Data / Form D filings / Other Banking and Financial Services
Form D filings in "Other Banking and Financial Services": 49 filings since Jul 24
44 companies in "Other Banking and Financial Services" filed a Form D with the SEC since July 24, 2026, reporting $1.40 billion sold. Largest: BP Commercial Funding Trust III, Series SPL-VI ($860.5 million), BP Commercial Funding Trust II, Series SPL-XIV ($239.5 million), NEXROC SVCV, Inc. ($50 million).
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- 49Form D filings
- $1.40 billionreported sold
- $2.3 millionmedian amount sold
- NYmost filings (13)
By state: NY 13, CA 5, FL 5, NV 4, CO 4, UT 3.
Every filing, newest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Black Arch II LP | Other Banking and Financial Services | Kaysville | UT | $0 | $150,000,000 | 0 | Oct 22 | sec.gov |
| PFDSELECT MEDICAL RECEIVABLES 2002 LLC (amended) | Other Banking and Financial Services | Henderson | NV | $5,697,180 | $80,000,000 | 19 | Oct 22 | sec.gov |
| Hourglass Finance LLC | Other Banking and Financial Services | San Francisco | CA | $3,000,000 | $250,000,000 | 1 | Oct 21 | sec.gov |
| Northstar Journey Business Institute (amended) | Other Banking and Financial Services | Aurora | CO | $100,000 | Indefinite | 0 | Oct 21 | sec.gov |
| Nant Global Finance Inc. (amended) | Other Banking and Financial Services | Woodbury | NY | $2,250,003 | $2,250,003 | 2 | Oct 21 | sec.gov |
| NEXROC SVCV, Inc. | Other Banking and Financial Services | New York City | NY | $50,000,000 | $50,000,000 | 0 | Oct 20 | sec.gov |
| SUNSHINE & KITTENS LTD | Other Banking and Financial Services | London | $321,602 | $321,602 | 1 | Oct 19 | sec.gov | |
| Auset MCA Fund 1 | Other Banking and Financial Services | New York | NY | $1,200,000 | Indefinite | 8 | Oct 19 | sec.gov |
| TORYQAN Global, Inc (amended) | Other Banking and Financial Services | Los Angeles | CA | $100,000 | Indefinite | 0 | Oct 19 | sec.gov |
| Craft3 (amended) | Other Banking and Financial Services | Seattle | WA | $44,129,699 | $100,000,000 | 118 | Oct 19 | sec.gov |
| MATTERS CAPITAL VENTURES LLC | Other Banking and Financial Services | Coral Gables | FL | $3,500,000 | $3,600,000 | 12 | Oct 16 | sec.gov |
| Cole Investment Fund LLC (amended) | Other Banking and Financial Services | Enid | OK | $0 | $5,000,000 | 0 | Oct 16 | sec.gov |
| BP Commercial Funding Trust III, Series SPL-VI (amended) | Other Banking and Financial Services | New York | NY | $860,500,000 | Indefinite | 44 | Oct 16 | sec.gov |
| PFDSELECT MEDICAL RECEIVABLES 1023, LLC | Other Banking and Financial Services | Henderson | NV | $0 | $10,000,000 | 0 | Oct 15 | sec.gov |
| WowRate Mortgage LLC | Other Banking and Financial Services | Redmond | WA | $0 | Indefinite | 0 | Oct 15 | sec.gov |
| Supervest Investments, LLC, Series C | Other Banking and Financial Services | New York | NY | $185,000 | $5,000,000 | 3 | Oct 15 | sec.gov |
| TORYQAN Global, Inc (amended) | Other Banking and Financial Services | Boulder | CO | $100,000 | Indefinite | 0 | Oct 15 | sec.gov |
| Code Pebble, Inc. (amended) | Other Banking and Financial Services | Lindon | UT | $866,000 | $1,000,000 | 10 | Oct 15 | sec.gov |
| Supervest Investments, LLC, Series B (amended) | Other Banking and Financial Services | New York | NY | $7,360,100 | $7,360,100 | 77 | Oct 15 | sec.gov |
| Zippy, Inc. /DE | Other Banking and Financial Services | Dallas | TX | $20,000,000 | $20,000,000 | 1 | Oct 15 | sec.gov |
| 1006 Brandon, LLC | Other Banking and Financial Services | New York | NY | $899,000 | $1,300,000 | 12 | Oct 14 | sec.gov |
| 1414 Hampton, LLC | Other Banking and Financial Services | New York | NY | $899,000 | $1,300,000 | 12 | Oct 14 | sec.gov |
| 1811 Hampton LLC | Other Banking and Financial Services | New York | NY | $1,102,000 | $1,500,000 | 12 | Oct 14 | sec.gov |
| Redstart Holdings Inc. | Other Banking and Financial Services | Chicago | IL | $2,500,000 | $2,500,000 | 1 | Oct 14 | sec.gov |
| Cahero Korva Holding LLC | Other Banking and Financial Services | Miami | FL | $0 | Indefinite | 0 | Oct 14 | sec.gov |
| Cahero Nytra Holding LLC | Other Banking and Financial Services | Miami | FL | $0 | Indefinite | 0 | Oct 14 | sec.gov |
| 2GenPen Inc. | Other Banking and Financial Services | Morristown | NJ | $50,000 | Indefinite | 2 | Oct 14 | sec.gov |
| Asset Management Fidelity Corp | Other Banking and Financial Services | Casper | WY | $0 | $2,500,000 | 0 | Oct 14 | sec.gov |
| PFDSELECT MEDICAL RECEIVABLES 1017, LLC (amended) | Other Banking and Financial Services | Henderson | NV | $20,852,536 | $23,000,000 | 97 | Oct 14 | sec.gov |
| PFDSELECT MEDICAL RECEIVABLES 1017, LLC (amended) | Other Banking and Financial Services | Henderson | NV | $0 | $10,000,000 | 97 | Oct 14 | sec.gov |
| Hntui Ltd (amended) | Other Banking and Financial Services | Broomfield | CO | $100,000 | Indefinite | 0 | Oct 14 | sec.gov |
| Movik Financial Services Inc. | Other Banking and Financial Services | Pinecrest | FL | $325,000 | $325,000 | 3 | Oct 9 | sec.gov |
| Movik Financial Services Inc. | Other Banking and Financial Services | Pinecrest | FL | $4,315,000 | $4,500,000 | 14 | Oct 9 | sec.gov |
| SDA, Inc. | Other Banking and Financial Services | Atlanta | GA | $10,775,933 | Indefinite | 27 | Oct 9 | sec.gov |
| SpectrAxe Holdings, Inc. | Other Banking and Financial Services | New York | NY | $1,200,000 | $5,000,000 | 1 | Oct 9 | sec.gov |
| BP Commercial Funding Trust II, Series SPL-XIV (amended) | Other Banking and Financial Services | New York | NY | $239,490,000 | Indefinite | 86 | Oct 9 | sec.gov |
| PFDPRO MANAGEMENT FUND, LLC (amended) | Other Banking and Financial Services | Irvine | CA | $28,411,047 | $32,700,000 | 88 | Oct 9 | sec.gov |
| Nant Global Finance Inc. | Other Banking and Financial Services | Woodbury | NY | $250,002 | $2,250,003 | 2 | Oct 9 | sec.gov |
| Code Pebble, Inc. (amended) | Other Banking and Financial Services | Lindon | UT | $820,000 | $1,000,000 | 9 | Oct 8 | sec.gov |
| Growers Edge Financial, Inc. | Other Banking and Financial Services | Johnston | IA | $9,591,970 | $26,191,973 | 7 | Oct 8 | sec.gov |
| Remnant Financial Foundation, Inc. | Other Banking and Financial Services | Los Angeles | CA | $2,000,000 | $2,000,000 | 1 | Oct 7 | sec.gov |
| PFD Management Fund 1002, LLC (amended) | Other Banking and Financial Services | Modesto | CA | $4,713,000 | $4,713,000 | 58 | Oct 7 | sec.gov |
| Galaxy Plus Fund LLC - Westbeck Energy Opportunity Feeder Fund (598) | Other Banking and Financial Services | Wheaton | IL | $12,500,000 | Indefinite | 2 | Oct 6 | sec.gov |
| E2ML Tarzana LLC | Other Banking and Financial Services | Denver | CO | $6,493,255 | $7,400,000 | 18 | Oct 6 | sec.gov |
| MAD Management Pty Ltd | Other Banking and Financial Services | Sydney | $25,000 | $1,100,000 | 1 | Oct 2 | sec.gov | |
| Xodus Technologies, Inc. | Other Banking and Financial Services | Wilmington | DE | $1,500,000 | $1,500,000 | 1 | Oct 1 | sec.gov |
| Kashable Holdings Inc. | Other Banking and Financial Services | New York | NY | $42,000,989 | $42,000,989 | 9 | Oct 1 | sec.gov |
| Steward Holdings (US), Inc. | Other Banking and Financial Services | Portland | OR | $500,000 | $500,000 | 1 | Oct 1 | sec.gov |
| Old Glory Holding Co | Other Banking and Financial Services | Oklahoma City | OK | $7,500,000 | $10,000,000 | 130 | Oct 1 | sec.gov |
Other industries
- Agriculture 4
- Biotechnology 51
- Business Services 32
- Commercial 132
- Commercial Banking 17
- Computers 9
- Construction 10
- Energy Conservation 4
- Health Insurance 2
- Hospitals and Physicians 1
- Insurance 19
- Investing 46
- Investment Banking 5
- Lodging and Conventions 4
- Manufacturing 41
- Oil and Gas 49
- Other 317
- Other Energy 30
- Other Health Care 68
- Other Real Estate 169
- Other Technology 336
- Other Travel 1
- Pharmaceuticals 10
- REITS and Finance 40
- Residential 76
- Restaurants 13
- Retailing 12
- Telecommunications 3
- Tourism and Travel Services 2
Read from SEC EDGAR, last updated 2026-10-23. Operating companies only; pooled investment funds are left out. Free to reuse with credit to SpecStream under CC BY 4.0.