450 | 1 | Dec 21 | sec.gov | |
| Americo Justin LP | Commercial | Dallas | TX | $0 | $5,100,000 | 0 | Dec 21 | sec.gov |
| HF Terrys Rd Storage LLC | Other Real Estate | Indianapolis | IN | $0 | $500,000 | 0 | Dec 21 | sec.gov |
| Shopoff Palm Springs Industrial Fund, LLC | Other Real Estate | Irvine | CA | $0 | $16,200,000 | 0 | Dec 21 | sec.gov |
| Cunat Exchange VII DST | Residential | Mchenry | IL | $0 | $41,064,053 | 0 | Dec 21 | sec.gov |
| Bethel Community Healing Center LLC | Other | Sacramento | CA | $0 | $6,000,000 | 0 | Dec 21 | sec.gov |
| JLLX Taunton Distribution Center, DST | Other Real Estate | Chicago | IL | $0 | $59,931,534 | 0 | Dec 21 | sec.gov |
| JLLX Townlake of Coppell, DST | Other Real Estate | Chicago | IL | $0 | $59,931,534 | 0 | Dec 21 | sec.gov |
| THREE RIVERS RV PARK, LLC | Commercial | Tampa | FL | $0 | $1,200,000 | 0 | Dec 21 | sec.gov |
| Summertown Accelerator Fund I LLC | Other Real Estate | Boise | ID | $0 | $16,000,000 | 0 | Dec 21 | sec.gov |
| White Oak DSC Investment, LLC | Commercial | Rockville | MD | $0 | $6,000,000 | 18 | Dec 21 | sec.gov |
| SAN PEDRO TOWNE PLAZA INVESTMENTS LLC | Commercial | San Antonio | TX | $0 | $5,500,000 | 0 | Dec 21 | sec.gov |
| Relode, LLC | Business Services | Brentwood | TN | $0 | $1,000,000 | 0 | Dec 21 | sec.gov |
| Short Tail Insurance Holdings Ltd. | Insurance | Hamilton | $0 | $1,000,000,000 | 0 | Dec 21 | sec.gov |
December 22, 2023 · December 20, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.