Data / Form D filings / Sep 12
Form D filings, September 12, 2023: 83 companies raised $536.1 million
83 operating companies filed a Form D on September 12, 2023, reporting $536.1 million sold. Largest: NexPoint Hughes DST ($98.2 million), Arrowrock US Industrial Fund IV, LP ($76.1 million), Sherman Real Estate Fund XV, LLC ($35.6 million). The median filing is $1.6 million, and 100 pooled investment funds also filed that day.
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- 83Form D filings
- $536.1 millionreported sold
- $1.6 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, MA 11, TX 10, NY 7, IL 4. By industry: Other Technology 22, Other 13, Commercial 8, Residential 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NexPoint Hughes DST (amended) | Other Real Estate | Dallas | TX | $98,177,853 | $115,262,632 | 284 | Sep 12 | sec.gov |
| Arrowrock US Industrial Fund IV, LP (amended) | Commercial | St. Louis | MO | $76,145,000 | $150,000,000 | 108 | Sep 12 | sec.gov |
| Sherman Real Estate Fund XV, LLC | Residential | Northbrook | IL | $35,605,000 | $300,000,000 | 73 | Sep 12 | sec.gov |
| River Financial Corp | Commercial Banking | Prattville | AL | $32,942,736 | $50,000,000 | 304 | Sep 12 | sec.gov |
| Synapse Health, Inc. | Other Health Care | Evanston | IL | $25,000,000 | $45,000,000 | 1 | Sep 12 | sec.gov |
| Osteal Therapeutics, Inc. | Pharmaceuticals | Dallas | TX | $22,285,675 | $23,000,000 | 19 | Sep 12 | sec.gov |
| BAC/JC TECH PARK LLC | Commercial | Boston | MA | $21,575,000 | $21,575,000 | 68 | Sep 12 | sec.gov |
| Friendship Senior Housing L.P. | Residential | Richmond | CA | $20,935,751 | $20,935,751 | 1 | Sep 12 | sec.gov |
| RESTOR3D, Inc. | Other Health Care | Durham | NC | $17,000,000 | $17,000,000 | 98 | Sep 12 | sec.gov |
| Superstate Inc. | Other Technology | San Francisco | CA | $14,099,925 | $20,249,997 | 21 | Sep 12 | sec.gov |
| HELI DESTINATIONS 2, LLC | Other Travel | Aspen | CO | $13,531,000 | $25,000,000 | 35 | Sep 12 | sec.gov |
| BAC/CALARE ROCK HILL LLC | Commercial | Boston | MA | $13,200,000 | $13,200,000 | 54 | Sep 12 | sec.gov |
| Melt Pharmaceuticals, Inc. (amended) | Pharmaceuticals | Brentwood | TN | $10,594,468 | $30,000,000 | 116 | Sep 12 | sec.gov |
| BLDG West Creek LLC | Commercial | Beverly Hills | CA | $10,307,778 | $10,307,778 | 70 | Sep 12 | sec.gov |
| Sesame AI, Inc. | Other Technology | Woodbury | NY | $10,124,975 | $10,124,975 | 22 | Sep 12 | sec.gov |
| PFF, LLC | Other Banking and Financial Services | Mclean | VA | $10,000,000 | Indefinite | 1 | Sep 12 | sec.gov |
| Conjupro Biotherapeutics Inc. | Other | Princeton | NJ | $9,321,686 | $67,454,852 | 1 | Sep 12 | sec.gov |
| BAC/CB BALLARDVALE LLC | Commercial | Boston | MA | $8,000,000 | $8,000,000 | 29 | Sep 12 | sec.gov |
| Pantomath Inc. | Other Technology | Mason | OH | $7,250,000 | $10,000,000 | 4 | Sep 12 | sec.gov |
| Sunroom, Inc. | Other Technology | Culver City | CA | $6,795,383 | $6,795,383 | 41 | Sep 12 | sec.gov |
| BAC/MFD CHELMSFORD LLC (amended) | Commercial | Boston | MA | $6,350,000 | $6,350,000 | 23 | Sep 12 | sec.gov |
| BAC/MFD CHELMSFORD LLC | Commercial | Boston | MA | $6,350,000 | $6,350,000 | 23 | Sep 12 | sec.gov |
| Poincare Dynamic Limited Partnership | Investing | Pownal | VT | $5,800,000 | Indefinite | 15 | Sep 12 | sec.gov |
| Tectonic Audio Labs Inc. (amended) | Other Technology | Woodinville | WA | $5,103,700 | $8,000,000 | 29 | Sep 12 | sec.gov |
| Clarke Oil & Gas JV, LP (amended) | Oil and Gas | Christiansburg | VA | $5,000,000 | Indefinite | 27 | Sep 12 | sec.gov |
| FloorPlanData, Inc. | Other Technology | Chicago | IL | $4,009,898 | Indefinite | 3 | Sep 12 | sec.gov |
| verisoul, inc. | Other Technology | Austin | TX | $3,797,998 | $3,797,998 | 9 | Sep 12 | sec.gov |
| BarberWind Turbines, LLC (amended) | Other Energy | Greenville | SC | $3,761,875 | $3,761,875 | 1 | Sep 12 | sec.gov |
| JONES FINANCIAL COMPANIES LLLP | Other Banking and Financial Services | Des Peres | MO | $3,734,000 | $6,390,000 | 383 | Sep 12 | sec.gov |
| Orca DB, Inc. | Other Technology | Arlington | MA | $3,000,000 | $4,500,000 | 1 | Sep 12 | sec.gov |
| Atento Luxco 1 S.A. | Telecommunications | Luxembourg | $2,999,996 | $2,999,996 | 21 | Sep 12 | sec.gov | |
| Prelude Products Inc. | Other Technology | Brooklyn | NY | $2,599,996 | $3,000,000 | 5 | Sep 12 | sec.gov |
| Givzey, Inc. | Other Technology | Newton | MA | $2,100,000 | $2,100,000 | 31 | Sep 12 | sec.gov |
| EMPIRE COLLECTIVE CORP. | Other | Brooklyn | NY | $1,700,000 | $1,700,000 | 1 | Sep 12 | sec.gov |
| StretchDollar Inc. (amended) | Health Insurance | San Francisco | CA | $1,575,000 | $1,575,000 | 6 | Sep 12 | sec.gov |
| TRC Bradley Pointe, LLC | Other Real Estate | Draper | UT | $1,525,000 | Indefinite | 10 | Sep 12 | sec.gov |
| Alpha Cognition Inc. | Biotechnology | Frisco | TX | $1,260,837 | $2,149,152 | 28 | Sep 12 | sec.gov |
| Shop & Shout Ltd. (amended) | Other | Vancouver | $1,150,000 | $3,000,000 | 9 | Sep 12 | sec.gov | |
| Flourishing Fund Properties I LLC (amended) | Commercial | Highland Village | TX | $1,075,000 | $10,000,000 | 10 | Sep 12 | sec.gov |
| RheoTek Medical LLC | Biotechnology | Philadelphia | PA | $1,060,000 | $4,000,000 | 14 | Sep 12 | sec.gov |
| Peer Collective Inc (amended) | Other Technology | Alstead | NH | $970,000 | $2,000,000 | 18 | Sep 12 | sec.gov |
| Power Metal Resources PLC | Other | London | $793,287 | $5,682,061 | 14 | Sep 12 | sec.gov | |
| bioProtonics, Inc. (amended) | Other | Santa Barbara | CA | $753,126 | $1,200,000 | 7 | Sep 12 | sec.gov |
| FOXO TECHNOLOGIES INC. (amended) | Insurance | Minneapolis | MN | $743,500 | $743,500 | 3 | Sep 12 | sec.gov |
| Assurified, Inc. | Other Technology | Wilmington | DE | $500,000 | $2,500,000 | 2 | Sep 12 | sec.gov |
| GreyscaleAI, Inc. | Other Technology | Fremont | CA | $500,000 | $5,000,000 | 1 | Sep 12 | sec.gov |
| Rivers at Five Points Debt Investors, LLC | Construction | Allen | TX | $400,000 | $7,000,000 | 3 | Sep 12 | sec.gov |
| L'Avant Collective, Inc. | Other Technology | Seattle | WA | $400,000 | Indefinite | 4 | Sep 12 | sec.gov |
| entigenlogic LLC | Other Technology | Schaumburg | IL | $400,000 | $2,000,000 | 1 | Sep 12 | sec.gov |
| FoodSocial, Inc. | Other Technology | Pittsburgh | PA | $392,000 | $1,300,000 | 8 | Sep 12 | sec.gov |
| Anchor Fundings Inc. | Investing | Conshohocken | PA | $385,500 | $25,000,000 | 4 | Sep 12 | sec.gov |
| re: Charge-E, Inc. | Other Technology | Albany | NY | $350,000 | $750,000 | 4 | Sep 12 | sec.gov |
| Trustless Privacy, Inc. | Other Technology | Oakland | CA | $342,000 | $3,500,000 | 6 | Sep 12 | sec.gov |
| FCG Co-Investment Partners II, LLC | Investing | Boston | MA | $312,800 | $312,800 | 9 | Sep 12 | sec.gov |
| Private Line LLC | Other Technology | Las Vegas | NV | $275,000 | $1,000,000 | 5 | Sep 12 | sec.gov |
| Boston Common International Catholic SRI Fund LLC | Investing | Boston | MA | $251,082 | $80,000,000 | 2 | Sep 12 | sec.gov |
| Ikonomos Inc. | Other | San Francisco | CA | $227,500 | $1,500,000 | 10 | Sep 12 | sec.gov |
| HADEAN - A SERIES OF VUVP FUND LLC | Other | San Francisco | CA | $214,500 | $214,500 | 19 | Sep 12 | sec.gov |
| DW WOODBINE ABSOLUTE POWER #1 LP | Oil and Gas | Irving | TX | $175,000 | $2,000,000 | 5 | Sep 12 | sec.gov |
| Vastu Capital Fund I, LLC | Residential | Houston | TX | $150,000 | $2,500,000 | 1 | Sep 12 | sec.gov |
| ORCHARD ROBOTICS A SERIES OF VUVP FUND LLC | Other | Austin | TX | $146,978 | $146,978 | 18 | Sep 12 | sec.gov |
| Doze, Inc. | Other | Boca Raton | FL | $135,000 | $1,500,000 | 4 | Sep 12 | sec.gov |
| Boston Common International Social Fund LLC | Investing | Boston | MA | $133,049 | $50,000,000 | 1 | Sep 12 | sec.gov |
| Smarter Remodeling Holdings, LLC | Other Technology | Jacksonville | FL | $100,000 | Indefinite | 2 | Sep 12 | sec.gov |
| GR Silver Mining Ltd. (amended) | Other | Vancouver | $65,330 | $3,115,904 | 2 | Sep 12 | sec.gov | |
| Trail Creek West, LLC | Other Real Estate | Jackson | WY | $42,000 | $4,500,000 | 2 | Sep 12 | sec.gov |
| Raisonance, Inc. | Other Technology | Greenwood Village | CO | $25,000 | $3,000,000 | 1 | Sep 12 | sec.gov |
| Port. Prerogative Club | Other Banking and Financial Services | New York | NY | $25,000 | $10,000,000 | 1 | Sep 12 | sec.gov |
| March Biosciences, Inc. | Biotechnology | Houston | TX | $8,870 | $8,870 | 1 | Sep 12 | sec.gov |
| MARS Markets Corp. | Other | Alpine | NJ | $2,015 | $2,500,000 | 1 | Sep 12 | sec.gov |
| Waveland Resource Partners VII, LP | Oil and Gas | Irvine | CA | $0 | $100,000,000 | 0 | Sep 12 | sec.gov |
| Footura Inc. | Other Technology | New York | NY | $0 | $2,500,000 | 3 | Sep 12 | sec.gov |
| Olentangy Ownership, LLC (amended) | Other | Salt Lake City | UT | $0 | $3,000,000 | 0 | Sep 12 | sec.gov |
| LandX 5, LLC | Other Real Estate | Oklahoma City | OK | $0 | $1,000,000 | 0 | Sep 12 | sec.gov |
| Wadsworth Three LLC | Residential | Independence | OH | $0 | $4,250,000 | 0 | Sep 12 | sec.gov |
| 520 Arbitrage Fund LP | Investing | Coto De Caza | CA | $0 | $10,000,000 | 0 | Sep 12 | sec.gov |
| Seattle Ventures LLC | Residential | Scottsdale | AZ | $0 | $850,000 | 0 | Sep 12 | sec.gov |
| LIPELLA PHARMACEUTICALS INC. | Pharmaceuticals | Pittsburgh | PA | $0 | $122,400 | 1 | Sep 12 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Oil and Gas | New York | NY | $0 | $14,250,000 | 0 | Sep 12 | sec.gov |
| Scioto Properties LLC | Residential | Powell | OH | $0 | $40,000,017 | 0 | Sep 12 | sec.gov |
| Impact Alpha, Inc. | Other | Berkeley | CA | $0 | $5,000,000 | 0 | Sep 12 | sec.gov |
| Meta Care, Inc. | Other Health Care | Bellair Bluffs | FL | $0 | $10,000,000 | 0 | Sep 12 | sec.gov |
| Catalyst Real Estate Fund III LP | Residential | Wilbraham | MA | $0 | $50,000,000 | 0 | Sep 12 | sec.gov |
September 13, 2023 · September 11, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.