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Data / Form D filings / Biotechnology

Form D filings in Biotechnology: 51 filings since Jul 24

47 companies in Biotechnology filed a Form D with the SEC since July 24, 2026, reporting $712.1 million sold. Largest: LISATA THERAPEUTICS, INC. ($351.9 million), Kaigene, Inc. ($55 million), CURADEL SURGICAL INNOVATIONS, INC. ($49.8 million).

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By state: CA 13, FL 6, MA 5, NJ 3, MD 3, NY 2.

Every filing, newest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
LeanBio Therapeutics, Inc.BiotechnologyBrooklineMA$0Indefinite0Oct 22sec.gov
Life Impact Partners 1 LLCBiotechnologyDraperUT$0$5,000,0000Oct 22sec.gov
Inmedix, Inc. (amended)BiotechnologyNormandy ParkWA$4,009,945$5,000,00034Oct 22sec.gov
Quiver Holdings Inc.BiotechnologyCambridgeMA$3,005,000Indefinite4Oct 21sec.gov
Conexeu Sciences Inc.BiotechnologyRenoNV$1,499,997$2,999,9942Oct 21sec.gov
Allyx Therapeutics, Inc. (amended)BiotechnologyNew HavenCT$27,927,729$29,999,99933Oct 21sec.gov
Trellis Bioscience, Inc.BiotechnologyRedwood CityCA$22,892,056Indefinite88Oct 21sec.gov
Trellis Bioscience, Inc.BiotechnologyRedwood CityCA$985,000Indefinite6Oct 21sec.gov
Trellis Bioscience, Inc.BiotechnologyRedwood CityCA$1,350,000Indefinite9Oct 21sec.gov
Trellis Bioscience, Inc.BiotechnologyRedwood CityCA$4,094,500Indefinite27Oct 21sec.gov
Alercell IncBiotechnologyBozeman, UsMT$35,000$1,500,0003Oct 19sec.gov
Theravie Pharma, Inc.BiotechnologySan DiegoCA$750,000$2,250,0001Oct 19sec.gov
Adela, Inc.BiotechnologyFoster CityCA$12,000,000$12,000,0005Oct 19sec.gov
Estuary Biotherapeutics, Inc.BiotechnologyMenlo ParkCA$40,654,685$103,654,38525Oct 16sec.gov
Immorta Bio, Inc.BiotechnologyMiami BeachFL$612,503$5,000,0006Oct 16sec.gov
Immuno Cancer Biotherapeutics, Inc.BiotechnologyCantonSD$75,000Indefinite3Oct 15sec.gov
Ensho Therapeutics, Inc.BiotechnologyWoodcliff LakeNJ$7,281,948$15,604,1797Oct 15sec.gov
Renue Life Sciences, Inc.BiotechnologySan CarlosCA$250,000$3,000,0008Oct 14sec.gov
Myris Therapeutics, Inc.BiotechnologySharpsburgPA$500,000$4,500,0004Oct 14sec.gov
Kaigene, Inc.BiotechnologyRockvilleMD$54,958,229$73,350,00022Oct 14sec.gov
Hypercell Technologies Inc.BiotechnologyIthacaNY$2,958,378$4,423,37814Oct 14sec.gov
InSitu Biologics, Inc. (amended)BiotechnologyOakdaleMN$1,250,000$3,375,0001Oct 14sec.gov
Tempest Therapeutics, Inc.BiotechnologyBrisbaneCA$7,500,000$7,500,0001Oct 14sec.gov
Dvant Pharma, Inc.BiotechnologySuperior TownshipMI$1,230,400$3,090,4009Oct 13sec.gov
CURADEL SURGICAL INNOVATIONS, INC.BiotechnologyBonita SpringsFL$49,844,295$57,500,00039Oct 13sec.gov
Axelyf, Inc.BiotechnologyChestnut HillMA$2,631,439$2,700,0008Oct 13sec.gov
BioStem Technologies, Inc.BiotechnologyPompano BeachFL$3,000,000$3,000,0002Oct 9sec.gov
ARC Medical Inc. (amended)BiotechnologyRichmond$167,388$167,3883Oct 9sec.gov
GelSana Therapeutics, Inc. (amended)BiotechnologyAuroraCO$4,352,701$4,931,72633Oct 8sec.gov
HCW Biologics Inc.BiotechnologyMiramarFL$1,500,000$1,500,0001Oct 8sec.gov
OncoNano Medicine, Inc.BiotechnologyDallasTX$10,051,615$15,000,00014Oct 8sec.gov
BIOVENTRIX, INC.BiotechnologyMansfieldMA$1,200,000$3,000,0006Oct 8sec.gov
TM Holding Companies, Inc.BiotechnologyMemphisTN$3,699,348$3,699,34862Oct 8sec.gov
Templar Nova, Inc.BiotechnologyRockvilleMD$7,000,000$7,000,0002Oct 7sec.gov
Monocacy Therapeutics Inc.BiotechnologyMonroviaMD$25,000$25,0001Oct 7sec.gov
Lionheart Health, Inc.BiotechnologyHuntington BeachCA$387,500$3,000,0009Oct 7sec.gov
RHEOS MEDICAL CORP. (amended)BiotechnologySarasotaFL$387,773$2,000,0009Oct 7sec.gov
RHEOS MEDICAL CORP.BiotechnologySarasotaFL$232,625$2,000,0006Oct 7sec.gov
Toggle BioBiotechnologyDurhamNC$200,000$200,00014Oct 6sec.gov
Xenon Ophthalmics Inc (amended)BiotechnologyJersey CityNJ$3,315,004Indefinite20Oct 6sec.gov
Rakuten Medical, Inc.BiotechnologySan DiegoCA$8,974,943$8,974,94314Oct 6sec.gov
Zonaliz, Inc.BiotechnologyPalo AltoCA$2,500,000Indefinite2Oct 5sec.gov
LAACClamp Inc. (amended)BiotechnologyColumbusOH$900,000$900,00016Oct 5sec.gov
Virtual Incision CorpBiotechnologyLincolnNE$35,140,060$80,140,04160Oct 5sec.gov
Renovare Therapeutics, Inc.BiotechnologyBoulderCO$100,000$1,000,0001Oct 2sec.gov
CAD Therapeutics, Inc.BiotechnologyNew YorkNY$4,000,000$10,000,0002Oct 2sec.gov
Altay Therapeutics, Inc.BiotechnologySan CarlosCA$15,738,155$45,067,88519Oct 2sec.gov
LISATA THERAPEUTICS, INC.BiotechnologyBasking RidgeNJ$351,903,103$351,903,10320Oct 2sec.gov
Solaris Endovascular Inc.BiotechnologyDallasTX$4,972,500$10,000,00045Oct 1sec.gov
Opus KSD, Inc.BiotechnologyPembrokeMA$680,801$680,80116Oct 1sec.gov
Autology, Inc.BiotechnologyCincinnatiOH$3,375,755$5,100,00012Sep 30sec.gov

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Read from SEC EDGAR, last updated 2026-10-23. Operating companies only; pooled investment funds are left out. Free to reuse with credit to SpecStream under CC BY 4.0.