Data / Form D filings / Carroll Capital ESI Investment, LLC
Carroll Capital ESI Investment, LLC: Form D filings
Carroll Capital ESI Investment, LLC, a company in Greenwich, CT, filed 3 Form D notices with the SEC in 2023. The latest, on December 19, 2023, reports $5.2 million sold of a $5.2 million offering to 3 investors.
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Company details from the filing
- Address
- 1 PUTNAM AVENUE - 2ND FLOOR, Greenwich, CT, 06830
- Phone
- (203) 742-9177
- Industry
- Other
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2019
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b), Investment Company Act section 3(c), section 3(c)(1)
- SEC identifier (CIK)
- 1993276
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | New notice | $5,166,379 | $5,166,379 | 3 | Dec 6, 2023 | sec.gov | |
| Nov 3, 2023 | New notice | $9,295,000 | $9,295,000 | 6 | Oct 19, 2023 | sec.gov | |
| Sep 13, 2023 | New notice | $1,250,000 | $1,250,000 | 2 | Aug 31, 2023 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Brian F. Carroll | Executive Officer, Director |
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Every Form D from the week of Dec 18, 2023 · All recent filings in Connecticut · All recent Other filings
Read from SEC EDGAR. Amount sold is what Carroll Capital ESI Investment, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.