Data / Form D filings / Sep 8
Form D filings, September 8, 2023: 99 companies raised $2.14 billion
99 operating companies filed a Form D on September 8, 2023, reporting $2.14 billion sold. Largest: Prismic Life Holding Company, LP ($1.03 billion), Virtus Real Estate Capital IV, LP ($263.9 million), Diversified Residential Portfolio III DST ($184.4 million). The median filing is $4 million, and 179 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 99Form D filings
- $2.14 billionreported sold
- $4 millionmedian amount sold
- FLmost filings (15)
Most filings by state: FL 15, TX 12, CA 11, IL 7, NY 5. By industry: Commercial 21, Other Technology 18, Other 15, Other Health Care 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Prismic Life Holding Company, LP | Insurance | Pembroke | $1,029,550,000 | Indefinite | 7 | Sep 8 | sec.gov | |
| Virtus Real Estate Capital IV, LP (amended) | Other Real Estate | Austin | TX | $263,928,572 | $900,000,000 | 18 | Sep 8 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $184,443,664 | $209,327,056 | 326 | Sep 8 | sec.gov |
| ILS GROWTH FUND I LP (amended) | REITS and Finance | El Campo | TX | $94,766,516 | $100,000,000 | 301 | Sep 8 | sec.gov |
| BP Funding Trust, Series SPL-IV (amended) | Other Banking and Financial Services | Wilmington | DE | $92,492,911 | Indefinite | 27 | Sep 8 | sec.gov |
| Veridian Healthcare Holdings LLC | Other Health Care | Washington | DC | $63,010,000 | Indefinite | 12 | Sep 8 | sec.gov |
| Algonquin Senior Living DST (amended) | Other Real Estate | Oak Brook | IL | $29,642,555 | $46,208,179 | 78 | Sep 8 | sec.gov |
| FC Parkland GA 1 JV, LLC | Commercial | Boynton Beach | FL | $27,994,942 | Indefinite | 0 | Sep 8 | sec.gov |
| ConServ Equipment Leasing, LLC (amended) | Other Banking and Financial Services | Nashville | TN | $23,895,352 | $31,999,968 | 15 | Sep 8 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $19,262,769 | $69,424,166 | 42 | Sep 8 | sec.gov |
| FC Castlewood JV, LLC | Commercial | Boynton Beach | FL | $16,414,040 | Indefinite | 0 | Sep 8 | sec.gov |
| Guidelight Health, Inc. (amended) | Other Health Care | Glencoe | IL | $16,350,000 | $17,050,000 | 15 | Sep 8 | sec.gov |
| Blue Current, Inc. | Other Technology | Hayward | CA | $16,249,995 | $21,249,995 | 2 | Sep 8 | sec.gov |
| Captiva Club Apartment Holdings, LLC | Other | Buffalo | NY | $15,225,000 | $17,300,000 | 2 | Sep 8 | sec.gov |
| Lydian Labs, Inc. | Other Technology | Cambridge | MA | $14,984,999 | $14,984,999 | 17 | Sep 8 | sec.gov |
| CX Mode at Hyattsville, DST (amended) | Other Real Estate | Tampa | FL | $13,122,034 | $73,433,727 | 40 | Sep 8 | sec.gov |
| ILS INCOME FUND I LP (amended) | REITS and Finance | El Campo | TX | $12,493,542 | $50,000,000 | 66 | Sep 8 | sec.gov |
| Treeswift Inc | Other | Philadelphia | PA | $10,811,986 | $12,711,975 | 20 | Sep 8 | sec.gov |
| Nature's Toolbox, Inc. | Biotechnology | Rio Rancho | NM | $10,060,025 | $10,060,025 | 32 | Sep 8 | sec.gov |
| Antaris, Inc. | Other | Los Altos | CA | $9,960,222 | $9,960,222 | 27 | Sep 8 | sec.gov |
| SPIRITUS TECHNOLOGIES, PBC | Other Energy | White Rock | NM | $9,615,999 | $11,116,000 | 16 | Sep 8 | sec.gov |
| FC Forte JV, LLC | Commercial | Boynton Beach | FL | $9,333,000 | Indefinite | 0 | Sep 8 | sec.gov |
| Reperio Health, Inc. (amended) | Other Health Care | Portland | OR | $8,200,000 | $8,200,000 | 40 | Sep 8 | sec.gov |
| Captiva Club Equity Holdings, LLC | Other | Buffalo | NY | $8,125,000 | $11,500,000 | 12 | Sep 8 | sec.gov |
| BIG POPPY HOLDINGS, INC. | Commercial Banking | Santa Rosa | CA | $8,041,000 | $8,041,000 | 22 | Sep 8 | sec.gov |
| SFP 2103 Staples Mill Rd I LP | Commercial | Mclean | VA | $7,915,742 | $7,915,742 | 35 | Sep 8 | sec.gov |
| Saccharo, Inc. (amended) | Biotechnology | Oakland | CA | $7,377,002 | $10,629,329 | 45 | Sep 8 | sec.gov |
| Exto Inc. | Other Technology | Kensington | CA | $7,150,983 | $9,150,981 | 22 | Sep 8 | sec.gov |
| Pengyou Washington BTR LLC | Residential | Peachtree Corners | GA | $7,000,000 | $7,000,000 | 13 | Sep 8 | sec.gov |
| DeGirum Corp. | Other Technology | Santa Clara | CA | $7,000,000 | $7,000,000 | 1 | Sep 8 | sec.gov |
| Midwest Floor Funding, Inc. | Other | Highland Park | IL | $5,950,000 | $10,000,000 | 9 | Sep 8 | sec.gov |
| AirWise Solutions, Inc. (amended) | Other Technology | Tulsa | OK | $5,879,193 | $6,973,989 | 19 | Sep 8 | sec.gov |
| Uta AI INC | Other | Sunnyvale | CA | $5,839,994 | $6,039,992 | 4 | Sep 8 | sec.gov |
| Fortis Bancorp | Commercial Banking | Denver | CO | $5,697,912 | $15,000,002 | 41 | Sep 8 | sec.gov |
| CPAM Park Monroe, LLC | Commercial | Durham | NC | $5,000,000 | $5,000,000 | 48 | Sep 8 | sec.gov |
| WaveFront Dynamics Inc. | Biotechnology | Albuquerque | NM | $5,000,000 | $7,183,000 | 17 | Sep 8 | sec.gov |
| SUNIKSHA LEXINGTON3 LP | Commercial | Little Elm | TX | $4,500,000 | $4,500,000 | 16 | Sep 8 | sec.gov |
| Ridgeline Multifamily Investments, LLC | Residential | Dallas | TX | $4,420,000 | $9,000,000 | 54 | Sep 8 | sec.gov |
| NATIONAL MOLDING, LLC | Manufacturing | Miami Lakes | FL | $4,350,000 | $4,350,000 | 78 | Sep 8 | sec.gov |
| Predict Health, Inc. | Other Technology | Arlington | VA | $4,005,968 | $5,505,968 | 10 | Sep 8 | sec.gov |
| Food Ready Inc. | Other Technology | Chicago | IL | $3,912,987 | $4,199,998 | 7 | Sep 8 | sec.gov |
| Sow Good Inc. | Manufacturing | Irving | TX | $3,675,000 | $3,675,000 | 16 | Sep 8 | sec.gov |
| FC Castlewood Pref JV, LLC | Commercial | Boynton Beach | FL | $3,082,000 | Indefinite | 0 | Sep 8 | sec.gov |
| EmTheraPro, Inc. | Other Health Care | Decatur | GA | $3,000,000 | $3,000,000 | 1 | Sep 8 | sec.gov |
| Oaks at Round Rock LLC | Commercial | Round Rock | TX | $2,849,000 | $3,200,000 | 49 | Sep 8 | sec.gov |
| Safer Sports Technologies, LLC | Other Technology | Chester Springs | PA | $2,800,000 | Indefinite | 38 | Sep 8 | sec.gov |
| Camel Club Investor LLC | Restaurants | Miami Beach | FL | $1,740,000 | $4,200,000 | 11 | Sep 8 | sec.gov |
| Elastrin Therapeutics, Inc. | Biotechnology | Greenville | SC | $1,700,000 | $2,000,000 | 2 | Sep 8 | sec.gov |
| Lostro Investors, LLC | Commercial | Columbus | OH | $1,660,400 | $2,900,000 | 13 | Sep 8 | sec.gov |
| Issio Solutions, Inc. | Other Technology | Walnut Creek | CA | $1,650,000 | $3,000,000 | 7 | Sep 8 | sec.gov |
| Weekend Holdings Corp. | Other | Toronto | $1,615,000 | $1,615,000 | 2 | Sep 8 | sec.gov | |
| Mather Ventures, LLC | Other Technology | Atlanta | GA | $1,515,000 | $1,515,000 | 8 | Sep 8 | sec.gov |
| Malleable, Inc. | Other Technology | Seattle | WA | $1,475,000 | $1,500,000 | 7 | Sep 8 | sec.gov |
| SMK League City LLC | Commercial | Bend | OR | $1,381,400 | $5,000,000 | 13 | Sep 8 | sec.gov |
| Trinity Ivy Flats Investors LLC | Other Real Estate | Southlake | TX | $1,354,000 | $6,500,000 | 41 | Sep 8 | sec.gov |
| NuCurrent, Inc. | Other Technology | Chicago | IL | $1,107,100 | $5,000,000 | 20 | Sep 8 | sec.gov |
| Orgenesis Inc. | Biotechnology | Germantown | MD | $1,000,000 | $1,000,000 | 1 | Sep 8 | sec.gov |
| Fireroad Holdings, Inc. | Other | Cincinnati | OH | $800,000 | $1,900,000 | 3 | Sep 8 | sec.gov |
| 5701 Washington Avenue LLC | Commercial | Houston | TX | $770,000 | $1,900,000 | 2 | Sep 8 | sec.gov |
| SpaceBilt Inc. | Other Technology | Lakeland | FL | $750,000 | $750,000 | 1 | Sep 8 | sec.gov |
| CHATSWORTH NMC LLC | Other Real Estate | San Diego | CA | $717,000 | $936,000 | 11 | Sep 8 | sec.gov |
| Ballyhoo Media, Inc. | Other | Miami | FL | $643,000 | $2,000,000 | 8 | Sep 8 | sec.gov |
| Stonesteps Partners LLC | Investing | Ann Arbor | MI | $500,000 | $500,000 | 16 | Sep 8 | sec.gov |
| SureBuilt Holding Corporation, Inc. (amended) | Other Banking and Financial Services | Colchester | VT | $490,000 | $35,000,000 | 15 | Sep 8 | sec.gov |
| 525 Beaver, LLC | Commercial | Jacksonville | FL | $454,650 | $2,500,000 | 4 | Sep 8 | sec.gov |
| New Pieces Quilt Shop | Retailing | Alameda | CA | $400,000 | $400,000 | 4 | Sep 8 | sec.gov |
| Expanesthetics, Inc | Pharmaceuticals | Davis | $356,400 | $356,400 | 18 | Sep 8 | sec.gov | |
| FixturFab, Inc. | Other Technology | Seattle | WA | $350,000 | $400,000 | 1 | Sep 8 | sec.gov |
| UWG Investment Partners LLC | Other Health Care | Washington | DC | $310,200 | Indefinite | 10 | Sep 8 | sec.gov |
| Public Records Inc | Other | Brooklyn | NY | $300,000 | Indefinite | 2 | Sep 8 | sec.gov |
| Kennected, Inc. | Other Technology | Indianapolis | IN | $300,000 | $6,000,000 | 1 | Sep 8 | sec.gov |
| Expanesthetics, Inc | Pharmaceuticals | Davis | $282,338 | $282,338 | 13 | Sep 8 | sec.gov | |
| mTradeCo. (amended) | Other Banking and Financial Services | Oxford | MS | $250,000 | $10,000,000 | 0 | Sep 8 | sec.gov |
| VWR Capital Corp. | Other | Langley | $230,694 | $230,694 | 2 | Sep 8 | sec.gov | |
| Pipe Factory Investment LLC | Commercial | Pagosa Springs | CO | $200,000 | $2,000,000 | 2 | Sep 8 | sec.gov |
| Bell Copper Corp | Other Energy | Delta | $147,800 | $147,800 | 1 | Sep 8 | sec.gov | |
| DigiShares Inc. | Other Banking and Financial Services | Miami | FL | $130,000 | $5,000,000 | 7 | Sep 8 | sec.gov |
| Libra Data Labs, Inc. | Other Technology | Chicago | IL | $59,500 | Indefinite | 1 | Sep 8 | sec.gov |
| O'Ryan Therapeutics, Inc. | Other Health Care | Wellesley | MA | $40,000 | $600,000 | 2 | Sep 8 | sec.gov |
| Expanesthetics, Inc | Pharmaceuticals | Davis | $20,496 | $20,496 | 4 | Sep 8 | sec.gov | |
| Half of Fifty Cents Broadway Ltd Liability Co | Other | New York | NY | $0 | $2,500,000 | 0 | Sep 8 | sec.gov |
| Fragment Technologies, Inc. | Other Technology | Dover | DE | $0 | $2,000,000 | 0 | Sep 8 | sec.gov |
| Tyler Trails RV Park LLC | Commercial | Plano | TX | $0 | $1,000,000 | 0 | Sep 8 | sec.gov |
| Rivkin Capital LLC | Commercial | Hollywood | FL | $0 | $20,000,000 | 0 | Sep 8 | sec.gov |
| SavePx, Inc. | Other Health Care | Ofallon | MO | $0 | Indefinite | 0 | Sep 8 | sec.gov |
| KC Energy Fund 1, LP | Commercial | Kansas City | MO | $0 | $1,500,000 | 0 | Sep 8 | sec.gov |
| LOMALN LLC | Construction | San Jose | CA | $0 | Indefinite | 0 | Sep 8 | sec.gov |
| Capital Square Glendale BFR, LLC | Commercial | Glen Allen | VA | $0 | $49,375,000 | 0 | Sep 8 | sec.gov |
| Ridgeline Residental Investments, LLC | Residential | Dallas | TX | $0 | $9,000,000 | 0 | Sep 8 | sec.gov |
| Level Playing Field, Inc. | Other Technology | Highlands Ranch | CO | $0 | $10,000 | 0 | Sep 8 | sec.gov |
| MAGELLAN GOLD Corp | Other | Wallace | ID | $0 | $602,000 | 0 | Sep 8 | sec.gov |
| BATSU! Earth Ltd Liability Co | Other | New York | NY | $0 | $500,000 | 0 | Sep 8 | sec.gov |
| Logos Fund-HIS3450, LLC | Commercial | Atlanta | GA | $0 | $7,500,000 | 0 | Sep 8 | sec.gov |
| CATALYST HEALTHCARE FUND II, LP | Commercial | Pensacola | FL | $0 | $100,000,000 | 25 | Sep 8 | sec.gov |
| Sand Hill Road Technologies Fund XV | Investing | Miami | FL | $0 | Indefinite | 0 | Sep 8 | sec.gov |
| Inspired Senior Living of Eugene DST (amended) | Commercial | Scottsdale | AZ | $0 | $27,531,788 | 0 | Sep 8 | sec.gov |
| CHV Liberty Hill 1 LLC | Commercial | Dallas | TX | $0 | $1,200,000 | 0 | Sep 8 | sec.gov |
| ZIN BOATS, INC. | Other | Seattle | WA | $0 | $2,000,000 | 0 | Sep 8 | sec.gov |
| Encore Bancshares, Inc. | Commercial Banking | Little Rock | AR | $0 | $75,000,000 | 0 | Sep 8 | sec.gov |
September 11, 2023 · September 7, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.