Data / Form D filings / Sep 13
Form D filings, September 13, 2023: 79 companies raised $1.01 billion
79 operating companies filed a Form D on September 13, 2023, reporting $1.01 billion sold. Largest: FRP Investors II, L.P. ($564.9 million), MDS 2023-Shale Development, LP ($114 million), Caroline Heights Apartments LLC ($37.7 million). The median filing is $1.9 million, and 98 pooled investment funds also filed that day.
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- 79Form D filings
- $1.01 billionreported sold
- $1.9 millionmedian amount sold
- CAmost filings (10)
Most filings by state: CA 10, NY 9, FL 6, CT 4, TX 4. By industry: Other Technology 18, Other 15, Commercial 9, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| FRP Investors II, L.P. | Insurance | New York | NY | $564,946,554 | $564,946,554 | 282 | Sep 13 | sec.gov |
| MDS 2023-Shale Development, LP (amended) | Oil and Gas | Pittsburgh | PA | $113,980,125 | $300,000,000 | 853 | Sep 13 | sec.gov |
| Caroline Heights Apartments LLC | Residential | Milwaukee | WI | $37,710,000 | $37,710,000 | 137 | Sep 13 | sec.gov |
| SELKIRK PHARMA, INC. | Manufacturing | Spokane | WA | $24,102,603 | $25,000,002 | 114 | Sep 13 | sec.gov |
| ReAlta Life Sciences, Inc. | Biotechnology | Norfolk | VA | $22,500,017 | $22,500,017 | 92 | Sep 13 | sec.gov |
| Harmonya, Inc. | Other Technology | New York | NY | $19,599,998 | $19,599,998 | 10 | Sep 13 | sec.gov |
| BDP Special Situations Fund I, LLC (amended) | Other Real Estate | Montclair | NJ | $19,339,607 | $19,339,607 | 282 | Sep 13 | sec.gov |
| CiDRA Holdings LLC | Other Technology | Wallingford | CT | $18,071,232 | $60,000,000 | 15 | Sep 13 | sec.gov |
| Revel Systems, Inc. (amended) | Other Technology | Atlanta | GA | $14,843,576 | Indefinite | 75 | Sep 13 | sec.gov |
| Arturo Intelligence, Inc. | Other | Denver | CO | $13,699,999 | $19,699,999 | 9 | Sep 13 | sec.gov |
| NanoVibronix, Inc. | Biotechnology | Elmsford | NY | $13,546,513 | $13,546,513 | 1 | Sep 13 | sec.gov |
| Gooder Foods, Inc. | Other | Santa Cruz | CA | $12,999,990 | $12,999,990 | 10 | Sep 13 | sec.gov |
| Laconic Infrastructure Partners Inc. | Energy Conservation | Chicago | IL | $12,621,000 | $12,621,000 | 44 | Sep 13 | sec.gov |
| PROVEN Group, Inc. | Other Technology | St. Petersburg | FL | $11,950,000 | $12,000,000 | 4 | Sep 13 | sec.gov |
| Lirio, LLC | Other Technology | Knoxville | TN | $11,611,811 | $27,014,329 | 54 | Sep 13 | sec.gov |
| LENDonate CA LLC (amended) | Other Banking and Financial Services | Los Altos | CA | $9,309,025 | $50,000,000 | 60 | Sep 13 | sec.gov |
| CX Residences at Congressional Village, DST (amended) | Other Real Estate | Tampa | FL | $8,427,362 | $81,157,487 | 33 | Sep 13 | sec.gov |
| CBFG LLC | Retailing | Tualatin | OR | $7,600,000 | $10,000,000 | 16 | Sep 13 | sec.gov |
| Spark GHC Mystic, L.P. | Commercial | Solon | OH | $5,950,000 | $8,850,000 | 47 | Sep 13 | sec.gov |
| RYTE Corp (amended) | Other Health Care | Toronto | $4,570,000 | Indefinite | 14 | Sep 13 | sec.gov | |
| Rize Education, Inc. | Other Technology | New York | NY | $4,500,000 | $5,500,000 | 5 | Sep 13 | sec.gov |
| Endolytix Technology, Inc. (amended) | Pharmaceuticals | Beverly | MA | $4,300,000 | $4,300,000 | 14 | Sep 13 | sec.gov |
| Mondrian Labs Inc. (amended) | Other Technology | New York | NY | $4,074,409 | $5,109,300 | 8 | Sep 13 | sec.gov |
| Vocxi Health, Inc. (amended) | Other Health Care | Arden Hills | MN | $3,926,625 | $6,500,000 | 13 | Sep 13 | sec.gov |
| Acretrader 242, LLC | Other Real Estate | Fayetteville | AR | $3,471,000 | $3,471,000 | 93 | Sep 13 | sec.gov |
| PATIENT Co | Other Technology | Scottsdale | AZ | $3,340,496 | $3,340,496 | 10 | Sep 13 | sec.gov |
| Invictus Technology LLC | Other Technology | Indianapolis | IN | $3,249,975 | $5,000,000 | 4 | Sep 13 | sec.gov |
| ML LAF Pref Sidecar, LLC | Other | Eden Prairie | MN | $3,080,000 | $7,600,000 | 11 | Sep 13 | sec.gov |
| Veea Inc. | Other Technology | New York | NY | $3,000,000 | $40,000,000 | 1 | Sep 13 | sec.gov |
| Gammon Investment, LLC | Other | Milwaukee | WI | $2,777,670 | $2,777,670 | 25 | Sep 13 | sec.gov |
| SouthNorte Brands LLC | Other | Huntington Beach | CA | $2,500,000 | $5,000,000 | 7 | Sep 13 | sec.gov |
| SUNSET HOSPITALITY COLLECTION LLC | Commercial | Colorado Springs | CO | $2,500,000 | $10,000,000 | 6 | Sep 13 | sec.gov |
| Trio Labs, Inc. | Other Technology | Morrisville | NC | $2,133,109 | $8,000,000 | 30 | Sep 13 | sec.gov |
| Helio Investors, LLC | Other | Encino | CA | $1,744,589 | $1,744,589 | 13 | Sep 13 | sec.gov |
| SUNSET AT MUSTANG CREEK LLC | Commercial | Colorado Springs | CO | $1,650,000 | $85,900,000 | 3 | Sep 13 | sec.gov |
| SKB-3800 Shortfall Lender, LLC | Other Real Estate | Portland | OR | $1,552,000 | $1,552,000 | 22 | Sep 13 | sec.gov |
| Carroll Capital ESI Investment, LLC | Other | Greenwich | CT | $1,250,000 | $1,250,000 | 2 | Sep 13 | sec.gov |
| Storage Concepts Sandusky LLC | Commercial | Columbia Station | OH | $1,200,000 | $1,200,000 | 12 | Sep 13 | sec.gov |
| Valaurum, Inc. | Manufacturing | Portland | OR | $1,000,006 | $15,000,000 | 1 | Sep 13 | sec.gov |
| Onomy, Inc. (amended) | Other | Los Angeles | CA | $920,000 | $2,000,000 | 4 | Sep 13 | sec.gov |
| Vicinity Financial, LLC | Other Banking and Financial Services | Greenville | SC | $835,000 | $835,000 | 15 | Sep 13 | sec.gov |
| NeuroFine Corp. | Other Health Care | Pembroke Pines | FL | $709,651 | $3,951,908 | 16 | Sep 13 | sec.gov |
| 4439 5th Ave S, LLC | Commercial | Birmingham | AL | $684,680 | $684,680 | 5 | Sep 13 | sec.gov |
| HelloHive Inc. | Other Technology | New York | NY | $674,998 | $4,000,000 | 1 | Sep 13 | sec.gov |
| UC-Ibex 12E LLC | Commercial | Sacramento | CA | $660,000 | Indefinite | 5 | Sep 13 | sec.gov |
| FargoRate LLC | Computers | Fargo | ND | $500,000 | $500,000 | 1 | Sep 13 | sec.gov |
| Pacific Diabetes Technologies, Inc. | Biotechnology | Portland | OR | $500,000 | $5,000,000 | 1 | Sep 13 | sec.gov |
| Hollywood Burger Holdings, Inc. (amended) | Restaurants | Miami | FL | $495,000 | $2,500,000 | 5 | Sep 13 | sec.gov |
| Supervest, LLC (amended) | Other Banking and Financial Services | New York | NY | $475,000 | $10,000,000 | 6 | Sep 13 | sec.gov |
| SW Riverside Field Development Joint Venture - Second Amended | Oil and Gas | Shavano Park | TX | $455,000 | $1,820,000 | 3 | Sep 13 | sec.gov |
| Nearpeer, Inc. | Other Technology | Portland | ME | $406,000 | $500,000 | 10 | Sep 13 | sec.gov |
| Portals Labs, Inc. | Other Technology | Los Angeles | CA | $380,108 | $2,000,000 | 2 | Sep 13 | sec.gov |
| BWR Innovations LLC | Other Technology | Fargo | ND | $380,000 | Indefinite | 1 | Sep 13 | sec.gov |
| CitraPac, Inc. | Other | Sebring | FL | $300,000 | $1,000,000 | 2 | Sep 13 | sec.gov |
| BLENDED BIOHEALTH, INC. | Other | Plantation | FL | $250,000 | $1,500,000 | 1 | Sep 13 | sec.gov |
| Wealthramp, Inc. (amended) | Other Technology | Osterville | MA | $250,000 | $3,000,000 | 1 | Sep 13 | sec.gov |
| Linen Software Inc. | Other Technology | Fremont | CA | $150,000 | $2,000,000 | 3 | Sep 13 | sec.gov |
| IberAmerican Lithium Inc | Other | Toronto | $138,759 | $249,767 | 17 | Sep 13 | sec.gov | |
| Dearly Beloved Ltd Liability Co (amended) | Other | Brooklyn | NY | $111,822 | $680,000 | 8 | Sep 13 | sec.gov |
| Fuel Better, Inc. | Other | Asheville | NC | $100,000 | $1,500,000 | 1 | Sep 13 | sec.gov |
| Kanchi, Inc. | Other Technology | Fort Wayne | IN | $50,000 | $50,000 | 6 | Sep 13 | sec.gov |
| VISUM PHARMA, INC. | Pharmaceuticals | Stamford | CT | $50,000 | $300,000 | 1 | Sep 13 | sec.gov |
| StimuSIL, Inc. | Biotechnology | Wilmington | DE | $48,799 | $48,799 | 1 | Sep 13 | sec.gov |
| Homeroom Fund 2023 LLC | Business Services | Princeton | NJ | $30,000 | Indefinite | 2 | Sep 13 | sec.gov |
| Analytica Biosciences Corp. | Biotechnology | Westport | CT | $10,000 | $1,000,000 | 1 | Sep 13 | sec.gov |
| Innovation Refunds, LLC | Other | West Des Moines | IA | $6 | $6 | 6 | Sep 13 | sec.gov |
| Earth & Sky Dwellings Resort LLC | Other Real Estate | Arden | NC | $0 | $10,000,000 | 0 | Sep 13 | sec.gov |
| Allied Group Holdings, LLC | Other Energy | Baton Rouge | LA | $0 | Indefinite | 0 | Sep 13 | sec.gov |
| HREX Multifamily I, DST | Residential | Houston | TX | $0 | $79,850,837 | 0 | Sep 13 | sec.gov |
| Incredibles Holdings 1 LLC | Other Real Estate | Des Moines | WA | $0 | $630,000 | 0 | Sep 13 | sec.gov |
| Verdin Properties LLC | Other Real Estate | Atlanta | GA | $0 | $2,000,000 | 0 | Sep 13 | sec.gov |
| A&D Energy Development LLC | Oil and Gas | Houston | TX | $0 | $62,500,000 | 0 | Sep 13 | sec.gov |
| West University Venture 999 LLC | Commercial | Houston | TX | $0 | $7,000,000 | 0 | Sep 13 | sec.gov |
| Sac Loehmann Foods LLC | Commercial | Sacramento | CA | $0 | $500,000 | 0 | Sep 13 | sec.gov |
| Physicians' Medical Center, LLC | Other Health Care | New Albany | IN | $0 | $522,300 | 0 | Sep 13 | sec.gov |
| Fox Mountain Investors, LLC | Other Real Estate | Birmingham | AL | $0 | $12,000,000 | 0 | Sep 13 | sec.gov |
| Cove Pharmacy Net Lease 70 DST | Commercial | Torrance | CA | $0 | $6,146,792 | 0 | Sep 13 | sec.gov |
| Gearson Partners Holdings, L.P. | Insurance | Atlanta | GA | $0 | $22,500,000 | 0 | Sep 13 | sec.gov |
| Alert Topco Holdings, LP | Other | Louisville | KY | $0 | Indefinite | 0 | Sep 13 | sec.gov |
September 14, 2023 · September 12, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.