Data / Form D filings / WaveFront Dynamics Inc.
WaveFront Dynamics Inc.: Form D filings
WaveFront Dynamics Inc., a biotechnology company in Albuquerque, NM, filed 6 Form D notices with the SEC between 2019 and 2023. The latest, on September 8, 2023, reports $5 million sold of a $7.2 million offering to 17 investors.
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Company details from the filing
- Address
- 2420 COMANCHE RD NE, SUITE D-3, Albuquerque, NM, 87107
- Phone
- (505) 672-5787
- Industry
- Biotechnology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2019
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1794183
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Sep 8, 2023 | New notice | $7,183,000 | $5,000,000 | $2,183,000 | 17 | Aug 24, 2023 | sec.gov |
| Aug 29, 2022 | New notice | $2,000,000 | $1,175,000 | $825,000 | 6 | May 17, 2022 | sec.gov |
| Oct 14, 2021 | New notice | $2,000,000 | $700,000 | $1,300,000 | 4 | Oct 7, 2021 | sec.gov |
| Jan 21, 2021 | Amendment | $3,000,000 | $1,083,333 | $1,916,667 | 4 | Aug 21, 2020 | sec.gov |
| Sep 1, 2020 | New notice | $3,000,000 | $833,333 | $2,166,667 | 3 | Aug 21, 2020 | sec.gov |
| Nov 19, 2019 | New notice | $1,000,000 | $450,000 | $550,000 | 3 | Nov 8, 2019 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Daniel Neal | Executive Officer, Director, Promoter | |
| Sherman McCorkle | Director | |
| Waneta Tuttle | Director | |
| Jeffrey Kohlberg | Executive Officer | |
| Ron Rammage | Executive Officer | |
| Frank Levinson | Director |
Every Form D from the week of Sep 4, 2023 · All recent filings in New Mexico · All recent Biotechnology filings
Read from SEC EDGAR. Amount sold is what WaveFront Dynamics Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.