Data / Form D filings / Sep 11
Form D filings, September 11, 2023: 66 companies raised $670 million
66 operating companies filed a Form D on September 11, 2023, reporting $670 million sold. Largest: BAILARD REAL ESTATE INVESTMENT TRUST, INC ($438.4 million), GLO Pharma, Inc. ($53 million), Arbor Rose Capital Fund I, LLC ($25.2 million). The median filing is $749,999, and 105 pooled investment funds also filed that day.
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- 66Form D filings
- $670 millionreported sold
- $749,999median amount sold
- CAmost filings (19)
Most filings by state: CA 19, NY 7, AZ 6, FL 5, TX 5. By industry: Other Technology 14, Other 10, Residential 7, Commercial 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| BAILARD REAL ESTATE INVESTMENT TRUST, INC (amended) | REITS and Finance | Foster City | CA | $438,387,302 | Indefinite | 782 | Sep 11 | sec.gov |
| GLO Pharma, Inc. (amended) | Biotechnology | Carlsbad | CA | $53,000,000 | $53,000,000 | 189 | Sep 11 | sec.gov |
| Arbor Rose Capital Fund I, LLC | Commercial | Lewes | DE | $25,184,014 | $26,000,000 | 130 | Sep 11 | sec.gov |
| Kinderfarms LLC | Manufacturing | Redondo Beach | CA | $20,000,000 | $22,500,000 | 1 | Sep 11 | sec.gov |
| Dimensional Energy, Inc. | Other Technology | Ithaca | NY | $19,711,567 | $33,149,074 | 38 | Sep 11 | sec.gov |
| Tassat Group Inc. | Other Technology | New York | NY | $15,136,948 | $30,000,000 | 8 | Sep 11 | sec.gov |
| Gro Value-Add Multifamily Income Fund, LLC | Residential | Fremont | CA | $13,735,000 | $50,000,000 | 102 | Sep 11 | sec.gov |
| Virtue Labs, LLC | Manufacturing | Raleigh | NC | $8,411,380 | $20,000,000 | 1 | Sep 11 | sec.gov |
| AdaptX, Inc. | Other Technology | Seattle | WA | $7,999,997 | $10,000,000 | 8 | Sep 11 | sec.gov |
| Perimetrics, Inc. (amended) | Biotechnology | Redmond | WA | $7,789,121 | $10,773,750 | 135 | Sep 11 | sec.gov |
| TRC Knoxville Two, LLC | Other Real Estate | Draper | UT | $6,920,000 | Indefinite | 48 | Sep 11 | sec.gov |
| Third Eye Health, Inc. | Other Health Care | Chicago | IL | $6,000,000 | $6,000,000 | 7 | Sep 11 | sec.gov |
| FC Lifestar BH JV, LLC | Commercial | Boynton Beach | FL | $5,500,000 | Indefinite | 0 | Sep 11 | sec.gov |
| GOODMVMT INC. | Other Technology | Mill Valley | CA | $5,250,400 | $5,300,000 | 3 | Sep 11 | sec.gov |
| Nu Port 1 LLC | Other Real Estate | New York | NY | $4,431,500 | $9,000,000 | 23 | Sep 11 | sec.gov |
| PIXELAND TECHNOLOGIES, INC. | Other Technology | Sunnyvale | CA | $3,600,000 | $3,600,000 | 3 | Sep 11 | sec.gov |
| AccioJob, Inc. | Other Technology | San Francisco | CA | $2,709,999 | $2,710,000 | 3 | Sep 11 | sec.gov |
| Peacock Investment Offering 4 LLC (amended) | Commercial | Fremont | CA | $2,680,000 | $5,000,000 | 0 | Sep 11 | sec.gov |
| Definition Opportunity IA LLC | Other | New York | NY | $2,354,800 | $2,354,800 | 9 | Sep 11 | sec.gov |
| Redding Golf & Country Club, LLC (amended) | Other | Redding | CT | $1,985,000 | $3,500,000 | 177 | Sep 11 | sec.gov |
| Halo Health Clinic Inc. | Other Health Care | Las Vegas | NV | $1,875,000 | $2,499,997 | 13 | Sep 11 | sec.gov |
| ServCommerce, Inc. | Other Technology | Campbell | CA | $1,804,999 | $2,500,000 | 9 | Sep 11 | sec.gov |
| XN Capital Partners LLC | Insurance | New York | NY | $1,800,000 | $2,500,000 | 1 | Sep 11 | sec.gov |
| TEMPUS PORTFOLIO 6, LLC | Commercial | Little Rock | AR | $1,741,000 | $14,000,000 | 20 | Sep 11 | sec.gov |
| Haled LLC | Other Health Care | Overland Park | KS | $1,325,000 | $2,500,000 | 7 | Sep 11 | sec.gov |
| XR Technologies, Inc. (amended) | Other Technology | Indianapolis | IN | $1,232,000 | $1,500,000 | 26 | Sep 11 | sec.gov |
| WWC LXV US, LP (amended) | Residential | Phoenix | AZ | $812,368 | $4,805,000 | 43 | Sep 11 | sec.gov |
| Harris Technology Services Inc. | Other Technology | West Chester | PA | $749,999 | $1,499,999 | 1 | Sep 11 | sec.gov |
| Zn2H2, Inc. | Investing | Spokane | WA | $725,000 | Indefinite | 22 | Sep 11 | sec.gov |
| WWC LXIX US, LP (amended) | Residential | Phoenix | AZ | $672,576 | $1,970,000 | 117 | Sep 11 | sec.gov |
| WWC LXVI US, LP (amended) | Residential | Phoenix | AZ | $592,293 | $1,705,000 | 49 | Sep 11 | sec.gov |
| WWC LXVIII US, LP (amended) | Residential | Phoenix | AZ | $574,348 | $1,600,000 | 90 | Sep 11 | sec.gov |
| Nomax Therapeutics, Inc | Biotechnology | North Miami Beach | FL | $534,200 | $10,000,000 | 1 | Sep 11 | sec.gov |
| Elevai Labs Inc. (amended) | Other | Newport Beach | CA | $463,589 | $1,600,000 | 11 | Sep 11 | sec.gov |
| Wolfe Debt Fund, LLC | Other Real Estate | Plano | TX | $450,000 | $10,000,000 | 4 | Sep 11 | sec.gov |
| WWC XLIII US, LP (amended) | Residential | Phoenix | AZ | $423,100 | $2,015,000 | 14 | Sep 11 | sec.gov |
| Numberless, Inc. (amended) | Other Technology | San Francisco | CA | $399,999 | $400,000 | 1 | Sep 11 | sec.gov |
| SF Insuretech Inc. | Insurance | Los Angeles | CA | $375,000 | $5,000,000 | 2 | Sep 11 | sec.gov |
| Promedix, Inc. (amended) | Biotechnology | Portland | OR | $310,000 | $310,000 | 4 | Sep 11 | sec.gov |
| WWC L US, LP (amended) | Residential | Phoenix | AZ | $288,197 | $1,390,000 | 25 | Sep 11 | sec.gov |
| EFAS Technologies, Inc. | Other Technology | Newport Beach | CA | $275,000 | $275,000 | 2 | Sep 11 | sec.gov |
| GoATL Community Capacity Fund, LLC | Investing | Atlanta | GA | $250,000 | Indefinite | 1 | Sep 11 | sec.gov |
| HRP SR CHICAGO LLC | Commercial | Atlanta | GA | $250,000 | $250,000 | 1 | Sep 11 | sec.gov |
| STRYKER HENLEY CW LLC | Commercial | Plano | TX | $230,000 | $5,000,000 | 4 | Sep 11 | sec.gov |
| CAPTIVA VERDE WELLNESS CORP. | Other | Coquitlam | $203,250 | $516,594 | 1 | Sep 11 | sec.gov | |
| Promedix, Inc. (amended) | Biotechnology | Portland | OR | $162,778 | $162,778 | 3 | Sep 11 | sec.gov |
| 8084 Inc. | Other | Saratoga | CA | $160,000 | Indefinite | 2 | Sep 11 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $140,185 | Indefinite | 13 | Sep 11 | sec.gov |
| Aztec Minerals Corp. | Other | Vancouver | $126,462 | $210,770 | 3 | Sep 11 | sec.gov | |
| Cardio Flow, Inc. | Other Health Care | St. Paul | MN | $100,000 | $2,000,000 | 2 | Sep 11 | sec.gov |
| Pattern Zones Co. | Other | Fayetteville | AR | $75,000 | Indefinite | 2 | Sep 11 | sec.gov |
| CoLabs QOF, LLC | Other Technology | Tampa | FL | $45,528 | $3,500,000 | 1 | Sep 11 | sec.gov |
| INVEST AMERICA VENTURES, INC. | Other | New York | NY | $40,000 | $40,000 | 1 | Sep 11 | sec.gov |
| New Pieces Quilt Shop (amended) | Retailing | Alameda | CA | $20,000 | $20,000 | 4 | Sep 11 | sec.gov |
| NYPIT, Inc. | Other Technology | Fremont | CA | $15,154 | $15,154 | 1 | Sep 11 | sec.gov |
| Mangrove Estate & Garden LLC | Other | Santa Rosa Beach | FL | $0 | $100,000,000 | 0 | Sep 11 | sec.gov |
| Riverwalk Equity Partners, LP | Other | Ocoee | FL | $0 | $12,000,000 | 0 | Sep 11 | sec.gov |
| Sofi Black Bear II Joint Venture | Oil and Gas | Prosper | TX | $0 | $450,000 | 0 | Sep 11 | sec.gov |
| Duro Ft. Worth Holdings, LLC | Restaurants | Dallas | TX | $0 | $4,397,840 | 0 | Sep 11 | sec.gov |
| MPC FED 2023 Energy Fund PRI, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Sep 11 | sec.gov |
| MPC FED 2023 Energy Fund RJ, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Sep 11 | sec.gov |
| Equita Capital Partners LLC | Other Banking and Financial Services | Dallas | TX | $0 | $200,000,000 | 0 | Sep 11 | sec.gov |
| BIO-AI, Inc. (amended) | Other Technology | Sheridan | WY | $0 | $10,000,000 | 0 | Sep 11 | sec.gov |
| REEM'S HOSPITALITY GROUP LLC | Restaurants | San Francisco | CA | $0 | Indefinite | 0 | Sep 11 | sec.gov |
| Shopoff Secured 9 PCT Interest Fund II, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $20,000,000 | 0 | Sep 11 | sec.gov |
| MHR Acquisitions, Inc. | Oil and Gas | New York | NY | $0 | $200,000 | 0 | Sep 11 | sec.gov |
September 12, 2023 · September 8, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.