Form D filings, week of September 4, 2023: 347 companies raised $9.53 billion

Name: Form D filings, week of September 4, 2023: 347 companies raised $9.53 billion
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

347 operating companies filed a Form D in the week of September 4, 2023, reporting $9.53 billion sold. Largest: NHIT: HIGH YIELD FULL DISCRETION TRUST ($3.05 billion), Prismic Life Holding Company, LP ($1.03 billion), Carr Properties Partnership L.P. ($855.8 million). The median filing is $1.9 million, and 411 pooled investment funds also filed that week.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

Get this list every week Weekly RSS feed

347Form D filings
$9.53 billionreported sold
$1.9 millionmedian amount sold
CAmost filings (49)

Most filings by state: CA 49, TX 41, FL 38, NY 23, NC 21. By industry: Other 66, Other Technology 63, Commercial 47, Residential 27.

By day: Sep 5 (71), Sep 6 (86), Sep 7 (91), Sep 8 (99).

Every company that filed, largest first

Company	Industry	City	State	Amount sold	Offering	Investors	Filed	Filing
NHIT: HIGH YIELD FULL DISCRETION TRUST (amended)	Investing	Boston	MA	$3,049,456,940	Indefinite	78	Sep 7	sec.gov
Prismic Life Holding Company, LP	Insurance	Pembroke		$1,029,550,000	Indefinite	7	Sep 8	sec.gov
Carr Properties Partnership L.P. (amended)	REITS and Finance	Washington	DC	$855,821,914	Indefinite	16	Sep 7	sec.gov
BDO USA, P.A.	Business Services	Chicago	IL	$748,304,196	$748,304,196	112	Sep 7	sec.gov
Carr Properties Holdings L.P. (amended)	REITS and Finance	Washington	DC	$692,354,000	Indefinite	12	Sep 7	sec.gov
Ascend Elements, Inc.	Other Technology	Westborough	MA	$460,092,294	$649,999,995	19	Sep 6	sec.gov
Virtus Real Estate Capital IV, LP (amended)	Other Real Estate	Austin	TX	$263,928,572	$900,000,000	18	Sep 8	sec.gov
Diversified Residential Portfolio III DST (amended)	Other Real Estate	Oak Brook	IL	$184,443,664	$209,327,056	326	Sep 8	sec.gov
Riverhawk Funding III, LLC (amended)	Other Real Estate	Redondo Beach	CA	$119,031,586	Indefinite	103	Sep 6	sec.gov
Alamo MultiFamily Fund 1, LP	Commercial	San Antonio	TX	$100,000,000	$100,000,000	1	Sep 6	sec.gov
Primrose Preferred Equity Fund, LLC (amended)	Other Real Estate	Redondo Beach	CA	$96,129,932	Indefinite	33	Sep 6	sec.gov
ILS GROWTH FUND I LP (amended)	REITS and Finance	El Campo	TX	$94,766,516	$100,000,000	301	Sep 8	sec.gov
BP Funding Trust, Series SPL-IV (amended)	Other Banking and Financial Services	Wilmington	DE	$92,492,911	Indefinite	27	Sep 8	sec.gov
NHIT: Global Emerging Markets Equity Trust (amended)	Investing	Boston	MA	$88,210,908	Indefinite	5	Sep 7	sec.gov
Korea Credit Data Co., Ltd.	Business Services	Seoul		$75,472,310	$75,472,310	2	Sep 5	sec.gov
Veridian Healthcare Holdings LLC	Other Health Care	Washington	DC	$63,010,000	Indefinite	12	Sep 8	sec.gov
JLLX Ardenwood II, DST (amended)	Other Real Estate	Chicago	IL	$50,351,342	$56,724,512	81	Sep 5	sec.gov
Demeter Investment Holding	Investing	Grand Cayman		$43,500,000	$1,500,000,000	8	Sep 7	sec.gov
BIP Aligned Equity Interests LP (amended)	Investing	Boston	MA	$42,101,271	Indefinite	88	Sep 6	sec.gov
NexPoint Storage IV DST (amended)	Other Real Estate	Dallas	TX	$41,877,728	$70,344,106	144	Sep 6	sec.gov
Engage3 Holdings, Inc. (amended)	Other Technology	Davis	CA	$40,000,000	$42,000,000	5	Sep 5	sec.gov
American Aerogel Corp	Other	Rochester	NY	$39,919,589	$47,919,589	19	Sep 5	sec.gov
Tentarix Biotherapeutics, LP	Biotechnology	San Diego	CA	$34,999,997	$34,999,997	5	Sep 7	sec.gov
PNC NMTC Fund 5, LLC	Other Real Estate	Portland	OR	$30,652,189	$30,652,189	2	Sep 7	sec.gov
Algonquin Senior Living DST (amended)	Other Real Estate	Oak Brook	IL	$29,642,555	$46,208,179	78	Sep 8	sec.gov
Turn Biotechnologies, Inc.	Other	Mountain View	CA	$29,132,219	$43,867,224	55	Sep 6	sec.gov
JLLX Ardenwood I, DST (amended)	Other Real Estate	Chicago	IL	$29,119,601	$32,754,881	81	Sep 5	sec.gov
INNVENTURE LLC (amended)	Other	Orlando	FL	$28,075,850	$35,000,000	121	Sep 6	sec.gov
FC Parkland GA 1 JV, LLC	Commercial	Boynton Beach	FL	$27,994,942	Indefinite	0	Sep 8	sec.gov
Ceres Imaging, Inc.	Other	Oakland	CA	$25,336,385	$25,342,312	27	Sep 5	sec.gov
Community.com, Inc.	Other Technology	Santa Monica	CA	$24,999,995	$25,000,000	48	Sep 5	sec.gov
ConServ Equipment Leasing, LLC (amended)	Other Banking and Financial Services	Nashville	TN	$23,895,352	$31,999,968	15	Sep 8	sec.gov
GSA CIS CAMP SPRINGS DST (amended)	Other Real Estate	Nashua	NH	$23,428,791	$295,000,000	50	Sep 6	sec.gov
Tidal Vision Products, Inc. (amended)	Other Technology	Bellingham	WA	$22,170,000	$25,000,000	24	Sep 7	sec.gov
Oak Fund VI, LLC (amended)	Commercial	Augusta	GA	$21,520,000	$50,000,000	69	Sep 7	sec.gov
CX Station at Clift Farm, DST (amended)	Other Real Estate	Tampa	FL	$19,262,769	$69,424,166	42	Sep 8	sec.gov
DPEG BTR Anserra, LP	Commercial	Stafford	TX	$18,500,000	$26,950,000	169	Sep 7	sec.gov
TDO Enterprises, LLC	Other	Midland	TX	$17,836,742	$17,836,742	47	Sep 6	sec.gov
FC Castlewood JV, LLC	Commercial	Boynton Beach	FL	$16,414,040	Indefinite	0	Sep 8	sec.gov
Guidelight Health, Inc. (amended)	Other Health Care	Glencoe	IL	$16,350,000	$17,050,000	15	Sep 8	sec.gov
Blue Current, Inc.	Other Technology	Hayward	CA	$16,249,995	$21,249,995	2	Sep 8	sec.gov
TF Michigan 4 Holdings LLC (amended)	Other Real Estate	Winter Park	FL	$16,000,000	$20,000,000	73	Sep 7	sec.gov
NLCA DG Investment Grade Portfolio 1 DST (amended)	Other Real Estate	Nashua	NH	$15,753,596	$39,365,399	26	Sep 7	sec.gov
USLE Holdings, LLC	Other	Latham	NY	$15,665,911	$15,665,911	6	Sep 5	sec.gov
Catalyst OrthoScience Inc	Other	Naples	FL	$15,369,766	$15,369,766	81	Sep 7	sec.gov
Captiva Club Apartment Holdings, LLC	Other	Buffalo	NY	$15,225,000	$17,300,000	2	Sep 8	sec.gov
Erthos Inc.	Other Energy	Tempe	AZ	$15,000,000	$26,000,000	1	Sep 7	sec.gov
Lydian Labs, Inc.	Other Technology	Cambridge	MA	$14,984,999	$14,984,999	17	Sep 8	sec.gov
INTRINSIC EDGE DIGITAL INFRASTRUCTURE FUND, L.P. (amended)	Other	Chicago	IL	$14,525,000	Indefinite	32	Sep 7	sec.gov
Creative Planning Employee Investment, LLC	Investing	Overland Park	KS	$13,803,746	$13,803,746	86	Sep 5	sec.gov
Wild Things Snacks, Inc. (amended)	Other	Seattle	WA	$13,668,104	$14,928,089	76	Sep 7	sec.gov
Digs Space, Inc.	Other Technology	Vancouver	WA	$13,373,162	$13,623,162	13	Sep 7	sec.gov
CX Mode at Hyattsville, DST (amended)	Other Real Estate	Tampa	FL	$13,122,034	$73,433,727	40	Sep 8	sec.gov
Revology Cars LLC	Manufacturing	Orlando	FL	$13,000,000	$13,000,000	4	Sep 6	sec.gov
ILS INCOME FUND I LP (amended)	REITS and Finance	El Campo	TX	$12,493,542	$50,000,000	66	Sep 8	sec.gov
KRIV Holdings, L.P.	Business Services	Mount Kisco	NY	$12,196,849	$12,196,849	98	Sep 5	sec.gov
JLLX Louisville Logistics Center, DST (amended)	Other Real Estate	Chicago	IL	$12,105,318	$88,172,058	8	Sep 5	sec.gov
Pivot Holdings III LLC	Investing	New York	NY	$12,000,000	$12,000,000	71	Sep 5	sec.gov
Momo Orchard Holdings, Inc.	Other Technology	New York	NY	$11,472,097	$11,472,097	2	Sep 6	sec.gov
Treeswift Inc	Other	Philadelphia	PA	$10,811,986	$12,711,975	20	Sep 8	sec.gov
Principia Holdings Ltd	Other Technology	Grand Cayman		$10,423,890	$15,000,000	5	Sep 6	sec.gov
Neocova Corp	Other Technology	Austin	TX	$10,079,574	$10,154,574	17	Sep 6	sec.gov
Nature's Toolbox, Inc.	Biotechnology	Rio Rancho	NM	$10,060,025	$10,060,025	32	Sep 8	sec.gov
Tomato AI, Inc.	Other Technology	Danville	CA	$9,999,993	$9,999,993	22	Sep 5	sec.gov
Antaris, Inc.	Other	Los Altos	CA	$9,960,222	$9,960,222	27	Sep 8	sec.gov
SPIRITUS TECHNOLOGIES, PBC	Other Energy	White Rock	NM	$9,615,999	$11,116,000	16	Sep 8	sec.gov
CLIMATE CLUB HOLDINGS PBC (amended)	Other Technology	New York	NY	$9,607,500	$9,607,500	15	Sep 6	sec.gov
FC Forte JV, LLC	Commercial	Boynton Beach	FL	$9,333,000	Indefinite	0	Sep 8	sec.gov
MARXENT LABS, LLC (amended)	Other Technology	Tampa	FL	$9,257,614	$9,257,614	3	Sep 7	sec.gov
Wallarm, Inc.	Other Technology	San Francisco	CA	$9,159,126	$18,036,648	2	Sep 5	sec.gov
SCA Sam Houston Hotel, LP	Commercial	Austin	TX	$9,000,000	$9,000,000	63	Sep 5	sec.gov
Lucid Scientific, Inc.	Other	Atlanta	GA	$8,884,494	$9,164,494	13	Sep 6	sec.gov
Taylor 973 Investors LP (amended)	Residential	Houston	TX	$8,745,000	$8,745,000	51	Sep 7	sec.gov
Carson Capital LLC	Other	Charlotte	NC	$8,500,000	$8,500,000	11	Sep 6	sec.gov
Empirical Spine, Inc.	Other Health Care	Woodside	CA	$8,349,337	$10,349,337	39	Sep 7	sec.gov
Reperio Health, Inc. (amended)	Other Health Care	Portland	OR	$8,200,000	$8,200,000	40	Sep 8	sec.gov
Captiva Club Equity Holdings, LLC	Other	Buffalo	NY	$8,125,000	$11,500,000	12	Sep 8	sec.gov
Oradell Infinite Prosperity LLC	Residential	Irving	TX	$8,093,877	$18,500,000	54	Sep 7	sec.gov
BIG POPPY HOLDINGS, INC.	Commercial Banking	Santa Rosa	CA	$8,041,000	$8,041,000	22	Sep 8	sec.gov
BrookTree Fund LLC	Other	Santa Monica	CA	$8,000,000	$100,000,000	25	Sep 6	sec.gov
SFP 2103 Staples Mill Rd I LP	Commercial	Mclean	VA	$7,915,742	$7,915,742	35	Sep 8	sec.gov
Saccharo, Inc. (amended)	Biotechnology	Oakland	CA	$7,377,002	$10,629,329	45	Sep 8	sec.gov
Exto Inc.	Other Technology	Kensington	CA	$7,150,983	$9,150,981	22	Sep 8	sec.gov
Pengyou Washington BTR LLC	Residential	Peachtree Corners	GA	$7,000,000	$7,000,000	13	Sep 8	sec.gov
DeGirum Corp.	Other Technology	Santa Clara	CA	$7,000,000	$7,000,000	1	Sep 8	sec.gov
Opt Health, Inc.	Other	San Francisco	CA	$6,880,982	$7,130,989	54	Sep 5	sec.gov
Ambrus Medici Fund L.P. (amended)	Other	Tampa	FL	$6,700,000	Indefinite	4	Sep 5	sec.gov
SQUEEZE, LLC (amended)	Other	Boca Raton	FL	$6,584,500	$15,000,000	20	Sep 6	sec.gov
Midwest Floor Funding, Inc.	Other	Highland Park	IL	$5,950,000	$10,000,000	9	Sep 8	sec.gov
Peacock Investments Offering 7, LLC (amended)	Commercial	Fremont	CA	$5,881,000	$6,000,000	0	Sep 7	sec.gov
AirWise Solutions, Inc. (amended)	Other Technology	Tulsa	OK	$5,879,193	$6,973,989	19	Sep 8	sec.gov
Uta AI INC	Other	Sunnyvale	CA	$5,839,994	$6,039,992	4	Sep 8	sec.gov
Schutt Real Estate Value Holdings II LLC (amended)	Other Real Estate	Richmond	VA	$5,715,100	$10,000,000	34	Sep 6	sec.gov
Fortis Bancorp	Commercial Banking	Denver	CO	$5,697,912	$15,000,002	41	Sep 8	sec.gov
Nanofiber Quantum Technologies, Inc.	Other Technology	Palo Alto	CA	$5,553,300	$5,553,300	4	Sep 6	sec.gov
BioFlyte, Inc.	Other Technology	Albuquerque	NM	$5,400,000	$7,000,000	6	Sep 7	sec.gov
Quantum Fund LLC	Other Real Estate	Austin	TX	$5,150,000	$6,000,000	65	Sep 7	sec.gov
SunCap Commercial Real Estate Income Fund, L.P.	Commercial	Fort Lauderdale	FL	$5,130,000	Indefinite	59	Sep 7	sec.gov
LivAway MNG Investors, LLC	Other Real Estate	Solana Beach	CA	$5,000,050	$6,221,500	45	Sep 7	sec.gov
Digital Brands Group, Inc.	Retailing	Austin	TX	$5,000,004	$5,000,004	1	Sep 6	sec.gov
CPAM Park Monroe, LLC	Commercial	Durham	NC	$5,000,000	$5,000,000	48	Sep 8	sec.gov
WaveFront Dynamics Inc.	Biotechnology	Albuquerque	NM	$5,000,000	$7,183,000	17	Sep 8	sec.gov
Aarki, Inc.	Other Technology	San Francisco	CA	$5,000,000	$5,000,000	1	Sep 5	sec.gov
SeeDevice Inc.	Other Technology	Orange	CA	$4,845,960	$4,845,960	4	Sep 7	sec.gov
Alexander Capital Ventures LLC	Other Banking and Financial Services	Tampa	FL	$4,605,100	$4,605,100	49	Sep 7	sec.gov
Kiwi Financial LLC	Other Banking and Financial Services	San Juan	PR	$4,588,932	$4,588,932	14	Sep 7	sec.gov
Alexander Capital Ventures LLC	Other Banking and Financial Services	Tampa	FL	$4,537,476	$4,537,476	92	Sep 7	sec.gov
Womack Employee Holdings, LLC (amended)	Other	Denver	CO	$4,535,000	$4,535,000	48	Sep 7	sec.gov
SUNIKSHA LEXINGTON3 LP	Commercial	Little Elm	TX	$4,500,000	$4,500,000	16	Sep 8	sec.gov
FOSSA, Inc.	Other Technology	San Francisco	CA	$4,499,979	$5,000,003	9	Sep 7	sec.gov
Ridgeline Multifamily Investments, LLC	Residential	Dallas	TX	$4,420,000	$9,000,000	54	Sep 8	sec.gov
NATIONAL MOLDING, LLC	Manufacturing	Miami Lakes	FL	$4,350,000	$4,350,000	78	Sep 8	sec.gov
Genesis Tech Fund, LLC	Other Technology	Prosper	TX	$4,271,000	$4,320,000	52	Sep 7	sec.gov
RX Mapper, LLC (amended)	Other Health Care	Scottsdale	AZ	$4,200,000	$6,000,000	30	Sep 6	sec.gov
Predict Health, Inc.	Other Technology	Arlington	VA	$4,005,968	$5,505,968	10	Sep 8	sec.gov
Food Ready Inc.	Other Technology	Chicago	IL	$3,912,987	$4,199,998	7	Sep 8	sec.gov
Alexander Capital Ventures LLC	Other Banking and Financial Services	Tampa	FL	$3,871,805	$3,871,805	85	Sep 7	sec.gov
PC Carolinas SS, LLC	Commercial	Charlotte	NC	$3,846,483	Indefinite	38	Sep 6	sec.gov
Sow Good Inc.	Manufacturing	Irving	TX	$3,675,000	$3,675,000	16	Sep 8	sec.gov
Jellatech, Inc.	Biotechnology	Raleigh	NC	$3,500,000	$3,500,000	8	Sep 7	sec.gov
FC Castlewood Pref JV, LLC	Commercial	Boynton Beach	FL	$3,082,000	Indefinite	0	Sep 8	sec.gov
Meridian Investments II, LLC\MT	Commercial	Great Falls	MT	$3,049,652	$6,231,000	4	Sep 7	sec.gov
Greenleaf Investment Partners L108, LLC	Commercial	Norcross	GA	$3,034,000	$3,084,000	25	Sep 7	sec.gov
EmTheraPro, Inc.	Other Health Care	Decatur	GA	$3,000,000	$3,000,000	1	Sep 8	sec.gov
ABL BIO USA, Inc.	Biotechnology	Palo Alto	CA	$2,999,900	$2,999,900	1	Sep 7	sec.gov
Foundry Southeast GP Portfolio, LLC	Commercial	Orlando	FL	$2,987,000	$3,000,000	61	Sep 5	sec.gov
Mighty Seawall Inc.	Other	Miami	FL	$2,916,000	$5,916,000	14	Sep 5	sec.gov
Oaks at Round Rock LLC	Commercial	Round Rock	TX	$2,849,000	$3,200,000	49	Sep 8	sec.gov
Safer Sports Technologies, LLC	Other Technology	Chester Springs	PA	$2,800,000	Indefinite	38	Sep 8	sec.gov
Post CI 2, LLC	Investing	Los Angeles	CA	$2,785,000	$2,785,000	25	Sep 7	sec.gov
MCM - WAGS III, LLC (amended)	Commercial	Charlotte	NC	$2,750,000	$2,750,000	0	Sep 5	sec.gov
1165S Medford LP Investors LLC	Commercial	New York	NY	$2,725,000	$2,970,000	24	Sep 6	sec.gov
Harmony Games Inc.	Other	Matthews	NC	$2,699,999	$2,999,999	2	Sep 5	sec.gov
NexPoint Small Bay I DST (amended)	Other Real Estate	Dallas	TX	$2,663,799	$59,505,817	9	Sep 6	sec.gov
Go Blue Zones LLC	Other	Austin	TX	$2,565,000	$6,000,000	16	Sep 6	sec.gov
M&H Multifamily PE Fund LLC	Residential	Johnstown	OH	$2,500,000	$9,950,000	10	Sep 7	sec.gov
IPG Monica Partners, LLC (amended)	Commercial	Newport Beach	CA	$2,465,000	$3,500,000	23	Sep 5	sec.gov
Evecxia, Inc.	Biotechnology	Research Triangle Park	NC	$2,438,082	$8,000,000	76	Sep 6	sec.gov
MNG KK 206, LLC	Other Real Estate	Solana Beach	CA	$2,425,000	$3,074,640	19	Sep 7	sec.gov
YSA Mt Hood Las Vegas Fund LLC	Commercial	Ladera Ranch	CA	$2,350,000	$18,000,000	15	Sep 6	sec.gov
VLF Holdings LP (amended)	Agriculture	New York	NY	$2,214,183	Indefinite	13	Sep 5	sec.gov
Sortis Holdings, Inc.	Other	Portland	OR	$2,205,000	$20,000,000	13	Sep 6	sec.gov
Trinity Art Works, LP	Other	Buffalo	NY	$2,078,500	$25,000,000	9	Sep 6	sec.gov
MNG KK 306, LLC	Other Real Estate	Solana Beach	CA	$2,045,000	$2,218,134	16	Sep 7	sec.gov
Chase the American Dream, LLC	Residential	Waunakee	WI	$1,975,000	$2,500,000	19	Sep 6	sec.gov
Mullan Road Partners, LLC (amended)	Residential	Jackson Hole	WY	$1,822,500	$3,000,000	59	Sep 7	sec.gov
Rugged Road, LLC (amended)	Manufacturing	Duluth	GA	$1,775,000	$2,859,000	14	Sep 5	sec.gov
Rugged Road, LLC (amended)	Manufacturing	Duluth	GA	$1,775,000	$2,859,000	14	Sep 5	sec.gov
Camel Club Investor LLC	Restaurants	Miami Beach	FL	$1,740,000	$4,200,000	11	Sep 8	sec.gov
Elastrin Therapeutics, Inc.	Biotechnology	Greenville	SC	$1,700,000	$2,000,000	2	Sep 8	sec.gov
Hotel Mankato, LLC	Lodging and Conventions	Mankato	MN	$1,700,000	$10,500,000	3	Sep 6	sec.gov
Lostro Investors, LLC	Commercial	Columbus	OH	$1,660,400	$2,900,000	13	Sep 8	sec.gov
Issio Solutions, Inc.	Other Technology	Walnut Creek	CA	$1,650,000	$3,000,000	7	Sep 8	sec.gov
Writerly Technology, Inc. (amended)	Other Technology	Nashville	TN	$1,640,000	$2,250,000	19	Sep 5	sec.gov
Weekend Holdings Corp.	Other	Toronto		$1,615,000	$1,615,000	2	Sep 8	sec.gov
Ophidion Inc.	Pharmaceuticals	Bethlehem	PA	$1,606,754	$1,606,754	8	Sep 7	sec.gov
CA AFFORDABLE HOUSING III, LP	Residential	Detroit	MI	$1,550,000	$10,000,000	7	Sep 7	sec.gov
Revere Resources Holdings IV, LLC	Oil and Gas	Houston	TX	$1,538,500	$15,385,000	26	Sep 5	sec.gov
POLK PARTNERS FIBER, LLC	Other Technology	Des Moines	IA	$1,520,000	$2,300,000	10	Sep 5	sec.gov
8 Track Entertainment LLC (amended)	Other	Muscle Shoals	AL	$1,517,250	$5,000,000	15	Sep 6	sec.gov
Mather Ventures, LLC	Other Technology	Atlanta	GA	$1,515,000	$1,515,000	8	Sep 8	sec.gov
Calm Waters AI, Inc.	Other Technology	Nashville	TN	$1,500,000	$2,500,000	1	Sep 6	sec.gov
Malleable, Inc.	Other Technology	Seattle	WA	$1,475,000	$1,500,000	7	Sep 8	sec.gov
TAG-Comstock, LLC	Commercial	Winter Park	FL	$1,450,000	$1,450,000	16	Sep 7	sec.gov
GMI-Portland Preferred, LP (amended)	Other Real Estate	Westlake	TX	$1,400,000	$4,842,362	9	Sep 6	sec.gov
SMK League City LLC	Commercial	Bend	OR	$1,381,400	$5,000,000	13	Sep 8	sec.gov
Trinity Ivy Flats Investors LLC	Other Real Estate	Southlake	TX	$1,354,000	$6,500,000	41	Sep 8	sec.gov
Creative Planning Employee Investment, LLC	Investing	Overland Park	KS	$1,300,000	$1,300,000	4	Sep 5	sec.gov
Summer Hawk Optics, Inc.	Manufacturing	Buda	TX	$1,211,572	$1,336,762	13	Sep 5	sec.gov
NuCurrent, Inc.	Other Technology	Chicago	IL	$1,107,100	$5,000,000	20	Sep 8	sec.gov
HOLO Footwear, Inc.	Other	Grand Rapids	MI	$1,100,000	$2,000,000	3	Sep 5	sec.gov
Yourspace America QOF II, LLC	Commercial	Ladera Ranch	CA	$1,050,000	$8,000,000	10	Sep 6	sec.gov
Orgenesis Inc.	Biotechnology	Germantown	MD	$1,000,000	$1,000,000	1	Sep 8	sec.gov
Lucendi, Inc.	Other Technology	Los Angeles	CA	$1,000,000	$1,000,000	1	Sep 7	sec.gov
Athlete Enterprise Inc.	Other Technology	White River Junction	VT	$1,000,000	$3,000,000	1	Sep 7	sec.gov
Carewear Corp	Other Health Care	Reno	NV	$1,000,000	Indefinite	5	Sep 6	sec.gov
NIOCORP DEVELOPMENTS LTD	Other	Centennial	CO	$1,000,000	$1,000,000	1	Sep 5	sec.gov
Jellatech, Inc.	Biotechnology	Raleigh	NC	$975,000	$975,000	4	Sep 7	sec.gov
Phoenix Capital Group Holdings, LLC	Oil and Gas	Denver	CO	$951,000	$750,000,000	6	Sep 7	sec.gov
Jellatech, Inc.	Biotechnology	Raleigh	NC	$926,000	$926,000	5	Sep 7	sec.gov
Summit Coffee Holdings, LLC	Restaurants	Davidson	NC	$900,450	$900,450	7	Sep 6	sec.gov
Summit Coffee Charleston, LLC	Restaurants	Landrum	SC	$900,000	$900,000	13	Sep 5	sec.gov
Imagen Center for Esthetic Dentistry Support Services, LLC	Other Health Care	Scottsdale	AZ	$886,000	$1,046,000	1	Sep 6	sec.gov
Star Glide DFW Rentals, LLC	Residential	Irving	TX	$882,000	$1,440,000	15	Sep 7	sec.gov
TalesVision, Inc.	Other	Rancho Santa Fe	CA	$850,000	$850,000	5	Sep 6	sec.gov
NEW EDGE TELECOM LLC	Other	Davie	FL	$850,000	$1,750,000	4	Sep 6	sec.gov
Fireroad Holdings, Inc.	Other	Cincinnati	OH	$800,000	$1,900,000	3	Sep 8	sec.gov
5701 Washington Avenue LLC	Commercial	Houston	TX	$770,000	$1,900,000	2	Sep 8	sec.gov
SpaceBilt Inc.	Other Technology	Lakeland	FL	$750,000	$750,000	1	Sep 8	sec.gov
LIBERTAS Implant Solutions, LLC	Other Technology	Potomac	MD	$750,000	$3,000,000	3	Sep 6	sec.gov
Appion Solutions, Inc.	Other Technology	Racine	WI	$745,050	$1,000,000	23	Sep 7	sec.gov
WWC LXV US, LP	Residential	Phoenix	AZ	$740,466	$4,805,000	37	Sep 5	sec.gov
Jellatech, Inc.	Biotechnology	Raleigh	NC	$725,000	$725,000	2	Sep 7	sec.gov
CHATSWORTH NMC LLC	Other Real Estate	San Diego	CA	$717,000	$936,000	11	Sep 8	sec.gov
USEDC Mineral Exchange I LLC (amended)	Oil and Gas	Arlington	TX	$657,116	$100,000,000	0	Sep 6	sec.gov
Ballyhoo Media, Inc.	Other	Miami	FL	$643,000	$2,000,000	8	Sep 8	sec.gov
Consolidated Resource Imaging LLC	Other Technology	Grand Rapids	MI	$625,625	$625,625	5	Sep 7	sec.gov
Silos Mankato LLC	Commercial	Minneapolis	MN	$625,000	$625,000	3	Sep 5	sec.gov
Pershing Ventures	Other	Cheyenne	WY	$600,006	$600,006	1	Sep 7	sec.gov
WWC LXIX US, LP	Residential	Phoenix	AZ	$591,773	$1,970,000	101	Sep 5	sec.gov
SCG 125 S 300 E SLCUT, LLC	Residential	Idaho Falls	ID	$555,000	$5,000,000	10	Sep 5	sec.gov
Sholder, Inc.	Other	Boulder	CO	$533,000	$1,000,000	10	Sep 5	sec.gov
Stonesteps Partners LLC	Investing	Ann Arbor	MI	$500,000	$500,000	16	Sep 8	sec.gov
Centaur Bio Inc. (amended)	Pharmaceuticals	Charlotte	NC	$500,000	$500,000	5	Sep 7	sec.gov
Zena Therapeutics Inc.	Pharmaceuticals	Princeton	NJ	$500,000	$500,000	1	Sep 7	sec.gov
Thrive Health Holdings, Inc.	Other Health Care	Wilmington	DE	$500,000	$500,000	1	Sep 5	sec.gov
PFM Solutions, LLC	Other Technology	Minnetonka	MN	$500,000	$500,000	1	Sep 5	sec.gov
WWC LXVIII US, LP	Residential	Phoenix	AZ	$499,386	$1,600,000	75	Sep 5	sec.gov
SureBuilt Holding Corporation, Inc. (amended)	Other Banking and Financial Services	Colchester	VT	$490,000	$35,000,000	15	Sep 8	sec.gov
Duke Partners Fund, LLC	Commercial	High Point	NC	$487,000	$487,000	14	Sep 6	sec.gov
Planting Hope Company, Inc.	Retailing	Chicago	IL	$484,586	$484,586	9	Sep 6	sec.gov
Reporting Xpress, Inc. (amended)	Other Technology	Cayce	SC	$475,000	$1,000,000	4	Sep 5	sec.gov
WWC LXVI US, LP	Residential	Phoenix	AZ	$468,919	$1,705,000	40	Sep 5	sec.gov
Gaingels Healthcare I LLC	Other	Burlington	VT	$468,750	$468,750	35	Sep 7	sec.gov
525 Beaver, LLC	Commercial	Jacksonville	FL	$454,650	$2,500,000	4	Sep 8	sec.gov
ProtoKinetix, Inc. (amended)	Other	Dalton	OH	$429,000	$500,000	8	Sep 7	sec.gov
New Pieces Quilt Shop	Retailing	Alameda	CA	$400,000	$400,000	4	Sep 8	sec.gov
Integry Inc.	Other	Walnut	CA	$400,000	$1,250,000	1	Sep 6	sec.gov
Quasar Markets Inc.	Other Technology	Wesley Chapel	FL	$385,000	$500,000	12	Sep 5	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$374,359	Indefinite	24	Sep 7	sec.gov
Expanesthetics, Inc	Pharmaceuticals	Davis		$356,400	$356,400	18	Sep 8	sec.gov
Flewber Global Inc.	Airlines and Airports	New York	NY	$355,000	$750,000	6	Sep 5	sec.gov
Polyamyna Nanotech Inc.	Other Health Care	St. John'S		$353,921	$353,921	1	Sep 6	sec.gov
WWC XLIII US, LP	Residential	Phoenix	AZ	$353,635	$2,015,000	11	Sep 5	sec.gov
FixturFab, Inc.	Other Technology	Seattle	WA	$350,000	$400,000	1	Sep 8	sec.gov
KMX Technologies, LLC (amended)	Other	Sharon	CT	$350,000	$350,000	1	Sep 5	sec.gov
YERBAE BRANDS CORP.	Retailing	Scottsdale	AZ	$348,302	$348,302	4	Sep 5	sec.gov
Radicai LLC	Computers	Malibu	CA	$338,400	Indefinite	10	Sep 6	sec.gov
UWG Investment Partners LLC	Other Health Care	Washington	DC	$310,200	Indefinite	10	Sep 8	sec.gov
Digit Technologies Inc.	Other Technology	Rocky Face	GA	$308,146	$308,146	6	Sep 5	sec.gov
O/D Vision, Inc.	Other Health Care	Sanibel	FL	$301,550	$301,550	34	Sep 7	sec.gov
Public Records Inc	Other	Brooklyn	NY	$300,000	Indefinite	2	Sep 8	sec.gov
Kennected, Inc.	Other Technology	Indianapolis	IN	$300,000	$6,000,000	1	Sep 8	sec.gov
Hatchet Brewing Co LLC	Manufacturing	Southern Pines	NC	$300,000	$600,000	4	Sep 7	sec.gov
Core Ally, LLC	Other	Arvada	CO	$300,000	$300,000	1	Sep 7	sec.gov
Expanesthetics, Inc	Pharmaceuticals	Davis		$282,338	$282,338	13	Sep 8	sec.gov
Vaporox, Inc.	Other Health Care	Lone Tree	CO	$280,129	$280,129	11	Sep 6	sec.gov
WWC L US, LP	Residential	Phoenix	AZ	$269,122	$1,390,000	22	Sep 5	sec.gov
Instacash Inc. (amended)	Other Technology	Charlotte	NC	$264,415	$500,000	46	Sep 7	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$251,451	Indefinite	58	Sep 7	sec.gov
mTradeCo. (amended)	Other Banking and Financial Services	Oxford	MS	$250,000	$10,000,000	0	Sep 8	sec.gov
GoMeat Services Inc.	Other Technology	Wilmington	DE	$250,000	$280,000	2	Sep 7	sec.gov
1522 Condominium LLC	Residential	Glen Allen	VA	$250,000	$3,200,000	1	Sep 6	sec.gov
MB Crossing LLC	Commercial	Prosper	TX	$250,000	$250,000	5	Sep 6	sec.gov
CEAI Park Edge Lender 2 LLC	Residential	Merriam	KS	$250,000	$7,480,000	1	Sep 6	sec.gov
SEVEN POINT DISPENSING OF MICHIGAN LLC	Other	Troy	MI	$234,750	$2,500,000	3	Sep 6	sec.gov
VWR Capital Corp.	Other	Langley		$230,694	$230,694	2	Sep 8	sec.gov
Lion Rock Resources Inc.	Other	Vancouver		$221,370	$221,370	3	Sep 7	sec.gov
Fireside Strategic Corp.	Other Health Care	Miami	FL	$204,550	$6,204,550	2	Sep 6	sec.gov
Pipe Factory Investment LLC	Commercial	Pagosa Springs	CO	$200,000	$2,000,000	2	Sep 8	sec.gov
Flewber Global Inc.	Airlines and Airports	New York	NY	$190,000	$450,000	4	Sep 5	sec.gov
Jellatech, Inc.	Biotechnology	Raleigh	NC	$165,000	$3,000,000	4	Sep 7	sec.gov
Bell Copper Corp	Other Energy	Delta		$147,800	$147,800	1	Sep 8	sec.gov
Jauntboards, INC.	Other Technology	Dover	DE	$135,000	$200,000	5	Sep 6	sec.gov
DigiShares Inc.	Other Banking and Financial Services	Miami	FL	$130,000	$5,000,000	7	Sep 8	sec.gov
Confidence by GaBBY Goodwin, Inc.	Retailing	Columbia	SC	$114,000	$1,000,000	4	Sep 6	sec.gov
Holston DC Assets LLC	REITS and Finance	New York	NY	$112,000	$125,000	112	Sep 6	sec.gov
GLAUS, PYLE, SCHOMER, BURNS & DEHAVEN, INC.	Other	Akron	OH	$105,344	$182,250	169	Sep 6	sec.gov
Jellatech, Inc.	Biotechnology	Raleigh	NC	$100,000	$100,000	1	Sep 7	sec.gov
GF 500 MAIN LLC	Restaurants	Garland	TX	$100,000	$250,000	2	Sep 6	sec.gov
MTH Land LLC	Residential	Prosper	TX	$100,000	$100,000	2	Sep 6	sec.gov
USEDC 2023 Drilling Fund LP (amended)	Oil and Gas	Arlington	TX	$100,000	$300,000,000	0	Sep 6	sec.gov
Zeal Imaging Group, LLC	Other Health Care	Cottage Grove	WI	$100,000	$100,000	7	Sep 5	sec.gov
Pike Therapeutics Inc.	Other Technology	Vancouver		$100,000	$100,000	2	Sep 5	sec.gov
Avalon Holographics Inc	Other Technology	St. John'S		$96,637	$148,580	2	Sep 6	sec.gov
Omnigres Corp.	Other Technology	San Francisco	CA	$85,000	$250,000	5	Sep 6	sec.gov
Regenerative Medicine Orthopaedic Society Inc.	Other Health Care	Miami	FL	$80,000	$80,000	4	Sep 6	sec.gov
Jellatech, Inc.	Biotechnology	Raleigh	NC	$75,000	$75,000	1	Sep 7	sec.gov
Gently Inc.	Other	Dallas	GA	$75,000	$75,000	1	Sep 6	sec.gov
Protospheric Products, Inc.	Other Health Care	Clearwater	FL	$75,000	$75,000	4	Sep 5	sec.gov
Libra Data Labs, Inc.	Other Technology	Chicago	IL	$59,500	Indefinite	1	Sep 8	sec.gov
Hannan Metals Ltd.	Other	Vancouver		$50,744	$101,489	1	Sep 5	sec.gov
ALL I CAN DO LTD LIABILITY CO	Other	New York	NY	$50,000	$1,000,000	1	Sep 6	sec.gov
One Roq Spirits, LLC	Other Technology	Buffalo	NY	$50,000	$250,000	30	Sep 6	sec.gov
SILVERTON ENERGY, INC.	Oil and Gas	Plano	TX	$50,000	$2,000,000	0	Sep 6	sec.gov
ZC Institute, Inc.	Other Energy	Fayetteville	GA	$50,000	Indefinite	1	Sep 5	sec.gov
Queen Spirits, LLC	Other	Raleigh	NC	$50,000	$1,000,000	2	Sep 5	sec.gov
Ahimsa LLC	Other	Indianapolis	IN	$41,000	$123,000	1	Sep 7	sec.gov
O'Ryan Therapeutics, Inc.	Other Health Care	Wellesley	MA	$40,000	$600,000	2	Sep 8	sec.gov
PAIDIA ESPORTS INC.	Other	Vancouver		$36,748	$36,748	1	Sep 5	sec.gov
Clubsocial Inc.	Other Technology	Dover	DE	$25,326	$25,326	1	Sep 6	sec.gov
Suckerpunch LLC	Other	Portland	OR	$25,000	$25,000	1	Sep 5	sec.gov
Expanesthetics, Inc	Pharmaceuticals	Davis		$20,496	$20,496	4	Sep 8	sec.gov
Florida Home & Auto Insurance Agency, LLC	Insurance	West Palm Beach	FL	$10,725	$220,350	2	Sep 6	sec.gov
3045 Martin Dr, LLC	Residential	Pleasanton	CA	$10,000	$10,000	2	Sep 6	sec.gov
Kuya Silver Corp./BC	Other	Garibaldi Highlands		$8,000	$15,400	1	Sep 7	sec.gov
Linqto Liquidshares LLC	Other Banking and Financial Services	San Jose	CA	$5,002	Indefinite	1	Sep 5	sec.gov
Habits Inc.	Other Technology	Indianapolis	IN	$5,000	$650,000	1	Sep 7	sec.gov
ARUKA BIO, INC.	Other Health Care	Princeton	NJ	$4,000	$5,500,000	1	Sep 7	sec.gov
Decentral Holding Corp (amended)	Other Technology	Troy	OH	$10	$2,700,000	1	Sep 7	sec.gov
Half of Fifty Cents Broadway Ltd Liability Co	Other	New York	NY	$0	$2,500,000	0	Sep 8	sec.gov
Fragment Technologies, Inc.	Other Technology	Dover	DE	$0	$2,000,000	0	Sep 8	sec.gov
Tyler Trails RV Park LLC	Commercial	Plano	TX	$0	$1,000,000	0	Sep 8	sec.gov
Rivkin Capital LLC	Commercial	Hollywood	FL	$0	$20,000,000	0	Sep 8	sec.gov
SavePx, Inc.	Other Health Care	Ofallon	MO	$0	Indefinite	0	Sep 8	sec.gov
KC Energy Fund 1, LP	Commercial	Kansas City	MO	$0	$1,500,000	0	Sep 8	sec.gov
LOMALN LLC	Construction	San Jose	CA	$0	Indefinite	0	Sep 8	sec.gov
Capital Square Glendale BFR, LLC	Commercial	Glen Allen	VA	$0	$49,375,000	0	Sep 8	sec.gov
Ridgeline Residental Investments, LLC	Residential	Dallas	TX	$0	$9,000,000	0	Sep 8	sec.gov
Level Playing Field, Inc.	Other Technology	Highlands Ranch	CO	$0	$10,000	0	Sep 8	sec.gov
MAGELLAN GOLD Corp	Other	Wallace	ID	$0	$602,000	0	Sep 8	sec.gov
BATSU! Earth Ltd Liability Co	Other	New York	NY	$0	$500,000	0	Sep 8	sec.gov
Logos Fund-HIS3450, LLC	Commercial	Atlanta	GA	$0	$7,500,000	0	Sep 8	sec.gov
CATALYST HEALTHCARE FUND II, LP	Commercial	Pensacola	FL	$0	$100,000,000	25	Sep 8	sec.gov
Sand Hill Road Technologies Fund XV	Investing	Miami	FL	$0	Indefinite	0	Sep 8	sec.gov
Inspired Senior Living of Eugene DST (amended)	Commercial	Scottsdale	AZ	$0	$27,531,788	0	Sep 8	sec.gov
CHV Liberty Hill 1 LLC	Commercial	Dallas	TX	$0	$1,200,000	0	Sep 8	sec.gov
ZIN BOATS, INC.	Other	Seattle	WA	$0	$2,000,000	0	Sep 8	sec.gov
Encore Bancshares, Inc.	Commercial Banking	Little Rock	AR	$0	$75,000,000	0	Sep 8	sec.gov
NEXTGEN 23 PARTNERS, LLC	Commercial	Seattle	WA	$0	$15,000,000	0	Sep 7	sec.gov
Freedom Allen Hockey LLC	Other	Dallas	TX	$0	$1,000,000	0	Sep 7	sec.gov
Olentangy Ownership, LLC	Other	Salt Lake City	UT	$0	$2,400,000	0	Sep 7	sec.gov
Equita Capital Partners LLC	Other Banking and Financial Services	Dallas	TX	$0	$10,000,000	0	Sep 7	sec.gov
KC Energy Fund 2, LP	Commercial	Kansas City	MO	$0	$2,500,000	0	Sep 7	sec.gov
Spire Fund I LP	Residential	Oklahoma City	OK	$0	$15,000,000	0	Sep 7	sec.gov
Investcorp Employee Co-Investment Incentive Limited Partnership	Other Banking and Financial Services	Grand Cayman		$0	Indefinite	0	Sep 7	sec.gov
DJG Capital Pecan Grove LLC	Commercial	Houston	TX	$0	$740,000	0	Sep 7	sec.gov
Golden Gate Mortgage Fund, LLC	Residential	San Rafael	CA	$0	$25,000,000	0	Sep 7	sec.gov
Hew-Tex/Omega SWD LLC (amended)	Oil and Gas	Houston	TX	$0	$1,293,750	0	Sep 7	sec.gov
Investcorp US Real Estate Employee Co-Investment Incentive, L.P.	Commercial	New York	NY	$0	Indefinite	0	Sep 7	sec.gov
SnippetSentry, LLC	Other Technology	Sebastopol	CA	$0	$527,500	0	Sep 7	sec.gov
Magnetic Media Holdings, Inc	Other Technology	New York	NY	$0	$1,000,000	0	Sep 7	sec.gov
NDL Fund 1 LLC	REITS and Finance	Aventura	FL	$0	$20,000,000	0	Sep 7	sec.gov
LP Raleigh Hills LLC	Restaurants	Portland	OR	$0	$300,000	0	Sep 6	sec.gov
Infinite Real Estate Inc.	Other	American Fork	UT	$0	$1,700,000	0	Sep 6	sec.gov
HOMEHOP CLEVELAND LLC	Other Real Estate	Norton	OH	$0	$2,000,000	0	Sep 6	sec.gov
GROW YOUR CASHFLOW FUND LLC	Commercial	Sarasota	FL	$0	$10,000,000	0	Sep 6	sec.gov
16 Jasset - YS Ventures Fund, LLC	Residential	Westwood	MA	$0	$625,000	7	Sep 6	sec.gov
BIO-AI, Inc.	Other Technology	Sheridan	WY	$0	$10,000,000	0	Sep 6	sec.gov
Pikewood Capital Fund I LLC	Commercial	Columbus	OH	$0	$10,000,000	0	Sep 6	sec.gov
Upend Ventures, LLC	Other	Dayton	OH	$0	$50,000	0	Sep 6	sec.gov
Bakken Energy Income 23-2, LP (amended)	Oil and Gas	Houston	TX	$0	$30,000,000	0	Sep 6	sec.gov
Investcorp US Real Estate Employee Co-Investment Incentive, L.P.	Commercial	New York	NY	$0	Indefinite	0	Sep 6	sec.gov
NatPets Incentive Company, LLC	Other	Boulder	CO	$0	Indefinite	1	Sep 6	sec.gov
Tau Lotus, Inc.	Other Technology	Cerritos	CA	$0	$2,000,000	0	Sep 6	sec.gov
SCA Aventura Holdings, LLC	Other Health Care	Birmingham	AL	$0	$319,001	0	Sep 6	sec.gov
SenesTech, Inc.	Agriculture	Phoenix	AZ	$0	Indefinite	1	Sep 6	sec.gov
MCG South End Investors, LLC	Residential	Charlotte	NC	$0	$25,000,000	0	Sep 5	sec.gov
Madison Weaverville Investors, LLC	Residential	Charlotte	NC	$0	$11,357,000	0	Sep 5	sec.gov
OPPORTUNITY RESTAURANT GROUP LLC	Restaurants	New York	NY	$0	$26,000,000	0	Sep 5	sec.gov
COCHRAN CAPITAL FUND, LLC (amended)	Other Real Estate	Spokane	WA	$0	$20,000,000	0	Sep 5	sec.gov
COCHRAN CAPITAL FUND, LLC	Other Real Estate	Spokane	WA	$0	$10,000,000	0	Sep 5	sec.gov
FrameTec Bravo LLC	Other	Phoenix	AZ	$0	$92,600,000	0	Sep 5	sec.gov
SUKAD Project Portfolio Management Solutions, Corp	Other Technology	Houston	TX	$0	$3,000,000	0	Sep 5	sec.gov
Hockey Parent Holdings, L.P.	Other	Chicago	IL	$0	Indefinite	0	Sep 5	sec.gov
Tiny Communities Fund, LLC	Residential	Marietta	PA	$0	$25,000,000	0	Sep 5	sec.gov
LEGENCE PARENT LLC	Other Energy	San Jose	CA	$0	Indefinite	1	Sep 5	sec.gov

Week of Sep 11 · Week of Aug 28 · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.