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Data / Form D filings / Week of Dec 18

Form D filings, week of December 18, 2023: 534 companies raised $29.32 billion

534 operating companies filed a Form D in the week of December 18, 2023, reporting $29.32 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.76 billion), Nationwide BOLI Private Placement Variable Account ($5.13 billion), Nationwide PPVUL Separate Account - 4 ($3.06 billion). The median filing is $2 million, and 652 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 534Form D filings
  • $29.32 billionreported sold
  • $2 millionmedian amount sold
  • CAmost filings (75)

Most filings by state: CA 75, TX 70, NY 46, MA 31, CO 28. By industry: Other 105, Other Technology 104, Other Real Estate 51, Commercial 45.

By day: Dec 18 (74), Dec 19 (121), Dec 20 (107), Dec 21 (112), Dec 22 (120).

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended)InsuranceColumbusOH$9,755,002,619Indefinite442Dec 19sec.gov
Nationwide BOLI Private Placement Variable Account (amended)InsuranceColumbusOH$5,133,868,252Indefinite32Dec 19sec.gov
Nationwide PPVUL Separate Account - 4 (amended)InsuranceColumbusOH$3,057,000,000Indefinite7Dec 19sec.gov
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT ZInsuranceFort WayneIN$2,414,898,620Indefinite123Dec 20sec.gov
Aureus Capital LtdOtherNew YorkNY$2,000,000,000$2,000,000,0000Dec 22sec.gov
Generate Capital, PBC (amended)Other EnergySan FranciscoCA$1,071,007,800$1,071,007,80044Dec 22sec.gov
Nationwide PPVUL Separate Account - 3 (amended)InsuranceColumbusOH$624,173,768Indefinite97Dec 19sec.gov
Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended)Other Real EstateEl SegundoCA$494,111,469$500,000,000827Dec 21sec.gov
OSP Gannett Holdings, LLC (amended)OtherNew YorkNY$316,109,901$316,109,901104Dec 21sec.gov
Hinge Health, Inc.Other TechnologySan FranciscoCA$309,015,973$309,999,89721Dec 21sec.gov
HALIO, INC.Other TechnologyHaywardCA$293,283,071$293,283,07119Dec 19sec.gov
Diversified Residential Portfolio III DST (amended)Other Real EstateOak BrookIL$208,126,293$209,327,056384Dec 20sec.gov
CATALYST IOS FUND II LP (amended)CommercialNew YorkNY$161,715,000$200,000,000141Dec 20sec.gov
Lightmatter, Inc.Other TechnologyBostonMA$155,000,084$155,000,08425Dec 21sec.gov
Nationwide Private Placement Variable Account - E (amended)InsuranceColumbusOH$133,364,197Indefinite4Dec 19sec.gov
Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoInsuranceFort WayneIN$108,241,622Indefinite62Dec 19sec.gov
Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoInsuranceFort WayneIN$102,217,805Indefinite7Dec 19sec.gov
NexPoint Homes Trust, Inc. (amended)REITS and FinanceDallasTX$91,201,979$2,500,000,000343Dec 21sec.gov
HALIO, INC. (amended)Other TechnologyHaywardCA$87,707,115$87,707,11515Dec 19sec.gov
Allay Therapeutics, Inc. (amended)BiotechnologySan JoseCA$86,890,346$86,890,34622Dec 21sec.gov
HALIO, INC.Other TechnologyHaywardCA$82,797,373$82,797,37314Dec 19sec.gov
Legend Holdings, LLC (amended)InsuranceNashvilleTN$67,019,883Indefinite1138Dec 22sec.gov
Merchants Capital Tax Credit Equity Fund 16, LLCOther Real EstateCarmelIN$65,000,000$160,000,0008Dec 22sec.gov
PNC LIHTC Fund 92, LLCOther Real EstatePortlandOR$59,486,377$127,386,3773Dec 19sec.gov
Coinbase Credit, Inc. (amended)Other Banking and Financial ServicesOaklandCA$57,000,000Indefinite5Dec 22sec.gov
FOUNDERS PROPERTIES INCOME FUND VI, L.L.L.P. (amended)CommercialMinnetonkaMN$56,200,000$125,000,00048Dec 19sec.gov
Paradigm Holdings, LLC (amended)InsuranceNashvilleTN$52,184,062Indefinite883Dec 21sec.gov
Ratio Therapeutics, Inc.PharmaceuticalsBostonMA$50,675,000$50,675,00046Dec 21sec.gov
Empire Village at Pleasant River & San Tan, LLC (amended)ResidentialScottsdaleAZ$47,988,874$65,000,000669Dec 18sec.gov
Nationwide PPVUL Separate Account 7 (amended)InsuranceColumbusOH$47,169,536Indefinite2Dec 19sec.gov
NewLeaf Symbiotics, Inc.AgricultureSt. LouisMO$47,006,248$47,006,2489Dec 21sec.gov
Rezo Therapeutics, Inc. (amended)BiotechnologySan FranciscoCA$46,348,088$80,129,93620Dec 18sec.gov
Nationwide PPVUL Separate Account - AC1 (amended)InsuranceColumbusOH$46,169,967Indefinite14Dec 19sec.gov
SimSpace CorpOther TechnologyBostonMA$43,111,357$55,003,3566Dec 21sec.gov
JH NETWORKING INSURANCE AGENCY INCInsuranceBostonMA$42,851,703Indefinite37Dec 22sec.gov
Mynd.ai, Inc.Other TechnologyGrand Cayman$42,219,040$42,219,04024Dec 22sec.gov
Jordan Downs 3B, LPResidentialSan FranciscoCA$40,280,546$40,280,5461Dec 20sec.gov
Halcyon Tech, Inc.Other TechnologyAustinTX$40,000,000$40,000,0002Dec 18sec.gov
LINCOLN LIFE SEPARATE ACCOUNT BL1 OF THE LINCOLN NATIONAL LIFE INS. COInsuranceFort WayneIN$38,743,606Indefinite21Dec 19sec.gov
Griffin Capital Development Partners Fund II, L.P. (amended)Other Real EstateEl SegundoCA$36,054,917$145,000,000225Dec 21sec.gov
Contrarian Holdings, LLC (amended)InsuranceNashvilleTN$34,779,997Indefinite670Dec 21sec.gov
Stellar Cyber Inc. (amended)Other TechnologySan JoseCA$33,743,935$33,743,93510Dec 20sec.gov
FingerprintJS, Inc.Other TechnologyChicagoIL$32,499,993$35,999,9852Dec 21sec.gov
Liquid AI, Inc.OtherBrooklineMA$31,929,762$31,929,76221Dec 18sec.gov
Pallidus, Inc.Other TechnologyAlbanyNY$30,074,991$70,000,00019Dec 18sec.gov
PatientFi, Inc.Other TechnologyIrvineCA$28,651,594$30,001,5963Dec 21sec.gov
Phosphorus Cybersecurity Inc.Other TechnologyNashvilleTN$26,999,988$27,499,9885Dec 22sec.gov
Coya Therapeutics, Inc.BiotechnologyHoustonTX$26,484,515$26,484,515122Dec 20sec.gov
Unnatural Products Inc. (amended)BiotechnologySanta CruzCA$24,974,312$32,730,96025Dec 22sec.gov
MatX Inc.Other TechnologyCovinaCA$24,908,675$24,908,68512Dec 19sec.gov
Swift Solar Inc.Other EnergySan CarlosCA$24,618,692$33,598,69312Dec 20sec.gov
Innovative Capital Income Fund LLC (amended)Other Real EstateSan DiegoCA$24,470,790$100,000,00054Dec 20sec.gov
Pebble Seniors LLCResidentialLas VegasNV$24,014,961$24,014,9613Dec 20sec.gov
HALIO, INC. (amended)Other TechnologyHaywardCA$23,864,894$23,864,89410Dec 19sec.gov
SYNDEVRX INC (amended)BiotechnologyCambridgeMA$23,249,350$30,000,0007Dec 20sec.gov
Moocho, Inc.Other TechnologyMiami BeachFL$23,048,000Indefinite230Dec 21sec.gov
Nampa 137, LLCOther Real EstateEagleID$22,450,000$22,450,00018Dec 20sec.gov
Diversified Government REIT II, Inc. (amended)REITS and FinanceChicagoIL$21,915,000Indefinite89Dec 21sec.gov
Tam(squared) Inc.OtherMill ValleyCA$20,314,059$30,476,58943Dec 22sec.gov
POSITION IMAGING, INCOther TechnologyConwayNH$20,127,571$20,127,57136Dec 20sec.gov
Food52, Inc.RetailingBrooklynNY$20,000,000Indefinite1Dec 19sec.gov
Litify Holdings Inc.Other TechnologyBrooklynNY$19,843,248$19,845,40017Dec 18sec.gov
Claros Technologies, Inc. (amended)OtherSaint PaulMN$18,200,000$18,200,00013Dec 20sec.gov
AEI NET LEASE PORTFOLIO 22 DST (amended)CommercialSt. PaulMN$17,684,088$23,590,00039Dec 19sec.gov
ZHEJIANG EXPRESSWAY CO LTDOtherHangzhou City$17,432,602Indefinite47Dec 22sec.gov
275 Funding, LLC (amended)Other Banking and Financial ServicesHaverfordPA$17,388,067$30,000,000232Dec 21sec.gov
Minn Investor Member LLCOther Real EstateSan DiegoCA$16,664,662$16,664,66276Dec 22sec.gov
Mason Buligo LPResidentialWilmingtonDE$16,582,760$16,582,76045Dec 21sec.gov
CODEGEN, INC.ComputersSan FranciscoCA$16,165,484$16,429,49714Dec 20sec.gov
Hunters Ridge Investors, LLCCommercialLos AngelesCA$15,420,000$18,000,00031Dec 22sec.gov
SYNNOVATION THERAPEUTICS, INC. (amended)BiotechnologyWilmingtonDE$15,000,000$102,499,9957Dec 21sec.gov
MCI Exchange AnaCapri A Series, DST (amended)Other Real EstateDallasTX$14,564,138$23,000,00046Dec 21sec.gov
Ketryx CorpOtherSomervilleMA$13,999,977$13,999,9775Dec 21sec.gov
Blue Owl Real Estate Exchange I DSTOther Real EstateChicagoIL$13,795,651$92,717,3912Dec 22sec.gov
San Martin 2020 LPResidentialChula VistaCA$13,467,180$13,467,1801Dec 20sec.gov
St. Louis Holdco, Inc.OtherGreenwichCT$13,356,000$13,356,0001Dec 19sec.gov
CardioMech ASBiotechnologyTrondheim$12,738,262$12,738,262100Dec 20sec.gov
Front Office Sports, LLCOtherNew YorkNY$12,650,000$12,650,0001Dec 20sec.gov
SMARTCO INVESTMENT PARTNERS, LLC (amended)REITS and FinanceColumbiaMO$12,514,684Indefinite46Dec 19sec.gov
Power Life Sciences, Inc.Other Health CareSan FranciscoCA$11,934,978$12,000,00014Dec 22sec.gov
HyperPlay Labs Inc.Other TechnologyNewarkDE$11,736,473$12,006,49514Dec 22sec.gov
EAG Holdings LPOtherNew YorkNY$11,532,168Indefinite111Dec 22sec.gov
Fort Myers BTR DST (amended)Other Real EstateOak BrookIL$11,507,602$54,462,04235Dec 20sec.gov
Weave Platform, Inc.Other TechnologyNew HavenCT$11,399,993$11,399,99310Dec 22sec.gov
Avesha, Inc. (amended)Other TechnologyChelmsfordMA$11,158,327$13,933,33314Dec 19sec.gov
Nationwide PPVUL Separate Account - 5 (amended)InsuranceColumbusOH$11,082,135Indefinite7Dec 19sec.gov
BROOKFIELD REAL ESTATE INCOME TRUST INC. (amended)REITS and FinanceNew YorkNY$10,687,087$200,000,00076Dec 18sec.gov
Pactio Holding Inc. (amended)Other TechnologyDoverDE$10,624,998$12,500,0001Dec 21sec.gov
Chambers Valley Investments LLCOther Real EstateAlpharettaGA$10,294,950$10,700,000150Dec 22sec.gov
GENPOP INTERACTIVE INCOther TechnologyEncinoCA$9,924,786$10,000,00010Dec 20sec.gov
Castellan Holdings LLC (amended)Other Real EstateNew YorkNY$9,726,000$15,000,00065Dec 22sec.gov
Eckard Midstream, LLCOil and GasAllenTX$9,500,000Indefinite66Dec 21sec.gov
Elevator Service Holdings, LLCOtherGreenwichCT$9,500,000$9,500,0005Dec 19sec.gov
OSP Embedded Holdings, LLCOtherNew YorkNY$9,500,000$9,500,0002Dec 18sec.gov
RockED Co Inc. (amended)OtherFort LauderdaleFL$9,080,069$10,000,00020Dec 22sec.gov
Brookwood MSC Investors, LLCOther Real EstateBeverlyMA$8,655,833$9,500,00038Dec 19sec.gov
Texas Strategic Growth Fund, L.P. (amended)Other Real EstateDallasTX$8,551,900$100,000,00058Dec 21sec.gov
D & S Holdings One LLC (amended)ResidentialIndependenceOH$8,538,634$8,538,6340Dec 21sec.gov
Lost Horizon Spirits, LLCRetailingLas VegasNV$8,500,000$8,500,0006Dec 22sec.gov
RBI Eagle Investment Holdings LLC (amended)Other Real EstateColumbusOH$8,444,000$9,660,00040Dec 19sec.gov
ARBITAL HEALTH, INC.Other TechnologySanta RosaCA$8,229,978$10,250,0005Dec 20sec.gov
entigenlogic LLC (amended)Other TechnologySchaumburgIL$8,065,579Indefinite23Dec 22sec.gov
Canto Technologies Inc.OtherAustinTX$8,000,000$8,000,00012Dec 21sec.gov
Kinetic Pressure Control Ltd (amended)Oil and GasHoustonTX$7,865,000$7,865,00010Dec 21sec.gov
Eterna Therapeutics Inc.BiotechnologyCambridgeMA$7,788,000$9,193,00019Dec 20sec.gov
BoxLock, Inc.OtherAtlantaGA$7,697,494$8,005,97238Dec 18sec.gov
Cambrian BioPharma IncPharmaceuticalsNew YorkNY$7,691,833$40,000,00020Dec 22sec.gov
HGI Opportunity Fund XVIII, LPOther Real EstateNorfolkVA$7,550,000$300,000,00012Dec 21sec.gov
EVCS Holdings, Inc.Other TechnologyArcadiaCA$7,542,046$20,000,00023Dec 20sec.gov
Red Canary, Inc.ComputersDenverCO$7,434,749$7,434,7492Dec 22sec.gov
Solace Power Inc.Other EnergyMount Pearl, Nl$7,125,000$13,500,0001Dec 22sec.gov
StructuRe Holdings, LLC (amended)InsuranceNashvilleTN$7,044,154Indefinite145Dec 21sec.gov
Midstream Health, Inc.Other Health CareOaklandCA$6,684,998$6,684,99827Dec 22sec.gov
OcuTerra Therapeutics, Inc.OtherBostonMA$6,658,827$30,000,00084Dec 22sec.gov
Solace Power Inc.Other EnergyMount Pearl, Nl$6,567,732$6,567,7326Dec 22sec.gov
IREX Industrial Portfolio I DST (amended)CommercialDallasTX$6,437,251$36,881,72012Dec 20sec.gov
Nia Therapeutics, Inc. (amended)Other Health CareRadnorPA$6,324,949$8,000,00018Dec 19sec.gov
DAtAnchor Inc.OtherNew AlbanyOH$6,296,999$6,296,99976Dec 21sec.gov
BiomeSense, Inc.BiotechnologyChicagoIL$6,178,594$6,523,99933Dec 19sec.gov
BIT ORIGIN LtdOtherSingapore$6,127,334Indefinite1Dec 22sec.gov
General Oncology, Inc. (amended)PharmaceuticalsBrooklineMA$6,028,721$7,500,00034Dec 21sec.gov
Regency Rancho, LLCResidentialFullertonCA$6,000,000$6,000,00040Dec 22sec.gov
Odele Holdings, Inc.OtherMoundMN$5,999,902$5,999,9022Dec 19sec.gov
Churchill Equity Fund, LLC (amended)ResidentialEncinitasCA$5,742,692$10,000,00014Dec 21sec.gov
Zero Coupon Ann Arbor Lab DST (amended)CommercialOak BrookIL$5,736,809$18,483,69345Dec 19sec.gov
44 West 8th Investors, LLCOther Real EstateNew YorkNY$5,653,598Indefinite22Dec 18sec.gov
HITCHPIN, INC.OtherManhattanKS$5,649,997$5,650,0006Dec 18sec.gov
Minneapolis MSA Senior Living Portfolio DST (amended)Other Real EstateOak BrookIL$5,648,313$76,762,62919Dec 20sec.gov
Perelel Inc.OtherLos AngelesCA$5,513,618$7,675,7440Dec 19sec.gov
Turngate Inc.Other TechnologyEllicott CityMD$5,500,000$5,500,0001Dec 20sec.gov
ImpactKarma, PBCOther TechnologyWake ForestNC$5,496,907$7,229,79537Dec 19sec.gov
Sierra Labs Inc.Other TechnologyLos AngelesCA$5,437,515$5,437,51523Dec 22sec.gov
POTLIKKER CAPITAL, INC.InvestingNewfieldNY$5,387,500$50,000,00028Dec 21sec.gov
Food52, Inc.RetailingBrooklynNY$5,355,907Indefinite5Dec 19sec.gov
333 College Holding LLCOther Real EstateNew YorkNY$5,277,944$5,277,94427Dec 20sec.gov
Teal Communications, Inc.Other TechnologySeattleWA$5,273,777$10,000,00013Dec 21sec.gov
Carroll Capital ESI Investment, LLCOtherGreenwichCT$5,166,379$5,166,3793Dec 19sec.gov
Fieldpoint Private Holdings, Inc.Commercial BankingGreenwichCT$5,000,052$5,000,0524Dec 20sec.gov
Paperless Parts, Inc.Other TechnologyBostonMA$5,000,000$15,000,0001Dec 22sec.gov
SpreeAI CorpOther TechnologyIncline VillageNV$5,000,000$10,000,0001Dec 19sec.gov
Legacy Ventures, LLCOther Health CareNashvilleTN$5,000,000$5,000,00019Dec 19sec.gov
Meili Holdings, LLCOtherBozemanMT$5,000,000$5,000,00017Dec 18sec.gov
Algenesis Corp (amended)Other TechnologyCardiffCA$5,000,000$5,000,00025Dec 18sec.gov
Granite Medspa Holdings, LLC (amended)Other Health CareStamfordCT$4,999,952$5,000,00042Dec 20sec.gov
MALUM, INC.Other TechnologyCoralvilleIA$4,996,931$5,996,89819Dec 22sec.gov
Texture Corp.Other TechnologyShort HillsNJ$4,979,991$5,000,0009Dec 20sec.gov
UncommonX Inc. (amended)Other TechnologyChicagoIL$4,824,127$8,145,32510Dec 22sec.gov
Canvas Madison PE LLCResidentialShawneeKS$4,750,000$6,000,00040Dec 20sec.gov
dltHub Inc.Other TechnologyWilmingtonDE$4,698,572$4,850,00018Dec 22sec.gov
ReSeed PBC (amended)Other TechnologyTopangaCA$4,641,893Indefinite11Dec 21sec.gov
Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoInsuranceFort WayneIN$4,516,079Indefinite9Dec 19sec.gov
GMI-Portland Preferred, LP (amended)Other Real EstateWestlakeTX$4,502,362$4,842,36226Dec 19sec.gov
K-Island Resources, LLC (amended)Coal MiningBrevardNC$4,500,000$4,500,0001Dec 18sec.gov
LMS-Gulf Shores Investors, LLCCommercialBirminghamAL$4,463,026$5,220,00016Dec 20sec.gov
CAM Investment 486 LLCCommercialLos AngelesCA$4,350,000$10,000,00021Dec 18sec.gov
Remesh Inc. (amended)Other TechnologyClevelandOH$4,250,000$4,250,0007Dec 21sec.gov
Alto Station LLCResidentialMadisonWI$4,200,000$4,200,0008Dec 20sec.gov
VVF AgTech, Inc. (amended)AgricultureSuwaneeGA$4,161,900$6,000,000104Dec 21sec.gov
Monaire Inc.Other TechnologyWalthamMA$4,139,996$4,139,9966Dec 22sec.gov
Inertial Labs Inc.Other TechnologyPaeonian SpringsVA$4,100,000$6,500,00011Dec 18sec.gov
Velthius, LP (amended)ResidentialBrookingsSD$4,098,680$15,000,00037Dec 22sec.gov
Gin Mineral Investors, LLCOther Real EstateCartersvilleGA$4,056,000$4,056,00023Dec 19sec.gov
Kipsi Software Inc.Other TechnologyBerkeleyCA$4,049,994$4,099,99311Dec 20sec.gov
Civic Roundtable, Inc.Other TechnologyAllstonMA$4,000,000$5,500,0001Dec 22sec.gov
ACI Learning Holdings, LLCOtherCentennialCO$4,000,000$4,000,0002Dec 19sec.gov
Curve Health, Inc.Other Health CareMiamiFL$3,939,504$9,000,0004Dec 18sec.gov
Novaestiq Corp. (amended)Other Health CareSouthlakeTX$3,830,448$7,500,00023Dec 20sec.gov
New Lab Investor Group, LLCOtherBrooklynNY$3,815,653$7,999,98010Dec 19sec.gov
WORKHUB SPRING, LLCCommercialMagnoliaTX$3,808,280$3,808,28015Dec 19sec.gov
Calloway Medical Venture, LLCCommercialDallasTX$3,701,663$4,101,6637Dec 21sec.gov
DXwand INCOther TechnologyRas Alkhaimah$3,699,921$3,699,9212Dec 21sec.gov
8840 Investors LLCOther Real EstateRichmondVA$3,675,000$3,675,00035Dec 19sec.gov
Parallel Carbon Inc.Other TechnologyJersey CityNJ$3,624,993$3,724,9917Dec 19sec.gov
NRI Hudson Valley Holdings, LLCOther Real EstateCoral GablesFL$3,600,000$8,000,0009Dec 20sec.gov
3Daughters, Inc.OtherFort LauderdaleFL$3,524,600$4,740,33617Dec 22sec.gov
AFC Acquisitions, Inc.OtherFoster CityCA$3,500,000$3,500,0006Dec 18sec.gov
Natural Ocean Well Co. (amended)OtherMenlo ParkCA$3,499,600$6,000,00017Dec 21sec.gov
Servio Development Fund II, LPCommercialCovingtonLA$3,439,000$30,000,00028Dec 21sec.gov
WORKHUB DENVER CENTENNIAL, LLCCommercialSpringTX$3,400,000$3,400,0006Dec 19sec.gov
Heart of Rock & Roll Broadway Ltd Liability Co (amended)OtherNew YorkNY$3,395,000$19,000,00018Dec 21sec.gov
STONEHENGE CAPITAL FUND NEBRASKA IV, LLCInvestingBaton RougeLA$3,383,600$3,383,6003Dec 18sec.gov
WoodHouse Equity, LLCInvestingDallasTX$3,383,401$39,267,2021Dec 22sec.gov
WingWork, Inc.Other TechnologyBellevueWA$3,250,000$4,000,0002Dec 22sec.gov
Upheal, Inc.Other TechnologyNew YorkNY$3,250,000$3,250,00012Dec 19sec.gov
Code Metal, Inc.Other TechnologyBostonMA$3,150,000$3,500,0004Dec 20sec.gov
iYOTAH Solutions, Inc.Other TechnologyNewmanGA$3,136,673$3,136,67319Dec 21sec.gov
TPEG Donnelly Investors LLCManufacturingSouthlakeTX$3,133,905$15,000,00053Dec 20sec.gov
OZ Alto Station LLCResidentialMadisonWI$3,070,000$3,070,0008Dec 20sec.gov
Pathfinder Spirit Inc (amended)ManufacturingSeattleWA$3,043,476Indefinite4Dec 21sec.gov
Myrias Optics, Inc.Other TechnologyAmherstMA$3,038,190$3,038,1904Dec 20sec.gov
DOCPACE Inc.OtherMetairieLA$3,014,813$4,264,8133Dec 20sec.gov
Astronomy Data Processing CorpOther TechnologyLeesburgVA$3,000,000$3,000,0006Dec 20sec.gov
CoffeeNow, LLCOther TechnologyYakimaWA$3,000,000$3,000,0000Dec 18sec.gov
Kubera Health, Inc.Other TechnologyNew YorkNY$2,974,998$3,000,0007Dec 22sec.gov
Orderly Health, Inc. (amended)Other TechnologyDenverCO$2,940,843$4,000,00021Dec 22sec.gov
Woodmere F&F LLCOther Real EstateRaleighNC$2,850,000$2,915,00035Dec 22sec.gov
60Hertz IncEnergy ConservationAnchorageAK$2,843,864$3,300,67234Dec 19sec.gov
Global Bamboo Technologies Inc. (amended)ManufacturingWindsorCA$2,799,000$2,799,0002Dec 20sec.gov
JWCM Republic Alamo Heights, DST (amended)Other Real EstateNew YorkNY$2,794,654$32,185,2457Dec 19sec.gov
Family First, Inc.Other Health CareBostonMA$2,751,966$2,751,96611Dec 21sec.gov
SoEl Springfield 40 LLCOther Real EstateFranklin SquareNY$2,745,000$2,745,00033Dec 20sec.gov
HealthClicks, Inc. (amended)Other TechnologyAustinTX$2,743,305$4,080,00011Dec 21sec.gov
BIOLASE, INCOther Health CareLake ForestCA$2,732,914$2,732,9141Dec 20sec.gov
Gi Property 79 LLCOther Real EstateBeverly HillsCA$2,729,160$2,729,16047Dec 18sec.gov
Gi Property 79 LLCOther Real EstateBeverly HillsCA$2,729,160$2,729,16047Dec 18sec.gov
ORBITE INC.Other TravelSeattleWA$2,724,998$6,775,0057Dec 21sec.gov
ANTRUM, INC.Other TechnologyGrand RapidsMI$2,709,475$5,000,0004Dec 18sec.gov
dottxt Inc.Other TechnologyRidgewoodNJ$2,700,000$3,240,0002Dec 22sec.gov
Prelude Products Inc. (amended)Other TechnologyBrooklynNY$2,699,995$3,000,0007Dec 21sec.gov
PanTher Therapeutics, Inc.BiotechnologyAustinTX$2,676,030$5,000,00028Dec 18sec.gov
American Magnesium LLC (amended)OtherElephant ButteNM$2,657,500$2,850,00056Dec 21sec.gov
FIRST WATER-2760 WILLAMETTE ST LLCCommercialEugeneOR$2,642,000$3,230,00027Dec 18sec.gov
Oyi, Inc.OtherAustinTX$2,620,000$2,620,00015Dec 22sec.gov
SeQure Dx Inc.BiotechnologyWalthamMA$2,612,903$8,000,0007Dec 22sec.gov
GCDP II REIT Feeder, LLC (amended)Other Real EstateEl SegundoCA$2,551,180$145,000,00026Dec 21sec.gov
Azimuth GRC, Inc.Other TechnologyJacksonvilleFL$2,500,998$4,999,9961Dec 20sec.gov
WORKHUB FOREST WEST, LLCCommercialMagnoliaTX$2,450,000$2,450,0001Dec 19sec.gov
Alba Residences EB5 LLLPCommercialMiamiFL$2,400,000$2,400,0003Dec 20sec.gov
Wings&Arrow, LLCOtherCardiffCA$2,349,709$5,000,000104Dec 22sec.gov
INSAMO INC.BiotechnologyBerkeleyCA$2,300,000$2,300,0002Dec 22sec.gov
Growthsayer, Inc.Other TechnologySan DiegoCA$2,211,115$2,211,11521Dec 19sec.gov
SeQure Dx Inc.BiotechnologyWalthamMA$2,177,419$5,000,0007Dec 22sec.gov
First Bite, Inc.Other TechnologyRedwood CityCA$2,100,000$2,100,0007Dec 20sec.gov
5TH & ELM, LLCOther Real EstateDenverCO$2,100,000$2,100,00014Dec 19sec.gov
CYP433 Investors LLCCommercialCypressTX$2,100,000$2,100,00021Dec 18sec.gov
QPoint, Inc.Other TechnologyOaklandCA$2,090,000$3,015,00021Dec 21sec.gov
Pure Madness Brewery Group, LLCOtherJacksonWY$2,045,947$2,045,94713Dec 19sec.gov
BARFRESH FOOD GROUP INC. (amended)OtherLos AngelesCA$2,045,450$2,068,0008Dec 21sec.gov
AX DG San Antonio, DST (amended)Other Real EstateNew YorkNY$2,023,210$38,670,00012Dec 19sec.gov
Toledo Solar Holdings, Inc. (amended)OtherPerrysburgOH$2,020,000$4,000,00043Dec 19sec.gov
Scale Medicine, Inc.OtherNew YorkNY$2,000,000$2,500,0005Dec 22sec.gov
Live Data Technologies, Inc. (amended)OtherSanta BarbaraCA$2,000,000$2,000,00012Dec 21sec.gov
HireArt Inc.Other TechnologyNew YorkNY$2,000,000$3,000,0001Dec 20sec.gov
Shop My Shelf, Inc.OtherWorcesterMA$2,000,000$2,000,0001Dec 19sec.gov
MFG Co-Investor Holdings, LLCOtherDenverCO$2,000,000$2,000,0001Dec 19sec.gov
ARC INDUSTRIAL FUND I, LLCCommercialFlowoodMS$2,000,000$6,000,0003Dec 18sec.gov
Saluna, Inc.AgricultureSt. LouisMO$1,950,000$2,000,0004Dec 20sec.gov
Cognixion Corp (amended)OtherSanta BarbaraDE$1,939,097$5,000,00013Dec 20sec.gov
Happi Co. (amended)OtherBirminghamMI$1,892,818$3,500,00036Dec 19sec.gov
Opine Market, Inc. (amended)Other TechnologyDurhamNC$1,786,554$2,500,00010Dec 22sec.gov
Champion MSU Properties, LLCResidentialSanta MonicaCA$1,772,993$2,100,00056Dec 22sec.gov
FreshFry Inc.ManufacturingLouisvilleKY$1,700,000$1,700,0003Dec 22sec.gov
Madison Charleston Opportunity Fund IX, LLCCommercialCharlotteNC$1,700,000$4,600,0005Dec 20sec.gov
Cerebro Capital, Inc.Other TechnologyBaltimoreMD$1,625,000$2,000,0008Dec 21sec.gov
WoodHouse Management, LLCBusiness ServicesDallasTX$1,616,399$8,232,7981Dec 22sec.gov
Cornerstone Capital Partners, LLCOther Real EstateJacksonWY$1,610,000$1,610,00011Dec 21sec.gov
EntryDock, Inc.Other TechnologyNew YorkNY$1,500,000$1,500,0003Dec 22sec.gov
Forest Park Apartments, LLCResidentialBeverlyMA$1,500,000$1,500,00024Dec 21sec.gov
Wealthfeed, Inc.Other TechnologyNew YorkNY$1,500,000$1,900,00010Dec 19sec.gov
Dividenz 14, LPOther Real EstateAventuraFL$1,474,114$2,631,57820Dec 21sec.gov
Cognovi Labs, Inc.Other TechnologyDaytonOH$1,434,766$7,000,0006Dec 21sec.gov
NULIA, INC.Other TechnologyEugeneOR$1,405,374$2,000,00023Dec 20sec.gov
Site Vantage, Inc.Other TechnologyWestportCT$1,400,000$1,400,0001Dec 22sec.gov
Origami Surgical Inc.OtherMadisonNJ$1,394,792$2,141,6666Dec 19sec.gov
Trinity Nuclein Rd III Investors LLC (amended)BiotechnologySouthlakeTX$1,394,728$15,000,00025Dec 18sec.gov
Elm Creek Meadows Investors 168, LLCCommercialLehiUT$1,364,042$1,364,0424Dec 19sec.gov
Kitty & Vibe Inc. (amended)RetailingAustinTX$1,322,000$1,967,00018Dec 22sec.gov
United PRB #2, LPOil and GasRoanokeTX$1,300,000$1,300,00027Dec 21sec.gov
ZIN BOATS, INC. (amended)OtherSeattleWA$1,275,000$2,000,0005Dec 19sec.gov
Testimonial Tree, Inc.Other TechnologyEsteroFL$1,250,002$1,250,0023Dec 21sec.gov
Supra International Holdings LtdBusiness ServicesGeorge Town$1,250,000$1,250,0003Dec 22sec.gov
HealthClicks, Inc. (amended)Other TechnologyAustinTX$1,200,000$1,200,0005Dec 21sec.gov
4124 Manchester, LLCCommercialChicagoIL$1,175,000$1,200,00022Dec 21sec.gov
Nexteon Technologies, Inc.Other TechnologyMaple GlenPA$1,164,827$1,164,82713Dec 21sec.gov
Excelsior Mining Corp.OtherPhoenixAZ$1,050,183$1,050,1833Dec 20sec.gov
Kokopelli Outdoor, Inc.OtherLongmontCO$1,049,999$1,504,9002Dec 21sec.gov
ARES STRATEGIC MINING INC.OtherVancouver$1,013,684$1,013,6841Dec 19sec.gov
MaskZero LLC (amended)BiotechnologyDenverCO$1,010,000$1,500,00015Dec 20sec.gov
ENA INVESTMENTS LLC (amended)ManufacturingLake OswegoOR$1,000,000$1,250,0008Dec 22sec.gov
Equiscript Holdings, Inc.Other Health CareNorth CharlestonSC$1,000,000$1,000,0004Dec 22sec.gov
ScreenSteps, Inc.Other TechnologyMcleanVA$1,000,000$2,000,0001Dec 21sec.gov
EE Partners CorpOil and GasDallasTX$1,000,000$1,000,0003Dec 20sec.gov
Meili Holdings, LLCOtherBozemanMT$1,000,000$1,000,0004Dec 20sec.gov
Independence Partners VII, LLCInvestingCharlotteNC$1,000,000$1,000,0009Dec 20sec.gov
Bandwango, Inc.Other TechnologyCottonwood HeightsUT$1,000,000$3,000,0001Dec 19sec.gov
Alberta II LLCCommercialSeattleWA$999,868$11,596,4007Dec 19sec.gov
Oakwood Lending, LLCOther Banking and Financial ServicesRaleighNC$975,000$5,000,0003Dec 21sec.gov
Nuo Therapeutics, Inc.Other Health CareHoustonTX$962,500$962,5009Dec 22sec.gov
Mobile X Global, Inc.TelecommunicationsNewport CoastCA$949,050Indefinite13Dec 20sec.gov
TEXAKOMA EXPLORATION & PRODUCTION LLCOil and GasPlanoTX$945,000$6,300,0007Dec 19sec.gov
NIOCORP DEVELOPMENTS LTDOtherCentennialCO$944,411$944,4115Dec 21sec.gov
PP6 Madison, LLCOther Health CareBrookingsSD$915,000$1,000,00010Dec 21sec.gov
Woodford Horizontal Project 69, LLCOil and GasDallasTX$902,500$1,150,00013Dec 20sec.gov
SIG WEALTH FUND B, LLC (amended)CommercialCheyenneWY$900,000$100,000,00013Dec 19sec.gov
Contra Healthcare Solutions, LLCOther Health CareGibsoniaPA$900,000$925,00011Dec 19sec.gov
Carroll Capital ESI Investors, LLCOtherGreenwichCT$896,528$896,5284Dec 19sec.gov
Open Air Hotels & Resorts Inc. (amended)Lodging and ConventionsJersey CityNJ$875,002$4,000,00011Dec 20sec.gov
BIP Aligned Equity Investors LLC (amended)InvestingBostonMA$868,750Indefinite10Dec 22sec.gov
USEDC 2023 B Drilling Fund LP (amended)Oil and GasArlingtonTX$868,279$100,000,0000Dec 22sec.gov
TPEG PROVEER SL INVESTORS I LLCOther Real EstateSouthlakeTX$812,500$15,000,00020Dec 20sec.gov
TESTAIFY, INC. (amended)Other TechnologyBoca RatonFL$800,000$1,000,00012Dec 18sec.gov
Kenwood Holdings, Ltd. (amended)InsuranceHamilton$798,000Indefinite134Dec 20sec.gov
Tan Capital Management, LLC (amended)Other Banking and Financial ServicesSt. LouisMO$789,985Indefinite8Dec 20sec.gov
Etheros Pharmaceuticals Corp.PharmaceuticalsNashvilleTN$775,000$775,0005Dec 20sec.gov
Intellibusiness Inc.OtherPlainsboroNJ$752,791$752,79116Dec 20sec.gov
1158 LIVING LLCResidentialDoralFL$750,000$1,419,0004Dec 21sec.gov
THREE BULLS GEORGIA LEGEND FUND, LLC (amended)Other Real EstateGriffinGA$750,000$2,040,0001Dec 21sec.gov
THREE BULLS GEORGIA LEGEND FUND, LLCOther Real EstateGriffinGA$750,000$2,040,0001Dec 20sec.gov
Radical Plastics, Inc.Other TechnologyBeverlyMA$750,000$1,500,00013Dec 19sec.gov
NetZeroImpact LLCOther TechnologyAustinTX$750,000$750,0002Dec 18sec.gov
ANNE WITH AN E, Ltd LIABILITY Co (amended)OtherNew YorkNY$745,000$2,000,00014Dec 22sec.gov
Fara Homidi Collection Inc.RetailingNew YorkNY$732,000$850,00016Dec 20sec.gov
Enduralock, LLCOtherLenexaKS$701,416$1,500,0003Dec 20sec.gov
Floqsta, Inc.Other TechnologyBostonMA$685,000$800,00016Dec 20sec.gov
White Plains Partners, LLCOther Real EstateBirminghamAL$674,000$7,900,0009Dec 18sec.gov
Camas Renal Construction LLCCommercialDallasTX$671,400$671,4006Dec 21sec.gov
Killarney Brewing & Distilling Holdings Public Ltd CoOtherKillarney$660,800Indefinite9Dec 21sec.gov
Digit Technologies Inc. (amended)Other TechnologyRocky FaceGA$638,146Indefinite8Dec 18sec.gov
CNG 2023 DICKSON-RINGLING, LLC (amended)Energy ConservationOklahoma CityOK$620,000$620,00022Dec 19sec.gov
Imagen Dream Smile Support Services, LLCOther Health CareScottsdaleAZ$619,700$669,7001Dec 19sec.gov
Legacy Venture Fund I, LLCOtherBellevueWA$600,000$50,000,0005Dec 22sec.gov
Varlo LLCOtherCherry HillNJ$600,000$750,0004Dec 21sec.gov
GreenHill Technology LLCOther Banking and Financial ServicesGaithersburgMD$600,000$2,000,0006Dec 18sec.gov
Love Sick Development Ltd Liability Co (amended)OtherBerkeleyCA$589,751$2,500,00017Dec 20sec.gov
HOM Investments 6, LLCOtherDes MoinesIA$560,000$560,0009Dec 21sec.gov
ETIP INC.Other TechnologySan FranciscoCA$555,000Indefinite4Dec 19sec.gov
Alloy Market, Inc.OtherNewtownPA$550,000$550,0002Dec 22sec.gov
Healthy Oceans Seafood Company, Inc.OtherSanta CruzCA$550,000$1,000,0001Dec 20sec.gov
PHASE CHANGE SOFTWARE LLCOther TechnologyGoldenCO$540,767$12,540,00012Dec 20sec.gov
Linebird, Inc.Electric UtilitiesRichmondVA$535,000$1,250,00020Dec 21sec.gov
Phio Pharmaceuticals Corp.BiotechnologyMarlboroughMA$532,563$5,399,1244Dec 19sec.gov
USEDC 2023 B Drilling Fund LP (amended)Oil and GasArlingtonTX$515,054$100,000,0000Dec 22sec.gov
Imagen Thorp Dental Support Services, LLCOther Health CareScottsdaleAZ$510,000$510,0001Dec 19sec.gov
Raison, LLCAgricultureSioux FallsSD$505,000$2,000,0008Dec 19sec.gov
ADVENTUS MINING CorpOtherToronto$504,106$504,1061Dec 19sec.gov
ACR GROUP, LLCOther Banking and Financial ServicesGreenvilleDE$500,000$500,0006Dec 22sec.gov
PARKER MARITIME TECHNOLOGIES, LLC (amended)OtherSaratogaCA$500,000$5,000,0005Dec 22sec.gov
Tallwave, LLCOtherScottsdaleAZ$500,000$500,0004Dec 22sec.gov
Revo Zero Corp (amended)ManufacturingHerndonVA$500,000$2,000,0001Dec 21sec.gov
Invenio Capital Partners, LLCOtherMexico City$500,000$500,00015Dec 20sec.gov
Spesana Inc. (amended)Other Health CareMemphisTN$500,000$1,500,0003Dec 18sec.gov
Spesana Inc.Other Health CareMemphisTN$500,000$1,500,0003Dec 18sec.gov
34 Gilreath LLCCommercialAtlantaGA$490,000$1,830,0005Dec 19sec.gov
CHICAGO STANDARD HOLDING COMPANY, LTD. (amended)InsuranceHamilton$462,000Indefinite59Dec 20sec.gov
USEDC 2023 Auxiliary Fund LP (amended)Oil and GasArlingtonTX$450,000$150,000,0000Dec 21sec.gov
HSU Capital Fund IA, LLCResidentialDallasTX$450,000$450,0005Dec 18sec.gov
Tetrous, Inc. (amended)BiotechnologySherman OaksCA$444,639$5,000,0002Dec 22sec.gov
Tetrous, Inc.BiotechnologySherman OaksCA$444,639$5,000,0002Dec 21sec.gov
Get Whys Inc.Other TechnologyBoiseID$425,000$650,0002Dec 22sec.gov
USEDC 2023 B Drilling Fund LP (amended)Oil and GasArlingtonTX$410,000$100,000,0000Dec 22sec.gov
DHH LLCOther Health CareDenverCO$400,000$400,0007Dec 20sec.gov
NextGen Circle, LLC (amended)OtherSan JuanPR$400,000$2,400,0000Dec 20sec.gov
STARKEL ENTERPRISES, LLCOtherOmahaNE$400,000$3,000,0002Dec 18sec.gov
Caliber Opportunistic Growth Fund LLC (amended)Other Real EstateScottsdaleAZ$380,000$250,000,0006Dec 18sec.gov
ASSET HOLDING GROUP LTD (amended)InsuranceHamilton$378,000Indefinite88Dec 20sec.gov
RLTY LLCOtherManhattan BeachCA$371,125$8,500,00010Dec 22sec.gov
Tudor Gold Corp.OtherVancouver$368,700$645,2251Dec 20sec.gov
OTR KC, LLCRestaurantsDenverCO$360,000$360,0003Dec 21sec.gov
Bridge Therapeutics, Inc.PharmaceuticalsBirminghamAL$321,000$1,500,00022Dec 18sec.gov
WPE Investment Fund, LLCOther Real EstateGroesbeckTX$305,000$4,000,0004Dec 19sec.gov
Etheros Pharmaceuticals Corp.PharmaceuticalsNashvilleTN$300,000$300,0002Dec 20sec.gov
Primer Global, Inc.OtherScottsdaleAZ$300,000$2,000,0002Dec 19sec.gov
USEDC 2023 Auxiliary Fund LP (amended)Oil and GasArlingtonTX$300,000$150,000,0000Dec 19sec.gov
NFANT Labs, Inc.Other Health CarePort RicheyFL$287,500$500,0005Dec 20sec.gov
MID-AMERICA ANGELS INVESTMENTS LLCInvestingMissionKS$279,000$279,00014Dec 18sec.gov
Thiogenesis Therapeutics, Corp.OtherToronto$252,281$252,2811Dec 20sec.gov
NeuroView Technology, Inc.OtherEnglewoodNJ$250,002$4,820,5291Dec 20sec.gov
Allura Aesthetics Group, LLCOther Health CareBoynton BeachFL$250,000$1,650,0001Dec 22sec.gov
Smart Nora Inc.Other TechnologyNorth York$250,000$3,500,0001Dec 22sec.gov
REV Investors, LLCCommercialSt. LouisMO$250,000$7,250,0001Dec 20sec.gov
Abstrakt Corp.OtherGlendaleAZ$250,000$750,0001Dec 20sec.gov
Asymbl, Inc.Other TechnologyAustinTX$250,000$1,500,0001Dec 20sec.gov
VILLYA LLCPharmaceuticalsMelbourneFL$250,000$10,000,0001Dec 18sec.gov
COLLABTIC, INC.OtherRochester HillsMI$250,000$250,0001Dec 18sec.gov
Fara Homidi Collection Inc.RetailingNew YorkNY$240,000$450,00012Dec 20sec.gov
Chimney Trail Co (amended)OtherWindsorCO$235,000$500,0003Dec 19sec.gov
Wild About You LLCOtherNew YorkNY$225,000$2,000,0002Dec 22sec.gov
ADVENTUS MINING CorpOtherToronto$211,700$211,7001Dec 19sec.gov
Jaju Pierogi, LLCRetailingBeverlyMA$200,000$400,0002Dec 22sec.gov
USEDC 2023 Auxiliary Fund LP (amended)Oil and GasArlingtonTX$200,000$150,000,0000Dec 21sec.gov
Seedling Biosystems Inc.BiotechnologyBoulderCO$200,000$200,0001Dec 20sec.gov
PARKER MARITIME TECHNOLOGIES, LLCOtherSaratogaCA$200,000$5,000,0003Dec 18sec.gov
Fara Homidi Collection Inc.RetailingNew YorkNY$190,000$210,00011Dec 20sec.gov
GLENDALE HOLDINGS LTD (amended)InsuranceHamilton$190,000Indefinite77Dec 20sec.gov
Bellatrix, a Series of Massive Scale Ventures II, LLCInvestingDoverDE$176,483$200,00014Dec 21sec.gov
USEDC 2023 B Drilling Fund LP (amended)Oil and GasArlingtonTX$175,000$100,000,0000Dec 19sec.gov
New Game Plus, Inc.Other TechnologySeattleWA$150,000$150,0001Dec 22sec.gov
Concord Atlantic Holding Ltd (amended)InsuranceHamilton$147,500Indefinite70Dec 22sec.gov
Concord Atlantic Holding Ltd (amended)InsuranceHamilton$147,500Indefinite69Dec 20sec.gov
Bravada Gold CorpOtherVancouver$140,740$341,79819Dec 20sec.gov
Chargely App IncOther TechnologyAustinTX$140,000$500,0005Dec 20sec.gov
REST EZ Inc.OtherRivertonUT$137,500$137,5000Dec 20sec.gov
669 Montclair LLCCommercialPittsburghPA$132,000$132,0008Dec 19sec.gov
MFG - Sansom Owner, LLCREITS and FinanceCharlestonSC$125,000$125,000125Dec 22sec.gov
RI-15 GP, LLCREITS and FinanceDenverCO$125,000$125,000125Dec 22sec.gov
Park Towne Place Associates Limited PartnershipREITS and FinanceDenverCO$125,000$125,000125Dec 22sec.gov
National Boston Lofts REIT, LLCREITS and FinanceDenverCO$125,000$125,000125Dec 22sec.gov
Locust on the Park REIT, LLCREITS and FinanceDenverCO$125,000$125,000125Dec 22sec.gov
Lakeridge-Island Club Apartments Partners, LLCREITS and FinanceDenverCO$125,000$125,000125Dec 22sec.gov
AIR Township at Highlands REIT, LLCREITS and FinanceDenverCO$125,000$125,000125Dec 22sec.gov
Four Quarters Habitat Apartments Associates, LLCREITS and FinanceDenverCO$125,000$125,000125Dec 22sec.gov
Century Properties Fund XVII, LLCREITS and FinanceDenverCO$125,000$125,000125Dec 22sec.gov
AIR Avery Row REIT, LLCREITS and FinanceDenverCO$125,000$125,000125Dec 22sec.gov
4710 Elm Street REIT, LLCREITS and FinanceDenverCO$125,000$125,000125Dec 22sec.gov
RIVER LOFT ASSOCIATES LIMITED PARTNERSHIPREITS and FinanceDenverCO$125,000$125,000125Dec 22sec.gov
GAF REIT Sub III, LLCREITS and FinanceDallasTX$125,000$125,000125Dec 21sec.gov
NFRO SFR REIT, LLCREITS and FinanceDallasTX$125,000$125,000125Dec 21sec.gov
BSREP V Cobalt REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Dec 21sec.gov
Brookfield Premier Real Estate Partners Upper REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Dec 21sec.gov
Elston REIT LLCREITS and FinanceChicagoIL$125,000$125,000125Dec 21sec.gov
BRES-C Daisy REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Dec 21sec.gov
BRES Freesia REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Dec 21sec.gov
Alterra IOS III REIT, LLCREITS and FinanceConshohockenPA$125,000$125,000125Dec 21sec.gov
NHF V TN REIT, LLCREITS and FinanceAtlantaGA$125,000$125,000125Dec 21sec.gov
GS AA Naperville HoldCo, LLCREITS and FinanceCharlestonSC$125,000$125,000125Dec 21sec.gov
FCP Fund VI REIT, LLCREITS and FinanceChevy ChaseMD$125,000$125,000125Dec 20sec.gov
M U.S. Real Estate B REIT LLCREITS and FinanceWarwickRI$125,000$125,000125Dec 19sec.gov
Magna Hotel Fund VIII REIT LLCREITS and FinanceWarwickRI$125,000$125,000125Dec 19sec.gov
ONCI REIT LLCREITS and FinanceTucsonAZ$125,000$125,000125Dec 18sec.gov
REIT Copper Social, LLCREITS and FinanceDenverCO$125,000$125,000125Dec 18sec.gov
Nostrand Green REIT LLCREITS and FinanceNew YorkNY$125,000$125,000125Dec 18sec.gov
USEDC Opportunity Zone Fund II LP (amended)Oil and GasArlingtonTX$123,000$150,000,0000Dec 21sec.gov
ALLURION TECHNOLOGIES, INC.Other Health CareNatickMA$122,513$100,122,5131Dec 22sec.gov
Gaingels Grayce LLCOtherBurlingtonVT$111,110$111,11010Dec 18sec.gov
Mocean Energy LtdOther TechnologyEdinburgh$110,495$110,4953Dec 19sec.gov
U.S. Energy Private Capital II LP (amended)Oil and GasArlingtonTX$105,820$50,000,0000Dec 21sec.gov
PlugOp Technologies LLCEnergy ConservationColumbusOH$100,000$200,0001Dec 22sec.gov
USEDC 2023 B Drilling Fund LP (amended)Oil and GasArlingtonTX$100,000$100,000,0000Dec 22sec.gov
USEDC 2023 B Drilling Fund LP (amended)Oil and GasArlingtonTX$100,000$100,000,0000Dec 22sec.gov
Skelo Wear, LLCOther Health CareColumbusOH$100,000$600,0001Dec 20sec.gov
USEDC 2023 Auxiliary Fund LP (amended)Oil and GasArlingtonTX$100,000$150,000,0000Dec 19sec.gov
Collective Destinations LLCCommercialCottonwood Heights,UT$100,000$5,000,0001Dec 18sec.gov
Connixt, Inc.Other TechnologyCerritosCA$100,000$1,000,0001Dec 18sec.gov
Remote EpigeneticsAgricultureEncinitasCA$80,000$190,0005Dec 19sec.gov
HGR Mag City Prospect, LPOil and GasBowling GreenKY$78,890$297,5000Dec 18sec.gov
Universal Power Core Holdings, Inc.OtherLittletonCO$78,000$2,000,0006Dec 19sec.gov
Happy Potato IncOther TechnologyIssaquahWA$75,000$2,000,0003Dec 20sec.gov
Batery Sealing Solutions, Inc.ManufacturingSpringTX$65,000Indefinite1Dec 20sec.gov
Finding Fasteners, Inc.ComputersSpringTX$65,000Indefinite1Dec 18sec.gov
Elevate ai Solutions LLCOther TechnologyOakdalePA$63,800Indefinite2Dec 21sec.gov
Coastal Ridge Real Estate Income Trust, LLCREITS and FinanceColumbusOH$62,500$62,500125Dec 22sec.gov
Keen Decision Systems, Inc. (amended)Other TechnologyResearch Triangle ParkNC$51,543$51,5432Dec 19sec.gov
Keen Decision Systems, Inc.Other TechnologyResearch Triangle ParkNC$51,543$51,5432Dec 18sec.gov
Overlay Capital Infrastructure Partners PV, L.P.OtherAlpharettaGA$50,000$20,000,0001Dec 22sec.gov
Wild Holdings Inc. (amended)OtherSheridanWY$50,000$2,000,0001Dec 19sec.gov
Wild Holdings Inc.OtherSeattleWA$50,000$2,000,0001Dec 19sec.gov
Lariat Holding Company, Ltd (amended)InsuranceHamilton$46,000Indefinite72Dec 20sec.gov
Blackkout, LLCOtherAdaOK$40,000$760,0001Dec 19sec.gov
GLG PARTNERS LLCOther Health CareAustinTX$38,888$77,7761Dec 19sec.gov
TIER ONE SILVER INC.OtherVancouver$38,850$135,4504Dec 22sec.gov
Proteocyte Diagnostics Inc.BiotechnologyToronto$36,925$36,9251Dec 18sec.gov
Awake Universe, LLCOtherSanta MonicaCA$30,000$1,000,0001Dec 22sec.gov
Ibex International Associates Inc.OtherRegina$30,000Indefinite2Dec 21sec.gov
Tincorp Metals Inc. (amended)OtherVancouver$29,326$2,220,4452Dec 18sec.gov
Floqsta, Inc.Other TechnologyBostonMA$27,000$27,0001Dec 20sec.gov
U.S. Energy Private Capital II LP (amended)Oil and GasArlingtonTX$26,455$50,000,0000Dec 19sec.gov
Blackbird Foods, Inc.OtherLong Island CityNY$25,000$1,000,0001Dec 22sec.gov
Floqsta, Inc.Other TechnologyBostonMA$25,000$500,0001Dec 20sec.gov
OZ FundHub, Inc.InvestingLos Altos HillsCA$25,000$400,0001Dec 19sec.gov
USEDC 2023 B Drilling Fund LP (amended)Oil and GasArlingtonTX$25,000$100,000,0000Dec 19sec.gov
Clover Ventures CorpAgricultureSouth HeroVT$20,000$100,0001Dec 18sec.gov
Workshop Brewing Company, LLCRestaurantsTraverse CityMI$10,000$350,0001Dec 21sec.gov
3360 Frankford LLCCommercialPhiladelphiaPA$10,000$2,400,0001Dec 21sec.gov
Stockkings Holdings Inc.InvestingNew YorkNY$10,000$10,0001Dec 21sec.gov
Consistent Daily Inc. (amended)Other TechnologyNew YorkNY$10,000$100,0002Dec 19sec.gov
Consistent Daily Inc.Other TechnologyNew YorkNY$10,000$280,0002Dec 18sec.gov
VECTORMAX CorpOther TechnologyLindenhurstNY$5,000$30,000,0001Dec 19sec.gov
Arctic Star Exploration Corp.OtherVancouver$3,750$22,4501Dec 21sec.gov
NC Home & Auto, LLCInsuranceNewtown SquarePA$2,250$270,0002Dec 18sec.gov
GT Capital Fund 2 LLCREITS and FinanceSt. PetersburgFL$0Indefinite0Dec 22sec.gov
DPEG Conroe CG, LPOtherStaffordTX$0$4,200,0000Dec 22sec.gov
DPEG 178 BTR, LPOtherStaffordTX$0$9,943,8210Dec 22sec.gov
RRC - 12596 Bayaud LLCCommercialDenverCO$0$5,900,0000Dec 22sec.gov
JA-Rise-Skyline Fund 1 LLCCommercialDillsburgPA$0$195,7000Dec 22sec.gov
Krohn Consortium VIII, LLCCommercialOremUT$0$10,000,0000Dec 22sec.gov
LIGHTHOUSE FUND I, LLCCommercialDraperUT$0$10,000,0000Dec 22sec.gov
Upland Holdings, LLC (amended)Other Health CareBirminghamAL$0$47,5000Dec 22sec.gov
InvestCo Ankeny, IA, LLCOther Health CareChicagoIL$0$3,500,0000Dec 22sec.gov
Knowpia Inc.Other TechnologyFremontCA$0$3,000,0000Dec 22sec.gov
EV6 LLCResidentialNew YorkNY$0$8,000,0000Dec 22sec.gov
TILT Holdings Inc. (amended)OtherPhoenixAZ$0$5,620,8593Dec 22sec.gov
Treasure Investments CorpOtherLake OswegoOR$0$20,000,0000Dec 22sec.gov
Gemenon Mineral Fund III, LLCOil and GasHoustonTX$0$1,000,0000Dec 22sec.gov
MDWerks, Inc.Other TechnologyGreen Cove SpringsFL$0$7,000,0000Dec 22sec.gov
RYAN SPECIALTY HOLDINGS, INC.InsuranceChicagoIL$0Indefinite0Dec 22sec.gov
Roseville MHP LLCResidentialOveidoFL$0$3,400,0000Dec 22sec.gov
Americo Justin LPCommercialDallasTX$0$5,100,0000Dec 21sec.gov
HF Terrys Rd Storage LLCOther Real EstateIndianapolisIN$0$500,0000Dec 21sec.gov
Shopoff Palm Springs Industrial Fund, LLCOther Real EstateIrvineCA$0$16,200,0000Dec 21sec.gov
Cunat Exchange VII DSTResidentialMchenryIL$0$41,064,0530Dec 21sec.gov
Bethel Community Healing Center LLCOtherSacramentoCA$0$6,000,0000Dec 21sec.gov
JLLX Taunton Distribution Center, DSTOther Real EstateChicagoIL$0$59,931,5340Dec 21sec.gov
JLLX Townlake of Coppell, DSTOther Real EstateChicagoIL$0$59,931,5340Dec 21sec.gov
THREE RIVERS RV PARK, LLCCommercialTampaFL$0$1,200,0000Dec 21sec.gov
Summertown Accelerator Fund I LLCOther Real EstateBoiseID$0$16,000,0000Dec 21sec.gov
White Oak DSC Investment, LLCCommercialRockvilleMD$0$6,000,00018Dec 21sec.gov
SAN PEDRO TOWNE PLAZA INVESTMENTS LLCCommercialSan AntonioTX$0$5,500,0000Dec 21sec.gov
Relode, LLCBusiness ServicesBrentwoodTN$0$1,000,0000Dec 21sec.gov
Short Tail Insurance Holdings Ltd.InsuranceHamilton$0$1,000,000,0000Dec 21sec.gov
Coastal Ridge Residential Income Fund-Institutional Access, LLCCommercialColumbusOH$0Indefinite0Dec 20sec.gov
BRC Legacy Partners LPResidentialDanvilleCA$0$128,000,0000Dec 20sec.gov
Ambition Capital Partners Fund 2, LLCOtherArlingtonTX$0$5,000,0000Dec 20sec.gov
Ambition Capital Partners Fund 1, LLCOtherArlingtonTX$0$7,000,0000Dec 20sec.gov
Arkea Bio Corp.Other TechnologyCharlestownMA$0Indefinite0Dec 20sec.gov
Integris Secured Credit Fund IV, LLC (amended)Other Real EstateIrvineCA$0$10,000,0000Dec 20sec.gov
Coniglio Palm Beach, LLCRetailingPalm BeachFL$0$500,0000Dec 20sec.gov
HICKORY CREEK SMART FUND, LLCCommercialLenoirTN$0$10,000,0000Dec 19sec.gov
PG Dallas Uptown Investors, LLCOther Real EstateAtlantaGA$0$51,100,0000Dec 19sec.gov
KRE Summer Upper REIT, LLCREITS and FinanceNew YorkNY$0$125,0000Dec 19sec.gov
KRE 400 Summer LLCREITS and FinanceNew YorkNY$0$125,0000Dec 19sec.gov
WI Industrial LLCCommercialWest Des MoinesIA$0$1,400,0000Dec 19sec.gov
QRH Prop Four, LLCCommercialSpringTX$0$5,000,0000Dec 19sec.gov
Integris Secured Credit Fund IV, LLCOther Real EstateIrvineCA$0$10,000,0000Dec 19sec.gov
OCuSOFT Contact Lenses, LLCOtherRosenbergTX$0$1,200,0000Dec 19sec.gov
Irish Row Student Housing DSTResidentialOak BridgeIL$0$28,252,5370Dec 19sec.gov
Upland Holdings, LLCOther Health CareBirminghamAL$0$37,5000Dec 19sec.gov
CAPSTONE COURT BTR, LLCOther Real EstateDallasTX$0$6,525,0000Dec 19sec.gov
Cascada Bend, LLCCommercialSeattleWA$0$10,000,0000Dec 19sec.gov
Coastal Ridge Residential Income Fund - Advisory Access, LLCCommercialColumbusOH$0Indefinite0Dec 19sec.gov
Neptune Topco Holdings, LLC (amended)OtherNorth Richland HillsTX$0Indefinite0Dec 19sec.gov
SCA-Grove Place, LLCOther Health CareBirminghamAL$0$46,0000Dec 19sec.gov
Measured Risk, Inc.Other TechnologyPaeonian SpringsVA$0$10,000,0000Dec 19sec.gov
American Peat Technology, LLCManufacturingAitkinMN$0$3,000,0000Dec 19sec.gov
Upland Outpatient Surgical Center, L.P. (amended)Other Health CareOntarioCA$0$122,5110Dec 19sec.gov
Upland Outpatient Surgical Center, L.P.Other Health CareBirminghamAL$0$122,5110Dec 19sec.gov
DOCKING BANCSHARES INCCommercial BankingArkansas CityKS$0$4,000,0000Dec 19sec.gov
North Coast Surgery Center, Ltd., a California Limited PartnershipOther Health CareOceansideCA$0$9,6000Dec 19sec.gov
BEC & BEC, LLCOther Banking and Financial ServicesSebringFL$0$2,250,0000Dec 18sec.gov
Custom MHC Fund 1 LLCOther Real EstateAshevilleNC$0$15,000,0000Dec 18sec.gov
MPC SC 2024 MY5, LLCOther Real EstateAtlantaGA$0Indefinite0Dec 18sec.gov
QQSA INVESTMENTS, LLCInvestingSpringvilleUT$0$45,000,0000Dec 18sec.gov
QQUV INVESTMENTS 6, LLCInvestingSpringvilleUT$0$30,000,0000Dec 18sec.gov
Energy Flex Fund 1, Limited PartnershipOil and GasTomballTX$0$100,000,0000Dec 18sec.gov
Safeguard Flex Fund, LLCCommercialTomballTX$0Indefinite0Dec 18sec.gov
AdvisorFinder, LLCOther TechnologyNorfolkVA$0$2,000,0000Dec 18sec.gov
Streamline Investment Group III, LLCCommercialMesaAZ$0$15,000,0000Dec 18sec.gov
Alta Financial LLCResidentialKnoxvilleTN$0Indefinite0Dec 18sec.gov
Mustang I Employee Holdco Class A, LLCOtherSan FranciscoCA$0Indefinite0Dec 18sec.gov
THINK OUTSIDE THE STOCKS - DIVERSIFIED I, LLC (amended)CommercialAustinTX$0$10,000,0000Dec 18sec.gov
Mustang I Employee Holdco, LLCOtherSan FranciscoCA$0Indefinite0Dec 18sec.gov
Mustang I Buyer Parent, LLCOtherSan FranciscoCA$0Indefinite0Dec 18sec.gov
Lynx Global Intelligence, Inc.OtherCentennialCO$0$660,0000Dec 18sec.gov
DriverReach Inc. (amended)OtherCarmelIN$0$164,7931Dec 18sec.gov
Infinite Outdoors, LLCOther TechnologyCasperWY$0$1,500,0000Dec 18sec.gov

Week of Dec 25 · Week of Dec 11 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.