Data / Form D filings / Investing
Form D filings in Investing: 46 filings since Jul 24
45 companies in Investing filed a Form D with the SEC since July 24, 2026, reporting $3.46 billion sold. Largest: NHIT: HIGH YIELD FULL DISCRETION TRUST ($3.10 billion), Build Financial Capital Ltd ($100 million), CIS Investor Holdings Parent LLC ($70.3 million).
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- 46Form D filings
- $3.46 billionreported sold
- $5.1 millionmedian amount sold
- NYmost filings (12)
By state: NY 12, CO 11, CA 5, CT 4, FL 3, NJ 2.
Every filing, newest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Allied Resource Partners Krest #1, LP | Investing | Denver | CO | $283,500 | $1,350,000 | 1 | Oct 22 | sec.gov |
| KALVOQ, INC. | Investing | New York | NY | $0 | $100,000,000 | 0 | Oct 22 | sec.gov |
| CXVN, LP | Investing | Los Angeles | CA | $0 | $1,000,000 | 0 | Oct 21 | sec.gov |
| LIMA Global Investment Management, Inc. | Investing | Denver | CO | $0 | $100,000,000 | 0 | Oct 20 | sec.gov |
| BIDSSIGNAL LTD. | Investing | New York | NY | $0 | $100,000,000 | 0 | Oct 20 | sec.gov |
| ALPHA SCORPION LLC | Investing | Miami | FL | $0 | $100,000,000 | 0 | Oct 20 | sec.gov |
| Paleo Leon Inc. (amended) | Investing | Plainsboro | NJ | $520,000 | Indefinite | 5 | Oct 20 | sec.gov |
| Ellery Westcott Capital INC | Investing | Denver | CO | $0 | $100,000,000 | 0 | Oct 15 | sec.gov |
| Build Financial Capital Ltd | Investing | Denver | CO | $100,000,000 | Indefinite | 1000 | Oct 15 | sec.gov |
| Enduring Investments LLC | Investing | Morristown | NJ | $0 | $1,700,000 | 0 | Oct 15 | sec.gov |
| Qervan Exchange Inc. | Investing | San Francisco | CA | $0 | $100,000,000 | 0 | Oct 14 | sec.gov |
| PCI MetOx, LLC | Investing | Raleigh | NC | $11,600,000 | $11,600,000 | 7 | Oct 14 | sec.gov |
| Shaper Capital Holdco I, LLC | Investing | Durham | NC | $0 | $1 | 4 | Oct 14 | sec.gov |
| Aspiriant Holdings, LLC (amended) | Investing | Los Angeles | CA | $7,337,584 | $7,337,584 | 32 | Oct 14 | sec.gov |
| Seven Springs Partners V, LLC | Investing | Locust Valley | NY | $15,000,000 | $15,000,000 | 34 | Oct 13 | sec.gov |
| LINK FORCE GLOBAL LTD. | Investing | New York | NY | $0 | $100,000,000 | 0 | Oct 13 | sec.gov |
| BD Ventures III SAFE LLC | Investing | Greenwich | CT | $770,500 | $2,000,000 | 18 | Oct 13 | sec.gov |
| NHIT: HIGH YIELD FULL DISCRETION TRUST (amended) | Investing | Boston | MA | $3,099,369,940 | Indefinite | 78 | Oct 13 | sec.gov |
| Musaffa, Inc. | Investing | New York | NY | $310,022 | $5,000,000 | 15 | Oct 13 | sec.gov |
| P. CALDRAY MARKETS INC | Investing | Denver | CO | $0 | $100,000,000 | 0 | Oct 9 | sec.gov |
| HTD Health Holding LLC | Investing | New York | NY | $179,939 | $179,939 | 8 | Oct 9 | sec.gov |
| Traders Point Capital FX Fund I LP (amended) | Investing | Indianapolis | IN | $4,482,000 | $300,000,000 | 23 | Oct 9 | sec.gov |
| Blackstone Investment Group LLC (amended) | Investing | Palm Harbor | FL | $560,698 | Indefinite | 5 | Oct 9 | sec.gov |
| NPX Exchange Ltd | Investing | San Francisco | CA | $0 | $100,000,000 | 0 | Oct 8 | sec.gov |
| Bold Quantitative Investment Co., Ltd. | Investing | Denver | CO | $0 | $300,000,000 | 100 | Oct 8 | sec.gov |
| Orvessa Hayes LLC | Investing | Denver | CO | $0 | $100,000,000 | 0 | Oct 8 | sec.gov |
| TSB BD BF Consano III LLC | Investing | Greenwich | CT | $3,043,000 | $3,043,000 | 35 | Oct 7 | sec.gov |
| TSB BD BF Consano III A LLC | Investing | Greenwich | CT | $4,043,000 | $4,043,000 | 2 | Oct 7 | sec.gov |
| ZNVXA INC | Investing | Denver | CO | $0 | $100,000,000 | 0 | Oct 7 | sec.gov |
| KEYM Capital Corp | Investing | Denver | CO | $0 | $100,000,000 | 0 | Oct 6 | sec.gov |
| asset management fidelity corp | Investing | Casper | WY | $0 | $3,700,000 | 0 | Oct 6 | sec.gov |
| Entrepreneur Equity Partners Evergreen Fund (Parallel), L.P. | Investing | Greenwood Village | CO | $9,745,000 | Indefinite | 3 | Oct 6 | sec.gov |
| Sage AM Coinvest LP | Investing | Los Angeles | CA | $0 | Indefinite | 0 | Oct 6 | sec.gov |
| Energea Project 1 LLC (amended) | Investing | Chester | CT | $3,765,682 | Indefinite | 239 | Oct 5 | sec.gov |
| Boston Common International Catholic SRI Fund LLC | Investing | Boston | MA | $175,039 | $80,000,000 | 1 | Oct 5 | sec.gov |
| LC CAPITAL PARTNERS III LLC | Investing | Naples | FL | $200,000 | $200,000 | 1 | Oct 2 | sec.gov |
| Satschel, Inc (amended) | Investing | Dallas | TX | $0 | $100,000,000 | 0 | Oct 2 | sec.gov |
| NEWVEST CAYMAN HOLDINGS, LP | Investing | New York | NY | $10,875,000 | Indefinite | 5 | Oct 2 | sec.gov |
| NEWVEST INVESTORS, LP | Investing | New York | NY | $10,875,000 | Indefinite | 16 | Oct 2 | sec.gov |
| Middleton Ventures, LLC (amended) | Investing | Nesconset | NY | $30,000,000 | $30,000,000 | 1 | Oct 1 | sec.gov |
| Middleton Ventures, LLC | Investing | Nesconset | NY | $30,000,000 | $30,000,000 | 1 | Oct 1 | sec.gov |
| Solace Capital Ltd. | Investing | Denver | CO | $0 | $100,000,000 | 0 | Oct 1 | sec.gov |
| CIS Investor Holdings Parent LLC | Investing | Columbus | OH | $70,250,000 | $70,250,000 | 12 | Sep 30 | sec.gov |
| OPHIR GLOBAL CAPITAL INC. | Investing | New York | NY | $0 | $100,000,000 | 0 | Sep 30 | sec.gov |
| Azura TV I, LP (amended) | Investing | New York | NY | $5,050,000 | $5,050,000 | 1 | Sep 30 | sec.gov |
| Lien Forward Capital Holdings II, LLC | Investing | Cincinnati | OH | $41,225,000 | $75,000,000 | 47 | Sep 30 | sec.gov |
Other industries
- Agriculture 4
- Biotechnology 51
- Business Services 32
- Commercial 132
- Commercial Banking 17
- Computers 9
- Construction 10
- Energy Conservation 4
- Health Insurance 2
- Hospitals and Physicians 1
- Insurance 19
- Investment Banking 5
- Lodging and Conventions 4
- Manufacturing 41
- Oil and Gas 49
- Other 317
- Other Banking and Financial Services 49
- Other Energy 30
- Other Health Care 68
- Other Real Estate 169
- Other Technology 336
- Other Travel 1
- Pharmaceuticals 10
- REITS and Finance 40
- Residential 76
- Restaurants 13
- Retailing 12
- Telecommunications 3
- Tourism and Travel Services 2
Read from SEC EDGAR, last updated 2026-10-23. Operating companies only; pooled investment funds are left out. Free to reuse with credit to SpecStream under CC BY 4.0.